广州安凯微电子股份有限公司 对外担保管理制度 第一章 总则 第一条 为了维护股东的合法权益，规范广州安凯微电子股份有限公司（以 下简称"公司"）的对外担保行为，规避和降低经营风险，促进公司持续稳定发 展，根据《中华人民共和国公司法》《上海证券交易所科创板股票上市规则》《上 海证券交易所科创板上市公司自律监管指引第1号——规范运作》《上市公司监 管指引第8号——上市公司资金往来、对外担保的监管要求》等规范性文件及《广 州安凯微电子股份有限公司章程》（以下简称"《公司章程》"）等有关规定， 制定本制度。 第二条 本制度所称对外担保是指公司以第三人身份为他人提供的抵押、质 押、保证或其他形式的担保，包括公司为子公司提供的担保。 第三条 本制度所称子公司是指全资子公司、控股子公司和公司拥有实际控 制权的参股公司。 公司对对外担保行为实行统一管理。公司的子公司、分支机构、职能部门不 得擅自对外提供担保。 公司的子公司为公司合并报表范围内的法人或其他组织提供担保的，公司应 当在子公司履行审议程序后及时披露。 公司的子公司为公司合并报表范围之外的其他主体提供担保的，视同公司提 供担保，应当遵守本制度的相关规定。 第四条 未 ...

广州安凯微电子股份有限公司 关联交易管理制度 第一章 总则 第一条 为了规范广州安凯微电子股份有限公司（以下简称"公司"）与关 联方之间的关联交易行为，确保公司的关联交易行为不损害公司和非关联股东的 合法权益，保护广大投资者特别是中小投资者的利益，根据《中华人民共和国公 司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）、《上海证券交易所科创板股票上市规则》（以下简称"《科创板股 票上市规则》"）、《上海证券交易所上市公司自律监管指引第5号——交易与 关联交易》等规范性文件及《广州安凯微电子股份有限公司股份有限公司章程》 （以下简称"《公司章程》"）等有关规定，制定本制度。 第二条 公司在确认关联关系和处理关联交易时，应遵循以下原则： （一） 尽量避免或减少与关联人之间的关联交易； （二）确定关联交易价格时，应遵循"公平、公正、公开、等价有偿"的原 则，原则上不偏离市场独立第三方的标准； （三）公司与关联人之间的交易应当签订书面协议，明确交易双方的权利义 务及法律责任； （四）公司董事会或股东会审议关联交易事项时，关联董事和关联股东回避 表决； （五）公司董事会应当根据客观 ...

Core Points - The document outlines the rules and procedures for the shareholders' meetings of Guangzhou Ankai Microelectronics Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The rules are established to standardize the organization and behavior of the company, ensuring shareholders can exercise their rights legally [1] - The rules apply to all shareholders, directors, senior management, and other attendees of the shareholders' meeting [1] - The company must strictly follow legal and regulatory requirements when convening shareholders' meetings [1][2] Group 2: Powers of the Shareholders' Meeting - The shareholders' meeting is the company's authority body, responsible for approving significant matters such as asset purchases exceeding 30% of the latest audited total assets [2][3] - The meeting can authorize the board to make decisions regarding the issuance of corporate bonds [2] Group 3: Convening the Shareholders' Meeting - Annual meetings must be held within six months after the end of the previous fiscal year, while temporary meetings can be called as needed [2][3] - Independent directors can propose temporary meetings, and the board must respond within ten days [4] Group 4: Proposals and Notifications - Proposals must fall within the powers of the shareholders' meeting and be clearly defined [6][7] - Notifications for annual meetings should be sent at least 20 days in advance, while temporary meetings require a 15-day notice [8] Group 5: Meeting Procedures and Voting - Shareholders can attend in person or via proxy, and the company must provide necessary arrangements for orderly conduct [9][10] - Voting can be conducted through various methods, including online, and must be completed within specified timeframes [9][10] Group 6: Resolutions of the Shareholders' Meeting - Resolutions can be classified as ordinary or special, with different voting thresholds required for approval [47][48] - Certain significant matters, such as capital changes and mergers, require special resolutions [49] Group 7: Meeting Records and Announcements - Meeting records must include details such as time, location, attendees, and voting results, and must be preserved for at least ten years [53][54] - Resolutions must be announced promptly, including details of attendance and voting outcomes [54][55]

Core Points - The document outlines the regulations governing the behavior of the controlling shareholders and actual controllers of Guangzhou Ankai Microelectronics Co., Ltd, aiming to enhance corporate governance and protect the rights of shareholders [1][2]. Group 1: General Principles - Controlling shareholders and actual controllers must act in good faith and not abuse their control to harm the company or other shareholders' rights [2][3]. - They are required to comply with laws, regulations, and the company's articles of association, ensuring transparency and proper information disclosure [2][3]. - The document emphasizes the importance of maintaining the independence of the company’s assets, personnel, finances, and operations [4][5]. Group 2: Financial Independence - Controlling shareholders and actual controllers must not occupy company funds through various means, including unauthorized loans or payments for personal expenses [3][4]. - They are prohibited from using the company’s financial resources for personal gain or to benefit related parties without fair compensation [6][7]. Group 3: Information Disclosure - Controlling shareholders and actual controllers are obligated to disclose significant events that may affect the company, such as changes in control or major asset restructuring [12][13]. - They must ensure that all disclosed information is accurate, complete, and timely, cooperating with the company in fulfilling its disclosure obligations [12][14]. Group 4: Share Transfer and Control - The document stipulates that any transfer of shares or control must adhere to legal regulations and maintain the stability of the company's ownership structure [10][11]. - Controlling shareholders must conduct due diligence on potential buyers to ensure that the transfer does not harm the company or other shareholders [11][12]. Group 5: Protection of Minority Shareholders - The rights of minority shareholders, including voting and proposal rights, must be fully protected, and controlling shareholders should not impede their exercise of these rights [9][10]. - Transactions between the controlling shareholders and the company must be conducted on fair and equitable terms, ensuring no harm to the interests of minority shareholders [9][10].

广州安凯微电子股份有限公司 累积投票制实施细则 第一章 总则 第一条 为进一步完善广州安凯微电子股份有限公司（以下简称"公司"） 的法人治理结构，规范公司董事的选举，切实保证所有股东充分行使选择董事的 权利，维护中小股东利益，根据《中华人民共和国公司法》（以下简称"《公司 法》"）、《上市公司治理准则》等规范性文件及《广州安凯微电子股份有限公 司章程》（以下简称"《公司章程》"）等有关规定，制定本细则。 第二条 本细则所称累积投票制，是指公司股东会选举董事时，每一股份拥 有与应选董事人数相同的表决权，股东拥有的表决权可以集中使用，即股东可以 用所有的投票权集中投票选举一位候选董事，也可以将投票权分散行使、投票给 数位候选董事，最后按得票的多少决定当选董事。 第三条 本细则适用于选举或变更两名以上董事的议案。 第四条 股东会就选举董事进行表决时，可以实行累积投票制。公司上市后， 选举两名以上董事时，公司应当实行累积投票制。股东会以累积投票方式选举董 事的，独立董事和非独立董事的表决应当分别进行。 第五条 本细则所称"董事"包括独立董事和非独立董事，不含由职工代表 担任的董事。 第六条 股东会选举产生的董事人数及 ...

广州安凯微电子股份有限公司 董事会议事规则 第一章 总 则 第一条 为规范广州安凯微电子股份有限公司（以下简称"公司"）董事会 的议事方式和决策程序，促使董事和董事会有效地履行其职责，提高董事会科学 决策水平，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华 人民共和国证券法》《上海证券交易所科创板上市公司自律监管指引第 1 号—— 规范运作》（以下简称"《指引》"）和《广州安凯微电子股份有限公司章程》 （以下简称"《公司章程》"）以及其他相关法律、行政法规和规范性文件的规 定，制定本规则。 第二条 董事会的议事方式是召开董事会会议。 第三条 董事按规定参加董事会会议是履行董事职责的基本方式。 第四条 董事会下设战略委员会、审计委员会、薪酬与考核委员会以及提名 委员会等专门工作机构，专门委员会对董事会负责，依照《公司章程》和董事会 授权履行职责，提案应当提交董事会审议决定。 第五条 董事会下设证券事务部为董事会的日常办事机构。证券事务部负责 公司股东会和董事会会议的筹备、文件保管以及公司股东资料的管理，办理信息 披露事务等事宜，处理董事会的日常事务。 第二章 董事会的职权 第六条 董事会对股东会 ...

广州安凯微电子股份有限公司 独立董事工作制度 第一章 总则 第一条 为完善公司法人治理结构，促进广州安凯微电子股份有限公司（以 下简称"公司"）规范运作，维护公司整体利益，有效保障全体股东、特别是 中小股东的合法权益不受损害，根据《中华人民共和国公司法》（以下简称 "《公司法》"）、《中华人民共和国证券法》《上海证券交易所科创板上市 公司自律监管指引第1号——规范运作》（以下简称"《科创板自律监管指引第 《广州安凯微电子股份有限公司章程》（以下简称"《公司章程》"）的有关 规定，制定本制度。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与其所受聘的 公司及其主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能 影响其进行独立客观判断关系的董事。 独立董事应当独立履行职责，不受上市公司及其主要股东、实际控制人等 单位或者个人的影响。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务。独立董事应当按 照相关法律法规和《公司章程》的要求，认真履行职责，在董事会中发挥参与 决策、监督制衡、专业咨询作用，维护上市公司整体利益，保护中小股东合法 权益。 第二章 独立董事的任职条件 第七条 公司独立董事 ...

Core Viewpoint - The document outlines the code of conduct for the board of directors and senior management of Guangzhou Ankai Microelectronics Co., Ltd., emphasizing compliance with laws, regulations, and internal governance structures to protect the interests of the company and its shareholders [1][2]. Group 1: General Principles - The company aims to enhance its corporate governance structure and regulate the behavior of directors and senior management in accordance with relevant laws and regulations [1]. - Directors and senior management are required to adhere to legal obligations, maintain the company's interests, and cooperate with regulatory oversight [2]. Group 2: Responsibilities of Directors and Senior Management - Directors and senior management must supervise the company's operations, promote internal system development, and remain informed about significant events affecting the company [2][3]. - They are prohibited from accepting bribes, misappropriating company funds, or using company resources for personal consumption [3][4]. - Confidentiality regarding the company's commercial and technical secrets is mandatory unless authorized by the shareholders' meeting [4][5]. Group 3: Decision-Making and Accountability - Directors must ensure that decisions are made based on thorough investigation and consideration of legal compliance and potential impacts on the company [12][13]. - In cases of significant damage to the company due to violations of laws or regulations, directors are held accountable for compensation [3][11]. - Directors are required to attend board meetings personally or delegate appropriately, ensuring that decisions are made transparently and in compliance with governance rules [4][5]. Group 4: Financial Oversight and Reporting - Directors must carefully evaluate financial matters, including investments, guarantees, and financial assistance, ensuring compliance and risk management [19][20]. - Regular reviews of financial reports are necessary to ensure accuracy and completeness, with directors responsible for signing off on these reports [11][17]. Group 5: Role of the Chairman and Senior Management - The chairman is tasked with promoting internal systems and ensuring the board operates effectively, while also being accountable for significant decisions impacting the company [38][39]. - Senior management must execute board decisions diligently and report any significant operational changes or risks to the board [46][47].

第一章 总则 第一条 为维护广州安凯微电子股份有限公司（以下简称"公司"）、股东、 职工和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司 法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券 法》"）、 《上市公司章程指引》、 公司在广州市黄埔区市场监督管理局登记注册，取得营业执照，统一社会信 用代码：91440116726819189A。 第三条 公司于 2023 年 1 月 13 日经上海证券交易所审核，于 2023 年 4 月 28 日经中国证券监督管理委员会注册，首次向社会公众发行人民币普通股 98,000,000 股，并于 2023 年 6 月 27 日在上海证券交易所上市。 第四条 公司注册名称： 中文全称：广州安凯微电子股份有限公司 《上海证券交易所科创板股票上市规则》 （以下简 称"《股票上市规则》"）和其他有关规定，制订本章程。 第二条 广州安凯微电子股份有限公司系依照《公司法》和其他有关规定成立 的股份有限公司（以下简称"公司"）。 公司以发起设立方式设立，由有限责任公司整体变更为股份有限公司。 英文全称：Guangzhou Anyka Microe ...

Core Viewpoint - The company, Guangzhou Ankai Microelectronics Co., Ltd., has announced a stock incentive plan involving the grant of 4.059804 million restricted stocks to attract and retain talent, aligning the interests of shareholders, the company, and core team members for long-term development [1][2][3]. Group 1: Incentive Plan Overview - The incentive method is through restricted stocks, specifically the second type of restricted stocks, with a total of 4.059804 million shares to be granted, representing approximately 1.04% of the company's total share capital at the time of the announcement [1][4]. - The source of the shares for this incentive plan is from the company's repurchase of its A-share common stocks from the secondary market [2][3]. Group 2: Objectives and Principles - The plan aims to establish a long-term incentive mechanism to attract and retain excellent talent, enhance employee motivation, and effectively combine the interests of shareholders, the company, and the core team [1][2]. - The plan is formulated in accordance with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [2]. Group 3: Stock Grant Details - The total number of restricted stocks to be granted is 4.059804 million, which does not exceed 20% of the total shares at the time of the announcement [4][6]. - The grant price for the restricted stocks is set at 10.28 yuan per share, which is below the average trading price over various periods prior to the announcement [10][11]. Group 4: Eligibility and Distribution - The incentive targets include 106 individuals, accounting for approximately 26.30% of the total employees as of June 30, 2025, excluding independent directors and major shareholders [5][6]. - The distribution of restricted stocks among the incentive targets is detailed, with specific allocations for directors, senior management, and other key personnel [6][8]. Group 5: Vesting Conditions - The vesting of the restricted stocks is contingent upon meeting specific performance criteria over two fiscal years, with the first vesting period set for 12 months after the grant date [9][12]. - The performance metrics include revenue growth rate, chip shipment growth rate, and new business sales, which are designed to reflect the company's operational performance and growth potential [16][17]. Group 6: Implementation Procedures - The plan requires approval from the shareholders' meeting and must be publicly disclosed, with a minimum public notice period of 10 days before the meeting [18][19]. - The company will engage legal and financial advisors to ensure compliance with regulations and to assess the feasibility of the incentive plan [17][19].