证券代码：688686 证券简称：奥普特 公告编号：2024-057 广东奥普特科技股份有限公司 关于股份回购进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | 回购方案首次披露日 | 2024/9/24 | | --- | --- | | 回购方案实施期限 | 待董事会审议通过后 12 个月 | | 预计回购金额 | 3,000 万元~6,000 万元 | | 回购用途 | □减少注册资本 √用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | □为维护公司价值及股东权益 | | 累计已回购股数 | 0 万股 | | 累计已回购股数占总股本比例 | 0% | | 累计已回购金额 | 0 万元 | | 实际回购价格区间 | 0 元/股~0 元/股 | 一、回购股份的基本情况 2024 年 9 月 23 日，公司召开第三届董事会第十七次会议，审议通过了《关于 以集中竞价交易方式回购公司股份方案的议案》，同意公司使用自有资金以集中竞 价交易方式回购部分公司 A 股股份，并在未来适宜时机 ...

编号：2024-023 证券代码：688686 证券简称：奥普特 广东奥普特科技股份有限公司投资者关系活动记录表 | --- | --- | --- | |--------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...

证券代码：688686 证券简称：奥普特 广东奥普特科技股份有限公司投资者关系活动记录表 | --- | --- | |----------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...

Investment Rating - The report maintains a "Buy" rating for the company, with a target price of 74.7 RMB for 2025, up from the previous target of 66.35 RMB [2][4] Core Views - The company's performance fell short of expectations due to the downturn in the 3C and lithium battery sectors, with revenue and net profit declining significantly in Q3 2024 [2] - Despite short-term pressures, the company is making high investments in R&D and expanding its product portfolio, positioning itself for future growth [2] Financial Performance - Revenue for Q1-Q3 2024 was 733 million RMB, down 13.32% YoY, while net profit attributable to shareholders was 132 million RMB, down 35.58% YoY [2] - Gross margin for Q1-Q3 2024 was 64.23%, down 2.1 percentage points YoY, and net profit margin was 17.99%, down 6.22 percentage points YoY [2] Industry and Market Impact - The 3C and lithium battery sectors contributed 354 million RMB and 112 million RMB in revenue respectively in H1 2024, down 8.75% and 37.37% YoY [2] - The company is focusing on improving product standardization and expanding into new industries and markets, including overseas markets like Vietnam and India [2] R&D and Product Development - R&D expenditure for Q1-Q3 2024 was 156 million RMB, accounting for 21.33% of revenue [2] - The company has made significant breakthroughs in both hardware and software, including the launch of an upgraded AI platform and increased use of self-produced cameras [2] Financial Forecasts - Revenue is expected to grow to 1,385 million RMB in 2025 and 1,677 million RMB in 2026, with net profit projected to reach 305 million RMB and 424 million RMB respectively [3] - EPS for 2025 and 2026 is forecasted at 2.49 RMB and 3.47 RMB, respectively [3] Valuation and Comparables - The company's 2025 PE is estimated at 30x, in line with industry peers, with a target price of 74.7 RMB [2][10] - The company's market cap is 7,411 million RMB, with a current price of 60.63 RMB [4][5]

Revenue and Profit Performance - Revenue for the third quarter was RMB 210.96 million, a decrease of 6.96% year-over-year[2] - Net profit attributable to shareholders was RMB 18.58 million, down 40.32% compared to the same period last year[2] - Total revenue for the first three quarters of 2024 was RMB 733.26 million, a decrease of 13.3% compared to RMB 845.95 million in the same period of 2023[18] - Net profit for the first three quarters of 2024 was RMB 131.94 million, a decrease of 35.6% compared to RMB 204.80 million in the same period of 2023[19] - Revenue for the first three quarters of 2024 was 717,546,121.13 RMB, a decrease from 819,858,250.50 RMB in the same period of 2023[27] - Net profit for the first three quarters of 2024 was 154,637,455.16 RMB, down from 214,581,259.82 RMB in the same period of 2023[28] - Sales revenue from goods and services in the first three quarters of 2024 was RMB 574,721,697.71, a decrease from RMB 666,060,976.09 in the same period of 2023[21] - Sales revenue from goods and services in Q3 2024 was 533,836,455.75 RMB, down from 636,781,833.13 RMB in the same period of 2023[29] R&D Investment and Expenses - R&D investment for the quarter was RMB 46.43 million, a decrease of 16.95% year-over-year[4] - R&D expenses for the first three quarters of 2024 were RMB 156.39 million, a decrease of 2.5% compared to RMB 160.35 million in the same period of 2023[18] - R&D expenses for the first three quarters of 2024 were 150,619,177.23 RMB, slightly higher than 149,877,670.11 RMB in the same period of 2023[27] Cash Flow and Operating Activities - Operating cash flow for the period was RMB 17.82 million, a significant decrease of 86.79% year-over-year[2] - Total cash inflow from operating activities in the first three quarters of 2024 was RMB 612,926,156.55, down from RMB 699,374,694.20 in 2023[21] - Cash outflow from operating activities in the first three quarters of 2024 was RMB 595,103,614.97, compared to RMB 564,463,813.52 in 2023[21] - Net cash flow from operating activities in the first three quarters of 2024 was RMB 17,822,541.58, significantly lower than RMB 134,910,880.68 in 2023[22] - Operating cash flow for the first three quarters of 2024 was -2,086,699.50 RMB, compared to 127,733,004.16 RMB in the same period of 2023[29] Investment and Financing Activities - Cash inflow from investment activities in the first three quarters of 2024 was RMB 777,890,948.41, a sharp decline from RMB 2,159,792,854.21 in 2023[22] - Net cash flow from investment activities in the first three quarters of 2024 was negative RMB 139,179,444.60, compared to negative RMB 66,244,015.14 in 2023[22] - Net cash flow from financing activities in the first three quarters of 2024 was negative RMB 66,680,092.17, an improvement from negative RMB 100,237,474.87 in 2023[22] - Investment cash flow for the first three quarters of 2024 was -209,239,870.59 RMB, compared to 174,262,822.23 RMB in the same period of 2023[29] - Financing cash flow for the first three quarters of 2024 was -66,680,092.17 RMB, compared to -100,237,474.87 RMB in the same period of 2023[29] Assets and Liabilities - Total assets as of the end of the reporting period were RMB 3.19 billion, an increase of 4.64% compared to the end of the previous year[4] - Total current assets as of September 30, 2024, amount to 2,606,104,029.15 RMB[14] - Total non-current assets as of September 30, 2024, amount to 582,523,711.89 RMB[15] - Total assets as of September 30, 2024, amount to 3,188,627,741.04 RMB[15] - Total current liabilities as of September 30, 2024, amount to 246,817,348.30 RMB[15] - Total liabilities as of the end of Q3 2024 were RMB 254.81 million, an increase of 50.7% compared to RMB 169.09 million at the end of Q3 2023[16] - Total assets as of September 30, 2024, were RMB 3,242,776,728.62, up from RMB 3,084,100,117.56 at the end of 2023[24] - Total liabilities as of September 30, 2024, were RMB 242,619,207.08, compared to RMB 162,381,100.92 at the end of 2023[25] - Total liabilities and owner's equity as of Q3 2024 were 3,242,776,728.62 RMB, up from 3,084,100,117.56 RMB at the end of 2023[26] Shareholder Equity and Ownership - Total equity attributable to the parent company as of the end of Q3 2024 was RMB 2.93 billion, an increase of 1.9% compared to RMB 2.88 billion at the end of Q3 2023[16] - Shareholders' equity as of September 30, 2024, was RMB 3,000,157,521.54, slightly higher than RMB 2,921,719,016.64 at the end of 2023[25] - Total owner's equity as of Q3 2024 was 3,000,157,521.54 RMB, up from 2,921,719,016.64 RMB at the end of 2023[26] - Total number of ordinary shareholders at the end of the reporting period is 7,651[11] - Lu Zhilin holds 36,485,559 shares, accounting for 29.85% of the total shares[11] - Lu Shenglin holds 35,687,414 shares, accounting for 29.20% of the total shares[11] - Xu Xueliang holds 8,930,593 shares, accounting for 7.31% of the total shares[11] - Ningbo Qianzhi Venture Capital Partnership holds 7,104,000 shares, accounting for 5.81% of the total shares[11] - Hong Kong Securities Clearing Company holds 3,320,889 shares, accounting for 2.72% of the total shares[11] Earnings and Return on Equity - Basic earnings per share for the quarter were RMB 0.1521, down 40.26% compared to the same period last year[2] - The weighted average return on equity (ROE) for the quarter was 0.65%, a decrease of 0.50 percentage points year-over-year[4] - Basic earnings per share for the first three quarters of 2024 were RMB 1.0794, a decrease of 35.6% compared to RMB 1.6770 in the same period of 2023[20] - Total comprehensive income for the first three quarters of 2024 was RMB 131.97 million, a decrease of 35.4% compared to RMB 204.46 million in the same period of 2023[19] Non-Recurring Items and Profit Drivers - Non-recurring gains and losses for the quarter amounted to a loss of RMB 5.69 million[6] - The decrease in net profit was primarily due to a decline in revenue and increased expenses from new customer acquisition and product development[7] - The significant drop in operating cash flow was mainly due to reduced payments from major customers and supply chain financing payments during the period[8] Cash and Cash Equivalents - Cash and cash equivalents at the end of Q3 2024 were 291,851,447.97 RMB, a decrease from 448,428,427.66 RMB at the end of Q3 2023[29]

| | | | 第一章 | 总 | 则 2 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 3 | | 第三章 | 股 | 份 3 | | 第四章 | | 股东和股东大会 7 | | 第五章 | | 董事会 27 | | 第六章 | | 总经理及其他高级管理人员 38 | | 第七章 | | 监事会 40 | | 第八章 | | 财务会计制度、利润分配和审计 43 | | 第九章 | | 通知和公告 50 | | 第十章 | | 合并、分立、增资、减资、解散和清算 52 | | 第十一章 | | 修改章程 56 | | 第十二章 | | 附 则 56 | 第一章 总 则 英文名称：OPT Machine Vision Tech Co., Ltd 第五条 公司住所：广东省东莞市长安镇长安兴发南路66号之一 邮政编码：523860 广东奥普特科技股份有限公司章程 二〇二四年十月 2 / 57 第一条 为维护广东奥普特科技股份有限公司（以下简称"公司"）、股东和 债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国 公司法》（以下简称《公司法》）、《中华人民共和国证券法》（以 ...

科创板上市公司独立董事候选人声明与承诺 本人谢春晓,已充分了解并同意由提名人广东奥普特科技股份有限公司董事 会提名为广东奥普特科技股份有限公司第三届董事会独立董事候选人。本人公开 声明,本人具备独立董事任职资格,保证不存在任何影响本人担任广东奥普特科 技股份有限公司独立董事独立性的关系,具体声明并承诺如下: 一、本人具备上市公司运作的基本知识,熟悉相关法律、行政法规、部门规 章及其他规范性文件,具有五年以上法律、经济会计、财务、管理等履行独立董 事职责所必需的工作经验。 二、本人任职资格符合下列法律、行政法规和部门规章以及公司规章的要求: (一)《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适用); (三)中国证监会《上市公司独立董事管理办法》和上海证券交易所自律监 管规则有关独立董事任职资格和条件的相关规定; (四)中共中央纪委、中共中央组织部《关于规范中管干部辞去公职或者退 (离)休后担任上市公司、基金管理公司独立董事、独立监事的通知》的规定〈如 适用): (五)中共中央组织部《关于进一步规范党政领导干部在企业兼职(任职) 问题的意见》的相 ...

广东奥普特科技股份有限公司 董事会议事规则 二〇二四年十月 第一章 总 则 第二章 董事会的组成和职权 1 / 12 第一条 为了进一步规范广东奥普特科技股份有限公司（以下简称"公司"） 董事会的议事方式和决策程序，促使董事和董事会有效地履行其职 责，提高董事会规范运作和科学决策水平，根据《中华人民共和国 公司法》（以下简称《公司法》）、《中华人民共和国证券法》《上 市公司治理准则》《上海证券交易所科创板股票上市规则》《上海证 券交易所科创板上市公司自律监管指引第 1 号——规范运作》等相 关法律、法规、规范性文件，以及《广东奥普特科技股份有限公司章 程》（以下简称《公司章程》）等有关规定，特制定本规则。 第二条 董事会依法对股东大会负责，执行股东大会的决议，应当确保公司 依法合规运作，公平对待所有股东，并维护其他利益相关者的合法 权益。 第三条 公司董事会由七名董事组成，其中独立董事四名。 第四条 董事会下设董事会办公室，处理董事会日常事务。 董事会秘书兼任董事会办公室负责人，保管董事会和董事会办公室 印章。 第五条 董事会依法行使下列职权： （一）召集股东大会，并向股东大会报告工作； （二）执行股东大会的 ...

除上述条款修改外，《公司章程》其他条款不变。公司将于股东大会审议通 过后及时向市场监督管理部门办理《公司章程》的工商备案登记等相关手续。上 述变更最终以市场监督管理部门核准的内容为准。 修订后的《公司章程》将于同日在上海证券交易所网站（www.sse.com.cn） 予以披露。 特此公告。 广东奥普特科技股份有限公司 关于修改《公司章程》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 广东奥普特科技股份有限公司（以下简称"公司"）于 2024 年 10 月 29 日召 开了第三届董事会第十八次会议，审议通过了《关于修改<公司章程>的议案》。 为进一步完善公司治理结构，促进公司规范运作，根据《公司法》等有关规定， 并结合公司实际情况，现拟对《公司章程》进行修改。 具体修改内容为： | 序号 | 修订前 | 修订后 | | --- | --- | --- | | | 第一百一十一条 董事会由六名董事组 | 第一百一十一条 董事会由七名董事组 | | 1 | 成，其中三名为独立董事。董事会设董 | 成，其中四名为独立董事 ...

广东奥普特科技股份有限公司 2024 年第四次临时股东大会会议资料 广东奥普特科技股份有限公司 2024 年第四次临时股东大会会议资料 2024 年 11 月 15 日 东莞 | 2024 | 年第四次临时股东大会会议须知 1 | | --- | --- | | 2024 | 年第四次临时股东大会会议议程 3 | | 议案一 | 关于增选第三届董事会独立董事的议案 4 | | 议案二 | 关于修改《公司章程》的议案 6 | | 议案三 | 关于修改《董事会议事规则》的议案 7 | 广东奥普特科技股份有限公司 2024 年第四次临时股东大会会议资料 广东奥普特科技股份有限公司 2024 年第四次临时股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证 大会的顺利进行，根据《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司股东大会规则》以及《广东奥普特科技股份有限公司章程》《广东奥普特 科技股份有限公司股东大会议事规则》等相关规定，特制定 2024 年第四次临时 股东大会会议须知： 一、为确认出席大会的股东或其代理人或其他出席者的出席资格，会议工作 人员将对出席会议者的身 ...