为贯彻落实中央金融工作会议及新"国九条"指示要求，突出以人民为中心的价值取向，更加有效保护中 小投资者合法权益，助力更好满足人民群众日益增长的财富管理需求，上交所于10月29日在长江证券南 阳范蠡路证券营业部成功举行了上交所投资者服务周河南行—走进营业部活动，本次活动由上海证券交 易所、河南证监局、河南省证券期货业协会、长江证券股份有限公司共同主办，上交所投教基地、长江 证券投教基地、长江证券南阳范蠡路证券营业部承办。 活动中，上交所投资者服务部经理王晓晨老师首先围绕"高质量发展的上交所ETF市场"开展讲解，她详 细阐述了上交所ETF市场的发展历程、市场规模以及产品种类。并讲解近年来，上交所ETF市场取得了 显著的发展成果，市场规模不断扩大，产品种类也日益丰富。这些ETF产品不仅覆盖了股票、债券等多 个资产类别，还涉及了多个行业和主题，为投资者提供了多元化的投资选择。 接着，王晓晨老师介绍了上交所投资者权益保护制度的主要内容。通过完善信息披露制度，确保投资者 能够及时、准确地获取上市公司的经营信息和市场动态；通过实施投资者适当性管理制度，确保投资者 能够根据自身的风险承受能力和投资目标选择合适的投资产品；通过 ...

Financial Performance - Operating revenue for the current reporting period was RMB 1.948 billion, a 47.96% increase year-over-year[2] - Net profit attributable to shareholders of the listed company was RMB 647.13 million, a 592.52% increase year-over-year[2] - Total revenue for the first nine months of 2024 was 4,803,921,684.21 yuan, a decrease from 5,148,878,187.15 yuan in the same period last year[16] - Net interest income for the first nine months of 2024 was 1,367,580,542.14 yuan, down from 1,659,038,165.77 yuan in the previous year[16] - Net fee and commission income for the first nine months of 2024 was 2,371,799,256.75 yuan, compared to 3,032,965,566.46 yuan in the same period last year[16] - Net profit for the first nine months of 2024 was 1,435,489,599.29 yuan, an increase from 1,195,143,863.45 yuan in the previous year[17] - Total comprehensive income for the first nine months of 2024 was 1,931,184,546.88 yuan, up from 1,495,162,850.38 yuan in the same period last year[18] - Basic earnings per share for the first nine months of 2024 were 0.24 yuan, compared to 0.21 yuan in the previous year[18] Asset and Liability Changes - Total assets at the end of the reporting period were RMB 156.12 billion, a decrease of 8.56% compared to the end of the previous year[2] - Total assets as of September 30, 2024, amounted to RMB 156.12 billion, a decrease from RMB 170.73 billion at the beginning of the year[14] - Total liabilities as of the end of Q3 2024 were 118,205,270,047.82 yuan, a decrease from 135,958,610,482.87 yuan at the beginning of the year[15] - Total equity as of the end of Q3 2024 was 37,916,693,306.95 yuan, up from 34,770,827,442.61 yuan at the beginning of the year[15] - Client funds deposits stood at RMB 44.76 billion, up from RMB 33.76 billion at the start of the year[13] - Trading financial assets decreased to RMB 28.03 billion from RMB 32.95 billion at the beginning of the year[14] - Other debt investments dropped to RMB 32.85 billion from RMB 49.04 billion at the start of the year[14] - Short-term financing liabilities were RMB 1.96 billion, down from RMB 3.09 billion at the beginning of the year[14] - Repurchase agreements for financial assets decreased to RMB 19.01 billion from RMB 34.67 billion at the start of the year[14] - Client securities trading funds increased to RMB 52.37 billion from RMB 40.90 billion at the beginning of the year[14] - Employee compensation payable was RMB 2.56 billion, down from RMB 2.93 billion at the start of the year[14] - Accounts payable decreased to RMB 3.72 billion from RMB 4.13 billion at the beginning of the year[14] - Derivative financial liabilities increased to RMB 338.62 million from RMB 206.19 million at the start of the year[14] Capital and Risk Management - Core net capital increased by 7.03% to RMB 19.46 billion compared to the end of the previous year[6] - Risk coverage ratio increased by 125.72 percentage points to 378.13%[6] - Capital leverage ratio increased by 4.84 percentage points to 19.22%[6] - Liquidity coverage ratio increased by 4.44 percentage points to 169.21%[6] - Net stable funding ratio increased by 15.23 percentage points to 174.48%[6] - Net capital to net assets ratio increased by 1.30 percentage points to 68.90%[6] - Net capital to liabilities ratio increased by 14.52 percentage points to 38.26%[7] Cash Flow and Liquidity - Net cash flow from operating activities increased by 372.31% to 24,008,249,790.60 yuan due to increased net inflows from client transaction settlement funds[9] - Net cash flow from financing activities decreased by 147.95% to -13,362,292,628.65 yuan due to reduced net fundraising scale[9] - Cash inflows from operating activities for the first nine months of 2024 were 43,188,405,780.46 yuan, compared to 16,823,505,770.30 yuan in the same period last year[19] - Net cash from financing activities for the first nine months of 2024 was 1,330,000,000.00 yuan, compared to no significant activity in the previous year[19] - Net cash flow from operating activities increased to 24,008,249,790.60, up significantly from 5,083,167,497.91 in the previous period[20] - Net cash flow from investing activities was -297,042,193.18, an improvement from -461,604,777.56 in the prior period[20] - Net cash flow from financing activities decreased to -13,362,292,628.65, compared to -5,389,135,858.21 in the previous period[21] - Cash and cash equivalents at the end of the period stood at 58,642,560,042.37, up from 45,857,341,268.17 at the beginning of the period[21] - Cash paid for employee compensation and benefits was 2,560,804,795.09, slightly lower than 2,696,997,511.58 in the previous period[20] - Cash paid for taxes and fees decreased to 373,543,479.97 from 502,631,294.01 in the prior period[20] - Cash received from investments was 126,379,773.70, down from 253,117,331.19 in the previous period[20] - Cash received from financing activities was 10,100,737,308.24, compared to 18,735,664,618.00 in the prior period[20] - Cash paid for dividends, profits, and interest was 1,999,205,087.39, slightly higher than 1,982,982,629.68 in the previous period[21] - Net increase in cash and cash equivalents was 10,346,401,086.68, a significant improvement from -757,374,151.54 in the prior period[21] Investment and Asset Changes - Buyback financial assets decreased by 84.20% to 217,266,660.42 yuan due to a reduction in pledged repo scale[8] - Other debt investments decreased by 33.02% to 32,848,449,001.66 yuan due to a reduction in bond investment scale[8] - Construction in progress increased by 293.12% to 31,294,677.30 yuan due to increased office renovation projects[8] - Other assets increased by 196.78% to 293,411,939.88 yuan due to increased prepayments for external investments[8] - Short-term financing liabilities decreased by 36.60% to 1,961,823,490.72 yuan due to reduced issuance of short-term corporate bonds[8] - Fair value change income increased by 234.87% to 1,253,096,007.21 yuan due to increased gains from fair value changes in trading financial assets[8] - Other comprehensive income after tax increased by 65.22% to 495,694,947.59 yuan due to increased gains from fair value changes in other debt investments[9] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 204,204[10]

（以下无正文） （本页无正文，为《长江证券股份有限公司 2024 年面向专业投资者公开发行公 司债券（第四期）在深圳证券交易所上市的公告》之盖章页） 发行人：长江证券股份有限公司 年 月 日 长江证券股份有限公司 2024 年面向专业投资者公开发行公司债券（第四期） 在深圳证券交易所上市的公告 根据深圳证券交易所债券上市的有关规定，长江证券股份有限公司 2024 年 面向专业投资者公开发行公司债券（第四期）符合深圳证券交易所债券上市条件， 将于 2024 年 10 月 30 日起在深圳证券交易所上市，面向专业机构投资者交易， 交易方式包括匹配成交、点击成交、询价成交、竞买成交和协商成交。债券相关 要素如下： | 债券名称 | 长江证券股份有限公司 | | | | 年面 长江证券股份有限公司 年面 2024 | | 2024 | | --- | --- | --- | --- | --- | --- | --- | --- | | | 向专业投资者公开发行公司债券 | | | | 向专业投资者公开发行公司债券 | | | | | （第四期）（品种一） | | | | （第四期）（品种二） | | | | 债券简 ...

证券代码：000783 证券简称：长江证券 公告编号：2024-066 长江证券股份有限公司 2024 年面向专业投资者公开发行公司债券（第四期） 发行结果公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 长江证券股份有限公司（以下简称"发行人"）公开发行不超过人民币 200 亿元（含）公司债券已获得中国证券监督管理委员会证监许可〔2023〕2330 号文 同意注册。根据《长江证券股份有限公司 2024 年面向专业投资者公开发行公司 债券（第四期）发行公告》，长江证券股份有限公司 2024 年面向专业投资者公开 发行公司债券（第四期）（以下简称"本期债券"，本期债券品种一代码为"148948"， 债券简称为"24 长江 04"，品种二代码为"148949"，债券简称为"24 长江 05"） 发行规模不超过 50 亿元（含），发行价格为每张 100 元，采取网下面向专业机构 投资者询价配售的方式发行。 本期债券发行时间为 2024 年 10 月 18 日-10 月 21 日，品种一实际发行规模 为 25 亿元，票面利率为 2.02%，认购倍数 3.68 倍， ...

长江证券股份有限公司 （住所：湖北省武汉市江汉区淮海路88号） 2024年面向专业投资者公开发行公司债券 （第四期） 发行公告 牵头主承销商、簿记管理人 （广东省深圳市福田区中心三路8号卓越时代广场（二期）北座） （北京市朝阳区安立路66号4 号楼） 联席主承销商 联席主承销商、债券受托管 理人 联席主承销商 （深圳市前海深港合作区南 山街道桂湾五路128号前海深 港基金小镇B7栋401） （中国（上海）自由贸易试 验区世纪大道1198号28层） 签署日期：二〇二四年十月 本公司及其全体董事、监事、高级管理人员或履行同等职责的人员保证公告 内容真实、准确和完整。 重要事项提示 1、长江证券股份有限公司（以下简称"发行人"或"公司"）于 2023 年 10 月 16 日获得中国证券监督管理委员会《关于同意长江证券股份有限公司向专业 投资者公开发行公司债券注册的批复》（证监许可〔2023〕2330 号）同意面向专 业投资者发行额度不超过（含）200 亿元的公司债券的注册（以下简称"本次债 券"）。 本次债券采取分期发行的方式，其中长江证券股份有限公司 2024 年面向专 业投资者公开发行公司债券（第四期）（以下简 ...

| 发行人: | 长江证券股份有限公司 | | --- | --- | | 牵头主承销商: | 中信证券股份有限公司 | | 联席主承销商: | 中信建投证券股份有限公司、华泰联合证券有限责任公司、长 江证券承销保荐有限公司 | | 受托管理人: | 华泰联合证券有限责任公司 | | 注册金额: | 200 亿元 | | 发行金额 | 不超过 50亿元(含) | | 增信措施情况: | 元 | | 信用评级结果: | 主体评级 AAA | | 信用评级机构: | 联合资信评估股份有限公司 | 长江证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）募集说明书 声 明 发行人将及时、公平地履行信息披露义务。发行人及其全体董事、监事、高 级管理人员或履行同等职责的人员保证募集说明书信息披露的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏。主承销商已对募集说明书进行了核查， 确认不存在虚假记载、误导性陈述和重大遗漏，并对其真实性、准确性和完整性 承担相应的法律责任。 发行人承诺在本期债券发行环节，不直接或者间接认购自己发行的债券。债 券发行的利率或者价格应当以询价、协议定价等方式确定，发行人 ...

长江证券股份有限公司 2023 年面向专业投资者公开发行公司债券券更名公告 2023 年 10 月 16 日，根据中国证监会"证监许可〔2023〕2330 号"文件同 意了长江证券股份有限公司 2023 年面向专业投资者公开发行公司债券（以下简 称"本次债券"）的发行申请。 本次债券申报时命名为"长江证券股份有限公司 2023 年面向专业投资者公 开发行公司债券"，鉴于本次债券采用分期发行的方式，按照公司债券命名惯例， 征得主管部门同意，本次发行人拟发行的规模不超过人民币 50 亿元的公司债券 名称确定为"长江证券股份有限公司 2024 年面向专业投资者公开发行公司债券 （第四期）"（以下简称"本期债券"）。 本期债券名称变更不改变原签订的与本次公司债券发行相关的法律文件效 力，原签署的相关法律文件对更名后的公司债券继续具有法律效力。前述法律文 件包括但不限于：《关于长江证券股份有限公司 2023 年面向专业投资者公开发行 公司债券之承销协议》及其补充协议、《国浩律师（上海）事务所关于长江证券 股份有限公司 2023 年面向专业投资者公开发行公司债券之法律意见书》等文件。 特此说明。 （以下无正文） 1 20 ...

长江证券股份有限公司 2024 年跟踪评级报告 www.lhratings.com 1 联合〔2024〕3615 号 联合资信评估股份有限公司通过对长江证券股份有限公司主体 及其相关债券的信用状况进行跟踪分析和评估，确定维持长江证券 股份有限公司主体长期信用等级为 AAA，维持"21 长江 02""21 长江 03""21 长江 05""22 长江 01""22 长江 02""22 长江 03" "22 长江 04""23 长江 02""23 长江 03""23 长江 04""23 长江 05""23 长江 06""24 长江 01"信用等级为 AAA，维持"21 长江 C2""22 长江 C1""23 长江 C1""23 长江 Y1""24 长江 Y1"信用 等级为 AA+，评级展望为稳定。 特此公告 联合资信评估股份有限公司 评级总监： 二〇二四年六月十九日 跟踪评级报告 | 2 声 明 一、本报告是联合资信基于评级方法和评级程序得出的截至发表之日 的独立意见陈述，未受任何机构或个人影响。评级结论及相关分析为联合 资信基于相关信息和资料对评级对象所发表的前瞻性观点，而非对评级对 象的事实陈述或鉴证意见。联 ...

Investment Rating - The report maintains an "Accumulate" rating for the company, indicating a projected increase of 5% to 15% relative to the CSI 300 index over the next six months [2][21]. Core Insights - The company's revenue sources have shown volatility, but the fundamentals are expected to bottom out and recover. The company achieved a revenue of 2.855 billion yuan in the first half of 2024, a year-on-year decrease of 25.49%, and a net profit of 787 million yuan, down 28.87% year-on-year [3][5][14]. - The report highlights an increase in the proportion of income from brokerage, asset management, interest net income, and investment income, while the proportion from investment banking and other income has decreased [6][10]. - The company is expected to benefit from a significant share transfer, which will strengthen its regional advantages [14][15]. Financial Overview - For the first half of 2024, the company reported a weighted average return on equity (ROE) of 2.21%, down 1.31 percentage points year-on-year [5]. - The projected earnings per share (EPS) for 2024 and 2025 are 0.23 yuan and 0.27 yuan, respectively, with book value per share (BVPS) expected to be 5.95 yuan and 6.21 yuan [14][15]. - The company’s total assets as of June 30, 2024, were 1478.41 billion yuan, with total equity of 373.54 billion yuan [2][3]. Revenue Breakdown - The brokerage business net income decreased by 19.05% year-on-year, with significant pressure on seat leasing income [6][8]. - The investment banking segment saw a 44.95% decline in net income, with a notable drop in equity financing activities [8][10]. - Asset management business net income increased by 67.78% year-on-year, driven by rapid growth in public fund business [10][11]. Future Projections - The company anticipates a gradual recovery in its performance as market conditions improve, particularly in the equity self-operation segment, which has been a drag on earnings [14][15]. - The report forecasts a revenue of 6.131 billion yuan for 2024, with a projected increase to 6.965 billion yuan in 2025 [18].

| 债券名称 | | | 长江证券股份有限公司 | | | 2024 | 年面向专业投资者公开发行公司债券(第三期) | | --- | --- | --- | --- | --- | --- | --- | --- | | 债券简称 | 长江 24 03 | | | | | | | | 债券代码 | 148919 | | | | | | | | 信用评级 | 主体信用等级为 | | | | | | AAA，本期债券信用等级为 AAA | | 评级机构 | | | | 联合资信评估股份有限公司 | | | | | 发行总额（亿元） | 10 | | | | | | | | 债券期限 | 年 3 | | | | | | | | 票面年利率（％） | 2.10 | | | | | | | | 利率形式 | 附息式固定利率 | | | | | | | | 付息频率 | 每年付息 次 1 | | | | | | | | 发行日 | 2024 年 9 | | 月 | 25 | 日-2024 | 年 9 | 月 26 日 | | 起息日 | 年 2024 9 | | 月 | 26 | 日 | | | | 上市日 | 20 ...