国信证券股份有限公司 关于深圳市豪恩汽车电子装备股份有限公司 2025 年度持续督导现场检查报告 | 保荐人名称：国信证券股份有限公司 被保荐公司简称：豪恩汽电 | | | | | --- | --- | --- | --- | | 保荐代表人姓名：夏涛 联系电话：0755-28032222 | | | | | 保荐代表人姓名：付爱春 联系电话：0755-28032222 | | | | | 现场检查人员姓名：夏涛、付爱春、张子成 | | | | | 现场检查对应期间：2025 年 1 月 1 日至 年 12 月 日 | 31 | | 2025 | | 现场检查时间：2025 年 12 月 22 日 | | | | | 一、现场检查事项 现场检查意见 | | | | | （一）公司治理 否 不适用 | | 是 | | | 现场检查手段： | | | | | 对公司的董事长陈清锋、总经理罗小平、财务负责人肖文龙、董事会秘书李小娟等 | | | | | 高级管理人员就公司的内部治理情况进行访谈，查阅了公司重大规章制度的制定情 | | | | | 况，查阅了工商登记调档资料、公司的三会资料、总经理办公会会议资料、列 ...

国信证券股份有限公司 关于深圳市豪恩汽车电子装备股份有限公司 2025 年度持续督导培训情况的报告 深圳市豪恩汽车电子装备股份有限公司（以下简称"豪恩汽电"或"公司"） 首次公开发行股票并于 2023 年 7 月 4 日在深圳证券交易所上市。国信证券股份 有限公司（以下简称"保荐人"、"保荐机构"或"国信证券"）作为本次发行的 保荐机构，指定夏涛、付爱春担任保荐代表人，持续督导的期间为 2023 年 7 月 4 日至 2026 年 12 月 31 日。根据《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上 市公司规范运作》等有关规定，国信证券持续督导小组于 2025 年 12 月 22 日对 公司的董事、高级管理人员和证券部人员等相关人员进行了一次培训，现将相关 情况报告如下： （以下无正文） （本页无正文，为《国信证券股份有限公司关于深圳市豪恩汽车电子装备股份有 限公司 2025 年度持续督导培训情况的报告》的签章页） 一、培训基本情况 1、培训时间：2025 年 12 月 22 日 2、授课人员：持续督导人员夏涛、付爱春 3、参加培训人 ...

Core Viewpoint - The Nvidia concept sector experienced a decline, with a drop of 1.27% in overall performance [1] Group 1: Company Performance - Haowen Automotive Electric fell by 3.23% [1] - Jingwang Electronics decreased by 3.12% [1] - Yingweike dropped by 2.61% [1] - Dalian Technology and Shenghong Technology both saw declines exceeding 3% [1]

Group 1 - The lidar sector experienced a decline of 1.64% [1] - Dongtian Micro fell by 5.24% [1] - Tengjing Technology decreased by 5.13% [1] - Haon Automotive Electric dropped by 4.92% [1] - Wanlong Optoelectronics, Shijia Photonics, and Saiwei Electronics all fell by over 3% [1]

Market Overview - As of December 24, the Shanghai Composite Index closed at 3940.95 points, up by 20.97 points, representing a 0.53% increase [1] - The Shenzhen Component Index closed at 13486.42 points, up by 117.43 points, with a 0.88% increase [1] - The ChiNext Index closed at 3229.58 points, up by 24.57 points, reflecting a 0.77% increase [1] Stock Performance - A total of 89 A-shares had a turnover rate exceeding 20%, with six stocks, including C Jianxin and C Nabai Chuan, having turnover rates above 50% [1] - C Jianxin (688805) had a closing price of 58.12 yuan and a turnover rate of 77.25%, with a significant increase of 212.81% [1] - C Nabai Chuan (301667) closed at 82.73 yuan, with a turnover rate of 67.98%, but experienced a decline of 28.06% [1] - C Xihua (603248) closed at 26.01 yuan, with a turnover rate of 57.63%, and a decrease of 29.34% [1] - C Tiansu (301449) closed at 75.83 yuan, with a turnover rate of 54.69%, down by 24.93% [1] - Other notable stocks include C Youxun (688807) with a closing price of 231.60 yuan and a turnover rate of 50.23%, up by 14.03% [1] Additional Notable Stocks - Huazhong Cable (001208) closed at 21.05 yuan with a turnover rate of 49.18%, up by 6.10% [1] - Guangdao Tui (920680) closed at 1.32 yuan, with a turnover rate of 46.41%, and an increase of 29.41% [1] - Tongyu Communication (002792) closed at 34.71 yuan, with a turnover rate of 42.86%, up by 6.31% [1] - Shennong Agriculture (300189) closed at 7.90 yuan, with a turnover rate of 41.35%, up by 1.41% [1]

Core Viewpoint - The A-share automotive parts sector is experiencing a significant upward trend, with several companies reaching their daily price limits. Group 1: Market Performance - The automotive parts sector in A-shares is showing strong performance, with notable increases in stock prices [1] - Yili Automotive has surged to its daily limit, indicating strong investor interest [1] - Zhejiang Shibao and Longi Machinery have also reached their daily limits, reflecting a broader positive sentiment in the sector [1] Group 2: Other Notable Stocks - Other companies such as Chaojie Co., Xinyue Technology, Haon Automotive Electric, Xingmin Zhitong, and Suoling Co. have also seen price increases, contributing to the overall positive trend in the automotive parts sector [1]

Group 1 - The core point of the article highlights the trading activities on December 22, where 12 stocks appeared on the trading list, with significant participation from the Shenzhen-Hong Kong and Shanghai-Hong Kong Stock Connects [1] - A total of 14 stocks experienced net purchases from the Shenzhen-Hong Kong and Shanghai-Hong Kong Stock Connects, with Jingzhida leading at a net purchase amount of 120 million yuan [1] - Other notable net purchases included Baiyin Youse at 90.68 million yuan, Hainan Huatie at 89.34 million yuan, and Shanzigao Technology at 74.29 million yuan [1] Group 2 - The article also mentions stocks that faced net selling, including Haoen Qidian with a net sell amount of 25.12 million yuan, Bona Film Group at 19.82 million yuan, and Tianwei Vision at 18.88 million yuan [1] - Market performance indicated that 11 stocks with participation from the Shenzhen-Hong Kong and Shanghai-Hong Kong Stock Connects reached their daily price limit, with Shenjian Co. achieving three consecutive daily limit ups and Shanzigao Technology achieving two consecutive daily limit ups [1]

Core Viewpoint - The stock of Haon Electric and Automotive experienced a trading increase of 0.30% with a turnover rate of 38.21%, indicating significant trading activity and investor interest [2]. Trading Activity - The total trading volume for Haon Electric and Automotive reached 1.517 billion yuan, with a price fluctuation of 7.28% throughout the day [2]. - Institutional investors net sold 8.5452 million yuan, while the Shenzhen Stock Connect saw a net sell of 25.1179 million yuan [2]. - The top five trading departments accounted for a total transaction of 384 million yuan, with a net sell of 79.97 million yuan [2]. Institutional Participation - Two institutional special seats were involved in the trading, with a combined buying amount of 41.0149 million yuan and a selling amount of 49.5601 million yuan, resulting in a net sell of 8.5452 million yuan [2]. - The Shenzhen Stock Connect was the largest buying and selling department, with buying and selling amounts of 61.5831 million yuan and 86.7009 million yuan, respectively [2]. Historical Performance - Over the past six months, the stock has appeared on the trading leaderboard 17 times, with an average price increase of 3.59% the day after being listed and an average increase of 10.64% over the following five days [3]. Capital Flow - The stock saw a net outflow of 71.7651 million yuan in principal funds today, with a significant outflow of 67.5468 million yuan from large orders [3]. - The latest margin trading data shows a total margin balance of 368 million yuan, with a financing balance of 367 million yuan and a securities lending balance of 1.1871 million yuan [3]. - In the past five days, the financing balance increased by 40.3646 million yuan, reflecting a growth rate of 12.36% [3].

Market Performance - The ChiNext Index rose by 0.49%, closing at 3122.24 points, with a total trading volume of 444.704 billion yuan, a decrease of 5.152 billion yuan compared to the previous trading day [1] - Among the tradable ChiNext stocks, 1133 stocks closed higher, with 17 stocks rising over 10%, including Liying Technology, Debi Group, and Chuangyuan Co., which hit the daily limit [1] - The average turnover rate for the ChiNext today was 3.43%, with 29 stocks having a turnover rate exceeding 20% [1] High Turnover Stocks - The highest turnover rate was recorded by Deyi Culture at 57.53%, closing up 7.34%, with a trading volume of 1.18 billion yuan [1] - Other notable high turnover stocks included Huaren Health with a turnover rate of 56.23% and a closing increase of 5.72%, and Wanlong Optoelectronics with a turnover rate of 45.05% [1] Institutional Activity - Six high turnover ChiNext stocks appeared on the Dragon and Tiger list, with institutional participation noted in several stocks [3] - Aerospace Intelligence saw a net institutional buy of 90.6183 million yuan, while Huaren Health had a net institutional buy of 43.9794 million yuan [3] - Debi Group experienced a net institutional sell of 16.3466 million yuan, while Aerospace Intelligence had a significant net sell of 384 million yuan [3] Capital Flow - Among high turnover stocks, 15 stocks saw net inflows from main funds, with the highest inflows recorded for Yingshisheng at 342 million yuan, Aerospace Intelligence at 290 million yuan, and Haoen Automotive at 180 million yuan [4] - Conversely, Huaren Health experienced a net outflow of 238 million yuan, followed by Xice Testing and Tianyin Electric with outflows of 12.121 million yuan and 9.73721 million yuan, respectively [4] Sector Analysis - In terms of industry performance, the computer sector had the most stocks with turnover rates exceeding 20%, followed by defense and military industry and electric power equipment [2]

Core Viewpoint - The stock of Haon Auto Electric experienced a significant increase of 18.58% in a single trading day, with a turnover rate of 43.11% and a total transaction value of 1.612 billion yuan, indicating strong market interest and volatility [2]. Trading Activity - The stock was featured on the Dragon and Tiger List due to its closing price increase of 18.58% and turnover rate of 43.11%, with institutional investors net selling 17.8426 million yuan and the Shenzhen Stock Connect seeing a net purchase of 6.7297 million yuan [2]. - The top five trading departments accounted for a total transaction value of 386 million yuan, with a net purchase of 33.6661 million yuan after a buy transaction of 210 million yuan and a sell transaction of 176 million yuan [2]. - Over the past six months, the stock has appeared on the Dragon and Tiger List 16 times, with an average price increase of 3.81% the day after being listed and an average increase of 11.33% over the following five days [2]. Capital Flow - The stock saw a net inflow of 180 million yuan from major funds today, with a significant inflow of 182 million yuan from large orders, while smaller orders experienced a net outflow of 1.5607 million yuan [3]. - The latest margin trading data shows a total margin balance of 338 million yuan, with a financing balance of 337 million yuan and a securities lending balance of 1.0011 million yuan. Over the past five days, the financing balance decreased by 654,800 yuan, a decline of 0.19%, while the securities lending balance increased by 61,900 yuan, an increase of 6.59% [3].