上海北特科技集团股份有限公司董事会 二〇二五年十二月八日 1 申请获得上海证券交易所受理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海北特科技集团股份有限公司（以下简称"公司"）于2025年12月5日收 到上海证券交易所（简称"上交所"）出具的《关于受理上海北特科技集团股份 有限公司沪市主板上市公司发行证券申请的通知》（上证上审（再融资）〔2025〕 395号），上交所依据相关规定对公司报送的沪市主板上市公司发行证券的募集 说明书及相关申请文件进行了核对，认为申请文件齐备，符合法定形式，决定予 以受理并依法进行审核。 公司本次以简易程序向特定对象发行A股股票事项尚需通过上交所审核，并 获得中国证券监督管理委员会（简称"中国证监会"）作出同意注册的决定后方 可实施，最终能否通过上交所审核，并获得中国证监会同意注册的决定及其时间 尚存在不确定性。公司将根据进展情况，严格按照上市公司向特定对象发行股票 相关法律法规的要求及时履行信息披露义务，敬请广大投资者注意投资风险，理 性投资。 特此公告。 证券代码：603009 ...

上海市广发律师事务所 关于上海北特科技集团股份有限公司 以简易程序向特定对象发行 A 股股票的 法律意见 电话：021-58358013 | 传真：021-58358012 网址：http://www.gffirm.com | 电子信箱：gf@gffirm.com 办公地址：上海市浦东新区南泉北路 429 号泰康保险大厦 26 楼 | 邮政编码：200120 | 一、关于发行人本次发行的批准和授权 6 | | | --- | --- | | 二、关于发行人本次发行的主体资格 6 | | | 三、关于发行人本次发行的实质条件 7 | | | 11 | 四、关于发行人的设立 | | 12 | 五、关于发行人的独立性 | | 六、关于发行人的发起人、控股股东和实际控制人 15 | | | 七、关于发行人的股本及其演变 16 | | | 20 | 八、关于发行人的业务 | | 21 | 九、关于关联交易及同业竞争 | | 36 | 十、关于发行人的主要财产 | | 十一、关于发行人的重大债权债务 38 | | | 十二、关于发行人的重大资产变化及收购兼并 39 | | | 十三、关于发行人公司章程的制定与修改 40 ...

中国银河证券股份有限公司 关于 上海北特科技集团股份有限公司 2025 年度以简易程序向特定对象发行 A 股股票 之 发行保荐书 保荐人（主承销商） 北京市丰台区西营街 8 号院 1 号楼 7 至 18 层 101 二〇二五年十二月 上海北特科技集团股份有限公司 发行保荐书 声明 中国银河证券股份有限公司（以下简称"本保荐人"、"保荐人"或"银河 证券"）接受上海北特科技集团股份有限公司（以下简称"公司"、"北特科技" 或"发行人"）的委托，担任北特科技 2025 年度以简易程序向特定对象发行 A 股股票（以下简称"本次发行"）的保荐人及主承销商，就发行人本次发行出具 发行保荐书。 银河证券及其保荐代表人根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）等有关法 律法规和和中国证券监督管理委员会（以下简称"中国证监会"）、上海证券交 易所（以下简称"上交所"）的有关规定，诚实守信，勤勉尽责，严格按照依法 制订的业务规则、行业执业规范和道德准则出具本发行保荐书，并保证所出具文 件的真实性、准确性、完整性。 如无特别说明，本发行保荐书中的简称与募集说明书中 ...

中国银河证券股份有限公司 之 关于 上市保荐书 上海北特科技集团股份有限公司 2025 年度以简易程序向特定对象发行 A 股股票 保荐人（主承销商） （北京市丰台区西营街 8 号院 1 号楼 7 至 18 层 101） 二〇二五年十二月 上海北特科技集团股份有限公司 上市保荐书 声 明 上海证券交易所： 中国银河证券股份有限公司（以下简称"本保荐人"、"保荐人"或"银河证券"） 接受上海北特科技集团股份有限公司（以下简称"公司"、"北特科技"或"发行人"） 的委托，担任北特科技本次以简易程序向特定对象发行 A 股股票（以下简称"本 次发行"）的保荐人及主承销商，就发行人本次发行出具上市保荐书。 银河证券及其保荐代表人根据《中华人民共和国公司法》（以下简称"《公司 法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《证券发行上市保 荐业务管理办法》《上市公司证券发行注册管理办法》（以下简称"《注册管理办 法》"）等有关法律法规和中国证券监督管理委员会（以下简称"中国证监会"）、 上海证券交易所（以下简称"上交所"）的有关规定，诚实守信，勤勉尽责，严格 按照依法制订的业务规则、行业执业规范和道德准则出 ...

上海北特科技股份有限公司 2024 年度审计报告 中国杭州市钱江新城新业路 8号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road, Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpa.cn E明该审计报告是否由具有执业许可的会计师事务所出身 您可使用手机"扫一扫"或碰入-〔注册 平台 (http:// 报告编码:浙25UUQ6 目 求 | | 页 次 | | --- | --- | | 一、审计报告 | 1-7 | | 二、财务报表 | 8-19 | | (一) 合并资产负债表 | 8-9 | | (二) 合并利润表 | 10 | | (三) 合并现金流量表 | 11 | | (四) 合并所有者权益变动表 | 12-13 | | (五) 母公司资产负债表 | 14-15 | | (六) 母公司利润表 | 16 | | (七) 母公司现金流量表 | 17 | | (八) 母公司所有者权益 ...

Core Insights - The mechanical industry has shown an overall upward trend in 2025, with the CITIC Mechanical Industry Index recording a 30.9% increase, outperforming the Shanghai Composite Index by 15.3 percentage points [11] - The performance of listed companies in the mechanical sector has been stable, with total revenue of 1.8801 trillion yuan, a year-on-year increase of 6.73%, and net profit attributable to shareholders of 127.8 billion yuan, a year-on-year increase of 14.99% [23] - The report highlights significant growth opportunities in the robotics sector, particularly with the upcoming mass production of humanoid robots and the increasing demand for industrial robots driven by aging populations and domestic substitution trends [31][42] Industry Overview - The manufacturing PMI in China has been fluctuating around the threshold, indicating overall weakness, with a PMI of 49.2% in November [20] - Fixed asset investment in the manufacturing sector showed a cumulative year-on-year growth of 2.7% from January to October, reflecting a decline from earlier in the year [22] - The mechanical industry has experienced differentiated performance across various segments, with service robots and shipbuilding showing strong revenue and profit growth [23] Growth Opportunities - The robotics sector is expected to see continued demand growth, with the installation of industrial robots in China projected to grow at a compound annual growth rate (CAGR) of 17.52% from 2015 to 2024, reaching 295,000 units [36] - The PCB equipment market is benefiting from the recovery in consumer electronics and AI development, with global PCB industry output expected to grow by 6.8% in 2025 [54] - The engineering machinery sector is witnessing a rebound in domestic demand, with excavator sales from January to October 2025 reaching 192,135 units, a year-on-year increase of 17.0% [66] Investment Recommendations - For the robotics sector, companies such as Top Group, Sanhua Intelligent Control, and Zhenyu Technology are recommended for investment [3] - In the PCB equipment segment, companies like Dingtai High-Tech and Dazhu CNC are highlighted as potential investment opportunities [3] - The engineering machinery sector suggests focusing on companies like SANY Heavy Industry and XCMG Machinery for investment [3] - In the general equipment category, attention is drawn to companies in the tool and machine tool segments, such as Huari Precision and Neway CNC [3]

Group 1 - The Chinese humanoid robot industry chain has formed a complete layout, with multiple A-share listed companies making breakthroughs in various segments [1] - Several listed companies have entered the mass supply stage, and the delivery volume is expected to see a significant increase next year [1] - In the first three quarters of this year, humanoid robot concept stocks with a year-on-year net profit growth of 20% (including turning losses into profits) have seen 36 stocks retreat over 20% from their annual highs as of December 3 [1] Group 2 - Among the 36 humanoid robot concept stocks, five have a rolling price-to-earnings ratio below 30 times, including Zhongding Co., Huaqin Technology, Changhong Energy, Mingke Precision, and Jihong Co. [1] - The market capitalization of several companies has significantly decreased from their peak values, with Softcom Power down 42.81%, Xinzhi Group down 36.21%, and Tuosida down 35.26% [2] - The number of institutional research visits for these companies varies, with Softcom Power receiving 6 visits and Tuosida receiving 7 visits [2]

Group 1 - The core viewpoint of the news is that the Penghua Carbon Neutral Theme Mixed Fund A/C experienced a decline in net value returns of 6.56% and 6.60% respectively in November 2023 [1] - As of the third quarter, the fund's scale was 12.349 billion yuan, focusing on sectors such as manufacturing, new energy, and new technologies, with a particular emphasis on embodied intelligence's impact on industrial revolution and manufacturing upgrades [1] - The fund manager, Yan Siqian, has a background as an analyst at Huachuang Securities and a business manager at Bank of China International Securities, and has been with Penghua Fund Management since January 2022 [1] Group 2 - The top ten holdings of the fund in the third quarter included Zhenyu Technology, Zhejiang Rongtai, Zhongjian Technology, Meihu Co., Longsheng Technology, Anpeilong, Siling Co., Hanwei Technology, Beite Technology, and Wuzhou New Spring [1] - The fund's performance in November indicates a challenging market environment, reflecting broader trends in the investment landscape [2]

Group 1: Automotive Industry - Changan Automobile plans to invest 225 million yuan to enter the robotics sector, establishing Changan Tian Shu Intelligent Robot Technology Co., Ltd. with a total registered capital of 450 million yuan [2][3] - The new company aims to leverage humanoid robot technology to drive Changan's strategic transformation from a traditional automaker to an "intelligent technology ecosystem platform" [3] - The humanoid robotics sector is seen as a significant growth opportunity, with Changan's strong position in data accumulation, supply chain integration, and financial strength potentially leading to enhanced valuation and business synergies in the long term [3][4] Group 2: Vaccine Industry - The vaccine industry continues to see breakthroughs in internationalization and research, with companies like Kangtai Biotech and Zhifei Biological making significant progress in vaccine development [6][9] - The demand for flu vaccines is expected to rise, especially among high-risk groups, as the seasonal flu activity increases [8][9] - The vaccine sector is experiencing structural differentiation, with a focus on innovation and international expansion as key strategies for long-term growth [14][15] Group 3: Medical Services - The medical services sector has shown resilience, with a recent increase in demand driven by seasonal illnesses, despite ongoing cost control pressures from insurance policies [21] - The State Council's initiative to promote provincial-level medical insurance coordination is expected to enhance the efficiency of healthcare resources and provide structural opportunities for the medical industry [19][20] - Investment recommendations focus on high-growth companies in the pharmaceutical outsourcing and consumer healthcare sectors, indicating a positive outlook for the medical services industry [21]

北特科技所属申万行业为：汽车-汽车零部件-底盘与发动机系统。所属概念板块包括：汽车热管理、人 形机器人、丝杠、汽车零部件、机器人概念等。 截至11月20日，北特科技股东户数3.57万，较上期增加9.62%；人均流通股9484股，较上期减少8.77%。 2025年1月-9月，北特科技实现营业收入17.12亿元，同比增长17.50%；归母净利润9266.98万元，同比增 长52.39%。 分红方面，北特科技A股上市后累计派现1.88亿元。近三年，累计派现6392.14万元。 机构持仓方面，截止2025年9月30日，北特科技十大流通股东中，永赢先进制造智选混合发起A （018124）位居第三大流通股东，持股1633.99万股，相比上期减少41.61万股。鹏华碳中和主题混合A （016530）位居第四大流通股东，持股889.24万股，相比上期减少97.37万股。香港中央结算有限公司位 居第五大流通股东，持股749.34万股，为新进股东。中欧时代先锋股票A（001938）位居第九大流通股 东，持股290.24万股，为新进股东。景顺长城稳健回报混合A类（001194）位居第十大流通股东，持股 265.80万股，为新进股东 ...