Dear Non-registered holders(Note) , Huatai Securities Co., Ltd. (a joint stock company incorporated in the People's Republic of China with limited liability under the Chinese corporate name 华泰证券股份有限公司 and carrying on business in Hong Kong as HTSC) (the "Company") – Notice of Publication of Notice and Circular of the 2026 First Extraordinary General Meeting (the "Current Corporate Communications") The Current Corporate Communications of the Company have been published in English and Chinese languages and are ...

通 知 信 函 各位登記股東： 徵集電子聯絡資料 為確保未來及時收到最新的公司通訊，本公司建議 閣下透過掃描隨附之回條（「回條」）上列印的 閣下專屬二維碼來提供 閣下的電子郵件 地址。或者， 閣下也可以填妥、簽署回條並交回 H 股股份登記處，地址為香港灣仔皇后大道東 183 號合和中心 17M 樓。 如果本公司沒有收到 閣下的有效電子郵件地址，直至 H 股股份登記處收到 閣下有效的電子郵件地址前， 閣下將(i) 無法收到任何有關發佈公 司通訊的通知；及(ii) 需要主動查看本公司網站和披露易網站以留意公司通訊的發佈。然而，本公司未來將按照上市規則要求以印刷本形式發送可 供採取行動的公司通訊 （附註） 。 华泰证券股份有限公司 （於中華人民共和國註冊成立的股份有限公司，中文公司名稱為华泰证券股份有限公司，在香港以 HTSC 名 義開展業務） （「本公司」） – 2026 年第一次臨時股東會之通告、通函及代表委任表格（「本次公司通訊文件」）之發佈通知 本 公 司 的 本 次 公 司 通 訊 文 件 備 有 中 、 英 文 版 本 ， 並 已 上 載 於 香 港 聯 合 交 易 所 有 限 公 司 （「 香港交易所 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） （股份代號：6886） 海外監管公告 中國江蘇，2025年12月31日 於本公告日期，董事會成員包括執行董事張偉先生、周易先生及王瑩女士；非執 行董事丁鋒先生、陳仲揚先生、柯翔先生、晉永甫先生及張金鑫先生；以及獨立 非執行董事王建文先生、王全勝先生、彭冰先生、王兵先生及老建榮先生。 华泰证券股份有限公司董事会提名委员会 关于提名第七届董事会独立非执行董事候选人的 审查意见 根据《上市公司独立董事管理办法》《证券基金经营机构董事、 监事、高级管理人员及从业人员监督管理办法》及《华泰证券股份有 限公司章程》等规定，董事会提名委员会对被提名人的独立非执行董 事任职条件进行了审查，并发表以下审查意见： 公司第七届董事会成员（独立非执行董事）人选符合上市证券公 司独立非执行董事的基本条件，正直诚实，品行良 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） （股份代號：6886） 海外監管公告 本公告乃根據上市規則第13.10B條規則作出。 承本公司董事會命 聯席公司秘書 張輝 中國江蘇，2025年12月31日 於本公告日期，董事會成員包括執行董事張偉先生、周易先生及王瑩女士；非執 行董事丁鋒先生、陳仲揚先生、柯翔先生、晉永甫先生及張金鑫先生；以及獨立 非執行董事王建文先生、王全勝先生、彭冰先生、王兵先生及老建榮先生。 华泰证券股份有限公司 独立董事候选人声明与承诺 本人王建文，已充分了解并同意由提名人华泰证券股份有限公司 董事会提名为华泰证券股份有限公司第七届董事会独立董事候选人。 本人公开声明，本人具备独立董事任职资格，保证不存在任何影响本 人担任华泰证券股份有限公司独立董事独立性的关系，具体声明并承 诺如下： 一、本人具备上市公司运作的基本知 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） （股份代號：6886） 海外監管公告 本公告乃根據上市規則第13.10B條規則作出。 茲載列本公司在上海證券交易所網站刊登之《華泰證券股份有限公司獨立董事提 名人聲明與承諾》，僅供參閱。 釋義 於本公告，除文義另有所指外，下列詞彙具有以下涵義。 「本公司」 指 於中華人民共和國以華泰證券股份有限公司的公司名 稱註冊成立的股份有限公司，於2007年12月7日由前身 華泰證券有限責任公司改制而成，在香港以「HTSC」 名義開展業務，根據公司條例第16部以中文獲准名稱 「華泰六八八六股份有限公司」及英文公司名稱「Huatai Securities Co., Ltd.」註冊為註冊非香港公司，其H股於 2015年6月1日在香港聯合交易所有限公司主板上市（股 票代碼：6886），其A股於2010年2月26日 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） （股份代號：6886） 鑒於公司第六屆董事會成員任期屆滿，公司應在近期完成本次董事會換屆工作。 根據公司《章程》規定，董事會由13名董事組成，其中至少包括1/3的獨立董事。 同時，由於公司已發行境外上市外資股（H股）並在香港聯交所主板掛牌上市，為 滿足相關監管要求，公司董事會成員中至少須有一名獨立非執行董事通常居於香 港。在第六屆董事會成員中，由於任期屆滿，張偉先生將退任並不再作為第七屆 董事會執行董事候選人，陳仲揚先生及張金鑫先生將退任並不再作為第七屆董事 會非執行董事候選人。董事會謹此衷心感謝張偉先生、陳仲揚先生及張金鑫先生 過往對本公司作出的巨大貢獻。就董事會經作出一切合理查詢後所知及所信，就 即將退任的董事而言，彼等各自與董事會之間並無意見分歧，且據彼等所知並無 任何就彼等退任須提呈股東 ...

Core Viewpoint - The bond market ended weakly on the last trading day of 2025, with government bond futures declining across the board and interbank bond yields rising by approximately 1 basis point. The liquidity situation is expected to improve after the year-end, with a focus on economic performance in early 2026 and potential inflation data around the Spring Festival. The monetary policy is likely to remain neutral, while issues regarding demand for long-term and ultra-long-term bonds need to be addressed, but yield levels, spreads, and term spreads are expected to remain stable [1]. Market Performance - Government bond futures closed lower, with the 30-year main contract down 0.35% at 111.41, the 10-year main contract down 0.07% at 107.86, the 5-year main contract down 0.04% at 105.76, and the 2-year main contract down 0.03% at 102.454 [2]. - Interbank bond yields generally rose, with the 30-year government bond yield increasing by 1.5 basis points to 2.2775%, the 10-year policy bank bond yield rising by 0.15 basis points to 1.9505%, and the 7-year government bond yield up by 1.05 basis points to 1.738% [2]. Liquidity and Funding - The central bank announced a 7-day reverse repurchase operation of 5288 billion yuan at a fixed rate of 1.40%, with a net injection of 5028 billion yuan for the day after accounting for maturing reverse repos [4]. - Short-term Shibor rates rose across the board, with the overnight rate up by 8.0 basis points to 1.327%, the 7-day rate up by 36.7 basis points to 1.956%, the 14-day rate up by 8.2 basis points to 1.951%, and the 1-month rate up by 0.3 basis points to 1.588% [4]. Economic Indicators - According to the National Bureau of Statistics, the manufacturing purchasing managers' index (PMI) for December was 50.1%, the non-manufacturing business activity index was 50.2%, and the composite PMI output index was 50.7%, all showing an increase from the previous month and indicating an overall recovery in economic sentiment [5]. Institutional Insights - CITIC Securities anticipates a moderate growth in government bond supply in 2026, with concentrated net supply pressure expected in the second quarter. New general bond issuance is expected to maintain a slow pace, while new special bond issuance may peak towards the end of the second quarter [6]. - Huatai Fixed Income notes that the bond market adjustment is primarily driven by trading factors and medium-term supply-demand concerns, with market sentiment appearing fragile. The first quarter of 2026 is expected to see a "volatile and weak" market [6]. - China International Capital Corporation (CICC) suggests that demand for credit bonds may remain stable, with expectations of continued growth in demand post-year-end due to financial products and the "opening red" period, despite fluctuations in government bond yields [7].

Group 1 - The A-share market saw a rebound in the afternoon, with the Shanghai Composite Index turning positive again. The Kexin 50 ETF (588000) continued to show weakness, with a maximum decline of 1.10% [1] - Commercial aerospace concept stocks remained active, with Guobo Electronics rising over 6%, reaching a historical high. Shengke Communication increased by 2.23%, and Times Electric rose by 1.82%. Other stocks like Yingstone Network and Kingsoft Office also saw gains of over 1% [1] - Samsung's HBM4 chip production may be ahead of schedule, with the global HBM market expected to reach $98 billion by 2030. The construction of Samsung's P4 factory is accelerating, with equipment installation and testing running 2-3 months ahead of the original plan [1] Group 2 - The Kexin 50 ETF (588000) tracks the Kexin 50 Index, with 69.39% of its holdings in the electronics sector and 4.88% in the computer sector, totaling 74.27%. This aligns well with the development direction of cutting-edge industries such as artificial intelligence and robotics [2] - The ETF also covers multiple sub-sectors, including semiconductors, medical devices, software development, and photovoltaic equipment, indicating a high content of hard technology. Investors optimistic about the long-term development prospects of China's hard technology are advised to continue monitoring [2] Group 3 - Huatai Securities expresses a positive outlook for 2026, focusing on three main investment lines: 1) Embracing AI computing power, with attention to domestic and international investment opportunities in the computing power industry; 2) New productive forces, with emerging sectors like commercial aerospace, satellite internet, low-altitude economy, and quantum communication expected to accelerate; 3) Core assets, where leading companies with long-term competitiveness and performance resilience are likely to see valuation improvement opportunities as market liquidity improves [1]

Market Overview - The Shanghai and Shenzhen stock indices opened slightly higher on December 31, with the Shanghai Composite Index reaching a maximum increase of 0.31% and the Shenzhen Component Index up by 0.28% at one point, but later showed a downward trend leading to a slight decline at midday [1] - By midday, the Shanghai Composite Index reported 3962.24 points, down 0.07%, with a trading volume of approximately 528.4 billion yuan; the Shenzhen Component Index was at 13513.21 points, down 0.67%, with a trading volume of about 783.7 billion yuan; the ChiNext Index was at 3207.24 points, down 1.10%, with a trading volume of around 350.3 billion yuan [2] Sector Performance - At the opening, sectors such as rental and purchase rights, AI glasses, and Hainan Free Trade Zone saw significant gains, while sectors like chemical fiber, digital currency, and cross-border payments experienced notable declines [1] - By midday, the AI application sector led the gains, influenced by a 20% surge in BlueFocus, while sectors such as chemical fiber, communication equipment, and agriculture faced the largest declines [1] Institutional Insights - CITIC Securities anticipates that the "Two New" policy will officially launch in 2026, optimizing support scope, subsidy standards, and implementation methods, aligning with market expectations. The National Development and Reform Commission and the Ministry of Finance have announced the early issuance of 62.5 billion yuan in special bonds to support the consumption of old vehicles [3] - Huatai Securities highlights the volatility in the communication sector in 2025, driven by AI computing power narratives and geopolitical impacts, but expects a return to industry trend pricing logic in 2026, focusing on AI computing power as a primary investment theme [3] - Dongwu Securities notes the rapid evolution of the space computing industry, emphasizing its strategic value in addressing global computing resource bottlenecks, with significant investments from tech giants and innovative companies [4] Policy Developments - The Ministry of Commerce announced the implementation details for the 2026 vehicle replacement subsidy, expanding the support scope compared to 2025, with subsidies up to 20,000 yuan for scrapping and 15,000 yuan for replacement [5] Economic Indicators - The Purchasing Managers' Index (PMI) for December indicates an overall economic recovery, with manufacturing PMI at 50.1%, non-manufacturing PMI at 50.2%, and a composite PMI output index at 50.7%, all showing increases from the previous month [6] - The construction sector's business activity index rose to 52.8%, reflecting a significant improvement in the construction industry's outlook, driven by favorable weather conditions and pre-holiday construction acceleration [6]

Group 1 - The A-share IPO market in 2025 saw a total of 116 companies complete their listings, representing a 16% year-on-year increase [2] - The total fundraising amount reached 122.025 billion yuan, marking a significant year-on-year growth of 104.25% [2] - The distribution of listings included 23 on the Shanghai main board, 19 on the Sci-Tech Innovation Board, 15 on the Shenzhen main board, 33 on the Growth Enterprise Market, and 26 on the Beijing Stock Exchange, with the Growth Enterprise Market and Beijing Stock Exchange accounting for over 50% of the total IPOs [2] Group 2 - A total of 30 underwriting institutions participated in the IPO business for the 116 newly listed companies, with the total number of underwriting business units reaching 117 due to two institutions being hired by Huadian New Energy for one business each [3] - The top five underwriting institutions dominated the market, collectively handling 62 business units, which is over half of the total [3] - Guotai Junan ranked first with 17 business units, followed by CITIC Securities with 15, CITIC Jianzhong with 11, Huatai United with 10, and China Merchants Securities with 9 [3][4]