投资者保护

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重磅!司法保障资本市场改革发展意见发布
Wind万得· 2025-05-15 08:48
Core Viewpoint - The Supreme People's Court and the China Securities Regulatory Commission jointly issued guidelines to ensure fair law enforcement and judicial support for the high-quality development of the capital market, outlining 23 specific opinions across five key areas [1][3]. Group 1: Investor Protection - Focus on protecting investors by combating fraudulent issuance and financial information disclosure fraud, and improving the civil compensation system for false statements. Regularly conduct representative litigation for securities disputes to facilitate investors in safeguarding their legal rights and reduce the cost of investor rights protection [2]. Group 2: Market Participant Regulation - Standardize the behavior of market participants to create a healthy market ecosystem. Encourage securities, futures, and fund management institutions to return to their core functions and operate steadily. Improve judicial rules for multi-level capital markets, support industry self-regulatory organizations in fulfilling their duties, and purify the capital market ecosystem to prevent and mitigate risks [2]. Group 3: Judicial and Administrative Coordination - Strengthen judicial and administrative collaboration to create a cohesive development force. Promote a diversified dispute resolution mechanism and deepen the "prevention" approach. Enhance communication and information sharing mechanisms to improve the efficiency of judicial proceedings and administrative regulatory processes [2]. Group 4: Organizational Support - Improve organizational support to enhance judicial and regulatory capabilities. Strengthen the construction of financial trial teams, maintain political leadership, and focus on party conduct and integrity. Optimize the jurisdiction and trial mechanisms for financial cases, and enhance the standardization and rule of law in regulatory enforcement [2]. Group 5: Implementation and Future Steps - The Supreme People's Court and the China Securities Regulatory Commission will work together to implement the guidelines, continuously solidifying the institutional foundation for judicial support in the capital market, optimizing the coordination between judicial and regulatory work, and enhancing the standardization and rule of law in regulatory enforcement to better serve the reform and development of the capital market [3].
最高人民法院、中国证监会:聚焦投资者保护,站稳人民立场。依法打击欺诈发行和财务信息披露造假,完善虚假陈述民事赔偿责任制度。常态化开展证券纠纷代表人诉讼,便利投资者依法维护自身合法权益,降低投资者维权成本。
news flash· 2025-05-15 08:23
Group 1 - The Supreme People's Court and the China Securities Regulatory Commission are focusing on investor protection and standing firm on the people's position [1] - There will be a legal crackdown on fraudulent issuance and financial information disclosure violations, along with improvements to the civil compensation responsibility system for false statements [1] - Regular representative litigation for securities disputes will be conducted to facilitate investors in legally safeguarding their rights and reduce the costs of investor rights protection [1]
最高人民法院、中国证监会:\t常态化开展证券纠纷代表人诉讼 降低投资者维权成本
news flash· 2025-05-15 08:23
Core Viewpoint - The Supreme People's Court and the China Securities Regulatory Commission have jointly issued guidelines aimed at enhancing investor protection and reducing the costs associated with investor rights protection in the capital market [1] Group 1: Investor Protection - The guidelines focus on protecting investors and emphasize the importance of a people-centered approach [1] - There is a commitment to legally combat fraudulent issuance and financial information disclosure violations, as well as to improve the civil compensation responsibility system for false statements [1] - The implementation of representative litigation for securities disputes will be normalized to facilitate investors in safeguarding their legal rights [1] Group 2: Market Regulation - The guidelines aim to standardize market participant behavior and foster a healthy market ecosystem [1] - There is a push for securities, futures, and fund management institutions to return to their core functions and operate in a stable manner [1] - The guidelines also seek to enhance the judicial rules of the multi-tiered capital market and support industry self-regulatory organizations in fulfilling their legal responsibilities [1] Group 3: Capital Market Stability - The initiative is designed to ensure a high-level institutional opening of the capital market and to purify the market ecology [1] - It aims to prevent and mitigate risks within the capital market [1]
北京金融法院:贯彻落实倾斜保护中小投资者的金融审判理念 加大对违法主体的惩戒力度
Qi Huo Ri Bao· 2025-05-15 08:21
期货日报网讯北京金融法院副院长薛峰5月15日在北京金融法院新闻发布会上表示,过去两年,北京金融法院共受理案件15267件。其中,涉投资者保护相 关民商事、行政案件共4773件,占全院总收案数的31%。 据薛峰介绍,涉投资者保护案件的主要特点为:一是案件类型多元化。民商事、行政和执行等类案件均涉及投资者保护。涉投资者保护的民商事案件主要 集中在证券纠纷、合同纠纷、申请撤销仲裁裁决纠纷等,具体体现在银行理财、股票、基金、信托、期货等不同的金融产品上。二是当事人多元化。案件 涉及的主体类型日趋广泛,既包括信息与资源处于弱势的中小投资者,也包括上市公司、控股股东、实际控制人、董监高,还包括专业机构、中介机构 等。三是诉讼请求多元化。投资者的诉讼请求不再局限于传统的本金、利息、佣金、投资差额损失等金钱赔偿,而是根据案件特点呈现多元化趋势。例 如,要求解除合同、更正信息、行为禁令等。四是交易市场多元化。相关案件涵盖上交所主板、深交所主板、创业板、新三板、北交所和港交所等多个交 易市场。 薛峰表示,北京金融法院通过依法公正高效办理案件,防范和化解风险,保证证券市场公开、公平、公正,为资本市场提供固根本、稳预期、利长远的司 ...
投资理财不受骗,查清资质是关键︱5·15全国投资者保护宣传日
重阳投资· 2025-05-15 08:00
Core Viewpoint - The article emphasizes the importance of staying informed about investment opportunities and market trends, highlighting the role of research and analysis in making sound investment decisions [2]. Group 1 - The article discusses the recent changes in the public account push rules, which may affect the visibility of articles in the information flow [2]. - It encourages readers to engage with the content through sharing, liking, and marking the account as a favorite to enhance connection and visibility [2]. Group 2 - The company expresses its commitment to being present with its audience and providing valuable insights into investment opportunities [2].
兴业证券“权兴权益2.0”投资者保护生态焕新发布
Zheng Quan Zhi Xing· 2025-05-15 07:31
Core Insights - The article emphasizes the importance of investor education and rights protection as essential components for the sustainable development of the financial industry, serving the needs of individual investors and safeguarding their interests [1][2] Group 1: Industry Trends and Innovations - The introduction of the "Rights Protection" brand by the company aims to enhance investor awareness of risks and their rights, addressing the challenges faced by small and medium investors in the capital market [2][3] - The launch of "Rights Protection 2.0" represents a comprehensive upgrade of investor protection efforts, integrating financial technology and innovative service concepts to better meet the evolving needs of investors [2][11] Group 2: Investor Education Service Framework - The "Three Accompanying and One Closed Loop" model is the core structure of the investor protection ecosystem, providing comprehensive educational services throughout the investment process [3][4] - The model includes full-process accompaniment, business process accompaniment, and 24/7 service accompaniment, ensuring investors receive continuous support and guidance [4][9] Group 3: Addressing Investor Pain Points - The company utilizes advanced data technology to create a refined investor tagging system, allowing for personalized educational content delivery based on individual investment experience and risk preferences [6][7] - The service model ensures that investors receive accurate information and professional guidance at every step of the business process, reducing decision-making errors and enhancing the overall service experience [8][10] Group 4: Future Outlook for Investor Protection - The company aims to further enhance the "Rights Protection 2.0" ecosystem by continuously optimizing the educational service model and leveraging technology to improve service efficiency and quality [11] - The establishment of a strong investor protection framework is intended to set a benchmark in the industry, contributing to a more transparent and resilient capital market [11]
证监会最新发声!
券商中国· 2025-05-15 07:00
证监会副主席陈华平5月15日在2025年"5·15全国投资者保护宣传日"活动上表示,抓紧出台深化科创板和创业板改 革的一揽子政策措施,进一步增强制度的包容性、适应性,加力支持科技创新和新质生产力发展,会同各方打好 稳市政策"组合拳",切实推动提升中长期资金入市规模和比例,在稳的基础上不断释放新的发展活力,增强投资 者信心。 陈华平指出,保护投资者,特别是中小投资者合法权益是证监会最重要的工作和核心任务,是资本市场工作政治 性、人民性的集中体现。一年多来,证监会贯彻落实党的二十届三中全会、中央金融工作会议、中央经济工作会议 和去年9月26日中央政治局会议精神以及新"国九条"重要部署,将投资者保护在证券监管全链条同谋划、同部署、同 落实,与各有关部门发挥合力,出台一揽子政策支持稳市场、稳预期,更加有效保护投资者合法权益。下一步,证 监会将与有关各方、社会各界进一步凝聚共识,协同推进投资者保护工作,不断健全投资者保护长效机制,切实增 强投资者对资本市场的信任和信心。 一是进一步推动资本市场高质量发展,从根本上夯实投资者权益保护的基础。 投资者权益的有效保护,必须建立在 资本市场高质量发展的坚实基础上。证监会始终践行 ...
515投资者保护日 | 火爆出圈!国联安基金荣获2025年度投教项目优秀实践奖
Xin Lang Ji Jin· 2025-05-15 06:20
专题:515投资者保护!新浪财经2025年度投教案例评选结果公布 5月15日,新浪财经2025年度基金投教案例评选结果正式揭晓!国联安基金"60秒投教碎碎念"荣获"2025 年度投教项目优秀实践奖"。 MACD金叉信号形成,这些股涨势不错! 责任编辑:彭紫晨 特色上,通过倒计时式"干货时刻",用直白语言拆解专业逻辑,帮助观众快速捕捉关键知识点。栏目在 内容规划上摒弃术语堆砌,始终以投资者视角切入,聚焦"回本焦虑""止损决策"等常见的投资痛点,将 复杂理论原创为"身边人"的经验分享,形成"非说教式"的知识传递。自上线以来,栏目凭借差异化的定 位获得市场良好反响,单期视频最高播放量达12万次。 以其中流量较高的一期为例,聚焦在"基金回本焦虑",指出市场波动、非理性决策是亏损主因,倡导通 过理性审视沉没成本、灵活调整配置、坚守投资纪律缓解焦虑,强调定投策略与长期视角的重要性,帮 助投资者摆脱短期情绪干扰,回归价值投资本质。再如以债市"日历效应"为主题的一期,通过解析市场 周期规律,结合经济政策与历史数据,揭示年末行情驱动逻辑,提示投资者需以史为鉴不盲从,注重动 态分析与风险分散。 未来,国联安基金表示,栏目将继续拓 ...
宁波资本市场投资者保护健步行活动圆满举办
Zheng Quan Shi Bao Wang· 2025-05-15 06:18
(文章来源:证券时报网) 本次活动是宁波资本市场践行以投资者为本理念的生动实践,也是培育中国特色金融文化、夯实行业高 质量发展基础的一项举措。投资者保护是一项长期性、系统性工程,宁波资本市场将以此次活动为契 机,持续创新宣传形式,凝聚各方合力,筑牢投资者保护防线,为持续稳定和活跃资本市场贡献更大力 量! 上午8时许,活动在热烈的氛围中拉开帷幕。宁波证监局、鄞州区人民政府相关负责人出席启动仪式并 为活动鸣笛。随着鸣笛声响起,全体参与者沿环湖路线正式出发。沿途设置了5个"投保知识加油站", 由甬兴证券、光大证券浙江分公司、浙商证券宁波分公司、中信证券宁波分公司、招商证券宁波中山东 路营业部等单位承办。参与者行至廊河文化馆、国家安全主题公园教育馆、鄞州四明金融小镇等打卡点 时,通过趣味问答、案例解析等形式完成互动任务,进行集章打卡。活动全程以寓教于乐的方式普及投 资者权益保护、防非反诈等知识,让投资者保护理念深入人心。 活动主广场同步设立25个集中宣传展位,54家证券期货经营机构通过发放宣传手册、一对一咨询等形 式,向周边社区居民宣传资本市场改革发展成就、投资者保护工作成果和为民办实事的亮点举措,同时 以案说法普及 ...
重要文件,即将发布!事关投资者保护
新华网财经· 2025-05-15 06:01
Core Viewpoint - The China Securities Regulatory Commission (CSRC) is committed to enhancing investor protection and building trust in the capital market through collaborative efforts and the introduction of new regulations and guidelines [4][6][10]. Group 1: Institutional Rules and Guidelines - The Supreme People's Court and CSRC will jointly issue the "Guiding Opinions on Strict and Fair Law Enforcement and Judicial Services to Ensure High-Quality Development of the Capital Market," which serves as a foundational document for judicial support in capital market development [4][10]. - CSRC will release the "Regulations on the Supervision of Funds Raised by Listed Companies" and related self-regulatory organization rules, focusing on investor protection [4]. - A comprehensive overview of CSRC's enforcement actions in 2024 will be published, alongside various investor protection educational activities across the country [4]. Group 2: Enhancing Investor Rights Protection - CSRC has implemented a series of policies to support market stability and investor rights protection, aligning with national financial strategies and recent political directives [6][7]. - The focus is on establishing a solid foundation for investor rights protection through high-quality capital market development, which includes promoting cash dividends and share buybacks by listed companies [7][9]. Group 3: Legal Framework and Institutional Improvements - The legal framework for capital markets is being strengthened through the revision of key laws and regulations, including the Securities Investment Fund Law and regulations governing listed companies [8][10]. - CSRC is actively involved in drafting judicial interpretations related to insider trading and market manipulation, enhancing the legal safety net for investors [8]. Group 4: High-Quality Development of Securities and Fund Institutions - CSRC has introduced the "Action Plan for Promoting High-Quality Development of Public Funds," aiming to align fund companies' interests with those of investors and improve product offerings [11]. - There is a focus on enhancing the governance and compliance capabilities of securities firms to better serve investors [11]. Group 5: Strict Enforcement Against Violations - CSRC is committed to a rigorous enforcement approach against securities violations, including financial fraud and insider trading, to protect investor interests [12]. - The agency aims to establish a comprehensive system for preventing and punishing financial fraud, with a focus on holding accountable those responsible for such actions [12]. Group 6: Supporting Investor Rights and Dispute Resolution - CSRC is working to establish a normalized mechanism for representative litigation to support investors in securities disputes, alongside promoting mediation as a means of conflict resolution [13]. - The agency emphasizes the importance of collaboration with judicial bodies to facilitate effective legal remedies for investors [13].