智通财经4月25日电，中国证券投资基金业协会发布公告，深圳市宏盛天资产管理有限公司等5家私募基 金管理人存在异常经营情形，且未能在书面通知发出后的3个月内提交符合规定的专项法律意见书，协 会将注销该5家机构的私募基金管理人登记。已注销的私募基金管理人和相关当事人，应当根据法律法 规、证监会规定以及协会相关自律规则、基金合同约定，妥善处置在管基金财产，依法保障投资者的合 法利益。 中基协：注销5家异常经营私募基金管理人登记 ...

4月23日，北京证监局官网公布了一批罚单，对北京乾祥海泉投资管理有限公司（简称"乾 祥海泉投资"）、北京海纳百泉投资基金管理有限公司（简称"海纳百泉基金"）、中财融商 （北京）资本管理有限公司、北京基锐资本管理有限公司4家私募机构采取出具警示函措 施。 从中基协公开信息来看， 海纳百泉投资和乾祥海泉投资的法人代表均为艺人胡海泉 ，两家 私募也均为股权、创业投资类私募基金。 | 高管信息 | | | | | | --- | --- | --- | --- | --- | | 肥务 | 法定代表人 董事长 宣事长 | | 姓名 胡海泉 | | | 是否有基金从业资格 | 를 | | 资格获取方式 通过考试 | | | | 时间 | 任职单位 | 任职部门 | 胆务 | | | 2022.02 - | 北京乾祥海泉投资管理有限公司 | 高级管理人员 | 法定代表人,总经理,信息填报负责人 | | | 2017.10 - 2022.02 | 北京乾祥海泉投资管理有限公司 | 高级管理人员 | 法定代表人,总经理 | | | 2015.06 - | 北京海纳百泉投资基金管理有限公 司 | 北京海纳百泉投资基金管理有限公 ...

Core Viewpoint - The article discusses regulatory actions taken by the Beijing Securities Regulatory Bureau against several private equity firms, including those associated with artist Hu Haiquan, highlighting issues of compliance and management in private fund operations [1][3][9]. Group 1: Regulatory Actions - On April 23, the Beijing Securities Regulatory Bureau issued warning letters to four private equity firms, including Qianxiang Haiquan Investment Management Co., Ltd. and Haina Baiquan Investment Fund Management Co., Ltd. [1] - The warning letters were due to failures in fulfilling duties of honesty, credit, and diligence in managing private fund assets, as well as not assessing investors' risk recognition and risk-bearing capabilities during fundraising periods [3][8]. Group 2: Company Background - Hu Haiquan is the legal representative of both Haina Baiquan and Qianxiang Haiquan, which focus on equity and venture capital private funds [1][2]. - Haina Baiquan was established on June 15, 2015, with a registered capital of 10 million RMB, and has undergone changes in its shareholder structure, with Hu Haiquan reportedly exiting as a shareholder in February 2022 [5][7]. Group 3: Fund Management and Performance - The total fund management scale of Haiquan Fund, which includes multiple specialized funds, has reached 1.3 billion RMB, focusing on sectors such as artificial intelligence, consumer upgrades, healthcare, and entertainment [8]. - The firm has faced multiple regulatory warnings, including one in July 2023 for similar compliance issues, indicating ongoing challenges in adhering to regulatory standards [7][9]. Group 4: Compliance and Future Actions - The Beijing Securities Regulatory Bureau emphasized the importance of compliance in private fund management and plans to continue reporting on violations to enhance the compliance capabilities of private fund managers in the region [9]. - Companies are required to submit written rectification reports within 30 days of receiving the warning letters, with follow-up inspections planned to assess compliance [3].

Group 1 - The core viewpoint is that Ruitian Investment has conducted research on Dongfang Electric Heating, highlighting its growth in pre-plated nickel materials and electric heating products for new energy vehicles [1] - Dongfang Electric Heating expects to exceed an order volume of 20,000 tons for pre-plated nickel materials this year [1] - The company has established traditional customer relationships with major players like BYD, Li Auto, NIO, and others, while also adding new clients such as XPeng, GAC, FAW, and Renault [1] Group 2 - The profitability of pre-plated nickel materials is strong, and the company plans to focus on the domestic market before considering capacity expansion and potential overseas production bases [1] - In the new energy equipment sector, the company anticipates continued revenue and profit confirmation from polysilicon equipment, while also transitioning to products like lava energy storage electric heaters, with order reserves exceeding 100 million [1] - The home appliance components business has resumed its supplier code with Samsung, receiving an initial order of 10 million, and has confirmed a base in Thailand, engaging with multiple clients [1]

知名歌手胡海泉关联私募基金公司再收警示函。 4月23日，北京证监局官网公布了一批罚单，对北京乾祥海泉投资管理有限公司（简称"乾祥海泉投资"）、北京海纳百泉投资基金管理有限公司（简称"海纳 百泉基金"）、中财融商（北京）资本管理有限公司、北京基锐资本管理有限公司4家私募机构采取出具警示函措施。 | | | | 唇 | 初节频 | 文号 | 发文日期 | | --- | --- | --- | --- | | 1 | 关于对李平采取出具警示函行政监管措施的决 定 | 〔2025〕 66号 | 2025-04-23 | | 2 | 关于对北京海纳百泉投资基金管理有限公司采 | 〔2025〕 62号 | 2025-04-23 | | | 取出具警示函行政监管措施的决定 | | | | 3 | 关于对北京乾祥海泉投资管理有限公司采取出 | 〔2025〕 63号 | 2025-04-23 | | | 具警示函行政监管措施的决定 | | | | ব | 关于对中财融商（北京）资本管理有限公司采 | 〔2025〕 64号 | 2025-04-23 | | | 取出具警示函行政监管措施的决定 | | | | 5 | 关于对北京 ...

Group 1 - As of the end of Q1 2025, four brokerage asset management firms have public fund management scales exceeding 100 billion yuan, with Dongfanghong Asset Management, Huatai Securities Asset Management, and Bank of China Securities leading the rankings [1] - Fund managers have generally increased their stock positions, with many expressing optimism about the market outlook, citing the potential rise of AI applications this year [1] - The personal pension fund market has surpassed 10 billion yuan, driven by the recent introduction of multiple equity index fund Y shares [1] Group 2 - In Q1 2025, the scale of personal loan non-performing loan transfers reached 37.04 billion yuan, a 761% increase year-on-year, with average discount rates and recovery rates declining [2] - The private fund sector is experiencing a surge in new product registrations, with 1,007 products registered in March, marking a 91.44% month-on-month increase [2] - The lithium carbonate price has dropped to between 68,200 yuan and 71,000 yuan per ton, putting pressure on lithium mining companies to control costs [3] Group 3 - Three listed insurance companies reported a combined premium income of approximately 244.5 billion yuan in Q1 2025, reflecting an 11.9% year-on-year growth [4] - The gaming industry is seeing a rise in domestic games gaining market share overseas, with Tencent announcing 46 game updates during its recent conference [4] - OpenAI projects its revenue to reach 125 billion dollars by 2029, driven by the growth of AI agent services [6] Group 4 - iQIYI has entered the live-streaming e-commerce space, aiming to leverage its IP content and celebrity resources to boost revenue [7] - The gold market experienced significant volatility, with prices rising 17% over nine trading days before a sharp correction, impacting trading volumes in futures and options [8] - Jiangsu Wuzhong faces a risk of forced delisting due to major legal violations, as it is under investigation by the China Securities Regulatory Commission [9]

近日，上海、山东等地证监局率先启动辖区内私募机构专项检查工作。 据悉，此次上海地区的检查工作采取抽查模式。记者多方了解发现，有部分上海本地的大型私募基金公 司未被选中。 自2024年以来，多项涉及私募基金的新规陆续正式实施，这也让私募基金的合规业务面临比以往更多的 挑战。 沪上某私募基金人士告诉记者："近两年，私募基金监管公募化的特征越来越明显。合规是私募的生命 线，只有确保合规，才能保证整个行业更合规且持续有活力地发展。" 专项检查启动 据了解，上海证监局近期发布专项检查通知，正式启动对辖区内部分私募基金管理人的监管核查工作。 本次检查相关工作要求等重要信息，将统一通过上海证监局官方工作邮箱定向发送。收到检查通知书的 私募基金管理人，需严格按照邮件内具体要求准备。 据有关私募行业人士透露，回顾往年监管检查，其内容通常涵盖六大核心板块：首先是私募基金管理人 基本情况审查；其次是宣传推介及资金募集环节，重点核查是否存在违规宣传、虚假承诺等行为；再者 是基金投资运作，对投资方向、交易合规性等进行深入检查；内控管理也是检查要点，旨在评估机构内 部风险防控与管理制度的有效性；信息披露与报送则关注信息披露的及时性、准确 ...

高频资产 HB l 2 SA 工作地点:上海 行业研究员(可选消费方向) 渠道销售岗 公司将为候选人提供 有市场竞争力的薪酬待遇。 不拘一格访寻人才! 只要你够优秀, 就能加入国内顶级私募基金团队, 与众多优秀人才共同成长! 招聘职位 行业研究员 (可选消费方向) 需求人数：1人 岗位职责: 根据团队分工,对所覆盖行业和公司进行深入研究,挖 掘投资机会,进行投资研究分析。 江阳西十 工 -- 女 小 · 1、具有1年以上资产管理机构、证券公司等研究工作经 验,覆盖汽车、家电等可选消费领域; 2、对行业研究工作有极强的热情和好奇心,有较强的 学习能力，分析总结能力强,善于表达,抗压能力强, 愿意长期从事行业研究分析工作; 3、流利的英语口语,英语可作为工作语言者优先。 十刀 H由 A门 六 10 45 × 17 渠道销售岗 工作地点:深圳、上海 需求人数:2人 岗位职责: 1、负责银行、券商、第三方销售机构的开发及日常维 护、销售组织及推动、售后维护工作; 2、负责产品运作信息、市场观点和投研资讯等各类日常数 据材料的分析、整理和制作。 任职要求: 1、金融、经济、管理等相关专业本科或以上学历,具备 一定的证券 ...

Core Insights - The event "Coconut Wind Feast: Sincere Thanks to Partners" organized by Dingxin Huijin took place from April 11 to 13 in Sanya, aimed at expressing gratitude to long-term clients and partners [1] - Over 40 clients and three private fund managers participated in the event, which included investment strategy sharing and market insights [1][2] - The event featured various investment strategies, including options strategies from Muxin Asset, cyclical investment insights from Guoyuan Xinda, and value-based investment approaches from Fengquan Investment [2][4][6] Group 1: Event Overview - The event was designed to thank clients for their trust and support, featuring a three-day retreat in Sanya [1] - Dingxin Huijin's General Manager, Qi Lingfeng, expressed gratitude to all attendees during the opening remarks [1] - The event included a dinner where participants enjoyed Hainan cuisine and shared investment experiences [2] Group 2: Investment Strategies - Muxin Asset's strategy focuses on options trading and has shown strong performance in various market conditions, providing investors with relatively controlled risks and strong return potential [2] - Guoyuan Xinda's founder, Shi Jianghui, discussed A-share market volatility and highlighted the ongoing value of gold as an investment [4] - Fengquan Investment's General Manager, Dong Sunde, emphasized a value-based investment approach, identifying opportunities in undervalued sectors within the Hong Kong stock market [6] Group 3: Client Engagement - A special segment featured a client representative presenting personalized gifts to fund managers, reflecting appreciation for their services [2] - The event concluded with a group photo session, symbolizing the strong relationships formed during the retreat [6] - Dingxin Huijin reaffirmed its commitment to client-centric service and professional wealth management [6]

据深圳证监局消息，深圳前海嘉德丰资本管理有限公司在从事私募基金业务中未独立开展投资决策，未 履行谨慎勤勉义务，陈晨作为基金经理未恪守职业道德和行为规范，违反了《私募投资基金监督管理暂 行办法》相关规定。深圳证监局决定对公司及陈晨采取出具警示函的行政监管措施。 ...