证券代码：601788 股票简称：光大证券 公告编号：临 2024-040 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 重要内容提示： 本次业绩说明会以网络互动形式召开，公司将针对 2024 年第三 季度经营成果及财务指标的具体情况与投资者进行互动交流和沟通， 在信息披露允许的范围内就投资者普遍关注的问题进行回答。 二、业绩说明会召开的时间、地点 （一）会议召开时间：2024 年 11 月 1 日（星期五）13:00-14:00 会议召开时间：2024 年 11 月 1 日（星期五）13:00-14:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 10 月 25 日（星期五）至 10 月 31 日（星 期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目 或通过公司 ...

证券时报网讯，光大证券研报指出，煤价中枢持续下行，持续看好煤化工产业链盈利改善。 2024年，煤炭供需逐渐宽松，主要品种煤炭价格有所回落。 此外，在能源转型背景下现代煤化工将得到适当发展，传统煤企绿色转型与大力发展煤炭深度清洁利用 已是必然趋势。 煤价中枢下行叠加现代煤化工发展前景，坚定看好煤化工板块景气度。 建议关注：华鲁恒升、宝丰能源、鲁西化工等。 校对：姚远 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2024-039 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司董事会 光大证券股份有限公司 关于参与互换便利有关事项获得中国证监会复函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 三、公司应当按月向中国证监会证券基金机构监管司和上海证监 局报送互换便利资金运用情况。参与互换便利过程中，如遇重大情况 和问题，应及时向中国人民银行和中国证监会报告。 1 特此公告。 光大证券股份有限公司（以下简称公司）近日收到中国证券监督 管理委员会（以下简称中国证监会）出具的《关于光大证券股份有限公 司参与互换便利有关事项的复函》（机构司函〔2024〕1869 号），具体 内容如下： 一、对公司参与互换便利（SFISF）无异议。公司应当根据《关 于做好证券、基金、保险公司互换便利相关工作的通知》等业务安排， 结合自身发展战略和风险承受能力，合理确定申请额度，经中国人民 银行同意后实施。 二、公司参与互换便利应严格遵守中国人民银行和中国证监会的 相关规定和要求 ...

光大证券股份有限公司： | 索 | 引 | 号 | bm56000001/2024-00012965 分 | | 类 | | --- | --- | --- | --- | --- | --- | | | 发布机构 | | 发文日期 | | | | 名 | | 称 | 关于对光大证券股份有限公司采取出具警示函措施的决定 | | | | 文 | | 号 | 主 | 题 | 词 | 2024年5月31日 关于对光大证券股份有限公司采取出具警示函措施的决定 经查，我会发现你公司存在部分项目质控对项目风险、尽调底稿把关不 严，内核意见跟踪落实不到位，部分项目发行保荐工作报告未完整披露内控关 注问题，上述情况违反了《证券公司投资银行类业务内部控制指引》第五十七 条、第六十一条的规定。依据《证券公司和证券投资基金管理公司合规管理办 法》第三十二条，我会决定对你公司采取出具警示函的行政监督管理措施。你 公司应加强对投资银行业务的内控管理，对相关责任人员进行内部问责。 如果对本监督管理措施不服，可以在收到本决定书之日起60日内向我会提 出行政复议申请，也可以在收到本决定书之日起6个月内向有管辖权的人民法 院提起诉讼。复议与诉 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，本公司將於 2024年10月30日（星期三）舉行董事會會議，以考慮及批准本公司及其附屬公司截 至2024年9月30日止未經審計的第三季度業績及╱或其他議題（如適用）。 承董事會命 光大證券股份有限公司 董事長 趙陵 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 董事會會議召開日期 中國上海 2024年10月16日 於本公告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先 生（執行董事、總裁）、馬韌韜女士（非執行董事）、連涯鄰先生（非執行董事）、王 雲女士（非執行董事）、尹岩武先生（非執行董事）、謝松先生（非執行董事）、秦小 徵先生（非執行董事）、任永平先生（獨立非執行董事）、殷俊明先生（獨立非執行 董事）、 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年9月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 光大證券股份有限公司 呈交日期: 2024年9月30日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 601788 | 說明 | | A股(上海證券交易所) | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 3,906,698,839 | RMB | | 1 RMB | | 3,906,698,839 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 3,906,698,839 | RMB | | 1 RMB | | 3,906,698,839 | | 2. 股份分類 | ...

光大證券股份有限公司 EVERBRIGHT SECURITIES CO., LTD. （於中華人民共和國註冊成立的股份有限公司） 股份代號：601788 (A股) 06178 (H股) 中期報告 2024 /光大證券股份有限公司/ 二零二四年中期報告 目錄 | --- | --- | --- | |-------|----------|------------------------| | | | | | | 第一節 | 釋義 | | | 第二節 | 公司簡介和主要財務指標 | | 10 | 第三節 | 管理層討論與分析 | | 37 | 第四節 | 公司治理 | | 43 | 第五節 | 環境與社會責任 | | 45 | 第六節 | 重要事項 | | 58 | 第七節 | 股份變動及股東情況 | | 64 | 第八節 | 優先股相關情況 | | 65 | 第九節 | 債券相關情況 | | 76 | 第十節 | 證券公司信息披露 | | | 第十一節 | 財務報告 | 3 6 85 二零二四年中期報告 重要提示 一、 本公司董事會、監事會及董事、監事、高級管理人員保證中期報告內容的真實性、準確性、完整性，不存 ...

Investment Rating - The investment rating for the company is "Outperform the Market" and is maintained [1] Core Views - The report highlights that the company is solidifying its light capital business while optimizing its heavy capital business, continuously enhancing its ability to provide financial services to the real economy. The reasonable value range is set at 17.96-19.46 CNY per share, maintaining the "Outperform the Market" rating [6][7] Summary by Relevant Sections Financial Performance - For the first half of 2024, the company achieved operating revenue of 4.18 billion CNY, a year-on-year decrease of 32.3% - The net profit attributable to the parent company was 1.39 billion CNY, down 41.9% year-on-year, with an EPS of 0.26 CNY and ROE of 2.1%, a decrease of 1.9 percentage points year-on-year [6][8] - In Q2 2024, operating revenue was 1.98 billion CNY, down 42.3% year-on-year and 10.2% quarter-on-quarter; net profit was 710 million CNY, down 50.6% year-on-year but up 3.8% quarter-on-quarter [6] Business Segments - The brokerage business generated revenue of 1.24 billion CNY, down 16.0% year-on-year, accounting for 30% of total operating revenue. The average daily trading volume in the market was 961.6 billion CNY, down 6.4% year-on-year [6][7] - Investment banking revenue was 430 million CNY, down 30.0% year-on-year, with equity underwriting down 80.0% and bond underwriting down 3.4% [6] - Asset management revenue was 380 million CNY, down 19.8% year-on-year, with total assets under management at 368 billion CNY, up 22.5% year-on-year [7] Future Projections - The company expects EPS for 2024, 2025, and 2026 to be 0.49 CNY, 0.61 CNY, and 0.64 CNY respectively, with corresponding net assets per share of 14.97 CNY, 15.50 CNY, and 16.20 CNY [8][11] - The report anticipates a price-to-book ratio of 1.2-1.3x for 2024, aligning with the previously mentioned reasonable value range [6][7]

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 光大證券股份有限公司 呈交日期: 2024年9月3日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 601788 | 說明 | | A股(上海證券交易所) | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 3,906,698,839 | RMB | | 1 | RMB | | 3,906,698,839 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 3,906,698,839 | RMB | | 1 | RMB | | 3,906,698,8 ...

Dividend Distribution - The company plans to distribute a cash dividend of RMB 0.905 per share to all A-shares and H-shares shareholders, totaling RMB 417,276,281.33[5] - For the 2024 interim profit distribution plan, the company proposes a cash dividend of RMB 0.905 per 10 shares, amounting to a total of RMB 417,276,281.33, pending shareholder approval[121] Financial Performance - For the first half of 2024, the company reported total revenue and other income of RMB 6,357,645, a decrease of 25.25% compared to RMB 8,505,009 in the same period of 2023[20] - The pre-tax profit for the first half of 2024 was RMB 1,572,294, down 43.27% from RMB 2,771,702 in the first half of 2023[20] - The net profit attributable to shareholders for the first half of 2024 was RMB 1,390,527, representing a decrease of 41.87% from RMB 2,391,952 in the same period of 2023[20] - The company’s net cash generated from operating activities increased significantly by 110.46% to RMB 11,904,867 compared to RMB 5,656,703 in the first half of 2023[20] - The total revenue and other income for the first half of 2024 was 6.36 billion RMB, a decrease of 25% year-on-year[74] Assets and Liabilities - As of June 30, 2024, total assets amounted to RMB 237,082,164, reflecting a decrease of 8.68% from RMB 259,604,027 at the end of 2023[21] - Total liabilities decreased by 11.69% to RMB 169,291,649 from RMB 191,708,638 at the end of 2023[21] - The company's equity attributable to shareholders was RMB 66,970,353, a slight decrease of 0.18% from RMB 67,088,609 at the end of 2023[21] - The company's asset-liability ratio improved to 61.83%, a decrease of 4.83 percentage points from 66.66% at the end of 2023[21] - As of June 30, 2024, the total number of shares issued by the company is 4,610,787,639, comprising 3,906,698,839 A-shares and 704,088,800 H-shares[170] Risk Management - The company emphasizes a robust risk management culture, aiming to align its risk management system with strategic development goals[90] - The company has established a comprehensive risk management framework, with responsibilities clearly defined across different departments and subsidiaries[93] - The company has implemented a comprehensive operational risk management framework, enhancing monitoring and reporting of operational risk indicators[99] - The liquidity risk management framework includes centralized management of short-term financing tools and a clear emergency response plan to prevent liquidity risks[100] - The company aims to strengthen information technology risk management by improving system security and operational management through advanced technologies like big data and AI[102] Compliance and Governance - The company strictly adheres to the corporate governance code and has complied with the majority of the best practice provisions during the reporting period[152] - The company reported no significant compliance risk events or major regulatory penalties in the first half of the year, indicating stable compliance management[105] - The compliance management system includes pre-emptive measures such as compliance reviews and ongoing monitoring of employee conduct[104] - The company has established a leadership team for reputation risk and public opinion management to ensure unified coordination across all levels[103] Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 169,951[172] - The top shareholder, China Everbright Group Co., Ltd., holds 1,159,456,183 shares, representing 25.15% of the total shares[172] - China Everbright Holdings Co., Ltd. is the second-largest shareholder with 956,017,000 shares, accounting for 20.73%[172] - The total number of A-share shareholders is 169,794, while H-share registered shareholders are 157[172] Legal Matters - The company is involved in an arbitration case related to a guarantee contract dispute, with the amount in question being approximately RMB 125 million[154] - The company is involved in a lawsuit regarding a securities repurchase dispute with an amount of approximately 235 million CNY[155] - The company has initiated arbitration regarding a share repurchase contract dispute, with a total amount of approximately 88.58 million USD[160] - The company has filed lawsuits related to margin financing disputes, with a total amount of approximately 435 million CNY across fourteen cases[162] Business Development - The company has strengthened its focus on serving the real economy, successfully assisting a national-level "little giant" enterprise in listing on the Shanghai Stock Exchange during the reporting period[30] - The company aims to enhance its technology-driven innovation and improve operational capabilities to meet customer financial needs[34] - The company aims to enhance wealth management product diversity and accumulate new assets in its overseas wealth management and brokerage business[45] - The company plans to strengthen risk control and compliance management while exploring business innovation in the second half of 2024[73] Market Environment - In the first half of 2024, China's GDP grew by 5.0% year-on-year, with total import and export volume reaching RMB 21.2 trillion, marking a historical high for the same period[25] - The overall market trading volume in the Shanghai and Shenzhen stock markets decreased by 10.20% year-on-year, with major indices showing declines[38] - The overall market environment showed a decline in major indices, with the Shanghai Composite Index down 0.25% and the Shenzhen Component Index down 7.10% in the first half of 2024[62]