湖北三峡新型建材股份有限公司 控股股东、实际控制人行为规范 （2025年4月） 第一章 总 则 第一条 为引导和规范湖北三峡新型建材股份有限公司（以 下简称"公司"）控股股东、实际控制人的行为，切实保护公司 和其他股东的合法权益，根据《中华人民共和国公司法》《中华 人民共和国证券法》《上海证券交易所股票上市规则》（以下简 称"《股票上市规则》"）《湖北三峡新型建材股份有限公司章 程》（以下简称"《公司章程》"）等法律法规的规定，制定本 行为规范。 第二条 公司的控股股东、实际控制人适用本行为规范。 第三条 控股股东、实际控制人及其相关人员应当遵守证 券市场有关法律法规的规定，促进公司规范运作，提高公司管 理质量。 第四条 控股股东、实际控制人应当遵守诚实信用原则， 依照法律法规以及《公司章程》的规定善意行使权利，严格履行 其做出的各项承诺，谋求公司和全体股东利益的共同发展。 第五条 控股股东、实际控制人不得通过关联交易、资产 重组、对外投资、担保、利润分配和其他方式直接或者间接侵 占上市公司资金、资产，损害公司及其他股东的利益。 第二章 公司治理 第六条 控股股东、实际控制人应当建立制度，明确对公 - 1 - ...

湖北三峡新型建材股份有限公司 控股子公司管理办法 （2025 年 4 月） 第一章 总 则 第一条 为加强湖北三峡新型建材股份有限公司（以下简称"公 司"）对控股子公司的管理，确保控股子公司规范、高效、有序地 运作，切实保护投资者利益，根据《中华人民共和国公司法》（以 下简称"《公司法》"）《上市公司治理准则》《上海证券交易所股 票上市规则》（以下简称"《股票上市规则》"）和《湖北三峡新型 建材股份有限公司章程》（以下简称"《公司章程》"）等法律法规 和其他规范性文件，特制定本办法。 第二条 本办法所称控股子公司是指根据公司总体战略规划、 产业结构调整或业务发展需要而依法设立的由公司直接或间接拥有 50%以上的股权，或者虽不足 50%股权但能够决定其董事会半数以 上成员的组成，或者通过协议或其他具有法律效力的证明文件能够 实际控制的公司。 第三条 控股子公司在公司总体方针目标框架下，独立经营和 自主管理，合法有效地运作企业法人财产。公司按照有关法律法规 和上市公司规范运作要求，行使对控股子公司的重大事项管理。 第四条 本办法适用于公司及下属各控股子公司；控股子公司 同时控股其他公司的，应参照本办法的要求逐层建 ...

湖北三峡新型建材股份有限公司 董事、监事和高级管理人员所持公司股份及 其变动管理制度 （2025 年 4 月） 第一章 总 则 第一条 为规范湖北三峡新型建材股份有限公司（以下简称 "公司"）对董事、监事和高级管理人员持有及买卖本公司股票 的管理工作，根据《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"） 《上市公司董事、监事和高级管理人员所持本公司股份及其变动 管理规则》《上海证券交易所股票上市规则》等法律法规和规范 性文件及《湖北三峡新型建材股份有限公司章程》（以下简称"《公 司章程》"）的有关规定，结合公司实际情况，特制定本制度。 第二条 本制度适用于公司董事、监事和高级管理人员持有 及买卖本公司股票的管理。 第三条 公司董事、监事和高级管理人员所持本公司股份， 是指登记在其名下和利用他人账户持有的所有本公司股份。 公司董事、监事和高级管理人员从事融资融券交易的，其所 持本公司股份还包括记载在其信用账户内的本公司股份。 第四条 公司董事、监事、高级管理人员在买卖本公司股票 及其衍生品种前，应知悉《公司法》《证券法》等法律、行政法 规、部门规章、规范性文 ...

湖北三峡新型建材股份有限公司 对外担保管理办法 （2025 年 4 月） 第一章 总 则 第一条 为了维护投资者的合法利益，规范湖北三峡新型建材 股份有限公司（以下简称"公司"）的对外担保行为，有效防范公 司对外担保风险并控制公司资产运营风险，促进公司健康稳定地发 展，根据《中华人民共和国公司法》《中华人民共和国证券法》（以 下简称"《证券法》"）《中华人民共和国民法典》《上市公司监 管指引第 8 号——上市公司资金往来、对外担保的监管要求》《上 海证券交易所股票上市规则》（以下简称"《股票上市规则》"）等 法律、法规、规范性文件以及《湖北三峡新型建材股份有限公司章 程》（以下简称"《公司章程》"）的相关规定，制定本办法。 第二条 本办法所称对外担保，是指公司及其控股子公司通过 保证、抵押、质押等形式，以第三人身份为他人所负债务提供担保。 公司及控股子公司的对外担保总额，是指包括公司对控股子公司担 保在内的公司对外担保总额与公司控股子公司对外担保总额之和。 公司控股子公司对于向公司合并报表范围之外的主体提供担保 的，视同公司提供担保。公司为控股子公司提供的担保视为对外担 保。 第三条 公司对外担保应当由公司董 ...

湖北三峡新型建材股份有限公司 董事会秘书工作细则 （2025年4月） 第一章 总 则 第一条 为进一步优化湖北三峡新型建材股份有限公司（以 下简称"公司"）的企业法人治理结构，强化董事会秘书在促进 公司规范运作的管理与监督职能，确保董事会秘书能依法依规履 行职责，充分发挥董事会秘书在公司治理中的关键作用，公司根 据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》《上海证券交易所股票上市规则》《上海 证券交易所上市公司自律监管指引第 1 号——规范运作》《湖北 三峡新型建材股份有限公司章程》（以下简称"《公司章程》"） 等法律法规和其他规范性文件，制订本细则。 第二条 公司设董事会秘书 1 人。公司董事会秘书为公司高 级管理人员，对公司和董事会负责。董事会秘书应当遵守法律、 法规、规范性文件及《公司章程》等有关规定，应当忠实、勤勉 地履行职责，维护公司利益，不得利用职权为自己或他人谋取利 益。 第三条 公司董事会秘书是公司与上海证券交易所之间的 指定联络人，履行法定报告义务，负责以公司董事会名义组织协 调和管理公司信息披露、公司治理、股权管理及其它相关职责范 围内的事务，配合证券监 ...

湖北三峡新型建材股份有限公司 舆情管理制度 （2025 年 4 月） 第一章 总则 第一条 为了提高湖北三峡新型建材股份有限公司（以下简称 "公司"）应对各类舆情的能力，建立快速反应和应急处置机制，及 时、妥善处理各类舆情对公司股价、公司商业信誉及正常生产经营活 动造成的影响，切实保护投资者和公司的合法权益，根据《上海证券 交易所股票上市规则》、国务院办公厅《关于进一步加强资本市场中 小投资者合法权益保护工作的意见》（国办发[2013]110 号）等相关 法律法规和《湖北三峡新型建材股份有限公司章程》（以下简称"《公 司章程》"）的规定，制订本制度。 第二条 本制度所称舆情包括： (一)报刊、杂志、电视、广播、网络等媒体对公司进行的负面报 道； (二)社会上存在的已经或将给公司造成不良影响的传言或信息； 第二章 舆情管理的组织体系及其工作职责 第四条 公司应对各类舆情（尤其是媒体质疑危机时）实行统一 领导、统一组织、快速反应、协同应对。 第五条 公司成立应对舆情处理工作领导小组（以下简称"舆情 工作组"），由公司董事长担任组长，董事会秘书担任副组长，成员 由公司其他高级管理人员及相关职能部门负责人组成。 第六 ...

湖北三峡新型建材股份有限公司 2024 年度独立董事述职报告 （王小宁） 作为湖北三峡新型建材股份有限公司（以下简称"公司"）独 立董事，本人在 2024 年度严格按照《公司法》《证券法》《上市 公司独立董事管理办法》等法律法规和《公司章程》《独立董事 工作制度》的规定和要求，积极出席公司各项会议，认真审议各 项议案，忠实、勤勉地履行独立董事的职责，及时了解公司生产 经营情况，对重大事项发表独立、客观的意见，切实维护公司及 全体股东尤其是中小股东的合法权益。现将本人 2024 年度主要 工作报告如下： 一、独立董事基本情况 （一）个人工作履历、专业背景以及兼职情况 王小宁女士，1967 年 1 月出生，中国籍，无境外永久居留 权，中共党员，注册会计师非执业会员，大学本科学历，工学学 士，管理学硕士。1987 年本科毕业于上海工程技术大学管理工 程专业；2003 年取得华中师范大学管理学硕士学位；1987 年 7 月至今，历任三峡大学经济与管理学院讲师、副教授、教授、副 院长、三峡大学审计处副处长、处长；期间 2008 年 7 月至 2009 年 6 月，在宜昌市地方税务局稽查局挂职。具备会计及审计专业 岗位五 ...

Financial Performance - In 2024, the company achieved a net profit attributable to shareholders of CNY 12,563,659.60, a decrease of 71.40% compared to CNY 43,921,441.33 in 2023[7]. - The company's operating revenue for 2024 was CNY 1,733,322,462.95, reflecting a decline of 20.37% from CNY 2,176,674,953.42 in 2023[24]. - The net cash flow from operating activities was CNY 293,390.77, a significant drop of 99.70% compared to CNY 97,580,108.55 in 2023[24]. - The total assets at the end of 2024 were CNY 3,339,368,473.98, down 5.23% from CNY 3,523,646,214.85 at the end of 2023[24]. - The company's net assets attributable to shareholders increased by 1.49% to CNY 1,744,164,082.00 at the end of 2024, compared to CNY 1,718,595,706.91 at the end of 2023[24]. - Basic earnings per share for 2024 were CNY 0.01, a decrease of 75.00% from CNY 0.04 in 2023[25]. - The weighted average return on net assets was 0.73% in 2024, down 1.86 percentage points from 2.59% in 2023[25]. - The company reported a negative net profit of CNY 22,558,564.86 after deducting non-recurring gains and losses, compared to a positive net profit of CNY 41,856,773.65 in 2023, marking a decrease of 153.89%[24]. Production and Operations - In 2024, the company produced 27.61 million heavy boxes of flat glass with a sales rate of 99.95%[33]. - The main business revenue for 2024 reached 1.733 billion RMB, with tax contributions amounting to 49.69 million RMB[33]. - The company achieved a net profit attributable to shareholders of 27.17 million RMB in Q1 2024, but reported a net loss of 18.72 million RMB in Q3 2024[29]. - The net cash flow from operating activities was negative 26.39 million RMB in Q1 2024, but improved to 21.65 million RMB in Q4 2024[29]. - The company has six float glass production lines located in Hubei and Xinjiang, producing a widely used glass type essential for construction and industrial applications[54]. - The company operates three low-emission (LOW-E) glass production lines, which enhance energy efficiency and are increasingly adopted in residential markets due to regulatory support[57]. - The company has two tempered glass production lines, achieving safety standards with impact resistance three to five times that of ordinary glass, widely used in construction and automotive industries[58]. - The company operates four hollow glass production lines, providing effective thermal insulation and soundproofing, suitable for various building applications[59]. - The company has two laminated glass production lines, known for high impact resistance and safety, used in diverse architectural applications[64]. Strategic Initiatives - The company plans to establish a glass industry research institute in partnership with universities by early 2025, focusing on advanced glass technologies[35]. - The company aims to enhance its production facilities and modernize its equipment to improve operational efficiency and product quality[34]. - The company has introduced nearly 10 experienced talents from leading glass enterprises to strengthen its workforce[35]. - The company has implemented a new decision-making mechanism and updated over 20 management systems to improve governance[34]. - The company is focusing on optimizing its supply chain and enhancing procurement efficiency to adapt to market changes[35]. - The company is actively attracting upstream and downstream glass processing enterprises to establish a high-standard comprehensive industrial park, which will improve the added value of glass products[36]. - The company is committed to sustainable development by improving production safety and expanding cost advantages in the face of rising environmental costs and raw material price fluctuations[66]. - The company is focusing on technological innovation and industry chain integration to enhance profitability and maintain a competitive edge in the market[66]. Market Conditions - The flat glass industry in China has maintained a total production capacity of over 1 billion weight boxes annually, with a production line operating rate stable at 75%-85%[40]. - The demand growth rate for end consumption in the glass industry has slowed to a range of 3%-5%, with traditional markets like construction and automotive becoming saturated[40]. - The glass industry is experiencing a dual pressure of supply surplus and insufficient demand, leading to a decline in overall profitability[40]. - The glass industry is undergoing a transformation towards high-end, intelligent, and green production, driven by strict environmental policies and technological innovations[52]. - The market for photovoltaic glass and electronic glass is growing rapidly, driven by the global energy transition, becoming a key growth engine for the industry[44]. Governance and Management - The company’s governance structure complies with relevant laws and regulations, with no significant differences noted[123]. - The company has not engaged in any related party transactions that would affect its independence[123]. - The company’s board of directors and management team have extensive experience in their respective fields, contributing to effective governance[125]. - The company has a structured approach to evaluating the remuneration of its directors and senior management, ensuring it aligns with performance assessments[129]. - The company is focused on maintaining a robust governance structure to support its strategic objectives and operational efficiency[128]. Environmental and Social Responsibility - The company invested 18,676.35 million CNY in environmental protection during the reporting period[152]. - The company reported a reduction in sulfur dioxide emissions by 156.01 tons compared to the previous year, while nitrogen oxides and smoke dust emissions increased[153]. - The company implemented carbon reduction measures that resulted in a reduction of 11,043 tons of CO2 equivalent emissions through the operation of a 24MW rooftop distributed photovoltaic power generation project, generating 21,006,360 KWh in 2024[161]. - The company disclosed a total investment of 250,000 yuan in poverty alleviation and rural revitalization projects, benefiting 13,297 people[163]. - The company has committed to further improving waste classification and disposal efforts in 2024, aiming for maximum resource utilization[161]. Legal and Compliance - The company has faced significant litigation, with a claim amounting to RMB 162,945,000 related to loan guarantees[172]. - The company has been involved in a lawsuit against Shenzhen Hengbo Commercial Chain Co., Ltd. for loan repayment and related expenses, with the case filed on December 5, 2023[172]. - The company has not faced any penalties from securities regulatory authorities in the past three years[131]. - The company has not reported any bankruptcy reorganization matters during the current period[171]. - The company has not disclosed any major litigation or arbitration matters that have not been previously announced[171].

Financial Performance - The company's operating revenue for Q1 2025 was CNY 215,930,537.88, a decrease of 30.12% compared to CNY 309,012,387.54 in the same period last year[3]. - The net profit attributable to shareholders was CNY 10,385,842.98, down 61.78% from CNY 27,172,547.20 year-on-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY -24,128,432.96, a decline of 203.72% compared to CNY 23,263,638.95 in the previous year[3]. - Basic earnings per share decreased by 50.00% to CNY 0.01 from CNY 0.02 in the same period last year[3]. - The gross profit margin for Q1 2025 was approximately 13.5%, down from 16.0% in Q1 2024[14]. - Net profit for Q1 2025 was ¥7.14 million, a decline of 76.0% from ¥29.66 million in Q1 2024[15]. - The total comprehensive income for Q1 2025 was ¥7.14 million, significantly lower than ¥29.66 million in Q1 2024[15]. Cash Flow - The net cash flow from operating activities was CNY -68,334,386.49, a decrease of 158.99% from CNY -26,385,216.08 year-on-year[3]. - The net cash flow from operating activities for Q1 2025 was -CNY 64,093,086.85, compared to -CNY 55,533,887.46 in Q1 2024[25]. - The company reported a net cash flow from investing activities of -CNY 7,886,199.02 in Q1 2025, a significant decline from a positive cash flow of CNY 2,143,969.29 in Q1 2024[25]. - Cash inflow from financing activities in Q1 2025 was CNY 101,350,000.00, with a net cash flow of CNY 97,283,730.27, compared to -CNY 19,713,186.63 in Q1 2024[25]. - The net increase in cash and cash equivalents for Q1 2025 was CNY 25,304,444.40, contrasting with a decrease of -CNY 73,103,104.80 in Q1 2024[25]. - The ending balance of cash and cash equivalents as of Q1 2025 was CNY 140,465,308.87, up from CNY 131,805,415.40 in Q1 2024[25]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 3,400,052,815.36, an increase of 1.82% from CNY 3,339,368,473.98 at the end of the previous year[3]. - Total current assets as of March 31, 2025, amounted to RMB 803,230,474.58, an increase from RMB 731,590,823.23 as of December 31, 2024, reflecting a growth of approximately 9.8%[10]. - Total liabilities as of March 31, 2025, were RMB 1,509,586,647.51, compared to RMB 1,466,213,654.44 at the end of 2024, indicating an increase of approximately 2.9%[11]. - The company's total current liabilities decreased to CNY 1,065,757,508.23 as of March 31, 2025, from CNY 1,152,340,449.39 on December 31, 2024, a reduction of about 7.5%[22]. - The total liabilities slightly decreased to CNY 1,441,818,526.66 as of March 31, 2025, from CNY 1,445,739,299.49 on December 31, 2024[22]. Shareholder Information - The equity attributable to shareholders was CNY 1,754,713,847.67, up 0.60% from CNY 1,744,164,082.00 at the end of the previous year[3]. - The total number of ordinary shareholders at the end of the reporting period was 44,335[6]. - The total equity attributable to shareholders was RMB 1,754,713,847.67, compared to RMB 1,744,164,082.00, indicating a growth of approximately 0.6%[11]. - The company's total equity increased to CNY 1,795,241,048.67 as of March 31, 2025, from CNY 1,769,964,931.94 on December 31, 2024, an increase of about 1.4%[22]. Inventory and Receivables - The company's inventory increased significantly to RMB 277,305,677.16 from RMB 173,289,191.61, representing a growth of about 60.1%[10]. - The accounts receivable decreased to RMB 44,296,129.26 from RMB 56,207,560.16, indicating a decline of approximately 21.2%[10]. - The company's inventory increased significantly to CNY 148,799,874.48 as of March 31, 2025, compared to CNY 69,324,257.16 on December 31, 2024, reflecting a growth of approximately 114.4%[21]. Research and Development - Research and development expenses increased significantly to ¥23.09 million in Q1 2025, compared to ¥6.81 million in Q1 2024, reflecting a growth of 239.5%[14]. - Research and development expenses surged to CNY 22,315,108.88 in Q1 2025, compared to CNY 6,808,908.98 in Q1 2024, indicating an increase of approximately 227.5%[24]. Market Conditions - The main reason for the decline in operating revenue was the drop in market prices of the company's leading products[5].

Financial Performance - In 2023, the company achieved a net profit attributable to shareholders of RMB 43,921,441.33, a significant increase of 114.97% compared to a net loss of RMB 293,375,993.92 in 2022[4]. - The company's operating revenue for 2023 was RMB 2,176,674,953.42, representing a year-on-year growth of 15.24% from RMB 1,888,882,047.30 in 2022[21]. - The company reported a net profit after deducting non-recurring gains and losses of RMB 41,856,773.65 in 2023, compared to a loss of RMB 297,704,256.22 in 2022, reflecting a 114.06% improvement[21]. - Basic earnings per share for 2023 were RMB 0.04, a turnaround from a loss of RMB 0.25 per share in 2022, marking an increase of 116.00%[22]. - The company achieved a revenue of 2.177 billion RMB, an increase of 15.24% year-on-year, and a net profit of 44 million RMB, up 114.97% year-on-year[36]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion in Q3 2023, representing a 15% year-over-year growth[74]. Cash Flow and Assets - The net cash flow from operating activities decreased by 68.87% to RMB 97,580,108.55 in 2023, down from RMB 313,440,998.14 in 2022[21]. - The total assets of the company as of the end of 2023 were RMB 3,523,646,214.85, a decrease of 4.19% from RMB 3,677,738,495.91 at the end of 2022[21]. - Current assets decreased by 4.65% to 872.28 million yuan, while non-current assets increased by 4.65% to 2,651.36 million yuan[51]. - The company's cash and cash equivalents at the end of 2023 increased to CNY 274,332,073.65 from CNY 156,004,851.29 in 2022, marking a growth of 75.8%[190]. Investments and R&D - Research and development expenses increased by 7.62% to 88.01 million RMB, indicating a focus on innovation[39]. - The company invested 167.54 million RMB in environmental governance, with 105.27 million RMB allocated for technological upgrades and 62.27 million RMB for environmental consumption[31]. - The company is investing 50 million in R&D for new technologies aimed at enhancing product efficiency[74]. Governance and Management - The company returned to state-owned control with a major shareholder holding 24.49% of the total shares, marking a significant governance change[29]. - The company completed the election of a new board of directors and supervisory board in December 2023, with the actual controller changing to the Yichang Municipal People's Government State-owned Assets Supervision and Administration Commission[68]. - The board of directors consists of 9 members, including 3 independent directors, complying with the requirements of the Company Law and the Articles of Association[69]. - The company has established specialized committees under the board, including an audit committee and a strategic committee, to enhance governance[88]. Market and Product Development - The company is focusing on high-quality development in its main business, with a stable production management system in place[30]. - The company is actively promoting industrial transformation and upgrading, with a focus on enhancing product value and market competitiveness[30]. - The company is advancing projects in photovoltaic, electronic, and pharmaceutical glass, with a focus on technological upgrades and market trends[62]. - The company plans to enhance its market expansion strategies, focusing on new product development and technological advancements[198]. Environmental and Social Responsibility - The company invested a total of 167.54 million yuan in environmental protection, with 62.27 million yuan in operational costs and 105.27 million yuan in technological upgrades[108]. - The company successfully reduced carbon emissions by 11,563.80 tons through measures such as phasing out old equipment and increasing clean energy investments[114]. - The company provided a total of 1.2 million yuan in aid for poverty alleviation and rural revitalization, benefiting 3,000 people[116]. - The company disclosed its 2023 Social Responsibility Report alongside its annual report, emphasizing its commitment to sustainable development[115]. Risks and Challenges - The company has highlighted various risk factors in its management discussion and analysis section, which investors should consider[6]. - The company faces risks from rising raw material costs, particularly for fuel and soda ash, which significantly impact cost control[66]. - The company is addressing environmental compliance challenges as regulations become stricter, potentially increasing operational costs[66]. - The flat glass industry is experiencing a contraction due to capacity limitations, with 70% of products used in real estate, leading to weak demand[60]. Shareholding and Ownership Changes - The controlling shareholder has changed to Dangyang City Investment Co., Ltd., which holds 24.49% of the total shares as of December 21, 2023[146]. - The total number of ordinary shareholders as of the end of the reporting period is 52,853, an increase from 44,644 at the end of the previous month[140]. - The largest shareholder, Dangyang City Investment Co., Ltd., holds 218,531,693 shares, representing 18.84% of the total shares[142]. Compliance and Regulatory Matters - The company faced regulatory penalties from the Hubei Securities Regulatory Bureau for discrepancies in financial disclosures, including a warning letter issued on September 29, 2022, for inconsistencies in the 2021 annual performance announcement[81]. - The company has implemented corrective measures regarding the disclosure of environmental penalties in its reports[129]. - The company has not reported any significant changes in shareholding for most of the current board members, suggesting stability in ownership[73].