上 海 证 券 交 易 所 上证公监函〔2024〕0274 号 关于对株洲冶炼集团股份有限公司时任董事、 副总经理谈应飞予以监管警示的决定 公司及董事、监事和高级管理人员（以下简称董监高人员）务 必高度重视相关违规事项，建立股东所持有公司股份及其变动的专 项管理制度，明确相关主体股票交易的报告、申报和监督程序，提 醒其严格遵守持股变动相关规则。公司股东及董监高人员应当引以 为戒，在从事证券交易等活动时，严格遵守法律法规、本所业务规 则及所作出的公开承诺，诚实守信，自觉维护证券市场秩序，认真 履行信息披露义务。 当事人： 上海证券交易所上市公司管理一部 二〇二四年十一月二十九日 谈应飞，株洲冶炼集团股份有限公司时任董事、副总经理。 2 经查明，根据株洲冶炼集团股份有限公司（以下简称公司）披 露的《关于董事、高级管理人员亲属短线交易的公告》，公司时任董 事、副总经理谈应飞的配偶邓某近日收到中国证券监督管理委员会 湖南监管局（以下简称湖南证监局）《行政处罚决定书》，邓某存在 通过集中竞价交易方式买卖公司股票的行为。经公司核查，2023 年 5 月 24 日至 2024 年 2 月 2 日，邓某累计买入公司股票 55 ...

证券代码：600961 证券简称：株冶集团 公告编号：2024-049 株洲冶炼集团股份有限公司 关于董事、高级管理人员亲属短线交易的公告 截至本公告披露日，邓静未持有公司股票。 二、本次短线交易的处理情况及公司采取的措施 公司知悉该事项后高度重视，并及时核查相关情况，谈应飞及其 亲属积极配合。本次事项的处理情况及采取的措施如下： 经公司核查，邓静于 2023 年 5 月 24 日至 2024 年 2 月 2 日期间 买卖公司股票的具体交易情况如下： | 序号 | | | 交易时间 | | | | 交易方式 | 交易方向 | 成交数量 | 成交均价 | 成交金额 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | | | | | （股） | （元/股） | （元） | | 1 | 2023 | 年 | 5 | 月 | 24 | 日 | 集中竞价 | 买入 | 5,000 | 8.00 | 40,000.00 | | 2 | 2023 | 年 | 5 | 月 | 25 | 日 | 集中竞价 ...

Investment Rating - The investment rating for the company is "Buy" and is maintained [9] Core Views - The report emphasizes the investment value of the company, highlighting its strong performance in the zinc smelting business, the stable profit contribution from gold and silver mining, and the long-term growth potential provided by the resources of the parent company, China Minmetals [11][13][45] Summary by Sections Company Overview - The company, Zhuzhou Smelter Group Co., Ltd., was established in 1956 and transitioned to a joint-stock company in 2000. In 2023, it completed a significant asset restructuring by acquiring 100% of Shuikoushan Nonferrous Metals Co., Ltd., gaining independent lead-zinc mining resources and high-grade gold and silver [11][25][38] Business Operations - The company primarily produces lead, zinc, and their alloys, along with the comprehensive recovery of precious metals like gold and silver [27] - The company has a total zinc smelting capacity of 300,000 tons and a total production capacity of 680,000 tons of zinc products, ranking first in the country [30] Financial Performance - For the first three quarters of 2024, the company's net profit attributable to shareholders reached 582 million, marking a historical high for the same period [11] - The projected revenues for 2024-2026 are estimated at 199.87 billion, 206.49 billion, and 214.54 billion respectively, with year-over-year growth rates of 2.99%, 3.31%, and 3.90% [15][66] Production Capacity and Future Outlook - The company expects to enhance its production capacity significantly by 2025, with estimates of annual production of 20,000 tons of zinc, 20,000 tons of lead, 1.9 tons of gold, and 75 tons of silver [12][42] - The report anticipates that the company's gold and silver production will increase as the Shuikoushan mining operations ramp up to full capacity [60] Market Position and Competitive Advantage - The company benefits from a strong cost control capability in zinc smelting, positioning it to be among the first to benefit from any industry improvements [13][48] - The integration of Shuikoushan Nonferrous Metals is expected to enhance the company's profitability, with the mining operations becoming a significant source of income [38][63]

Core Viewpoint - Hunan Xiangtou Jinye Private Equity Investment Fund (Limited Partnership), a shareholder holding 6.09% of Zhuzhou Smelter Group Co., Ltd. (stock code: 600961), plans to reduce its stake by up to 10.7287 million shares, accounting for no more than 1% of the company's total shares [1] Summary by Category - **Shareholder Action** - Hunan Xiangtou Jinye intends to reduce its holdings through centralized bidding transactions [1] - The maximum number of shares to be sold is 10.7287 million [1] - The reduction will not exceed 1% of the total shares of the company [1]

证券代码：600961 证券简称：株冶集团 公告编号：2024-048 株洲冶炼集团股份有限公司 股东集中竞价减持股份计划公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 上述减持主体无一致行动人。 预披露期间，若公司股票发生停牌情形的，实际开始减持的时间根据停牌时间相应顺延。 相关股东是否有其他安排 □是 √否 (一)大股东此前对持股比例、持股数量、持股期限、减持方式、减持数量、减持 价格等是否作出承诺 √是 □否 湘投金冶承诺在本次重组中认购的上市公司股份，自本次重组新增股份发行 结束之日起 12 个月内不得转让；但是，在适用法律许可前提下的转让不受此限。 本次交易完成后，本企业因本次重组取得的股份若由于上市公司送红股、转 增股本等原因增持的股份，亦应遵守上述锁定期的约定。若本企业所认购股份的 锁定期与证券监管机构的最新监管意见不相符，本企业将根据证券监管机构的监 管意见进行相应调整。锁定期届满后，本企业转让和交易上市公司股份将依据届 时有效的法律法规和上海证券交易所的规则办理。 本次拟减持事 ...

证券代码：600961 证券简称：株冶集团 公告编号：2024-047 株洲冶炼集团股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 11 月 20 日(星期三) 至 11 月 26 日(星期 二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 zyzqb@163.com 进行提问。公司将在说明会上对投资者 普遍关注的问题进行回答。 株洲冶炼集团股份有限公司（以下简称"公司"）已于 2024 年 10 月 25 日发布公司 2024 年第三季度报告，为便于广大投资者更全 面深入地了解公司 2024 年第三季度经营成果、财务状况，公司计划 于 2024 年 11 月 27 日下午 13:00-14:00 举行 2024 年第三季度业绩说 明会，就投资者关心的问题进行交流。 一、 说明会类型 会议召开时间 ...

Financial Performance - The company's operating revenue for Q3 2024 was CNY 5,325,717,878.30, representing a year-on-year increase of 7.71%[2] - The net profit attributable to shareholders for Q3 2024 was CNY 210,777,301.16, an increase of 34.82% compared to the same period last year[2] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 203,892,528.74, up by 7.35% year-on-year[2] - The basic earnings per share for Q3 2024 was CNY 0.18, reflecting a year-on-year increase of 50%[3] - The diluted earnings per share for Q3 2024 was also CNY 0.18, consistent with the basic earnings per share increase[3] - The total profit for Q3 2024 was approximately ¥712.39 million, an increase from ¥651.34 million in Q3 2023, representing a growth of about 9.36%[18] - The net profit attributable to shareholders of the parent company reached ¥581.72 million, up from ¥531.01 million in the same period last year, marking an increase of approximately 9.56%[18] - The basic and diluted earnings per share remained stable at ¥0.49, unchanged from Q3 2023[19] - The total comprehensive income attributable to shareholders of the parent company was approximately ¥581.82 million, compared to ¥533.84 million in Q3 2023, reflecting an increase of about 8.97%[19] Cash Flow - The net cash flow from operating activities was CNY 199,561,625.60, a decrease of 68.58% compared to the previous year[3] - Cash flow from operating activities for the first nine months of 2024 was approximately ¥16.52 billion, compared to ¥18.21 billion in the same period of 2023, reflecting a decrease of about 9.27%[19] - The net cash flow from operating activities for the first nine months of 2024 was approximately ¥939.03 million, compared to ¥845.26 million in the same period of 2023, indicating an increase of about 11.09%[19] - The net cash flow from investing activities was negative at approximately -¥108.29 million, an improvement from -¥695.48 million in the same period last year[21] - Cash flow from financing activities showed a net outflow of approximately -¥970.90 million, compared to a net inflow of ¥57.99 million in the same period of 2023[21] Assets and Liabilities - Total assets at the end of the reporting period were CNY 8,958,731,460.73, a decrease of 1.70% from the end of the previous year[3] - The company's total assets as of the end of the third quarter of 2024 amounted to CNY 8,958,731,460.73, a decrease from CNY 9,114,057,171.58 at the end of the previous year[13] - Current liabilities totaled CNY 4,090,769,813.46, an increase from CNY 3,870,680,933.76 in the previous year, indicating a rise in short-term financial obligations[13] - Non-current liabilities decreased to CNY 548,371,581.83 from CNY 1,486,025,771.09, reflecting a significant reduction in long-term debt[13] - The equity attributable to shareholders increased by 15.10% year-on-year, reaching CNY 4,180,836,444.16[3] - The company's equity attributable to shareholders increased to CNY 4,180,836,444.16 from CNY 3,632,351,878.40, indicating a strengthening of the company's financial position[13] Shareholder Information - The total number of common shareholders at the end of the reporting period was 42,931[8] - The largest shareholder, Hunan Shuikoushan Nonferrous Metals Group Co., Ltd., holds 321,060,305 shares, accounting for 29.93% of the total shares[8] - The top ten shareholders include several state-owned entities, indicating a strong government influence in the company's ownership structure[9] - There were no changes in the participation of major shareholders in margin trading or securities lending activities[10] Operational Efficiency - Total operating revenue for the first three quarters of 2024 was CNY 14,388,254,230.70, a decrease of 2.83% compared to CNY 14,806,316,845.86 in the same period of 2023[14] - Total operating costs for the first three quarters of 2024 were CNY 13,718,666,489.58, down from CNY 14,169,196,994.87 in the previous year, reflecting a cost reduction strategy[16] - Operating profit for the first three quarters of 2024 increased to CNY 710,947,186.46, compared to CNY 650,933,655.72 in the same period of 2023, indicating improved operational efficiency[16] - The net profit margin for the first three quarters of 2024 improved, reflecting better cost management and operational performance[16] Research and Development - Research and development expenses for the first three quarters of 2024 were CNY 117,231,830.47, slightly higher than CNY 111,455,065.46 in the previous year, showing continued investment in innovation[16] Strategic Outlook - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[16] - The company has not reported any significant new strategies or product developments during the reporting period[10] Inventory and Receivables - Accounts receivable increased to RMB 274.08 million from RMB 191.18 million year-over-year[11] - Inventory decreased to RMB 2.04 billion from RMB 2.21 billion at the end of 2023[11] - The total current assets amounted to approximately RMB 3.83 billion, slightly down from RMB 3.84 billion at the end of 2023[11] - The company reported a significant increase in prepayments, rising to RMB 356.65 million from RMB 172.52 million[11] Non-Recurring Items - Non-recurring gains and losses for the period totaled CNY 6,884,772.42, with significant contributions from government subsidies and asset disposal losses[4]

证券代码：600961 证券简称：株冶集团 公告编号：2024-045 株洲冶炼集团股份有限公司 第八届董事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 （一）本次董事会会议的召开符合有关法律、行政法规、部门规章、规范性 文件和公司章程的规定。 （二）公司于 2024 年 10 月 22 日通过电子邮件和传真等方式发出董事会会 议通知和会议材料。 （三）召开董事会会议的时间：2024 年 10 月 24 日。 召开董事会会议的地点：湖南省株洲市天元区衡山东路 12 号株洲冶炼集团 股份有限公司会议室。 召开董事会会议的方式：现场结合视频。 （四）本次董事会会议应当出席董事 9 人，实际出席会议的董事 9 人。 （五）本次董事会会议的主持人：刘朗明先生。 具体内容详见 2024 年 10 月 25 日刊登于《中国证券报》《上海证券报》《证 券时报》和上海证券交易所网站（www.sse.com.cn）的《2024 年第三季度报告》。 1 （二）关于为公司及董事、监事和高级管理人员购买 ...

证券代码：600961 证券简称：株冶集团 公告编号：2024-046 株洲冶炼集团股份有限公司 第八届监事会第八次会议决议公告 召开监事会会议的方式：现场结合视频。 （四）本次监事会会议应当出席监事 7 人，实际出席会议的监事 7 人。 （五）本次监事会会议的主持人：夏中卫先生。 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 （一）本次监事会会议的召开符合有关法律、行政法规、部门规章、规范性 文件和公司章程的规定。 （二）公司于 2024 年 10 月 22 日通过电子邮件和传真等方式发出监事会会 议通知和会议材料。 （三）召开监事会会议的时间：2024 年 10 月 24 日。 召开监事会会议的地点：湖南省株洲市天元区衡山东路 12 号株洲冶炼集团 股份有限公司会议室。 （二）关于为公司及董事、监事和高级管理人员购买责任险的议案 为完善公司风险管理体系，降低公司运营风险，保障公司和投资者的权益， 促进公司董事、监事及高级管理人员充分行使权力和履行职责，根据相关法律法 规，拟为公司及全体董事、监事、 ...

证券代码：600961 证券简称：株冶集团 公告编号：2024-044 株洲冶炼集团股份有限公司 2024 年第三次临时股东大会决议公告 | 1、出席会议的股东和代理人人数 | 6 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 614,839,530 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 57.31 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 会议由公司董事会召集，公司董事长刘朗明先生主持，大会采取现场投票和网络 投票相结合的方式进行表决。会议的召开与表决程序符合《公司法》及《公司章 (一) 股东大会召开的时间：2024 年 9 月 25 日 (二) 股东大会召开的地点：湖南省株洲市天元区衡山东路 12 号株冶集团会议 室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会 ...