2023 年半年度报告 公司代码：601162 公司简称：天风证券 天风证券股份有限公司 2023 年半年度报告 1 / 184 2023 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人余磊、主管会计工作负责人王琳晶及会计机构负责人（会计主管人员）李正友声 明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 无 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请 投资者注意投资风险。 七、 是否存在被控股股东及其他关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 否 十、 重大风险提示 公司已在本报告中详细披露存在的风险，敬请查阅本报告 ...

2022 年年度报告 公司代码：601162 公司简称：天风证券 天风证券股份有限公司 2022 年年度报告 1 / 235 2022 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 大信会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人余磊、主管会计工作负责人王琳晶及会计机构负责人（会计主管人员）李正友声 明：保证年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 经大信会计师事务所（特殊普通合伙）审计确认：2022 年度归属于母公司股东的净利润为- 1,508,969,578.78 元，基本每股收益为-0.18 元，母公司净利润为-1,655,985,577.05 元。 根据中国证监会《上市公司监管指引第 3 号——上市公司现金分红》《上海证券交易所上市 公司自律监管指引第 1 号——规范运作》及相关规定，公司实施现金分红应当至少同时满足条件 "公 ...

Revenue and Profit Performance - Revenue for the first quarter of 2023 was RMB 1,399,528,101.04, representing a year-over-year increase of 283.04%[4] - Net profit attributable to shareholders of the listed company was RMB 547,336,941.16, driven by increased revenue[4] - Net profit for Q1 2023 was 597.22 million yuan, a significant improvement from a net loss of 66.08 million yuan in Q1 2022[14] - Operating income for Q1 2023 reached 1.40 billion yuan, a substantial increase from 365.37 million yuan in Q1 2022[14] - Net profit attributable to parent company shareholders: 547,336,941.16 RMB, a decrease of 84,301,499.46 RMB compared to the previous period[15] Asset and Equity Changes - Total assets at the end of the reporting period were RMB 94,091,040,545.54, a decrease of 4.19% compared to the end of the previous year[5] - Equity attributable to shareholders of the listed company increased by 2.44% to RMB 23,682,552,502.40 compared to the end of the previous year[5] - Total assets decreased to 94.09 billion yuan from 98.21 billion yuan compared to the end of 2022[12] - Total liabilities decreased to 69.59 billion yuan from 74.36 billion yuan compared to the end of 2022[13] - Shareholders' equity increased to 24.50 billion yuan from 23.85 billion yuan at the end of 2022[13] Return on Equity and Earnings Per Share - The weighted average return on equity (ROE) was 2.34%, an increase of 2.68 percentage points[4] - Basic and diluted earnings per share were both RMB 0.06, driven by increased net profit attributable to shareholders[8] - Basic earnings per share: 0.06 RMB, a decrease of 0.01 RMB compared to the previous period[15] Income from Fees, Commissions, and Investments - Fee and commission net income grew to 746.57 million yuan, up from 607.12 million yuan in Q1 2022[14] - Investment income surged to 730.70 million yuan from 187.43 million yuan in Q1 2022[14] - Brokerage business fee income rose to 268.16 million yuan from 236.20 million yuan in Q1 2022[14] - Asset management business fee income more than doubled to 193.97 million yuan from 94.18 million yuan in Q1 2022[14] - Fair value change income turned positive at 199.20 million yuan, compared to a loss of 175.01 million yuan in Q1 2022[14] - Cash received from interest and commission fees: 888,955,266.64 RMB, a decrease from 1,192,034,318.26 RMB in the previous period[16] Cash Flow and Financial Activities - The company's cash flow from operating activities was RMB 3,463,369,218.51, primarily due to increased net reductions in financial assets held for trading and increased net repurchase business funds[7] - Net cash flow from operating activities: 3,463,369,218.51 RMB, compared to -292,794,816.14 RMB in the previous period[17] - Net cash flow from investing activities: -2,931,436,194.37 RMB, compared to 63,200,248.13 RMB in the previous period[17] - Net cash flow from financing activities: -5,258,010,327.61 RMB, compared to 3,942,230,146.25 RMB in the previous period[18] - Net increase in cash and cash equivalents: -4,738,304,342.55 RMB, compared to 3,705,695,248.23 RMB in the previous period[18] - Ending cash and cash equivalents balance: 11,718,419,999.85 RMB, compared to 24,658,339,041.20 RMB in the previous period[18] Shareholder Information - The company's top shareholder, Hubei Hongtai Group Co., Ltd., holds 13.84% of the shares[9] - The company's second-largest shareholder, Wuhan Commerce & Trade Group Co., Ltd., holds 8.78% of the shares[9] Government Subsidies and Non-Operating Income - Government subsidies contributed RMB 103,860,982.35 to non-operating income[6] Comprehensive Income - Total comprehensive income: 671,499,339.90 RMB, a decrease of 178,871,972.68 RMB compared to the previous period[15]

2021 年第一季度报告 公司代码：601162 公司简称：天风证券 天风证券股份有限公司 2021 年第一季度报告 1 / 24 | 一、 | 重要提示 3 | | --- | --- | | 二、 | 公司基本情况 4 | | 三、 | 重要事项 7 | | 四、 | 附录 9 | 2021 年第一季度报告 一、 重要提示 2.1 主要财务数据 | | 本报告期末 | 上年度末 | 单位：元 币种：人民币 本报告期末比上年度末增 | | | --- | --- | --- | --- | --- | | | | | 减(%) | | | 总资产 | 83,098,903,133.15 | 81,405,106,781.45 | 2.08 | | | 归属于上市公司股 | 17,524,466,132.02 | 17,460,091,857.72 | 0.37 | | | 东的净资产 | | | | | | | 年初至报告期末 | 上年初至上年报告期末 | 比上年同期增减(%) | | | 经营活动产生的现 | 3,167,107,976.06 | 3,029,928,669.64 | 4.53 | | | ...