顾建忠先生的简历详见公司于 2025 年 4 月 25 日刊载于上海证券交易所网站 （www.sse.com.cn）的《上海银行股份有限公司董事会 2025 年第四次会议决议 公告》。 证券代码：601229 证券简称：上海银行 公告编号：临 2025-041 优先股代码：360029 优先股简称：上银优 1 可转债代码：113042 可转债简称：上银转债 上海银行股份有限公司 关于董事、董事长任职资格获监管机构核准的公告 上海银行股份有限公司（以下简称"公司"）董事会及全体董事保证本公告 内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准 确性和完整性承担法律责任。 近日，公司收到《国家金融监督管理总局上海监管局关于顾建忠上海银行股 份有限公司董事、董事长任职资格的批复》（沪金复〔2025〕487 号），国家金 融监督管理总局上海监管局已核准顾建忠先生公司董事、董事长的任职资格。 特此公告。 上海银行股份有限公司董事会 2025 年 8 月 6 日 1 ...

转自：新华财经 汇率风险管理是跨境金融的核心服务能力之一，依托衍生品交易工具等，帮助企业实现财务成本可测、风险敞口可控。未来，上海银行将持续深化产品创 新，扩大服务半径，为更多外贸企业提供"一站式"金融解决方案，筑牢汇率风险"防护墙"，全力护航实体经济高质量发展。（邓侃） 编辑：谈瑞 除服务集团型企业外，浦西支行同步推进普惠型外贸企业外汇衍生品覆盖。孚生国际贸易有限公司通过上海银行外汇衍生品业务服务，成功落地多笔锁汇业 务，实现套期保值。该业务以"操作便捷化、风险管理精准化、收益可视化"的特点，获得中小外贸企业广泛认可，正逐步成为企业汇率风险中性管理的重要 工具。 外贸企业遇到汇率敞口风险怎么办？近日，上海银行总行营业部在外汇衍生品交易领域再获突破，通过远期锁汇等专业服务，精准助力外贸企业应对汇率波 动风险，实现企业稳健经营，彰显金融服务实体经济的专业担当。 上海的益商贸有限公司长期面临"外币采购付款、人民币销售收款"的汇率敞口风险。今年以来，美元汇率波动加剧，企业汇兑管理需求迫切。上海银行总行 营业部浦西支行为其量身定制远期锁汇方案，积极普及汇率避险金融配套策略，培养企业形成常态化锁汇习惯，并先后落地两笔业 ...

证券之星消息，8月5日城商行板块较上一交易日上涨1.54%，齐鲁银行领涨。当日上证指数报收于 3617.6，上涨0.96%。深证成指报收于11106.96，上涨0.59%。城商行板块个股涨跌见下表： | 代码 | 名称 | 收盘价 | 涨跌幅 | 成交量(手) | 成交额(元) | | --- | --- | --- | --- | --- | --- | | 601665 | 齐鲁银行 | 6.26 | 2.96% | 88.29万 | 5.47 乙 | | 002948 | 青岛银行 | 5.06 | 2.43% | 42.91万 | 2.15亿 | | 601229 | 上海银行 | 10.49 | 2.04% | 62.51万 | 6.50亿 | | 601997 | 贵阳银行 | 6.52 | 2.03% | 49.77万 | 3.22亿 | | 601187 | 厦门银行 | 7.10 | 2.01% | 36.41万 | 2.57亿 | | 6000000 | 南京银行 | 11.96 | 1.87% | 56.35万 | 6.72亿 | | 601577 | 长沙银行 | 10.19 | 1. ...

随着这张罚单的公示，据记者统计，2025年内上海银行被中国人民银行（下称"央行"）和国家金融监督 管理总局（下称"金融监管总局"）体系合计罚没金额已达到4202.25195万元，相当于罚没了一家中小规 模A股上市公司的全年盈利。 具体来看，进入2025年以来，金融监管总局位于上海、苏州、宁波及浙江的派出机构，就上海银行曾出 现的违规情况开出四张罚单。截至8月4日，包括本次浙江金融监管局作出的行政处罚，金融监管总局体 系对上海银行在存、贷款等领域出现的多项违规行为，罚款金额（包括个人罚单）合计为1172万元。其 中，本次浙江金融监管局的处罚金额最高。 8月4日，国家金融监督管理总局浙江监管局（下称"浙江金融监管局"）官网显示，上海银行杭州分行及 相关责任人因存在"资产池业务管理缺陷"等6项违规行为，被合计罚款390万元。 无独有偶，就在几天前，央行也就上海银行曾存在的"违反信用信息采集、提供、查询及相关管理规 定"等8项违规行为，开出了一张巨额罚单，该行15名部门管理人员同期被罚。在8月1日（发布日期）的 这次行政处罚中，上海银行被罚没金额（包括个人罚单）合计为3030.25195万元。 | 当事人名称 | 违 ...

上海的益商贸有限公司长期面临"外币采购付款、人民币销售收款"的汇率敞口风险。今年以来，美元汇率波动加剧，企业汇兑管理需求迫切。 外贸企业遇汇率敞口风险怎么办？近日，上海银行总行营业部在外汇衍生品交易领域再获突破，通过远期锁汇等专业服务，精准助力外贸企业应对汇率波 动风险，实现企业稳健经营，彰显金融服务实体经济的专业担当。 精准施策：定制化方案破解企业汇险 上海银行总行营业部浦西支行为其量身定制远期锁汇方案，积极普及汇率避险金融配套策略，培养企业形成常态化锁汇习惯，并先后落地两笔业务，锁定 美元汇率价格，帮助企业有效成本管理。 普惠提质：衍生品服务惠及中小外贸 除服务集团型企业外，浦西支行同步推进普惠型外贸企业外汇衍生品覆盖。孚生国际贸易有限公司通过上海银行外汇衍生品业务服务，成功落地多笔锁汇 业务，实现套期保值。 汇率风险管理作是跨境金融的核心服务能力之一，依托衍生品交易工具等，帮助企业实现财务成本可测、风险敞口可控。 未来，上海银行将持续深化产品创新，扩大服务半径，为更多外贸企业提供"一站式"金融解决方案，筑牢汇率风险"防护墙"，全力护航实体经济高质量发 展。 该业务以"操作便捷化、风险管理精准化、收益可视 ...

Core Viewpoint - Shanghai Bank has faced significant regulatory penalties due to compliance issues, indicating systemic risks in its operations and management practices [1][2][3]. Group 1: Regulatory Penalties - On August 4, Shanghai Bank's Hangzhou branch was fined 3.8 million yuan for multiple compliance issues, including mismanagement of fiscal deposits [1]. - The central bank imposed fines totaling approximately 28.75 million yuan on Shanghai Bank's headquarters for deficiencies in asset pool management and other violations, including the confiscation of illegal gains of nearly 470,000 yuan [1][3]. - In total, Shanghai Bank has incurred over 37 million yuan in penalties this year, with 5.01 million yuan in fines during the first half alone, making it one of the few city commercial banks penalized over 5 million yuan [1]. Group 2: Compliance Issues - The penalties highlight compliance failures not only in micro-level operations but also in macro-level systemic risks, including issues related to fiscal deposit management and clearing management [1]. - Specific violations cited include improper performance evaluations, inadequate asset pool management, and failures in credit management and internal controls [2][3]. - The central bank's fines stem from violations in payment settlement, cash management, and compliance with fiscal business regulations from 2020 to 2021, while local regulatory fines relate to issues from 2019 to 2023 [3]. Group 3: Management Response - In response to the regulatory scrutiny, Shanghai Bank has stated that it is actively rectifying issues by improving its institutional framework, management processes, and mechanisms [4]. - The bank reported a revenue of 13.597 billion yuan and a net profit of 6.292 billion yuan for the first quarter of 2025, reflecting year-on-year growth rates of 3.85% and 2.3%, respectively [4]. Group 4: Leadership Changes - In April 2025, Shanghai Bank appointed a new chairman, Gu Jianzhong, who has a long history with the bank, indicating a potential shift in leadership strategy [7]. - The current executive team includes Chairman Gu Jianzhong, President Shi Hongmin, and several vice presidents, suggesting a stable leadership structure moving forward [7].

Core Points - The 2025 World Snooker Shanghai Masters, supported by Shanghai Bank, concluded successfully with Kyren Wilson winning the championship against Ali Carter with a score of 11-9, marking Wilson's second title since 2015 [1] - The event attracted a record number of spectators, with over half coming from outside Shanghai, and merchandise sales increased by 70% year-on-year, highlighting its significance in the summer economy [3] - Shanghai Bank, as a major sponsor, is committed to promoting the development of snooker in China and has been actively involved in various sports events, aiming to enhance the city's image and culture [5] Company and Industry Summary - The Shanghai Masters has become an important part of the "Shanghai Summer" and a significant urban event since its inception in 2007, reflecting the integration of culture, tourism, and sports [3] - Shanghai Bank is focused on building a "finance + sports" ecosystem, supporting various local sports events, and contributing to the development of Shanghai as an international sports event hub [5] - The bank plans to continue collaborating with various stakeholders to enhance sports entertainment and consumer financial services, thereby promoting the growth of the sports industry in Shanghai [5]

8月4日，国家金融监督管理总局浙江监管局发布行政处罚信息显示，上海银行股份有限公司（以下简 称"上海银行"）杭州分行及相关责任人因多项违法违规，被罚380万元。 | 序号 | 当事人名称 | 主要违法违规行为 | 行政处罚内容 | 作出决定机关 | | --- | --- | --- | --- | --- | | | 上海银行股份 | 部分绩效考评行为 务管理缺陷;"售后 | 对上海银行股 份有限公司杭 州分行罚款 | 浙江金融监管 | | | | 不合规:资产池业 | | | | | | 回租 国内信用证业 | | | | | 有限公司杭州 | | 380万元;对 | | | 1 | | 务管理不审慎;贷 | | | | | 分行及相关责 | | 石卫国警告并 | 局 | | | | 款管理不审慎;票 | | | | | 任人 | | 罚款5万元, | | | | | 据贴现业务管理不 | | | | | | | 对沈彪警告并 | | | | | 审慎;员工行为管 | | | | | | | 罚款5万元。 | | | | | 理不到位等。 | | | 对此，上海银行回应称，本次处罚问题来源于国家金融监督管 ...

Core Points - Shanghai Bank's Hangzhou branch was fined 3.8 million yuan for six business violations, with two responsible individuals receiving warnings and fines [2][3] - The violations included non-compliance in performance evaluations, deficiencies in asset pool management, imprudent management of "sale and leaseback" domestic letters of credit, and inadequate loan and bill discount management [2][3] - The violations occurred between 2019 and 2023, identified during a regulatory inspection in 2023 [2][3] Additional Penalties - This is the second significant penalty for Shanghai Bank in August, with a prior fine exceeding 29 million yuan for eight violations identified in a 2021 comprehensive inspection [4][5] - The previous violations involved multiple departments, including operations management, risk management, and retail banking [4][5] Company Background - Shanghai Bank was established on January 30, 1996, with a registered capital of 14.209 billion yuan and is headquartered in Shanghai [5] - As of the end of the first quarter, the bank's total assets reached 3.271 trillion yuan, an increase of 44.109 billion yuan from the previous period [5] - As of August 4, the bank's stock price was 10.28 yuan per share, with a total market capitalization of 146 billion yuan [5]

Core Viewpoint - Shanghai Bank has been fined a total of 38 million yuan due to six business violations identified by the Zhejiang Regulatory Bureau of the National Financial Supervision Administration [2][4]. Summary by Sections Violations and Penalties - Shanghai Bank's Hangzhou branch was penalized for six specific violations, including non-compliance in performance evaluation, deficiencies in asset pool management, imprudent management of "sale and leaseback" domestic letters of credit, imprudent loan management, imprudent management of bill discounting, and inadequate employee behavior management [2][3]. - Two responsible individuals from the bank received warnings and fines of 50,000 yuan each [2][3]. Previous Penalties - This incident marks the second significant penalty for Shanghai Bank in August, with a prior fine exceeding 29 million yuan for eight violations identified by the People's Bank of China [4]. - The previous violations involved multiple departments, including operations management, online finance, risk management, and retail business [4]. Company Background - Shanghai Bank was established on January 30, 1996, with a registered capital of 14.209 billion yuan and is headquartered in Shanghai [4]. - As of the end of the first quarter of this year, the bank's total assets reached 3.271 trillion yuan, an increase of 44.109 billion yuan from the previous period [4]. Market Performance - As of August 4, the stock price of Shanghai Bank was 10.28 yuan per share, with a total market capitalization of 146 billion yuan [5].