华泰证券股份有限公司 章 程 中国·南京 二○二五年九月 （经公司 2024 年度股东大会、2025 年第一次 A 股类别股东会及 2025 年第一次 H 股类别股东会审议通过） 1 | ਮ | | --- | | | | | | | 第一章 总 则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行为， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券 法》（以下简称"《证券法》"）、《国务院关于股份有限公司境外募集股份及上市的 特别规定》（以下简称"《特别规定》"）、《国务院关于调整适用在境外上市公司召 开股东大会通知期限等事项规定的批复》、《到境外上市公司章程必备条款》、《关 于到香港上市公司对公司章程作补充修改的意见的函》、《证券公司治理准则》、 《香港联合交易所有限公司证券上市规则》（以下简称"《香港上市规则》"）、《上 市公司章程指引》和其他有关规定，制订本章程。 第二条 华泰证券股份有限公司（以下简称"公司"）系依照《公司法》、《证 券法》和其他有关规定成立的股份有限公司。 公司系经中国证券监督管理委员会（以下简称"中国证监会"）"证监机构字 [2007] ...

证券代码：601688 证券简称：华泰证券 公告编号：临 2025-051 华泰证券股份有限公司 关于为间接全资子公司发行中期票据提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 担保对象及基本情况 | | 被担保人名称 | | Pioneer Reward | Limited | | --- | --- | --- | --- | --- | | | 本次担保金额 | | | 亿美元 4.96 | | 担保对象 | 实际为其提供的担保余额 | | 35.96 | 亿美元 | | | 是否在前期预计额度内 | 是 | □否 | □不适用 | | | 本次担保是否有反担保 | □是 | 否 | □不适用 | 累计担保情况 | 对外担保逾期的累计金额（人民币亿元） | | - | | --- | --- | --- | | 截至本公告日上市公司及其控股子公司对外担保总额（人民币亿 | | 370.40 | | 元） | | | | 对外担保总额占上市公司最近一期经审计净资产的比例（%） | | 1 ...

格隆汇9月22日丨华泰证券(06886.HK)公告，华泰证券股份有限公司(以下简称"发行人")面向专业投资者 公开发行总额不超过人民币200亿元(含200亿元)的次级公司债券已于2024年7月31日获中国证券监督管 理委员会出具的《关于同意华泰证券股份有限公司向专业投资者公开发行次级公司债券注册的批复》 (证监许可〔2024〕1109号)。 根据《华泰证券股份有限公司2025年面向专业投资者公开发行次级债券(第三期)发行公告》，华泰证券 股份有限公司2025年面向专业投资者公开发行次级债券(第三期)(以下简称"本期债券")期限为5年，本期 债券发行规模不超过50亿元(含50亿元)，发行价格为每张100元，采取面向专业机构投资者公开发行的 方式发行。 本期债券发行工作已于2025年9月22日结束。本期债券最终发行规模为10亿元，票面利率为2.24%，认 购倍数为3.30倍。 ...

智通财经APP讯，华泰证券(06886)公布，华泰证券股份有限公司 2025 年面向专业投资者公开发行次级 债券(第三期)发行工作已于 2025 年 9 月 22 日结束。本期债券最终发行规模为 10 亿元，票面利率为 2.24%，认购倍数为 3.30 倍。 ...

Group 1 - Huatai Securities announced the completion of its public issuance of subordinated bonds (Phase III) for professional investors on September 22, 2025 [1] - The total issuance scale of this bond is 1 billion yuan, with a coupon rate of 2.24% [1] - The subscription multiple for this bond issuance was 3.30 times [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） 茲載列本公司在上海證券交易所網站刊登之《華泰證券股份有限公司2025年面向 專業投資者公開發行次級債券（第三期）發行結果公告》，僅供參閱。 釋義 於本公告，除文義另有所指外，下列詞彙具有以下涵義。 「本公司」 指 於中華人民共和國以華泰證券股份有限公司的公司名 稱註冊成立的股份有限公司，於2007年12月7日由前身 華泰證券有限責任公司改制而成，在香港以「HTSC」 名義開展業務，根據公司條例第16部以中文獲准名稱 「華泰六八八六股份有限公司」及英文公司名稱「Huatai Securities Co., Ltd.」註冊為註冊非香港公司，其H股於 2015年6月1日在香港聯合交易所有限公司主板上市（股 票代碼：6886），其A股於2010年2月26日在上海證券交 易所上市（股票代碼：601688） ...

Market Overview - On September 22, the securities sector rose by 1.12%, with Guosheng Jin控 leading the gains [1] - The Shanghai Composite Index closed at 3828.58, up 0.22%, while the Shenzhen Component Index closed at 13157.97, up 0.67% [1] Individual Stock Performance - Guosheng Jin控 (002670) closed at 19.94, up 7.49% with a trading volume of 1.026 million shares and a turnover of 2.009 billion yuan [1] - Shouchuang Securities (601136) closed at 22.82, up 3.26% with a trading volume of 721,000 shares and a turnover of 1.626 billion yuan [1] - Other notable performers include Xiangcai Co. (600095) up 2.40%, Huatai Securities (601688) up 1.90%, and China Galaxy (601881) up 1.74% [1] Fund Flow Analysis - The securities sector saw a net inflow of 467 million yuan from institutional investors, while retail investors experienced a net outflow of 391 million yuan [2][3] - Guosheng Jin控 had a significant net inflow of 325 million yuan from institutional investors, while retail investors showed a net outflow of 216 million yuan [3] - Other stocks with notable fund flows include Shouchuang Securities with a net inflow of 77.62 million yuan from institutional investors and a net outflow of 117 million yuan from retail investors [3]

Group 1 - The core viewpoint of the articles highlights the significant increase in trading activity in the capital markets during July and August, with the Shanghai Composite Index surpassing 3,800 points and the total market capitalization of A-shares exceeding 100 trillion yuan, leading to a daily average trading volume of 2.3 trillion yuan, a new high for the year [1] - Financial technology and brokerage sectors showed strong performance, with the Financial Technology ETF (516100) rising over 1% and the brokerage ETF (515010) increasing nearly 1%, indicating a positive trend in these sectors [1] - Analysts from Zhonghang Securities noted that while the equity market has performed well since the beginning of the year, the brokerage sector's index recovery has lagged behind the overall market, suggesting that there is potential for valuation recovery in the brokerage sector [1] Group 2 - The brokerage ETF (515010) tracks the securities company index (399975), with the top ten constituent stocks accounting for 60.73% of the index weight, including major brokerages like CITIC Securities and Huatai Securities, providing a convenient way to invest in leading firms in the sector [2] - The product management and custody fees for the brokerage ETF are combined at 0.2%, which is the lowest fee rate in the sector, making it an attractive option for investors [2]

Core Viewpoint - The cash flow ETF (159399) has seen a net inflow of nearly 200 million yuan over the past five days, indicating strong investor interest in this fund [1] Group 1: Market Trends - Under increasing downward pressure on interest rates, listed insurance companies are accelerating their allocation to high-yield stocks to compensate for cash income gaps, with the average allocation of FVOCI stocks rising by 1.3 percentage points to 4.2% compared to the beginning of the year [1] - The balance of FVOCI stocks has increased by nearly 320 billion yuan, showing a significant shift in investment strategy among major listed insurance companies [1] - The allocation of FVTPL stocks has also increased by 0.3 percentage points to 5.5% due to a favorable stock market and policies promoting insurance capital into the market [1] Group 2: Investment Opportunities - Investors are encouraged to pay attention to the cash flow ETF (159399), which has outperformed the CSI Dividend Index and the CSI 300 Index for nine consecutive years from 2016 to 2024 [1] - The underlying index of the cash flow ETF focuses on large and mid-cap stocks, with a higher proportion of central state-owned enterprises compared to similar cash flow indices [1] - The ETF has consistently paid dividends for seven consecutive months since its listing, making it an attractive option for investors [1] - For investors without stock accounts, they may consider the GTFTSE China A-Share Free Cash Flow Focused ETF Initiated Link A (023919) and Link C (023920) [1]

Group 1 - The A-share market saw a short-term rally in brokerage stocks, with Guosheng Financial Holdings rising over 5% [1] - Other brokerage firms such as Shouchuang Securities, Huatai Securities, CITIC Securities, and China Galaxy also experienced gains [1] Group 2 - Guosheng Financial Holdings increased by 5.77%, with a total market capitalization of 38 billion and a year-to-date increase of 49.89% [2] - Shouchuang Securities rose by 2.62%, with a market cap of 62 billion and a year-to-date increase of 3.54% [2] - Huatai Securities saw a rise of 1.84%, with a market cap of 179.5 billion and a year-to-date increase of 14.97% [2] - CITIC Securities increased by 1.66%, with a market cap of 426.5 billion and a year-to-date decrease of 0.47% [2] - China Galaxy rose by 1.62%, with a market cap of 185.7 billion and a year-to-date increase of 12.78% [2] - Other notable increases include Xiangcai Securities at 1.38% (31.5 billion, 52.78% YTD), GF Securities at 1.19% (155.8 billion, 29.37% YTD), and Guosen Securities at 1.06% (136.7 billion, 22.97% YTD) [2] - The MACD golden cross signal formation indicates a positive trend for these stocks [1]