| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-062 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于首次公开发行部分限售股上市流通的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票上市类型为首发限售股份；股票认购方式为网下，上市股数为 65,518,673 股。 本次股票上市流通总数为 65,518,673 股。 本次股票上市流通日期为 2024 年 7 月 1 日。 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2021 年 5 月 25 日出具的《关于同意广东利 元亨智能装备股份有限公司首次公开发行股票注册的批复》（证监许可【2021】 1804 号），广东利元亨智能装备股份有限公司（以下简称"公司"）获准首次向社 会公众公开发行人民币普通股（A 股）22,000,000 股，并于 2021 年 7 月 1 日在上 海证券交易所科创板上市交易。公司首次公开 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-060 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 二、选举公司第三届董事会各专门委员会委员及委员会召集人 1 公司于2024年6月21日召开第三届董事会第一次会议，审议通过了《关于选举公 司第三届董事会各专门委员会委员、召集人的议案》，选举产生第三届董事会专门委 员会委员及召集人如下： 1、战略委员会委员：周俊雄先生、卢家红女士、周俊杰先生。其中周俊雄先生 为召集人。 2、提名委员会委员：张小伟先生、周俊雄先生、于清教先生。其中张小伟先生 为召集人。 关于董事会、监事会换届完成暨选举董事长、副董事长、董事会各专门 委员会委员、监事会主席并聘任高级管理人员、内部审计负责人以及证 券事务代表的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 广东利元亨智能装备股份有限公司（以下简称"公司"）分别于2024年6月5日、2024 年6月21日召开职工代表大会和2 ...

2024 年第二次临时股东大会的 法律意见书 国枫律股字[2024]A0358 号 北京市东城区建国门内大街 26 号新闻大厦 7 层、8 层 电话：010-88004488/66090088 传真：010-66090016 邮编：100005 北京国枫律师事务所 关于广东利元亨智能装备股份有限公司 致：广东利元亨智能装备股份有限公司（贵公司） 北京国枫律师事务所（以下简称"本所"）接受贵公司的委托，指派律师出席并见 证贵公司 2024 年第二次临时股东大会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》（以下简 称"《股东大会规则》"）、《律师事务所从事证券法律业务管理办法》（以下简称"《证 券法律业务管理办法》"）、《律师事务所证券法律业务执业规则（试行）》（以下简 称"《证券法律业务执业规则》"）等相关法律、行政法规、规章、规范性文件及《广 东利元亨智能装备股份有限公司章程》（以下简称"《公司章程》"）的规定，就本次 会议的召集与召开程序、召集人资格、出席会议人员资格、会议表决程序及 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-058 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于2023年年度报告的信息披露监管问询函回复公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 问题1 关于业务转型。年报显示，2023年度公司实现营业收入49.94亿元，同比 增加18.81%；净利润为-18,801.53万元，同比下滑164.94%。主要是公司由消费锂电 切入动力锂电后，经营规模快速扩张，受收入结构变动、市场竞争加剧、动力锂电 设备技术工艺尚处于磨合期等因素影响。2023年，公司继续加大光伏前段单晶硅棒、 切片、切方等机加自动化生产线和光伏智能仓储等设备的资源投入。2024年一季度， 公司实现营业收入7.60亿元，同比下滑39.94%；净利润为-18,785.52万元，同比下滑 180.95%。 请公司：（1）按照产品不同应用领域披露营业收入、营业成本、净利润金额及 同比变化，毛利率水 ...

Financial Performance - The company reported a significant loss for the year 2023 due to high operating expenses and a decline in gross profit margin, attributed to the transition from consumer lithium batteries to power lithium batteries [4]. - The comprehensive gross profit margin decreased, impacting overall financial performance, with management expenses and substantial asset impairment losses contributing to the pressure on operating results [4]. - The company plans to not distribute cash dividends or issue bonus shares for the 2023 fiscal year, as approved by the board of directors [6]. - The company has not yet achieved profitability since its listing, indicating ongoing challenges in financial performance [4]. - The net profit attributable to shareholders was CNY -188,015,289.09, a decrease of 164.94% from CNY 289,521,887.48 in the previous year [24]. - The net cash flow from operating activities was CNY -1,263,691,185.67, a significant decrease of 677.65% compared to CNY 218,763,038.47 in 2022 [26]. - The net asset attributable to shareholders decreased by 6.83% to CNY 2,426,118,833.69 at the end of 2023, down from CNY 2,603,934,644.39 in 2022 [25]. - The company's total assets increased by 5.02% to CNY 9,951,615,972.15 at the end of 2023, up from CNY 9,476,349,643.36 in 2022 [25]. - The basic earnings per share for 2023 was CNY -1.70, a decline of 172.34% from CNY 2.35 in 2022 [25]. - The company reported a significant increase in financial expenses, which rose by 424.30% to 66,112.93 million RMB, attributed to increased borrowing for operational and expansion needs [148]. - The company's accounts receivable (including classified contract assets) amounted to 2,263.24 million yuan, accounting for 22.74% of total assets, indicating a high proportion [138]. - The company's inventory value at the end of the reporting period was 3,048.81 million yuan, accounting for 30.64% of total assets, indicating a high inventory level [138]. - The asset-liability ratio at the end of 2023 was 75.62%, an increase of 3.21 percentage points year-on-year, reflecting high debt levels and potential repayment risks [141]. Market Expansion and Strategic Developments - The company plans to expand production capacity to meet customer delivery demands, which has led to increased personnel and operational costs [26]. - The company established wholly-owned subsidiaries in South Korea and Japan, and set up offices in Thailand and India to expand its market presence in Asia, achieving record high overseas equipment deliveries and order sizes [35]. - The company successfully delivered its first battery module line to the United States and completed the battery pack production line for GOTION in Silicon Valley, enhancing its reputation in the overseas market [35]. - The company is expanding its business into the photovoltaic industry, which is expected to enhance performance, although future growth is contingent on market conditions [142]. - The company aims to enhance its position in the intelligent manufacturing sector by focusing on high-quality clients and expanding its product offerings in emerging markets [68]. - The company is focused on developing innovative manufacturing technologies and solutions to maintain competitive advantages in the lithium battery industry [187]. - The company aims to leverage its established overseas R&D and service centers to meet local customer needs and drive international business growth [187]. - The company has expanded its global presence by establishing subsidiaries and offices in multiple countries, including Germany, Poland, and the United States, to meet local customer needs [133]. Research and Development - The company applied for a total of 3,228 patents, with 2,168 patents granted as of December 31, 2023, and added 614 new patent applications during the reporting period [93]. - Total R&D investment reached ¥529,860,633.44, an increase of 7.81% compared to the previous year, with a capitalized R&D investment of ¥12,477,204.19, down 38.55% [95]. - Research and development expenses accounted for 10.61% of operating revenue, a decrease of 1.08 percentage points from the previous year [95]. - The company’s R&D investment capitalized ratio decreased to 2.35%, down 1.78 percentage points from the previous year [95]. - The company is focusing on continuous innovation and has established a research institute with multiple global R&D centers to enhance its technological capabilities [129]. - The company is committed to improving the quality of laser processing products, with a burr size of less than 15um and a heat-affected zone of less than 100um [116]. - The company is focusing on R&D activities related to intelligent manufacturing technologies and processes, establishing a forward-looking research model that includes market analysis and project evaluation [59]. Operational Efficiency and Cost Management - The company emphasizes optimizing management to enhance efficiency and reduce costs, focusing on improving employee performance and controlling recruitment [41]. - The company is committed to reducing production costs and improving management levels through data visualization and intelligent decision-making [92]. - The company aims to maintain a tension fluctuation of less than 5% in the material control process, ensuring consistent quality [120]. - The company has implemented a unified document security collaboration management platform to improve data sharing and process collaboration across the supply chain [131]. - The company has adopted various management tools to enhance operational efficiency and optimize organizational structure [130]. - The company is committed to optimizing its management system to improve operational efficiency and reduce costs, with a focus on enhancing collaboration across departments [188]. Technology and Innovation - The company has developed advanced imaging detection technology, significantly improving detection efficiency and accuracy, with a high-speed and high-precision CCD detection system [80]. - The introduction of 3D detection technology in the cell assembly segment enhances defect detection capabilities, improving product quality control [81]. - The company is focusing on digital and intelligent upgrades of its automation equipment, enhancing the automation level of its production processes [80]. - The company is exploring new strategies for market expansion, including potential mergers and acquisitions to strengthen its competitive position [83]. - The company has developed a multi-target path planning technology using ant colony algorithms for global planning, enhancing real-time planning capabilities [88]. - The company is focusing on the development of new technologies in laser processing, including laser welding, cutting, and marking, to meet diverse market needs [114]. - The company is committed to continuous innovation, integrating platform technology with customer processes to meet ongoing product demands [39]. Governance and Management - The company has established a governance structure that includes a shareholders' meeting, board of directors, supervisory board, and senior management, ensuring effective decision-making [192]. - The chairman and CEO, Zhou Junxiong, received a pre-tax remuneration of 904,000 RMB for the reporting period [198]. - The company has not reported any issues regarding independence or self-operating capabilities with its controlling shareholders [193]. - The independent directors effectively enhance the fairness and rationality of board decisions, protecting the rights of minority shareholders [192]. - The company will implement a new governance structure in the first half of 2024, enhancing the capabilities of its board and management team [190]. Risks and Challenges - The company faces risks related to market competition and the ongoing adjustment of power lithium battery technology, which could further affect future performance [4]. - The company is facing risks related to cash flow management, particularly if accounts receivable are not collected in a timely manner [140]. - The company is facing risks related to new product development failures and potential loss of key R&D personnel, which could impact its competitive edge [135]. - The company reported a significant increase in operating expenses due to rapid expansion and product technology iterations, resulting in a loss for the year 2023 [134].

Ernst & Young Hua Ming LLP Level 17, Ernst & Young Tower Oriental Plaza 1 East Chang An Avenue Dong Cheng District Beijing, China 100738 一、经营情况 问题 1 关于业务转型。年报显示，2023 年度公司实现营业收入 49.94 亿元，同比增 加 18.81%；净利润为-18,801.53 万元，同比下滑 164.94%。主要是公司由消费锂电切入动 力锂电后，经营规模快速扩张，受收入结构变动、市场竞争加剧、动力锂电设备技术工艺 尚处于磨合期等因素影响。2023 年，公司继续加大光伏前段单晶硅棒、切片、切方等机 加自动化生产线和光伏智能仓储等设备的资源投入。2024 年一季度，公司实现营业收入 7.60 亿元，同比下滑 39.94%；净利润为-18,785.52 万元，同比下滑 180.95%。 上海证券交易所科创板公司管理部： 安永华明会计师事务所（特殊普通合伙）（以下简称"我们"）接受委托，审计了广 东利元亨智能装备股份有限公司（以下简称"利元亨"或"公司"）2023 年度 ...

中信证券股份有限公司 关于广东利元亨智能装备股份有限公司 2023 年年度报告的信息披露监管问询函回复的核查意见 上海证券交易所： 根据贵所《关于对广东利元亨智能装备股份有限公司 2023 年年度报告的信 息披露监管问询函》（上证科创公函【2024】0185 号，以下简称"《问询 函》"）的要求，中信证券股份有限公司（以下简称"中信证券"或"持续督导券 商"）作为广东利元亨智能装备股份有限公司（以下简称"利元亨"或"公司"）的 持续督导券商，会同公司及相关中介机构，对问询函所提及的事项进行了逐项 落实，现将问询函所涉及问题回复如下： 一、经营情况 问题 1 关于业务转型。年报显示，2023 年度公司实现营业收入 49.94 亿元， 同比增加 18.81%；净利润为-18,801.53 万元，同比下滑 164.94%。主要是公司 由消费锂电切入动力锂电后，经营规模快速扩张，受收入结构变动、市场竞争 加剧、动力锂电设备技术工艺尚处于磨合期等因素影响。2023 年，公司继续加 大光伏前段单晶硅棒、切片、切方等机加自动化生产线和光伏智能仓储等设备 的资源投入。2024 年一季度，公司实现营业收入 7.60 亿元，同比 ...

广东利元亨智能装备股份有限公司 2024 年第二次临时股东大会会议资料 证券代码：688499 证券简称：利元亨 转债代码：118026 转债简称：利元转债 广东利元亨智能装备股份有限公司 2024 年第二次临时股东大会 会议资料 2024 年第二次临时股东大会会议须知 广东利元亨智能装备股份有限公司 二〇二四年六月 1 广东利元亨智能装备股份有限公司 2024 年第二次临时股东大会会议资料 目 录 | 2024 | 年第二次临时股东大会会议须知 3 | | --- | --- | | 2024 | 年第二次临时股东大会会议议程 5 | | 2024 | 年第二次临时股东大会会议议案 7 | | 议案一 | 关于修订《公司章程》及办理工商登记的议案 7 | | 议案二 | 关于公司董事会换届暨选举第三届董事会非独立董事的议案 9 | | 议案三 | 关于公司董事会换届暨选举第三届董事会独立董事的议案 10 | | 议案四 | 关于公司监事会换届暨选举第三届监事会非职工代表监事的议案 11 | 2 广东利元亨智能装备股份有限公司 2024 年第二次临时股东大会会议资料 广东利元亨智能装备股份有限公司 为维护广大 ...

是否会对上市公司损益产生负面影响：截至目前，公司已收到被告人支付的 设备预付款6,261.70万元，占合同总价款的56.36%，被告若不能对合同约定的所有设 备进行提货验收，且不支付剩余设备款项，同时公司无法向其他客户实现销售，存 在增加存货跌价准备的风险。本次诉讼暂计金额占公司截至2023年末总资产、归属 于母公司股东的净资产的比例分别为0.45%、1.85%，占比较小，且系公司为维护自 身利益主动提起，不会影响公司正常生产经营。鉴于本次诉讼案件尚未开庭审理， 该诉讼事项对公司当期及期后利润的影响具有不确定性，最终实际影响以法院判决 为准，敬请投资者注意投资风险。 | 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-057 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于公司提起诉讼的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示: 案件所处的诉讼阶段：已立案受理，暂未开庭审理。 上市公司 ...

广东利元亨智能装备股份有限公司 独立董事提名人声明与承诺 提名人宁波梅山保税港区弘邦投资管理合伙企业(有限合伙),现提名聂新军 为广东利元亨智能装备股份有限公司第三届董事会独立董事候选人,并已充分了 解被提名人职业、学历、职称、详细的工作经历、全部兼职、有无重大失信等不 良记录等情况。被提名人已书面同意出任广东利元亨智能装备股份有限公司第三 届董事会独立董事候选人(参见该独立董事候选人声明)。提名人认为,被提名 人具备独立董事任职资格,与广东利元亨智能装备股份有限公司之间不存在任何 影响其独立性的关系,具体声明并承诺如下: 一、被提名人具备上市公司运作的基本知识,熟悉相关法律、行政法规、规 章及其他规范性文件,具有五年以上法律、经济、会计、财务、管理等履行独立 董事职责所必需的工作经验。 被提名人已经参加培训并取得证券交易所认可的相关培训证明材料。 二、被提名人任职资格符合下列法律、行政法规和部门规章的要求: (一)《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适用); (三)中国证监会《上市公司独立董事管理办法》、上海证券交易所自律监 管规则 ...