索 引 号 bm56000001/2024-00005714 分 类 发布机构 发文日期 1716169604000 名 称 行政处罚决定书〔2024〕6号 文 号 〔2024〕6号 主 题 词 行政处罚决定书〔2024〕6号 当事人：刘洪，男，1965年8月出生，时任新疆中泰化学股份有限公司 （以下简称中泰化学）董事、总经理，住址：新疆乌鲁木齐市天山区。 根据《中华人民共和国证券法》（以下简称《证券法》）的有关规定，我 局对中泰化学信息披露违法行为进行了立案调查、审理，并依法向当事人告知 了作出行政处罚的事实、理由、依据及当事人依法享有的权利，上述当事人提 出陈述、申辩意见，未要求听证。本案现已调查、审理终结。 中泰化学分别于2023年3月、2023年8月公开发行"23新化01""23新化K1"公 司债券，共计募集11亿元。"23新化01"的募集说明书引用了中泰化学2021年及 2022年1月至9月财务报告数据，并在存续期披露了中泰化学2022年年度报 告。"23新化K1"的募集说明书引用了中泰化学2021年及2022年的财务报告数 据。 此外，中泰化学于2019年9月至2022年9月在中国银行间债券市场发 ...

2024年3月27日，公司及相关责任人收到中国证券监督管理委员会新疆监管 局（以下简称"新疆证监局"）出具的《行政处罚事先告知书》（〔2024〕3号）、 （〔2024〕5号）。详细内容见公司2024年3月28日披露的《新疆中泰化学股份有限 公司关于公司及相关责任人收到中国证券监督管理委员会<行政处罚事先告知书> 的公告》（公告编号：2024-029）。 | 证券代码：002092 | 证券简称：中泰化学 | 公告编号：2024-053 | | --- | --- | --- | | 债券代码：148216 | 债券简称：23 01 | 新化 | | 债券代码：148437 | 债券简称：23 K1 | 新化 | 新疆中泰化学股份有限公司 关于公司及相关责任人收到中国证券监督管理委员会新疆 监管局《行政处罚决定书》的公告（更正后） 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 新疆中泰化学股份有限公司（以下简称"公司"或"中泰化学"）于2024年3月20 日披露了《新疆中泰化学股份有限公司关于收到中国证券监督管理委员会立案告 知书的公告》（公告编号：2024- ...

证券代码：002092 证券简称：中泰化学 公告编号：2024-052 债券代码：148216 债券简称：23 新化 01 债券代码：148437 债券简称：23 新化 K1 新疆中泰化学股份有限公司 关于公司及相关责任人收到中国证券监督管理委员会 新疆监管局《行政处罚决定书》公告的更正公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 新疆中泰化学股份有限公司（以下简称"公司"）于 2024年5月18日在公司 指定信息披露媒体上披露了《关于公司及相关责任人收到中国证券监督管理委员 会新疆监管局<行政处罚决定书>的公告》。经审查，原公告中部分内容有误，现 更正如下： 更正前： 二、《行政处罚决定书》（〔2024〕5号）内容如下 ...... 对杨江红给予警告，并处以 500 万元罚款。 更正后： 二、《行政处罚决定书》（〔2024〕5号）内容如下 ...... 2 对杨江红给予警告，并处以 250 万元罚款。 除上述更正内容外，原公告的其他内容保持不变。更正后的公告全文详见《新 疆中泰化学股份有限公司关于公司及相关责任人收到中国证券监督管理委员会 新疆监管局 ...

| 证券代码：002092 | 证券简称：中泰化学 公告编号：2024-049 | | --- | --- | | 债券代码：148216 | 债券简称：23 新化 01 | | 债券代码：148437 | 债券简称：23 新化 K1 | 2024年5月17日，公司及相关责任人收到新疆证监局出具的《行政处罚决定 书》（〔2024〕3号）、（〔2024〕5号）、（〔2024〕6号），现将有关情况说明如下： 一、《行政处罚决定书》（〔2024〕3号）内容如下 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 新疆中泰化学股份有限公司（以下简称"公司"或"中泰化学"）于2024年3月20 日披露了《新疆中泰化学股份有限公司关于收到中国证券监督管理委员会立案告 知书的公告》（公告编号：2024-016），公司收到中国证券监督管理委员会（以下 简称"中国证监会"）下发的立案告知书（证监立案字0362024003号），因涉嫌信息 披露违法违规，根据《中华人民共和国证券法》、《中华人民共和国行政处罚法》 等法律法规，中国证监会决定对公司立案。 2024年3月27日，公司及相关 ...

| 证券代码：002092 | 证券简称：中泰化学 | 公告编号：2024-050 | | --- | --- | --- | | 债券代码：148216 | 债券简称：23 新化 | 01 | | 债券代码：148437 | 债券简称：23 新化 | K1 | 新疆中泰化学股份有限公司 关于控股股东及相关责任人收到中国证券监督管理委员会 新疆监管局《行政处罚决定书》的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 新疆中泰化学股份有限公司（以下简称"公司"或"中泰化学"）于2024年3月25 日披露了《新疆中泰化学股份有限公司关于中国证券监督管理委员会对控股股东 立案调查的公告》（公告编号：2024-025），控股股东新疆中泰（集团）有限责 任公司因涉嫌组织、指使上市公司从事信息披露违法行为，根据《中华人民共和 国证券法》《中华人民共和国行政处罚法》等法律法规，中国证券监督管理委员 会（以下简称"中国证监会"）决定对中泰集团立案。 2024年3月27日，中泰集团及相关责任人收到新疆证监局出具的《行政处罚 事先告知书》（〔2024〕4号）、（〔2024〕 ...

证券代码：002092 证券简称：中泰化学 公告编号：2024-051 债券代码：148216 债券简称：23 新化 01 债券代码：148437 债券简称：23 新化 K1 新疆中泰化学股份有限公司 关于公司股票交易将被实施其他风险警示暨股票停牌的 提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、2024年3月27日，新疆中泰化学股份有限公司（以下简称"公司"、"中 泰化学"）及相关责任人收到中国证券监督管理委员会新疆监管局（以下简称"新 疆证监局"）出具的《行政处罚事先告知书》（〔2024〕3号）、（〔2024〕5号）。 2024年5月17日，公司及相关责任人收到新疆证监局出具的《行政处罚决定书》 （〔2024〕3号）、（〔2024〕5号）、（〔2024〕6号），根据深圳证券交易所《关于 发布<深圳证券交易所股票上市规则（2024年修订）>的通知》第七条，公司股票 交易将被实施其他风险警示。 2、公司股票自2024年5月20日开市起停牌1天，自2024年5月21日开市起复牌； 3、公司股票自2024年5月21日起被实施"其他风险 ...

新疆中泰化学股份有限公司（以下简称"公司"）已于2024年4月30日在巨潮 资讯网（http://www.cninfo.com.cn）上披露了《2023年年度报告》和《2024年第 一季度报告》。 为便于广大投资者进一步了解公司2023年度和2024年第一季度经营情况，公 司定于2024年5月23日（星期四）下午15：00至17：00在"价值在线"（www.ir- online.cn）举行2023年度暨2024年第一季度业绩网上说明会。本次网上说明会将 采 用 网 络 远 程 的 方 式 举 行 ， 投 资 者 可 登 录 " 价 值 在 线 " 小 程 序 或 访 问 https://eseb.cn/1et4Lpc18iI参与互动交流。为广泛听取投资者的意见和建议，提前 向投资者征集问题，提问通道自发出公告之日起开放。 参与方式一：访问https://eseb.cn/1et4Lpc18iI； 参与方式二：微信扫描下方二维码： | 证券代码：002092 | 证券简称：中泰化学 公告编号：2024-048 | | --- | --- | | 债券代码：148216 | 债券简称：23新化01 | | 债券代码 ...

Financial Performance - The company reported a total revenue of RMB 5.2 billion for the year 2023, representing a year-on-year increase of 15%[8] - Net profit attributable to shareholders reached RMB 1.1 billion, up 20% compared to the previous year[8] - The company's operating revenue for 2023 was ¥37,118,048,928.14, a decrease of 28.15% compared to ¥51,662,070,248.48 in 2022[33] - The net profit attributable to shareholders for 2023 was -¥2,865,037,237.87, representing a decline of 469.07% from ¥776,275,926.31 in 2022[33] - The net profit after deducting non-recurring gains and losses was -¥2,918,399,431.65 in 2023, down 535.71% from ¥669,797,631.45 in 2022[33] - The basic earnings per share for 2023 was -¥1.1062, compared to ¥0.2772 in 2022, reflecting a decline of 469.04%[34] - The cash flow from operating activities for 2023 was ¥4,165,067,913.26, down 21.78% from ¥5,325,014,405.71 in 2022[33] - The total cash inflow from operating activities decreased by 30.73% to CNY 49.04 billion in 2023 compared to CNY 70.80 billion in 2022[118] - The total cash outflow from operating activities decreased by 31.46% to CNY 44.88 billion in 2023 compared to CNY 65.48 billion in 2022[118] - The net cash flow from operating activities decreased by 21.78% to CNY 4.17 billion in 2023 compared to CNY 5.33 billion in 2022[118] Market Expansion and Strategy - The company plans to expand its production capacity by 25% in the next fiscal year to meet increasing market demand[8] - Market expansion efforts include entering Southeast Asian markets, targeting a 10% market share within two years[8] - The company aims to enhance its market presence by expanding into high-value PVC downstream sectors, including automotive interior leather and wallpaper, to meet diverse market demands[177] - The company is actively expanding its financing channels to ensure financial security and optimize its financial cost structure[102] - The company is focusing on risk management by adjusting product structures and enhancing cooperation with upstream suppliers to reduce costs and improve competitiveness[192] - The company is exploring differentiated marketing strategies to deepen its market penetration in various regions, particularly in Xinjiang and Central China[177] Research and Development - The company is investing RMB 300 million in R&D for new product development, focusing on eco-friendly chemical solutions[8] - The company is focusing on technological innovation and digital transformation, with 14 national high-tech enterprises and 227 newly authorized patents in 2023[66] - The company has established a comprehensive R&D platform and is recognized as a national technology innovation demonstration enterprise[104] - The company holds 185 patent applications and has been granted 208 patents, demonstrating strong research and development capabilities[104] - The company has initiated research on the localization of ion membrane electrolysis equipment and key lubricants, aiming to enhance domestic production capabilities[87] Operational Efficiency - The company aims to enhance its supply chain management and procurement strategies to reduce costs while ensuring product quality[63] - The company is actively optimizing its organizational structure and management processes to enhance operational efficiency and reduce costs[84] - The company has reported a focus on cost reduction and efficiency improvement, implementing measures such as energy-saving renovations and equipment optimization to lower production costs[102] - The company has established a comprehensive circular economy industrial chain, integrating coal, thermal power, chlor-alkali chemicals, and viscose fiber production[67] Environmental and Regulatory Compliance - The company has identified potential risks related to environmental regulations and market volatility, advising investors to remain cautious[8] - The company is committed to complying with environmental protection laws and regulations during its production operations[174] - Environmental risk management strategies include promoting green development and reducing pollutant emissions to protect the ecological environment[193] - The environmental protection administrative licensing situation includes multiple pollution discharge permits valid until 2025 and 2028 for various subsidiaries[197] Future Outlook - Future guidance estimates a revenue growth of 12-15% for 2024, driven by new product launches and market expansion[8] - The company has reported a significant uncertainty regarding its ability to continue as a going concern, with net profits consistently negative over the last three accounting years[47] - In 2024, the overall PVC market is expected to remain weak, with a potential for a bottoming rebound, but significant price increases are unlikely due to supply-demand dynamics[54] - The demand for PVC, primarily linked to the construction industry, is anticipated to rise due to government economic stimulus policies, with additional growth in sectors like automotive and healthcare[54] Corporate Governance and Management - The company is committed to strengthening brand building and modern governance systems to support sustainable development[102] - The internal control evaluation report indicates that 99.49% of total assets and 99.93% of total revenue are covered under the evaluation scope, reflecting strong internal governance[180] - The company has identified internal control deficiencies related to non-operating fund occupation by controlling shareholders and has taken corrective actions[170] - The company is focusing on enhancing political construction and integrating party building with business operations to promote high-quality development[167] Investment and Financial Management - The company has a total of CNY 491,209,450 in raised funds, with CNY 484,827,380 net amount raised, and CNY 203,711,360 used so far, indicating 25.64% of the raised funds have been repurposed[132] - The company plans to change the use of 1.25303 billion yuan of unused raised funds, including interest income, to acquire 40% of Zhongtai New Materials and for the construction of a methanol upgrade demonstration project[1] - The company has temporarily supplemented working capital with 1.2 billion yuan of idle raised funds, which was returned to the special account on September 6, 2023[1] - The company has made strategic adjustments to its fundraising projects and is actively pursuing market expansion and operational efficiency improvements[1]

Financial Performance - The company's operating revenue for the first quarter of 2024 was ¥7,780,206,220.30, representing a decrease of 27.33% compared to the same period last year[3]. - The net profit attributable to shareholders was -¥177,036,382.43, an improvement of 43.61% year-over-year[3]. - The net cash flow from operating activities was ¥781,240,861.30, a significant increase of 161.48% compared to the previous year[3]. - The company reported a basic and diluted earnings per share of -0.0687, an improvement from -0.1219 in the previous period[45]. - The net profit for the period was a loss of approximately ¥247.16 million, compared to a loss of ¥444.91 million in the previous period, indicating an improvement of about 44.4%[44]. - The company's total comprehensive income for the period was a loss of approximately ¥245.78 million, compared to a loss of ¥455.21 million in the previous period, showing an improvement of about 46%[45]. Assets and Liabilities - The total assets at the end of the reporting period were ¥72,527,118,095.71, showing no change from the previous year[3]. - The company’s total equity attributable to shareholders decreased by 0.77% to ¥22,523,920,387.98[3]. - Current liabilities increased to ¥31.05 billion, up from ¥29.54 billion, reflecting a rise of approximately 5.1%[52]. - Total liabilities reached ¥44.41 billion, an increase from ¥43.13 billion, indicating a rise of approximately 3.0%[53]. - The total equity decreased to ¥28.11 billion from ¥29.40 billion, a decline of approximately 4.4%[53]. - The company's equity attributable to shareholders decreased to ¥22.52 billion from ¥22.70 billion, a decline of about 0.8%[53]. Cash Flow - Cash flow from operating activities totaled approximately ¥10.15 billion, down from ¥13.31 billion in the previous period, reflecting a decrease of about 23.5%[45]. - The net cash flow from financing activities was a negative ¥739.59 million, compared to a positive ¥2.10 billion in the previous period, indicating a significant change in financing strategy[48]. - The cash outflow from investing activities was ¥550.27 million, down from ¥1.06 billion, showing a reduction of approximately 48.0%[58]. - The company’s cash and cash equivalents amounted to ¥4,413,474,681.83, up from ¥4,229,044,722.57 in the previous period[24]. - The company’s cash and cash equivalents at the end of the period were approximately ¥1.90 billion, down from ¥3.19 billion at the beginning of the period, indicating a decrease of about 40.5%[48]. Operational Highlights - The company produced 498,000 tons of PVC resin, 350,700 tons of caustic soda, 127,100 tons of viscose fiber, 79,500 tons of viscose yarn, 712,000 tons of calcium carbide, and generated 3.381 billion kWh of electricity during the reporting period[34]. - The company has successfully launched SG-3 and SG-5 soft PVC resin products, enhancing its product line[19]. - The company is focusing on cost reduction and efficiency improvement by optimizing product structure and promoting bulk transportation[19]. - The company aims to enhance customer engagement by adjusting product offerings based on customer needs and optimizing procurement models[19]. Research and Development - Research and development expenses increased by 42.07% to ¥32,378,680.24, indicating a focus on innovation[7]. - Research and development expenses increased to approximately ¥32.38 million from ¥22.79 million, representing a growth of about 42%[43]. Market Challenges - The company is facing challenges in the chlor-alkali chemical market due to weak terminal demand and increasing industry inventory[34]. - The company is undergoing an investigation by the China Securities Regulatory Commission for alleged violations of information disclosure laws[23]. Income and Expenses - The company reported a significant increase in other income by 428.45% to ¥77,384,830.83, attributed to enhanced tax incentives[7]. - The company recorded other income of approximately ¥936.60 million, a decrease from ¥2.27 billion in the previous period, reflecting a decline of about 58.8%[44]. - The company’s tax expenses for the period were approximately ¥6.52 million, down from ¥22.06 million in the previous period, indicating a reduction of about 70.5%[44]. - The company’s investment income showed a substantial loss of -¥53,860,681.58, a 3381.39% increase in losses compared to the previous year[7]. Borrowings and Payables - Short-term borrowings surged to ¥7.47 billion, a significant increase from ¥4.76 billion, representing a growth of 56.0%[52]. - Long-term borrowings increased to ¥7.71 billion from ¥7.34 billion, marking a rise of about 5.1%[53]. - Accounts receivable increased by 39.04% to ¥1,585,455,178.43 due to an increase in receivables[70]. - The balance of notes payable increased by 36.98% to ¥2,241,840,000.00 due to an increase in note pool business[70]. - Tax payable increased by 70.05% to ¥313,316,535.10 due to higher taxes and additional charges[70]. - Employee compensation payable decreased by 31.87% to ¥193,700,054.03 due to a reduction in compensation this period[70]. - Non-current assets due within one year decreased by 49.84% to ¥2,849,041.80 due to a decrease in installment receivables[70]. - Lease liabilities decreased by 50.20% to ¥53,039,928.26 due to repayment of lease liabilities[70].

新疆中泰化学股份有限公司 关于前期会计差错更正的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、前期会计差错更正的原因 新疆中泰化学股份有限公司（以下简称"公司"或"中泰化学"）于2024年4月23 日召开八届十四次董事会、八届十三次监事会，审议通过了《关于前期会计差错 更正的议案》。公司2020年度、2021年度、2022年度、2023年一季报、2023年半 年报、2023年三季报财务报表部分会计处理及财务报表披露存在差错，为更准确 反映各会计期间的经营成果，如实反映相关会计科目列报、准确反映各期间收入、 成本、费用情况，根据《企业会计准则第28号—会计政策、会计估计变更和差错 更正》、《公开发行证券的公司信息披露编报规则第19号—财务信息的更正及相关 披露》等相关规定，公司对前期会计差错进行追溯调整。该议案无需提交股东大 会审议。 二、具体的差错及会计处理 | 证券代码：002092 | 证券简称：中泰化学 公告编号：2024-037 | | --- | --- | | 债券代码：148216 | 债券简称：23 新化 01 | | 债券代码：1 ...