广东省广州市天河区珠江新城华夏路 10 号富力中心 23 楼整层及 31 楼 01、04 单元 邮编：510623 23/F, Units 01 & 04 of 31/F, R&F Center, 10 Huaxia Road, Zhujiang New Town, Tianhe District Guangzhou, Guangdong 510623, P. R. China 电话/Tel : +86 20 2826 1688 传真/Fax : +86 20 2826 1666 www.zhonglun.com 2023 年年度股东大会的法律意见书 致：广东光华科技股份有限公司 北京市中伦（广州）律师事务所（以下简称"本所"）受广东光华科技股份 有限公司（以下简称"公司"）委托，指派本所律师陈竞蓬、黄启发（以下简称 "本所律师"）出席公司 2023 年年度股东大会（以下简称"本次股东大会"）。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《上市 公司股东大会规则》等有关法律、法规、规范性文件及《广东光华科技股份有限 公司章程》（以下简称"《公司章程》"）的规定，对公司本次股东大会进行见 ...

证券代码：002741 证券简称：光华科技 公告编号：2024-019 广东光华科技股份有限公司 关于 2023 年年度股东大会决议的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，不存在 虚假记载、误导性陈述或重大遗漏。 广东光华科技股份有限公司（以下简称"公司"）《关于召开2023年年度股 东大会的通知》于2024年4月27日在《中国证券报》、《上海证券报》、《证券 时报》、《证券日报》及巨潮资讯网站上公告，本次会议如期举行。 重要提示： 1、本次股东大会采取现场投票与网络投票相结合的方式； 2、本次股东大会无新增、变更、否决提案的情况； 3、为尊重中小投资者利益，提高中小投资者对公司股东大会决议的重大事 项的参与度，本次股东大会审议的议案对中小投资者单独计票。中小投资者是 指除上市公司董事、监事、高级管理人员以及单独或合计持有上市公司5%以上 股份的股东以外的其他股东。 一、会议召开情况 1、会议召开时间：2024年5月17日（星期五）下午14:30 网络投票时间为：2024年5月17日 其中，通过深圳证券交易所交易系统进行网络投票的具体时间为：2024 年5月17日9:15-9:25， ...

证券代码：002741 证券简称：光华科技 公告编号：2024-018 广东光华科技股份有限公司 广东光华科技股份有限公司（以下简称"公司"）已收到中国证券监督管理 委员会出具的《关于同意广东光华科技股份有限公司向特定对象发行股票注册的 批复》（证监许可〔2023〕2502 号），具体内容详见公司 2023 年 11 月 11 日在巨 潮资讯网（www.cninfo.com.cn）披露的《关于向特定对象发行股票申请获得中国 证监会同意注册批复的公告》（公告编号：2023-062）。 关于向特定对象发行股票募集说明书（注册稿） 鉴于公司已于近日披露了《2023 年年度报告》，公司会同相关中介机构对募 集说明书等申请文件中涉及的财务数据等进行了同步更新。具体内容详见公司于 同日在巨潮资讯网上披露的《广东光华科技股份有限公司向特定对象发行股票募 集说明书（注册稿）（2023 年年报更新）》等相关文件。 等相关文件更新财务数据的提示性的公告 公司将根据该事项的进展情况，按照有关规定和要求及时履行信息披露义 务，敬请广大投资者注意投资风险。 广东光华科技股份有限公司董事会 本公司及董事会全体成员保证公告内容真实、准确和 ...

一、保荐代表人、项目协办人和项目组成员简介 （一）具体负责本次推荐的保荐代表人及保荐业务执业情况 广东光华科技股份有限公司 发行保荐书 东方证券承销保荐有限公司 关于广东光华科技股份有限公司 向特定对象发行股票之 发行保荐书 东方证券承销保荐有限公司（以下简称"东方投行"、"本保荐机构"）接 受广东光华科技股份有限公司的委托，担任其向特定对象发行股票的保荐机构。 本保荐机构及本项目保荐代表人王为丰、龚骏根据《中华人民共和国公司法》 （以下简称"公司法"）、《中华人民共和国证券法》（以下简称"证券法"）、 《上市公司证券发行注册管理办法》（以下简称"《注册管理办法》"）、《证 券发行上市保荐业务管理办法》等有关法律、行政法规和中国证券监督管理委员 会的规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规范 和道德准则出具本发行保荐书，并保证所出具文件的真实性、准确性和完整性。 3-1-1 | 第一节 | 本次证券发行基本情况 3 | | --- | --- | | | 一、保荐代表人、项目协办人和项目组成员简介 3 | | | 二、发行人基本情况 4 | | | 三、保荐机构与发行人的利害关系及主要 ...

广东光华科技股份有限公司 Guangdong Guanghua Sci-Tech Co., Ltd. （广东省汕头市大学路 295 号） 向特定对象发行股票 募集说明书 （注册稿） 保荐机构（主承销商） 股票简称：光华科技 股票代码：002741 （上海市中山南路 318 号东方国际金融广场 24 层） 二〇二四年五月 广东光华科技股份有限公司 募集说明书 声 明 本公司全体董事、监事、高级管理人员承诺本募集说明书不存在任何虚假 记载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、主管会计工作负责人及会计机构负责人保证本募集说明书中 财务会计报告真实、完整。 深圳证券交易所及中国证监会对本次证券发行的审核批准及同意注册不表 明其对上市公司所披露信息的真实性、准确性和完整性作出实质性判断或保证， 也不表明其对公司股票价值或投资者的收益作出实质性判断或者保证，任何与 之相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，公司经营与收益的变化，由公 司自行负责，由此变化引致的投资风险，由投资者自行负责。 1-1-1 广东光华科技股份有限公司 募集说明书 一、原材料价格波动风 ...

Company Overview - Guangdong Guanghua Technology Co., Ltd. focuses on the production, research and sales of lithium battery materials and specialized chemicals[9]. - The company has a registered capital of CNY 399,479,243 and was established on August 30, 1980[10]. - The issuer's main business includes the development and production of specialized chemicals and lithium battery materials[9]. - The company is authorized to produce hazardous chemicals under specific licenses valid until 2024 and 2025[9]. Fundraising and Issuance - The company is planning to issue A-shares to specific investors as part of its capital raising strategy[9]. - The total amount of funds raised from the issuance will not exceed 125,000.00 million RMB, which will be used for high-performance lithium battery materials projects and to supplement working capital[33]. - The issuer's fundraising projects align with national industrial policies and are closely related to its main business operations[21]. - The fundraising is targeted at specific investors, including qualified institutional investors and other legal entities, complying with regulatory requirements[38]. - The issuer's fundraising will not involve financial investments or direct/indirect investments in companies primarily engaged in trading securities[33]. - The issuer's board of directors approved the non-public issuance of A-shares on November 30, 2021, and extended the validity of the shareholder meeting resolution for another 12 months until December 16, 2024[23][24]. - The pricing benchmark for the issuance will be the first day of the issuance period, with the issue price not lower than 80% of the average trading price over the previous 20 trading days[28]. - The underwriting institution has committed to adhering to legal and regulatory requirements throughout the issuance process[18]. - The underwriting representatives have extensive experience in investment banking, having participated in multiple IPO and refinancing projects[5][6]. - The internal review process involved multiple stages of quality control and risk assessment, ensuring compliance with relevant laws and regulations[13][15]. - There are no conflicts of interest between the underwriting institution and the issuer, ensuring independent professional judgment[11][12]. Financial Performance - In 2023, the company reported a net profit attributable to shareholders of -43,071.29 million yuan, a year-on-year decline of 468.55%[49]. - The company's revenue for the reporting periods were 258,009.58 million yuan, 330,232.92 million yuan, and 269,946.19 million yuan respectively[49]. - Sales revenue from the largest customer, CATL, was 39,835.43 million yuan in 2023, accounting for 14.76% of total revenue[55]. - The company's main business gross profit margins were 15.69%, 15.22%, and 2.14% during the reporting periods, with a significant decline in 2023 due to falling prices of lithium battery materials[61]. Market and Industry Risks - The company faces market risks due to fluctuations in raw material prices, which significantly impact production costs and profitability[43]. - The primary revenue source is PCB chemicals, which are sensitive to demand changes in end markets such as consumer electronics and automotive sectors[45]. - The company faces risks of structural overcapacity in the industry if production capacity is fully realized in the coming years[47]. - The prices of lithium battery materials like lithium carbonate and lithium iron phosphate have shown significant volatility, impacting the company's sales prices[50]. - The company is heavily reliant on a few key customers, which poses a risk if these relationships change or demand decreases[56]. - The company faces risks related to project implementation, including potential changes in engineering quality, costs, and market conditions that could affect expected returns[66]. Technological and R&D Focus - The company has established a robust R&D platform to maintain technological leadership and is actively collaborating with universities to enhance innovation capabilities[75]. - The company has achieved a total of 121 invention patents, 39 utility model patents, and 2 design patents, establishing a strong position in technology innovation within the industry[78]. - The company has developed key production technologies for specialized chemicals, achieving domestic and international advanced levels, which enhances its competitive edge[79]. - The company has established itself as a leader in formulating technical standards, having hosted 17 national standards and 5 industry standards, further solidifying its industry position[81]. - The company has invested significantly in R&D, establishing a national enterprise technology center recognized by multiple government departments, which supports its innovation capabilities[82]. Environmental and Regulatory Compliance - The company has implemented effective environmental management to comply with regulations, but future regulatory changes may increase costs[52]. - The company has confirmed that its current directors and senior management have not faced administrative penalties or public reprimands in the last three years[31]. - The company and its subsidiaries obtained high-tech enterprise certificates in December 2023, allowing for a 15% corporate income tax rate, but must meet renewal standards every three years to maintain this benefit[62]. Strategic Initiatives and Future Plans - The company aims to expand its lithium battery recycling business, capitalizing on the growing market for waste battery materials driven by the increasing production of electric vehicles[74]. - The company is committed to becoming a leading enterprise in the specialized chemical manufacturing industry by leveraging its technological advantages and expanding its market presence[75]. - The company is actively pursuing new market opportunities and product optimization to achieve performance growth[77]. - The company is positioned to extend the service life of batteries in vehicles through its innovative "Huaneng" system, which allows for resource recovery without battery replacement[89]. - The company aims to create a closed-loop industrial chain for the recycling and regeneration of used lithium-ion batteries through collaborations with partners like Tianjin Lishen[90]. - The company has established strategic partnerships with various enterprises, including China Tower and BAIC Penglong, to develop a comprehensive battery recycling network[90].

Group 1: Company Products - The main products of Guanghua Technology include PCB chemicals, lithium battery materials, chemical reagents, power battery cascade utilization products, and green circular materials [1][2]. - PCB chemicals are divided into high-purity chemicals and compound chemicals, with high-purity chemicals used as metal ion sources in PCB production [1]. - Lithium battery materials are produced using advanced extraction and crystallization technologies, featuring stable quality and high density [2]. Group 2: Recycling and Environmental Initiatives - The company has developed a green circular economy model for lithium-ion battery recycling, focusing on the recovery of valuable metals like nickel, cobalt, and lithium [2][3]. - The lithium carbonate recovery rate exceeds 95%, and the recovery rate for iron phosphate is over 98% [4]. - The company aims to minimize pollution during the recycling process, with minimal harmful substances generated [4]. Group 3: Competitive Advantages - The company possesses advantages in the supply chain, raw materials, equipment, and technology reserves, particularly in the production of electronic-grade metal chemicals [2][3]. - The company has established a battery database and model to predict battery life and performance degradation, enhancing the efficiency of battery management [3]. Group 4: Financial Performance and Future Plans - The company reported a turnaround in Q1 performance, attributed to factors such as consumer electronics demand, AI, domestic substitution, and consumption recovery [4]. - Future plans include expanding existing businesses and seeking high-quality assets through investments and partnerships to enhance overall competitiveness and profitability [4].

证券代码：002741 证券简称：光华科技 公告编号：2024-017 广东光华科技股份有限公司（以下简称"公司"或"光华科技"）于2024年4 月26日召开第五届董事会第十二次会议审议通过了《关于注销2021年股票期权激 励计划首次授予及预留授予部分股票期权的议案》。 鉴于公司2023年业绩未达到公司层面业绩考核要求，2021年股票期权计划首 次授予股票期权第三个行权期及预留授予股票期权第二个行权期的可行权条件未 成就。根据《广东光华科技股份有限公司2021年股票期权激励计划》（以下简称 "《2021年股票期权激励计划》"），公司拟注销《2021年股票期权激励计划》 首次授予及预留授予部分股票期权。具体内容详见公司于2024年4月27日在《证券 时报》、《上海证券报》、《中国证券报》、《证券日报》及巨潮资讯网披露的 《关于注销2021年股票期权激励计划首次授予及预留授予部分股票期权的公告》 （公告编号：2024-010）。 公司本次注销股票期权共计552.25万份。本次股票期权注销事宜符合相关法 律法规、公司《章程》及《2021年股票期权激励计划（草案）》等的相关规定。 本次注销的股票期权尚未行权，注销后不 ...

广东光华科技股份有限公司 2023 年年度独立董事述职报告（陈鸣才） 作为广东光华科技股份有限公司(以下简称"公司")的独立董事，在 2023 年年度工作中，本人严格按照《中华人民共和国公司法》、《关于加强社会公众股 股东权益保护的若干规定》、《深圳证券交易所上市公司自律监管指引第 1 号—— 主板上市公司规范运作》、公司《章程》及公司《独立董事工作制度》等有关法 律、法规的规定和要求，恪尽职守、勤勉尽责地履行职责，积极参加相关会议， 认真审议董事会各项议案，对公司重大事项发表独立意见，充分发挥独立董事的 作用，维护公司及全体股东的利益。现将 2023 年年度本人履行职责情况汇报如 下： 一、2023 年年度本人出席董事会和股东大会的情况 （一）概况 2023 年，本着勤勉尽责的态度，本人积极参加公司召开的董事会和股东大 会，审议各项议题，认真参与公司重大经营决策的讨论。同时，秉持客观、独立、 公正的立场，依据自己的专业知识对相关决策做出独立判断，客观、公正地对重 大事项发表独立意见，有效履行了独立董事的职责。本人认为公司董事会在 2023 年能够严格按照《公司法》及公司《章程》等规定履行职责，历次股东大会和 ...

广东光华科技股份有限公司 2023 年度财务决算报告 广东光华科技股份有限公司 2023年度财务决算报告 一、2023年度公司财务报表的审计情况 公司 2023 年财务报表已经众华会计师事务所(特殊普通合伙)审计，出具了标 准的无保留意见的审计报告。 二、2023 年度财务决算情况 （本节下列表式数据中的金额单位，除特别注明外均为人民币万元。） （一）经营情况 | 项目 | 2023 年度 | 2022 年度 | 变动金额 | 变动率（%） | | --- | --- | --- | --- | --- | | 营业总收入 | 269,946.19 | 330,232.92 | -60,286.73 | -18.26 | | 营业总成本 | 302,691.62 | 320,723.52 | -18,031.90 | -5.62 | | 其他收益 | 2,811.05 | 1,426.13 | 1,384.92 | 97.11 | | 资产减值损失 | -19,655.34 | -2,398.72 | -17,256.63 | -719.41 | | 营业利润 | -51,045.89 | 8,557.64 ...