广东华锋新能源科技股份有限公司 章 程 二○二五年四月 1 | 第一章 | 总 | 则 3 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 4 | | 第三章 | 股份 | 4 | | 第一节 | | 股份发行 4 | | 第二节 | | 股份增减和回购 5 | | 第三节 | | 股份转让 6 | | 第四章 | | 股东和股东大会 7 | | 第一节 | | 股东 7 | | 第二节 | | 股东大会的一般规定 9 | | 第三节 | | 股东大会的召集 12 | | 第四节 | | 股东大会的提案与通知 13 | | 第五节 | | 股东大会的召开 14 | | 第六节 | | 股东大会的表决和决议 17 | | 第五章 | | 董事会 20 | | 第一节 | | 董事 20 | | 第二节 | | 董事会 23 | | 第三节 | | 董事会秘书 27 | | 第四节 | | 独立董事 28 | | 第六章 | | 总经理及其他高级管理人员 30 | | 第七章 | | 监事会 32 | | 第一节 | | 监事 32 | | 第二节 | | 监事会 33 | | 第 ...

经核查公司独立董事周乔先生、罗玉涛先生、王大方先生的任职经历以及 签署的相关自查文件，上述人员未在公司担任除独立董事以外的任何职务，也 未在公司主要股东公司担任任何职务。与公司以及主要股东之间不存在利害关 系或其他可能妨碍其进行独立客观判断的关系，不存在影响独立董事独立性的 情况。因此，公司独立董事符合《上市公司独立董事管理办法》《深圳证券交易 所上市公司自律监管指引第 1 号--主板上市公司规范运作》中对独立董事独立 性的相关要求。 广东华锋新能源科技股份有限公司 董事会 广东华锋新能源科技股份有限公司 董事会对独立董事独立性评估的专项意见 根据中国证券监督管理委员会《上市公司独立董事管理办法》《深圳证券交 易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上 市公司规范运作》等要求，广东华锋新能源科技股份有限公司（以下简称"公 司"）董事会，就公司在任独立董事周乔先生、罗玉涛先生、王大方先生的独立 性情况进行评估并出具如下专项意见： 二〇二五年四月二十九日 P A G E ...

（一）个人工作履历、专业背景以及兼职情况 本人王大方，男，1978 年 1 月出生，中国国籍，无永久境外居留权，博士 学位。2001 年 6 月至今任职于哈尔滨工业大学（威海）汽车工程学院。现任哈 尔滨工业大学（威海）汽车工程学院教授、博士生导师、院长；中国汽车工程 学会常务理事；山东省汽车工程学会常务理事；公司独立董事。 广东华锋新能源科技股份有限公司 2024 年度独立董事述职报告 （独立董事 王大方） 各位股东及股东代表： 本人作为广东华锋新能源科技股份有限公司（以下简称"公司"或"华锋 股份"）第六届董事会的独立董事，担任公司第六届董事会薪酬与考核委员会 主任委员及审计委员会委员。在 2024 年度工作中严格按照中华人民共和国公司 法》（以下简称"《公司法》"）《上市公司独立董事管理办法》《深圳证券 交易所股票上市规则》以及《广东华锋新能源科技股份有限公司章程》（以下 简称"《公司章程》"）《广东华锋新能源科技股份有限公司独立董事工作制 度》（以下简称"《独立董事工作制度》"）等有关法律、法规、规范性文件、 公司内部规章制度的规定，勤勉、尽责、积极发挥独立董事的独立作用，积极 出席相关会议，认真审议董 ...

Financial Performance - The company's operating revenue for 2024 reached ¥1,030,537,291.49, representing a 43.30% increase compared to ¥719,149,318.72 in 2023[6]. - The net profit attributable to shareholders for 2024 was ¥85,482,878.08, a significant turnaround from a loss of ¥324,294,499.14 in 2023, marking a 126.36% improvement[6]. - The net cash flow from operating activities surged to ¥26,469,800.17, a remarkable increase of 20,914.52% from ¥125,959.60 in 2023[6]. - The company's total assets at the end of 2024 amounted to ¥2,062,745,126.61, reflecting a 19.94% growth from ¥1,719,828,499.07 at the end of 2023[6]. - The company maintained a weighted average return on equity of 9.30% in 2024, recovering from -31.46% in 2023[6]. - The company achieved a basic earnings per share of ¥0.45 in 2024, a substantial increase from -¥1.71 in 2023[6]. - The company reported a significant non-recurring gain of ¥89,656,335.27 in 2024, compared to ¥4,336,942.94 in 2023[25]. - Total revenue for 2024 reached ¥1,030,537,291.49, representing a 43.30% increase compared to ¥719,149,318.72 in 2023[70]. Business Operations and Strategy - The company has expanded its main business to include electric control and drive systems for new energy vehicles[19]. - The company continues to engage in the research, production, and sales of aluminum electrolytic capacitor materials, which are in high demand due to environmental regulations[30]. - The company has established partnerships with over 20 commercial vehicle manufacturers, including Foton Motor and FAW Jiefang, with cumulative sales of over 160,000 vehicles across 31 provinces[36]. - The company is actively expanding its international presence, having established a comprehensive layout in major markets including Europe, North America, and Southeast Asia, with over 20 potential projects initiated with international OEMs[43]. - The company has established strategic cooperation agreements with major commercial vehicle manufacturers, including Foton Motor and FAW Jiefang, covering products such as vehicle controllers and high-voltage integrated controllers[45]. - The company has successfully built a new flexible production line for controllers in its Guangdong factory, with large-scale production commencing in May 2024, supporting an annual capacity of 100,000 sets of electric control and drive systems[63]. - The company has implemented a proactive supply chain management strategy to address significant order growth, ensuring timely delivery and material supply[66]. - The company is focusing on expanding its electric vehicle business, which is a key area supported by national policies, and aims to enhance its market share in the commercial vehicle sector[114]. Research and Development - The company has received 161 effective patents and software copyrights in the electric vehicle field, demonstrating strong overall R&D capabilities[41]. - The company has a strong research and development team with over 50 authorized technology patents in the electrode foil business, showcasing a high level of R&D capability and technical barriers[49]. - The company is focusing on R&D capabilities in the electric power electronics sector to improve software development and testing processes[120]. - The company is enhancing its electrode foil business by concentrating on core products and fostering technological innovation, with a focus on new materials for supercapacitors[117]. - The company is advancing the development of energy storage power device materials, focusing on functional coatings and electrochemical collectors, with samples submitted for customer testing receiving high praise[62]. Market Trends and Projections - In 2024, China's new energy vehicle sales are expected to reach 12.866 million units, a year-on-year increase of 35.5%, with a penetration rate of 40.9%[110]. - The sales of new energy commercial vehicles are projected to grow significantly, with a year-on-year increase of 54%, reaching 596,000 units, and a penetration rate of 13.6%[110]. - The market forecast indicates that the new energy commercial vehicle sector will experience a compound annual growth rate of 22.7% from 2025 to 2030[111]. - The company focuses on the research and industrialization of key technologies for electric control and drive systems in the new energy commercial vehicle sector, anticipating sales of 900,000 units by 2025, with a penetration rate of 30%[111]. Governance and Compliance - The company has established a governance structure that complies with relevant laws and regulations, ensuring independent operations from its controlling shareholder[136]. - The company maintains independent business operations, assets, and personnel management, ensuring no conflicts of interest with the controlling shareholder[141]. - The company has a complete organizational structure, allowing it to operate independently without interference from shareholders[145]. - The company has established an independent financial department with dedicated personnel and a financial accounting system that complies with relevant accounting standards[146]. - The company has adopted all suggestions made by the board of directors, reflecting a collaborative governance approach[167]. Environmental and Social Responsibility - The company emphasizes environmental protection and compliance with regulations, but stricter enforcement could lead to penalties if environmental standards are not met[132]. - The company has established a wastewater treatment system that meets the Guangdong provincial standard for wastewater discharge, with a total annual discharge of 133,500 m³[188]. - The company has implemented a self-monitoring plan for environmental protection and strictly adheres to it[189]. - The company aims to reduce carbon emissions through technological innovation and effective waste management practices[194]. - The company has a comprehensive employee safety and health mechanism, including regular training and health checks[194]. Future Investments and Projects - The company plans to invest RMB 13.00 million in the research and development of electric control and drive systems for commercial vehicles, with a cumulative investment of RMB 13.05 million[94]. - The company plans to invest CNY 21 million in the new project for the development and industrialization of electric control and drive systems for commercial vehicles, using CNY 13 million from the adjusted fundraising[97]. - The company has committed to invest RMB 28.14 million in the first phase of the power system platform intelligent manufacturing project, with a cumulative investment of RMB 33.22 million[94]. - The company has effectively controlled project costs and improved fundraising efficiency during the construction of investment projects[98]. Shareholder Engagement - The annual shareholders' meeting held on May 21, 2024, had a participation rate of 27.86%[147]. - The first interim shareholders' meeting in 2024 took place on June 21, 2024, with a participation rate of 27.87%[147]. - The participation rate for the third interim shareholders' meeting in 2024 was 28.29%[147]. - The company has a total of 51,164,473 shares held by its directors and senior management, with no changes in holdings for most members during the reporting period[149].

Financial Performance - The company's revenue for Q1 2025 was ¥284,450,220.58, representing a 35.46% increase compared to ¥209,986,586.67 in the same period last year[6] - The net profit attributable to shareholders was a loss of ¥3,065,393.85, a decline of 214.84% from a profit of ¥2,669,258.65 in the previous year[6] - The net profit for the current period was a loss of ¥3,506,475.82, compared to a profit of ¥2,862,840.56 in the previous period, indicating a significant decline[21] - The total comprehensive income amounted to -3,506,475.82 yuan, down from 2,862,840.56 yuan in the prior period[22] - Basic earnings per share were -0.0156, compared to 0.014 in the previous period, reflecting a negative performance[22] Cash Flow - The net cash flow from operating activities was -¥6,217,804.96, a decrease of 461.55% compared to -¥1,107,249.37 in the same period last year[6] - Cash inflows from operating activities totaled 131,014,059.45 yuan, an increase from 90,988,613.93 yuan year-over-year[24] - The net cash flow from financing activities was 14,548,260.01 yuan, compared to 30,376,583.33 yuan in the previous period, indicating a decrease[24] - Cash inflows from investing activities were 3,612,120.00 yuan, down from 4,819,000.00 yuan in the prior period[24] - The ending cash and cash equivalents balance was 116,144,629.75 yuan, up from 87,503,116.38 yuan in the previous period[25] Assets and Liabilities - The company's total assets increased by 1.91% to ¥2,102,092,798.57 from ¥2,062,745,126.61 at the end of the previous year[6] - The total assets at the end of the period were ¥2,102,092,798.57, compared to ¥2,062,745,126.61 at the beginning of the period, showing a slight increase[18] - Current assets totaled ¥1,208,210,347.81, up from ¥1,154,868,563.11, representing an increase of 4.6%[17] - The total liabilities at the end of the period were ¥1,098,120,179.56, compared to ¥1,057,287,075.31 at the beginning, indicating an increase of 3.9%[18] - The company's equity attributable to shareholders decreased to ¥999,651,565.70 from ¥1,002,675,634.02, a decline of 0.3%[18] Inventory and Operating Costs - Inventory increased by 24.21% to ¥361,146,471.44, driven by a rise in raw materials and finished goods due to increased orders in the new energy business[10] - The operating costs rose by 43.34% to ¥250,428,193.01, in line with the increase in revenue[10] - Total operating costs amounted to ¥289,195,377.34, up from ¥209,291,183.96, reflecting a rise of 38.2%[21] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 20,990[12] - The company received government subsidies amounting to ¥3,673,077.22, contributing positively to its financial performance[7] Other Information - The basic earnings per share were -¥0.0156, a decrease of 211.43% from ¥0.014 in the same period last year[6] - The company has not undergone an audit for the first quarter report[26]

特别提示： 根据《深圳证券交易所股票上市规则》《深圳证券交易所可转换公司债券业 务实施细则》等有关规定，广东华锋新能源科技股份有限公司（以下简称"公司"） 现将 2025 年第一季度可转换公司债券的转股及公司股本变动的情况公告如下： 一、可转换公司债券发行上市概况 | 证券代码：002806 | 证券简称：华锋股份 | 公告编号：2025-012 | | --- | --- | --- | | 债券代码：128082 | 债券简称：华锋转债 | | 广东华锋新能源科技股份有限公司 2025 年第一季度可转债转股情况的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，不存在 虚假记载、误导性陈述或重大遗漏。 3、2020 年 6 月 12 日，公司召开第五届董事会第二次会议，审议通过了《关 于向下修正"华锋转债"转股价格的议案》，并于 2020 年 6 月 30 日召开 2020 年第一次临时股东大会审议通过上述议案。公司"华锋转债"的转股价格由 13.09 元/股调整为 11.71 元/股，调整后的转股价自 2020 年 7 月 2 日起生效。 （一）可转债发行情况 经中国证券监督管理委员会"证 ...

| 证券代码：002806 | 证券简称：华锋股份 | 公告编号：2025-011 | | --- | --- | --- | | 债券代码：128082 | 债券简称：华锋转债 | | 广东华锋新能源科技股份有限公司 关于公司土地收储的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、土地收储事项概述 公司与端州储备中心已正式签署了《土地收回协议书》，并收到端州储备中 心支付的首期土地收储补偿款，即 1,496 万元（大写：人民币壹仟肆佰玖拾陆万 元 整 ） 。 具 体 内 容 详 见 公 司 于 2024 年 10 月 10 日在巨潮资讯网 （www.cninfo.com.cn）披露的《关于公司土地收储的进展公告》（公告编号： 2024-054）。 公司与端州储备中心已按照《土地收回协议书》的相关约定，办理完成本次 标的资产的产权过户登记手续，本次标的资产的不动产权证书编号已变更为：粤 （2024）肇庆市不动产权第 0044244 号、粤（2024）肇庆市不动产权第 0044225 号。具体内容详见公司于 2024 年 12 月 26 日在巨潮 ...

| 证券代码：002806 | 证券简称：华锋股份 公告编号：2025-009 | | --- | --- | | 债券代码：128082 | 债券简称：华锋转债 | 广东华锋新能源科技股份有限公司 关于不提前赎回"华锋转债"的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 重要提示： 1、自 2025 年 2 月 17 日至 2025 年 3 月 7 日，广东华锋新能源科技股份有 限公司（以下简称"公司"或"华锋股份"）股票价格已有十五个交易日的收盘 价不低于公司公开发行可转换公司债券（以下简称"可转债"或"华锋转债"） 当期转股价格（8.70 元/股）的 130%，即 11.31 元/股。根据相关法律法规的规 定及公司《公开发行可转换公司债券募集说明书》（以下简称"《募集说明书》"） 的约定，已触发"华锋转债"有条件赎回条款。 2、公司于 2025 年 3 月 7 日召开第六届董事会第二十次会议，审议通过了 《关于不提前赎回"华锋转债"的议案》，公司董事会决定本次不行使"华锋转 债"提前赎回权利，并决定自本次董事会审议通过后 3 个月内（即 2025 ...

中信建投证券股份有限公司 关于广东华锋新能源科技股份有限公司 不提前赎回华锋转债的核查意见 中信建投证券股份有限公司（以下简称"中信建投证券"、"保荐机构"） 作为广东华锋新能源科技股份有限公司（以下简称"华锋股份"、"公司"）公 开发行可转换公司债券（以下简称"可转债发行"）的持续督导保荐机构，根据 《可转换公司债券管理办法》《证券发行上市保荐业务管理办法》《深圳证券交 易所上市公司自律监管指引第 1 号——主板上市公司规范运作》《深圳证券交易 所上市公司自律监管指引第 13 号——保荐业务》《深圳证券交易所上市公司自 律监管指引第 15 号——可转换公司债券》等有关规定，就华锋股份可转换公司 债券（以下简称"华锋转债"，债券代码：128082.SZ）本次不提前赎回转债的事 项进行了审慎核查，核查的具体情况如下： 一、"华锋转债"基本情况 （一）可转债发行情况 经中国证券监督管理委员会"证监许可【2019】1945 号"核准，公司于 2019 年 12 月 4 日公开发行了 352.40 万张可转换公司债券，每张面值 100 元，发行总 额 35,240.00 万元。发行方式采用向原股东优先配售，原股东优先 ...

| 证券代码：002806 | 证券简称：华锋股份 | 公告编号：2025-010 | | --- | --- | --- | | 债券代码：128082 | 债券简称：华锋转债 | | 广东华锋新能源科技股份有限公司 关于公司为全资子公司融资提供担保的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 广东华锋新能源科技股份有限公司（以下简称"公司"或"本公司"或 "华锋股份"）于 2025 年 3 月 7 日分别召开第六届董事会第二十次会议、第六 届监事会第十一次会议，审议通过了《关于公司为全资子公司向中国银行股份 有限公司肇庆分行融资提供担保的议案》。现将相关情况公告如下： 一、担保情况概述 因业务发展需要，本公司的全资子公司肇庆市高要区华锋电子铝箔有限公 司（以下简称"高要华锋"或"全资子公司"）拟向中国银行股份有限公司肇庆 分行融资不超过人民币 4,000 万元，公司将为高要华锋的此次银行融资业务提 供连带责任保证担保，有效期三年，具体业务品种等以银行最终审批为准。 同时，为便于上述担保事项的顺利进行，公司提请董事会授权公司法定代 表人（董事长）或 ...