北京市天元律师事务所 关于北京万集科技股份有限公司 2023 年年度股东大会的 法律意见 京天股字（2024）第 240 号 致：北京万集科技股份有限公司 北京万集科技股份有限公司（以下简称"公司"）2023 年年度股东大会（以 下简称"本次股东大会"）采取现场投票与网络投票相结合的方式召开，其中现 场会议于 2024 年 5 月 10 日在北京市海淀区中关村软件园 12 号楼 3 层会议室召 开。北京市天元律师事务所（以下简称"本所"）接受公司聘任，指派本所律师 参加本次股东大会现场会议，并根据《中华人民共和国公司法》《中华人民共和 国证券法》（以下简称"《证券法》"）《上市公司股东大会规则（2022 年修 订）》（以下简称"《股东大会规则》"）以及《北京万集科技股份有限公司章 程》（以下简称"《公司章程》"）等有关规定，就本次股东大会的召集、召开 程序、出席现场会议人员的资格、召集人资格、会议表决程序及表决结果等事项 出具本法律意见。 为出具本法律意见，本所律师审查了《北京万集科技股份有限公司第五届董 事会第二次会议决议公告》《北京万集科技股份有限公司第五届监事会第二次会 议决议公告》《北京万集科技股份有 ...

东北证券股份有限公司 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0次 | | 2.督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 | | | 限于防止关联方占用公司资源的制度、募集资金 | 是 | | 管理制度、内控制度、内部审计制度、关联交易制 | | | 度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月一次 | | （2）公司募集资金项目进展是否与信息披露文件一 | 是 | | 致 | | | 4.公司治理督导情况 | | | （1）列席公司股东大会次数 | 0次 | | （2）列席公司董事会次数 | 0次 | | （3）列席公司监事会次数 | 0次 | | 5.现场检查情况 | | | （1）现场检查次数 | 1次 | | （2）现场检查报告是否按照本所规定报送 | 是 | | （3）现场检查发现的主要问题 ...

东北证券股份有限公司 现场培训中，保荐代表人贾奇讲解了《深圳证券交易所股票上市规则》《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《深 圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则》等 规则中上市公司信息披露、公司治理、规范运作、股份减持、内幕交易、关联交 易、对外担保、上市公司董事、监事、高级管理人员的行为规范等相关规定。 现场培训后，东北证券向万集科技提供了讲义课件及相关学习资料，提请公 司转发至参加培训的董事、监事和高级管理人员，以供自学。 二、现场培训的主要内容 本次现场培训内容包括但不限于股票上市规则、上市公司规范运作及信息披 露的相关规定。具体涉及的法规及规定如下： 关于北京万集科技股份有限公司 2023 年度持续督导培训情况报告 东北证券股份有限公司（以下简称"东北证券"）作为北京万集科技股份有限 公司（以下简称"万集科技"、"公司"）2020 年度向特定对象发行股票项目的保荐 机构，根据《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》《深 圳证券交易所上市公司自律监管指引第 2 号-创业板上市公司规范运作》等相关 法律、法规和规 ...

关于北京万集科技股份有限公司 东北证券股份有限公司 （以下无正文） 4 2023 年度定期现场检查报告 | 保荐人名称：东北证券股份有限公司 被保荐公司简称：万集科技 | | --- | | 保荐代表人姓名：杭立俊 联系电话：010-63210835 | | 保荐代表人姓名：贾奇 联系电话：010-63210852 | | 现场检查人员姓名：贾奇、赵子腾 | | 年度 现场检查对应期间：2023 | | 现场检查时间：2024 年 月 日至 年 月 日 4 22 2024 4 23 | | 一、现场检查事项 现场检查意见 | | （一）公司治理 是 否 不适用 | | 现场检查手段：（1）查阅公司章程和各项规章制度；（2）查阅公司历次董事会、监事会、股东大 | | 会材料，包括会议通知、签到表、会议记录、会议决议、公告文件等；（3）查阅控股股东控制的 | | 其他企业情况的说明。 | | 1.公司章程和公司治理制度是否完备、合规 √ | | 2.公司章程和三会规则是否得到有效执行 √ | | 3.三会会议记录是否完整，时间、地点、出席人员及会议内容等要件 √ | | 是否齐备，会议资料是否保存完整 | | 4 ...

万集科技：交通基础设施数学化 转型政策解读240507民生原文 2024年05月07日21:01 发言人100:00 他会讲清楚静音状态，并开始播报你的声明。声明目标后审核直接开始发言，谢谢。 发言人200:05 本次电话会议仅供民生证券专业投资者参考，会议内容任何情况下都不构成投资建议。任何机构或个人 不得以任何形式泄露本次会议内容，否则，由此造成的一切后果及法律责任由该机构或个人承担。本公 司保留追究其法律责任的权利。 发言人100:27 好的，各位领导，各位投资者，大家晚上好啊。欢迎参加各位领导参加我们举办的关于政策的这技术一 个系列交流会。那么这一场会议我们是特别的邀请到了与这个政策非常高度相关的这样公司。也就是问 题通过问题我们看到公司是从ETC1开始，但是在整个车联网，包括各种路测设备这块是有一个非常全 面的布局。所以说我们这次也非常荣幸的邀请到了公司的副总经理段总，重在范总两位领导共同为我们 讲解一下相关的机遇。然后段总您看，因为大家可能就可能比较关心像空间这个格局，包括这种政策推 进的进度，这些您看方便先给大家做一个整体的讲解吗？然后后边我们再有，如果有问题再去提问。 好，那我就简单给大家汇报 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 近日，北京万集科技股份有限公司（以下简称"公司"或"万集科技"）及下属 公司武汉万集光电技术有限公司（以下简称"武汉万集"）、苏州万集车联网技术 有限公司（以下简称"苏州万集"）获得国家知识产权局颁发的发明专利证书， 具体情况如下： | 业务 | 专利名称 | 专利号 | 专利申请日 | 授权公告日 | 专利权人 | 方向 | | | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 车载单元的控制方 | 2020 | 年 | 9 | 月 | 2024 | 年 | 4 | 月 | 法和系统、存储介质 | 万集科技 | 202010956292.1 | ETC | | | | | | 日 | 日 | 11 | 9 | 及电子装置 | | | | | | | | | | | | | | 一种 | 标定方法、 | RSU | 2 ...

万集科技（300552.SZ）2023 年年报及 2024 年一季报点评 新一轮建设开启，智能交通龙头有望加速成长 2024 年 04 月 29 日 | --- | --- | --- | --- | --- | |----------------------------------------------------|---------|------------------|------------|-------| | 营业收入（百万元） | 909 | 1,332 | 1,601 | 1,845 | | 增长率（%） | 4.1 | 46.5 | 20.2 | 15.3 | | 归属母公司股东净利润（百万元） | -386 | 33 | 120 | 218 | | 增长率（%） | -1230.0 | 108.5 | 267.6 | 80.7 | | 每股收益（元） | -1.81 | 0.15 | 0.56 | 1.02 | | PE | / | 175 | 48 | 26 | | PB | 2.5 | 2.5 | 2.3 | 2.2 | | 资料来源： Wind ，民生证券研究院预测；（注：股价为 ...

北京万集科技股份有限公司 2024 年第一季度报告 证券代码：300552 证券简称：万集科技 公告编号：2024-049 北京万集科技股份有限公司 2024 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在虚假记载、误导性陈述或重 大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告中财务信息的真实、准确、完 整。 3.第一季度报告是否经过审计 □是 否 1 北京万集科技股份有限公司 2024 年第一季度报告 一、主要财务数据 （一） 主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □是 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | | --- | --- | --- | --- | --- | | | | | （%） | | | 营业收入（元） | 159,096,801.92 | 105,610,643.79 | | 50.64% ...

Research and Development - The number of R&D personnel decreased by 4.02% from 846 in 2022 to 812 in 2023[1] - R&D investment increased to ¥382.61 million in 2023, representing 42.09% of operating revenue, up from 32.05% in 2022[4] - The company completed the development of a V2X communication terminal, enhancing revenue potential and market competitiveness[2] - The company has developed a vehicle-road collaborative cloud control platform, improving software project delivery capabilities[2] - The company aims to enhance its core capabilities in vehicle-road collaboration and will continue to invest in the development of 192-line laser radar technology[34] - The company is focused on research and development in intelligent transportation and related technologies[88] - The company is actively engaged in research and development of intelligent robots and software development, enhancing its technological capabilities[73] Financial Performance - The net cash flow from operating activities was -¥261.90 million in 2023, a decline of 253.45% compared to -¥74.10 million in 2022[5] - The net profit for 2023 was -¥383.92 million, with operating cash flow exceeding net profit by ¥122.01 million[11] - The investment activities cash inflow decreased by 79.01% to ¥317.50 million in 2023 compared to ¥1.51 billion in 2022[5] - The cash and cash equivalents net decrease was -¥600.72 million, a 90.28% decline from -¥315.71 million in 2022[5] - The company reported a net profit attributable to shareholders of -385,530,409.51 yuan for the year 2023, with the parent company’s net profit at -251,919,090.04 yuan[153] - The total revenue for the reporting period was 347.6 million, with a net loss of 181.6 million[75] Cash Flow and Financing - Total cash inflow from financing activities rose by 818.78% to ¥45.02 million, primarily due to new short-term bank loans[8] - The cash outflow from investment activities decreased by 60.82% year-on-year, mainly due to a reduction in the purchase of financial products during the period[44] - The net cash flow generated from investment activities decreased by 73.15% year-on-year, primarily due to the combined impact of previous factors[45] - Cash inflow from investment activities decreased by 79.01% year-on-year, mainly due to a reduction in the recovery of investment funds from financial products[132] Strategic Initiatives - The company plans to expand into intercity and urban traffic markets, focusing on digitalization and intelligence of existing highways[33] - The company is committed to long-term growth through strategic investments in technology services and product development[73] - The company plans to develop more new product series and explore new commercial application areas and customer groups to maintain its competitive advantage[37] - The company continues to execute its globalization strategy, providing high-quality and high-performance LiDAR products and ITS systems to more premium clients, promoting smart city holographic intersection projects and smart highway comprehensive solutions in major global cities[36] Employee and Management - The total number of employees at the end of the reporting period was 1,811, including 992 from the parent company and 819 from major subsidiaries[144] - The company has established a reasonable performance evaluation and incentive system to link employee income with business performance, stimulating work enthusiasm[51] - The company has established an E-learning platform to enhance employee skills and facilitate knowledge retention[147] - The company is committed to enhancing employee training effectiveness through a structured training plan focusing on new employee adaptation, skill enhancement, and management training[172] - The company has a performance evaluation and incentive mechanism linking senior management compensation to company performance[160] Corporate Governance - The company ensures equal treatment of all shareholders and guarantees their rights to information and participation in major company matters[47] - The company has established an independent financial department with a standardized accounting system[79] - The board of directors has actively communicated with management to understand the company's operational and financial conditions, providing constructive suggestions for development strategies[139] - The board of directors has maintained compliance with relevant laws and regulations, ensuring objective decision-making processes[139] - The company has not faced any objections from directors regarding company matters during the reporting period[108] Shareholder Information - The chairman, Zhai Jun, reduced his holdings by 2,111,600 shares during the reporting period, resulting in a total of 92,985,036 shares held at the end[81] - The total number of shares held by the current board members and executives amounts to 116,194,147 shares, with a total of 2,111,600 shares being reported as transferred[64] - The total number of shares for cash dividends is 0, with no shares distributed per 10 shares held[176] - The second largest shareholder, Cui Xuejun, has a lock-up period that is valid for 24 months after expiration[198] Compliance and Internal Control - The company maintains effective internal controls as per the Basic Norms for Internal Control, with no significant deficiencies reported in non-financial reports[186] - The internal control audit report will be fully disclosed on April 17, 2024, with a standard unqualified opinion issued[177] - The company has not reported any risks identified by the supervisory board during its oversight activities in the reporting period[143] Miscellaneous - The company did not engage in any securities investments during the reporting period[76] - No significant environmental issues reported for the company[192] - No social responsibility information disclosed[193] - No unfulfilled commitments reported[194]

Financial Performance - Revenue for the third quarter was RMB 219.31 million, a year-on-year increase of 3.22%[5] - Net profit attributable to shareholders of the listed company was RMB -69.46 million, a year-on-year decrease of 855.50%[5] - Total operating revenue increased to 541.45 million yuan, up 2.6% from 527.78 million yuan in the previous period[27] - Operating costs rose to 771.34 million yuan, a 14.9% increase from 671.11 million yuan in the previous period[27] - Net profit attributable to parent company shareholders was -197.04 million yuan, compared to -90.56 million yuan in the previous period[28] - Basic earnings per share were -0.9245, compared to -0.4249 in the previous period[29] Assets and Liabilities - Total assets at the end of the reporting period were RMB 3.26 billion, a year-on-year decrease of 4.72%[5] - As of September 30, 2023, the company's total assets were 3.258 billion yuan, a decrease from 3.419 billion yuan at the beginning of the year. Total liabilities were 749.035 million yuan, and total equity was 2.509 billion yuan[23][25][26] - Monetary funds decreased by 72.53% to RMB 219.73 million, mainly due to the purchase of financial products and payment for materials[9] - The company's monetary funds decreased significantly from 799.805 million yuan at the beginning of the year to 219.732 million yuan as of September 30, 2023[23] - Accounts receivable decreased slightly from 1.036 billion yuan at the beginning of the year to 1.018 billion yuan as of September 30, 2023[23] - Inventory increased from 419.114 million yuan at the beginning of the year to 454.532 million yuan as of September 30, 2023[23] - Long-term equity investments increased from 104.890 million yuan at the beginning of the year to 121.704 million yuan as of September 30, 2023[25] - Fixed assets increased from 309.432 million yuan at the beginning of the year to 337.437 million yuan as of September 30, 2023[25] - Contract liabilities increased by 65.79% to RMB 107.57 million, mainly due to an increase in prepaid contract payments[9] - Contract liabilities increased significantly from 64.882 million yuan at the beginning of the year to 107.570 million yuan as of September 30, 2023[25] - Short-term loans increased by 100.00% to RMB 45.00 million, mainly due to an increase in bank loans[9] Cash Flow - Net cash flow from operating activities was RMB -264.62 million, a year-on-year decrease of 11.90%[5] - Cash flow from operating activities was -264.62 million yuan, compared to -236.47 million yuan in the previous period[30] - Cash received from sales of goods and services increased to 652.26 million yuan, up 19.1% from 547.75 million yuan in the previous period[30] - Cash paid for goods and services increased to 431.31 million yuan, up 19.0% from 362.50 million yuan in the previous period[30] - Cash paid to employees increased to 322.14 million yuan, up 7.7% from 299.15 million yuan in the previous period[30] - Investment income received in cash increased by 53.04% to RMB 11.84 million, mainly due to increased dividends and financial product income[11] - Cash paid for investments decreased by 50.58% to RMB 645.00 million, mainly due to a reduction in financial product investments[11] - Investment activities generated a net cash outflow of RMB 350.58 million, compared to RMB 724.67 million in the same period last year[32] - Cash inflows from investment activities totaled RMB 311.84 million, a decrease from RMB 707.74 million year-over-year[32] - Cash outflows for investment activities amounted to RMB 662.43 million, down from RMB 1.43 billion in the previous year[32] - Financing activities resulted in a net cash inflow of RMB 25.95 million, compared to a net outflow of RMB 20.65 million in the same period last year[32] - Cash inflows from financing activities were RMB 45.02 million, significantly higher than RMB 4.9 million year-over-year[32] - Cash outflows for financing activities were RMB 19.07 million, down from RMB 25.55 million in the previous year[32] - The net increase in cash and cash equivalents was negative RMB 589.14 million, compared to negative RMB 981.74 million year-over-year[32] - The ending balance of cash and cash equivalents was RMB 204.10 million, down from RMB 127.21 million in the same period last year[32] Shareholders and Equity - The total number of ordinary shareholders at the end of the reporting period is 25,559[13] - Zhai Jun holds 43.63% of the company's shares, totaling 92,985,036 shares, with 74,366,127 shares under restricted sale[13] - Cui Xuejun holds 5.01% of the company's shares, totaling 10,677,114 shares, with 8,007,835 shares under restricted sale[13] - The company's largest shareholder, Zhai Jun, plans to reduce his holdings by up to 6,393,900 shares, representing 3.00% of the company's total shares[18] - Zhai Jun completed the reduction of 2,111,600 shares, representing 1% of the company's total shares, between June 30, 2023, and July 19, 2023[19] - The total number of restricted shares at the end of the period is 87,250,880 shares[17] - The company's top 10 shareholders hold a combined total of 97,043,236 shares, with Zhai Jun and Shandong International Trust Co., Ltd. acting in concert[14] - The company's top 10 shareholders include both domestic natural persons and other entities, with significant holdings in restricted and unrestricted shares[13][14] - The company's restricted shares are primarily held by directors, supervisors, and senior management, with gradual release schedules[15][17] - The company's shareholder Zhang Mingfeng holds 951,080 shares, including 730,080 shares through a margin trading account[14] - The controlling shareholder, Mr. Zhai Jun, transferred 4,058,200 shares (1.90% of total shares) to a family trust, reducing his direct holdings to 92,985,036 shares (43.63% of total shares). The combined holdings of Mr. Zhai and the family trust now total 97,043,236 shares (45.53% of total shares)[21] R&D and Investments - Intangible assets increased by 60.90% to RMB 56.03 million, mainly due to the completion of development projects[9] - R&D expenses increased to 221.34 million yuan, up 7.3% from 206.34 million yuan in the previous period[27] - Investment income increased to 13.46 million yuan, up 21.6% from 11.07 million yuan in the previous period[28] Miscellaneous - The company used 8.2788 million yuan of surplus funds from the "Smart Transportation Intelligent Perception R&D Center Construction Project" to permanently supplement working capital for daily operations[22] - The company's third quarter report was not audited[33]