上述授信总额度不等于公司的实际融资金额，实际融资金额应在授信额度 内以相关银行与公司实际发生金额为准。 证券代码：300672 证券简称：国科微 公告编号：2024-029 湖南国科微电子股份有限公司 关于公司拟向银行申请综合授信额度的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 湖南国科微电子股份有限公司（以下简称"公司"）于2024年4月24日召开第 三届董事会第十九次会议，审议并通过了《关于公司拟向银行申请综合授信额 度的议案》，现将相关事项公告如下： 为落实公司发展战略，满足公司生产经营及业务发展的资金需求，公司根 据实际经营发展的需要，拟向多家合作的银行申请总额不超过人民币45亿元的 综合授信（最终以各家银行实际审批的授信额度为准），授信期限为1年，授信 期限内额度可循环使用。 上述综合授信额度项下业务包括但不限于：项目贷款、流动资金贷款、银 行承兑汇票、国内信用证、应收账款保理、进口押汇、票据贴现、银行保函、 融资租赁等融资事项。 董事会授权公司管理层在上述综合授信额度内办理贷款相关事宜，并授权 公司董事长代表公司签署上述事项相关法律文件。 ...

Financial Performance - The company's revenue for Q1 2024 was ¥342,571,085.55, a decrease of 80.12% compared to ¥1,723,015,060.77 in the same period last year[6] - Net profit attributable to shareholders was ¥41,204,164.04, down 8.57% from ¥45,067,142.19 year-on-year[6] - The net cash flow from operating activities was -¥102,163,877.63, a decline of 17.34% compared to -¥87,068,473.48 in the previous year[6] - The company's basic earnings per share decreased by 8.53% to ¥0.1897 from ¥0.2074 in the previous year[6] - The net profit for the current period is 40,587,932.07, a decrease from 45,041,116.61 in the previous period, representing a decline of approximately 10.2%[40] - The total profit for the current period is 22,702,203.65, down from 34,456,075.54 in the previous period, indicating a decrease of about 34.4%[40] - The operating profit for the current period is 22,702,203.65, compared to 34,706,075.54 in the previous period, reflecting a decline of approximately 34.7%[40] - The diluted earnings per share for the current period is 0.1897, down from 0.2074 in the previous period, indicating a decrease of about 9.2%[44] - The total comprehensive income attributable to the parent company's owners is 40,581,599.51, down from 45,098,197.02 in the previous period, reflecting a decrease of about 10.5%[40] Assets and Liabilities - Total assets increased by 8.20% to ¥7,941,845,231.90 from ¥7,340,270,887.08 at the end of the previous year[6] - The company's total current assets increased to RMB 4,220,120,657.72 from RMB 3,761,823,415.59, reflecting a growth of approximately 12.2%[30] - Total liabilities increased to CNY 3,817,459,867.41 from CNY 3,236,288,282.67, representing a rise of approximately 18.00%[36] - The company's long-term equity investments slightly increased to RMB 40,737,896.98 from RMB 40,459,303.17[30] Shareholder Information - The total number of common shareholders at the end of the reporting period is 36,695[17] - The largest shareholder, Hunan Guoke Holdings Co., Ltd., holds 17.98% of the shares, totaling 39,035,306 shares, with 3,397,900 shares pledged[20] - The second-largest shareholder, Changsha Xintu Investment Management Co., Ltd., holds 8.98% of the shares, totaling 19,491,864 shares[20] - The state-owned National Integrated Circuit Industry Investment Fund holds 7.67% of the shares, totaling 16,655,418 shares[20] - The top 10 shareholders collectively hold a significant portion of the company's shares, with the largest three shareholders accounting for 34.63% of the total shares[20] Cash Flow and Financing - The cash flow from operating activities shows a net outflow of -102,163,877.63, compared to -87,068,473.48 in the previous period, indicating a worsening cash flow situation[45] - The company reported a significant increase in cash inflow from financing activities, totaling 1,360,600,000.00, compared to 684,000,000.00 in the previous period, representing a growth of approximately 99%[49] - The company experienced a cash outflow from investing activities of -382,060,827.90, compared to a cash inflow of 4,798,411.21 in the previous period, indicating a significant shift in investment cash flow[49] Development and Expenses - The company’s development expenses decreased by 55.12% to ¥43,293,189.47, as some projects were capitalized into intangible assets[11] - Research and development expenses increased to CNY 138,192,119.53 from CNY 117,631,382.57, reflecting a growth of approximately 17.43%[37] Other Financial Metrics - The company reported a net investment income of CNY 13,329,956.20, which is an increase from CNY 12,229,451.58 in the previous period, indicating a growth of approximately 9.00%[37] - The company has a total of 7,040,811 restricted shares at the end of the period, down from 7,702,291 at the beginning of the period[26] - The total number of restricted shares released during the period was 661,480[26] - The company has implemented a stock incentive plan as per the 2021 Restricted Stock Incentive Plan[26] Market and Future Outlook - The report does not indicate any new product launches or technological developments during the quarter[25] - There is no mention of market expansion or mergers and acquisitions in the current report[25] - The company has not provided specific future guidance or performance outlook in this report[25] - The company plans to repurchase shares using between RMB 50 million and RMB 100 million for employee stock incentive plans[29] - As of March 29, 2024, the company has repurchased a total of 403,582 shares, accounting for 0.1859% of the total share capital[29]

Customer Concentration - The top five customers accounted for a total sales amount of ¥3,971,754,640.06, representing 93.87% of the annual total sales[1] - The first customer contributed ¥2,296,435,010.46, which is 54.28% of the annual sales[1] Sales Performance - The sales amount for the "Ultra HD Smart Display Series" in 2023 was ¥2,594,714,237.16, with a year-on-year increase of 30.67%[2] - The "Smart Vision Series" sales reached ¥1,235,715,531.45 in 2023, reflecting a year-on-year growth of 34.72%[2] - The "IoT Series" products saw a significant decline, with sales of ¥134,506,197.03, down 67.66% year-on-year[2] - The "Solid State Storage Series" products had sales of ¥248,054,919.20 in 2023, with a year-on-year increase of 1.46%[2] - The "Research and Design Services" segment reported sales of ¥18,272,000.00, down 56.11% year-on-year[2] Financial Overview - The company's operating revenue for 2023 was CNY 4,231,262,884.84, representing a 17.38% increase compared to CNY 3,604,899,374.87 in 2022[55] - The net profit attributable to shareholders for 2023 was CNY 96,071,857.13, a decrease of 36.74% from CNY 151,952,455.19 in 2022[55] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 40,980,155.12, down 67.30% from CNY 125,410,741.25 in 2022[55] - The net cash flow from operating activities increased by 63.03% to CNY 889,709,042.63 in 2023, compared to CNY 545,726,219.33 in 2022[55] - The total assets at the end of 2023 were CNY 7,340,270,887.08, a decrease of 13.58% from CNY 8,490,320,099.97 at the end of 2022[55] - The net assets attributable to shareholders at the end of 2023 were CNY 4,120,312,791.48, an increase of 2.46% from CNY 4,021,119,963.69 at the end of 2022[55] - The basic earnings per share for 2023 were CNY 0.4422, down 46.65% from CNY 0.8292 in 2022[55] - The diluted earnings per share for 2023 were also CNY 0.4422, reflecting the same percentage decrease as the basic earnings per share[57] - The weighted average return on net assets for 2023 was 2.36%, a decline of 3.12% from 5.49% in 2022[55] Market Trends - In 2023, China's semiconductor sales decreased by approximately 14% year-on-year, while global semiconductor sales totaled $526.8 billion, down 8.2% year-on-year[62] - The number of integrated circuit design companies in China reached approximately 3,451 by the end of 2023, an increase of 208 companies compared to 2022[65] - The average output value per employee in China's chip design industry was approximately 200.1 million RMB (about 28.6 thousand USD) in 2023[65] - In 2023, China's integrated circuit imports amounted to 479.56 billion units, a decrease of 10.8% year-on-year, with an import value of 245.91 billion RMB, down 10.6% year-on-year[64] Technological Development - The company has developed a range of key technologies, including SoC chip design, video codec technology, and low-power design technology, enhancing its product offerings[68] - The company is actively expanding its IoT business into the wireless LAN chip sector, targeting applications in IPC, TV, and other fields[79] - The company aims to become a "top domestic and world-class" integrated circuit design solution provider, focusing on AI and innovation[79] - The company has invested significantly in core technologies such as ISP, codec, NPU, and low power consumption to enhance product competitiveness in the smart security market[91] - The company is actively exploring new business areas such as satellite communication chips and automotive electronics to drive future growth[104] Product Launches and Innovations - The company plans to launch a new generation of AI-capable 4K products in Q3 2024, enhancing its product lineup in the smart vision sector[91] - The company has successfully introduced its IPTV products to major telecom operators, with software versions completed and large-scale shipments initiated, indicating a potential increase in market share[127] - The company launched the GK63 series for the broadcasting and IPTV operator market, which has entered large-scale production[119] - The company is set to release the GK7605V2 series chip in Q3 2024, enhancing its product lineup in traditional and industry security sectors[108] - The company has completed the development of a new generation of video encoding 4K chips, set to enter mass production in 2024, providing cost-effective security solutions[161] Research and Development - Research and development investment reached CNY 61,248.99 million, an increase of 20.87% year-on-year, indicating a strong commitment to innovation[119] - The company maintains a technical and R&D personnel ratio of 75.90%, emphasizing its focus on talent development[116] - The company has been awarded 94 new patents during the reporting period, including 93 invention patents, showcasing its innovation capabilities[123] - Research and development expenses increased by 9.51% to ¥525,812,766.50 in 2023 compared to ¥480,171,534.67 in 2022, reflecting the company's commitment to innovation[168] Supply Chain and Procurement - The top five suppliers accounted for 87.67% of the total annual procurement amount, with the largest supplier contributing 62.45%[157] - The total procurement amount from the top five suppliers was approximately 2.34 billion yuan[157] Future Outlook - The company is actively exploring new strategies for market expansion and product development to enhance future performance[1] - The company plans to pursue suitable acquisition targets to enhance product competitiveness and market share[105] - The company is focusing on domestic substitution strategies for wireless LAN chips, targeting both mid-to-low-end and mid-to-high-end markets[95] - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[190]

关于独立董事独立性情况的专项意见 湖南国科微电子股份有限公司董事会 根据《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》的规定，独立董事应当每年对独立性情 况进行自查，并将自查情况提交董事会，董事会应当每年对在任独立董事独立性 情况进行评估并出具专项意见，与年度报告同时披露。基于此，湖南国科微电子 股份有限公司（以下简称"公司"）董事会，就公司在任独立董事荆继武、郑鹏程、 何红渠的独立性情况进行评估并出具如下专项意见： 2024 年 4 月 24 日 湖南国科微电子股份有限公司 根据公司独立董事自查及其在公司的履职情况，董事会认为公司独立董事均 能够胜任独立董事的职责要求，其未在公司担任除独立董事以外的任何职务，也 未在公司主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系 或其他可能妨碍其进行独立客观判断的关系，不存在影响独立董事独立性的情况， 符合《上市公司独立董事管理办法》等法律法规及《公司章程》中关于独立董事 的任职资格及独立性的相关要求。 ...

湖南国科微电子股份有限公司 2023 年度 非经营性资金占用及其他关联资金往来的 专项说明 | 索引 | 页码 | | --- | --- | | 专项说明 | 1-2 | | 非经营性资金占用及其他关联资金往来情况汇总表 | 1-1 | 关于湖南国科微电子股份有限公司 2023 年度非经营性资金占用及其他关联资金往来的专项说明 XYZH/2024CSAA3F0457 湖南国科微电子股份有限公司 湖南国科微电子股份有限公司全体股东： 我们按照中国注册会计师审计准则审计了湖南国科微电子股份有限公司（以下简称 国科微公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表、 2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司股东权益变 动表以及财务报表附注，并于 2024 年 4 月 24 日出具了 XYZH/2024CSAA3B0222 号无保留 意见的审计报告。 根据中国证券监督管理委员会《上市公司监管指引第 8 号——上市公司资金往来、 对外担保的监管要求》（证监会公告[2022]26 号），以及深圳证券交易所相关披露的要求， 国科微公司编制了本专项 ...

天风证券股份有限公司 关于湖南国科微电子股份有限公司 2023年度内部控制自我评价报告的核查报告 天风证券股份有限公司（以下简称"天风证券"、"保荐机构"）作为湖南 国科微电子股份有限公司（以下简称"国科微""公司"）2022年度向特定对象 发行股票并在创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》 《上市公司监管指引第2号——上市公司募集资金管理和使用的监管要求》《深 圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》《深 圳证券交易所上市公司自律监管指引第13号——保荐业务》《深圳证券交易所创 业板股票上市规则》等相关规定履行持续督导职责，对国科微2023年度内部控制 自我评价报告进行了核查，核查情况及核查意见如下： 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。 一、公司关于内部控制的重要声明 公司董事会、监事会及董事、监事、高级管理人员保证《湖南国科微电子股 份有限公司2023度内部控制自我评价报告》内容不存在任何 ...

证券代码：300672 证券简称：国科微 公告编号：2024-019 湖南国科微电子股份有限公司 第三届监事会第十五次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 湖南国科微电子股份有限公司（以下简称"公司"）第三届监事会第十五 次会议于2024年4月24日在公司会议室召开，会议通知已于2024年4月18日以电 子邮件的形式发出。会议应出席监事3名，实际出席监事3名，其中叶婷女士、 叶文达女士以通讯方式参加。会议由公司监事会主席叶婷女士主持，公司董事、 高级管理人员列席会议。会议的召集和召开符合《中华人民共和国公司法》等 有关法律、行政法规、部门规章、规范性文件和《公司章程》的相关规定，会 议形成的决议合法、有效。会议以现场会议与通讯表决相结合的方式审议通过 了以下议案： 二、监事会会议审议情况 经全体监事审议并表决，形成如下决议。 2、审议通过了《公司 2023 年度监事会工作报告》 1 具体内容详见公司本公告日在巨潮资讯网 （http://www.cninfo.com.cn）上 披露的《公司 2023 年度监事会工作 ...

湖南国科微电子股份有限公司 2023 年度内部控制自我评价报告及相关意见的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：300672 证券简称：国科微 公告编号：2024-024 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管 要求（以下简称企业内部控制规范体系），结合本公司（以下简称"公司"）内 部控制制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公 司截至2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了 自我评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价 其有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事 会建立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运 行。 公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在 任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完 整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告 及相关信息真实完整， ...

一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 经中国证券监督管理委员会证监许可[2022]2160 号文《关于同意湖南国科微 电子股份有限公司向特定对象发行股票注册的批复》的核准，公司向特定对象发 行人民币普通股（A 股）35,258,918 股，每股面值为人民币 1.00 元，每股发行价 格为人民币 65.08 元，募集资金总额 2,294,650,383.44 元，扣除承销费、保荐费 等发行费用 42,549,091.33 元（不含增值税）后，实际募集资金净额为 2,252,101,292.11 元。 上述募集资金到位情况经信永中和会计师事务所（特殊普通合伙）审验，并 于 2022 年 11 月 28 日出具了 XYZH/2022CSAA3B0004 号《验资报告》。公司对 募集资金进行专户管理。 （二）募集资金以前年度已使用金额、本年度使用金额及当前余额 天风证券股份有限公司 关于湖南国科微电子股份有限公司 2023年度募集资金存放与使用情况专项核查报告 天风证券股份有限公司（以下简称"天风证券"、"保荐机构"）作为湖南国 科微电子股份有限公司（以下简称"国科微""公司"）2022 年度向 ...

证券代码：300672 证券简称：国科微 公告编号：2024-025 湖南国科微电子股份有限公司 关于董事、监事及高级管理人员2023年度薪酬的确定 以及2024年度薪酬方案的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 湖南国科微电子股份有限公司（以下简称"公司"）于2024年4月24日召开了 第三届董事会第十九次会议和第三届监事会第十五次会议，分别审议通过了《关 于公司董事2023年度薪酬的确定以及2024年度薪酬方案的议案》《关于除董事外 的高级管理人员2023年度薪酬的确定以及2024年度薪酬方案的议案》《关于公司 监事2023年度薪酬的确定以及2024年度薪酬方案的议案》。具体情况如下： 一、董事、监事及高级管理人员2023年度薪酬情况 2023年独立董事年度津贴为每人10万元（税前）。本公司独立董事除领取独 立董事津贴外，不享受其他福利待遇。 在公司任职的内部董事、内部监事及高级管理人员根据公司董事、监事及高 级管理人员考核标准及岗位绩效评定结果来确定薪酬，薪酬由工资、奖金和津贴 构成；公司外部非独立董事周崇远、外部监事叶文达，2023年度 ...