深圳顺络电子股份有限公司 审计委员会年报工作规程 第一条 为了促进深圳顺络电子股份有限公司的规范运作，维护公司整体 利益，保障全体股东特别是中小股东的合法权益不受损害，为完善公司治理机 制，加强内部控制建设，进一步提高公司信息披露质量，根据中国证监会的有 关规定以及《深圳顺络电子股份有限公司章程》（以下简称《章程》）《深圳 顺络电子股份有限公司董事会专门委员会工作细则》《深圳顺络电子股份有限 公司信息管理披露制度》的规定，结合公司年度报告编制和披露工作的实际情 况，制定本规程。 第二条 审计委员会委员在公司年度报告编制和披露过程中，应当按照法 律、行政法规、规范性文件和《章程》的规定，认真履行职责，勤勉尽责地开 展工作，维护公司整体利益。 第三条 审计委员会在公司年度财务报告审计过程中，应履行如下主要职 责： （一）协调会计师事务所审计工作时间安排； （二）审核公司年度财务信息及会计报表； （三）监督会计师事务所对公司年度审计的实施； （四）对会计师事务所审计工作情况进行评估总结； （五）提议聘请或改聘外部审计机构； （六）中国证监会、深圳证券交易所等规定的其他职责。 第四条 每个会计年度结束后，公司总经理应 ...

健民药业集团股份有限公司 制度文件 二○二五年七月三十日 健民药业集团股份有限公司 董事会审计委员会实施细则 第一章 总则 第一条 为加强健民药业集团股份有限公司（以下简称：公司）内部控制， 完善公司治理结构，根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司治理准则》《上海证券交易所上市公司自律监管指引第 1 号——规范 运作》《健民药业集团股份有限公司章程》（以下简称《公司章程》）及其他有 关规定，结合公司实际情况，公司董事会设立审计委员会，并制定本细则。 第二条 审计委员会是董事会下设的专门委员会，主要负责审核公司财务信 息及其披露、监督及评估内外部审计工作和内部控制，对董事会负责，向董事会 报告工作。 第三条 公司须为审计委员会提供必要的工作条件，配备专门人员或者机构 承担审计委员会的工作联络、会议组织、材料准备和档案管理等日常工作。审计 委员会履行职责时，公司管理层及相关部门须给予配合。 第二章 人员组成 第四条 审计委员会成员由五名不在公司担任高级管理人员的董事组成，其 中独立董事三名，至少有一名独立董事为会计专业人士。 第五条 审计委员会委员由二分之一以上独立董事或者全体董事的三分 ...

Core Points - The article discusses the IPO of Xinjiang Keli New Technology Development Co., Ltd. (Keli Co.), which is set to be listed on the Beijing Stock Exchange on October 29, 2024 [3][24]. - Keli Co. received a total score of 84.5, classified as B-level, with concerns regarding its disclosure quality, high issuance costs, reduced actual fundraising amount, and a decline in net profit after deducting non-recurring items in the first accounting year post-IPO [4][27]. Company Overview - Full name: Xinjiang Keli New Technology Development Co., Ltd. - Abbreviation: Keli Co. - Stock code: 920088.BJ - IPO application date: September 28, 2023 - Industry: Mining auxiliary activities [3][24]. Financial Performance - The expected fundraising amount is 208 million yuan, while the actual fundraising amount is 177 million yuan, indicating a decrease of 14.81% [18][27]. - In 2024, the company's operating revenue increased by 5.88% year-on-year, while the net profit attributable to the parent company grew by 3.26%. However, the net profit after deducting non-recurring items decreased by 4.11% compared to the previous year [20][27]. IPO Details - The underwriting and sponsorship fees for Keli Co. amount to 17.51 million yuan, with a commission rate of 9.90%, which is higher than the overall average of 7.71% [10][26]. - The company's issuance price-earnings ratio is 14.79 times, which is 71.21% of the industry average of 20.77 times [16][27]. Market Performance - On the first day of trading, the stock price increased by 397.27% compared to the issuance price [12][27]. - Over the first three months, the stock price rose by 208.33% from the issuance price [14][27]. Disclosure and Compliance - Keli Co. has been required to enhance its disclosure regarding procurement situations, product quality risks, and compliance with national industrial policies [6][24].

欧菲光集团股份有限公司 独立董事年报工作制度 第一章 总则 第四条 对于独立董事在听取管理层汇报、实地考察等环节中提出的问题或 疑义，公司应予以解答并对存在的相关问题提供整改方案。 第一条 为完善公司治理机制，加强内部控制建设，进一步夯实信息披露编 制工作的基础，提高公司年度报告编制、审核及信息披露等相关工作的规范性， 充分发挥独立董事监督、协调等职能作用、维护中小投资者利益，根据中国证券 监督管理委员会、深圳证券交易所关于上市公司年度报告的相关规定，结合公司 的实际情况，特制定本制度。 第二条 独立董事应在公司年报编制和披露过程中切实履行独立董事的职责， 勤勉尽责，顺利完成公司年度报告的编制与披露工作，确保公司年度报告真实、 完整、准确，不存在任何虚假记载或误导性陈述。 独立董事对财务报告和定期报告中的财务信息进行监督时，重点关注下列事 项： （1）公司执行企业会计准则与信息披露相关规定的情况； （2）财务会计报告 的重大会计和审计问题； （3）财务会计报告有关重大财务问题和判断与年报其他 信息及公司披露的其他信息的一致性； （4）公司是否存在与财务会计报告相关的 欺诈、舞弊行为及重大错报的可能性； （5） ...

胜宏科技（惠州）股份有限公司 董事会秘书工作细则 第一章 总则 第一条 为促进胜宏科技（惠州）股份有限公司（以下简称"公司"）规范运 作，充分发挥董事会秘书的作用，加强对董事会秘书工作的指导，根据《中华人 民共和国公司法》 （以下简称"《公司法》"）、 《中华人民共和国证券法》 胜宏科技（惠州）股份有限公司 董事会秘书工作细则 （以下简 称"《证券法》"）、 《深圳证券交易所创业板股票上市规则》 （以下简称"《上市规 则》"）以及《深圳证券交易所上市公司自律监管指引第 2 号—创业板上市公司 规范运作》等法律、法规、规范性文件及《胜宏科技（惠州）股份有限公司章程》 （以下简称"《公司章程》"）的规定，制定本工作细则。 第二条 本细则主要规定了董事会秘书的任职条件、任职程序、职权范围和 法律责任等事项。 第三条 公司设董事会秘书一名。董事会秘书为公司的高级管理人员，对公 司和董事会负责，董事会秘书应当忠实、勤勉地履行职责。法律、法规及《公司 章程》对公司高级管理人员的有关规定，适用于董事会秘书。 第二章 任职条件 第四条 董事会秘书应熟悉公司经营情况和行业知识，掌握履行其职责所应 具备的专业知识，具有良好的个人 ...

南京莱斯信息技术股份有限公司 信息披露管理制度 第一章 总则 第一条 为规范南京莱斯信息技术股份有限公司（以下简称"本公司"或"公 司"）的信息披露行为，确保公司信息披露的真实、准确、完整、公平、及时、 有效，切实保护公司、股东及投资者的合法权益，依照《中华人民共和国公司法》 （以下简称"《公司法》"） 《中华人民共和国证券法》以下简称" 《证券法》"） 《上 海证券交易所科创板股票上市规则》 （以下简称"《上市规则》"）、 《上市公司信息 披露管理办法》及《南京莱斯信息技术股份有限公司章程》（以下简称"公司章 程"）等，制定本制度。 第二条 本制度所称"信息披露义务人"除公司本身外还包括： （一）公司董事和高级管理人员； （二）公司股东、实际控制人； （三）收购人及其相关人员； （四）重大资产重组、再融资、重大交易有关各方等自然人、单位及其相关 人员； （五）破产管理人及其成员； （六）法律、行政法规和中国证券监督管理委员会（以下简称"中国证监会"） 规定的其他承担信息披露义务的主体。 第二章 信息披露的基本原则 第四条 公司和相关信息披露义务人应当披露所有可能对公司股票交易价 格产生较大影响或者对投资决策 ...

Core Viewpoint - *ST Guandian has released a rectification report in response to regulatory warnings regarding non-operating fund occupation by its actual controller, inadequate information disclosure, and internal control failures [2][3][7] Summary by Relevant Sections Regulatory Actions - The company received a regulatory warning letter for fabricating accounts payable and providing financing to other companies through factoring, resulting in a bank deduction of 143 million yuan from December 2024 to April 2025 [3][7] - The actual controller, Gao Ming, acknowledged the non-operating fund occupation, with an outstanding balance of 96.9472 million yuan yet to be repaid [3][7] Financial Issues - As of the latest reports, the company has a total of 161 million yuan related to factoring activities, with the actual controller promising to recover funds from other companies involved [4][7] - The company has faced significant financial discrepancies, including a 139 million yuan overstatement of bank deposits in its 2022 annual report due to improper accounting practices [7] Rectification Measures - In the rectification report, *ST Guandian proposed several measures, including the establishment of online banking and alert functions for special accounts to monitor fund movements [5][8] - The actual controller has committed to repaying the non-operating funds by October 31, 2025, using self-raised funds [5][6] Governance Improvements - Following the penalties, the company has revised or established new governance policies, including measures to prevent fund occupation by the controlling shareholder and related parties [7][8] - The company aims to enhance internal controls and compliance with relevant laws and regulations, ensuring that similar issues do not recur in the future [8]

Core Viewpoint - The company is actively managing its market value and addressing shareholder concerns while navigating recent challenges related to information disclosure and investment activities. Group 1: Company Performance and Market Activity - As of July 25, 2025, Zhongjian Technology (300777) closed at 36.16 yuan, down 0.52%, with a turnover rate of 1.77% and a trading volume of 74,800 shares, amounting to a transaction value of 270 million yuan [1] - On July 25, the net outflow of main funds was 12.72 million yuan, while speculative funds saw a net inflow of 27.21 million yuan, and retail investors experienced a net outflow of 14.49 million yuan [12] Group 2: Corporate Governance and Shareholder Communication - The company emphasized that any statements made by board member Wen Yuefang on other platforms were personal actions and not officially sanctioned, and the company has fulfilled its disclosure obligations [2] - The company is focused on enhancing investor communication and optimizing information disclosure to stabilize market expectations, indicating that the company's performance has not been materially affected [2] - The company is actively working on the share transfer process related to Sinopec's investment and is committed to improving operational efficiency [3][4] Group 3: Strategic Investments and Business Development - The company is in the process of acquiring a 6.03% stake in Sanqiang Composite Materials, which operates in a similar field, but the company asserts that there is no direct competition due to differences in product offerings [5] - The establishment of Jiangsu Changhong Functional Materials Co., Ltd. aims to advance the research and production of carbon fiber prepregs, expanding the application of carbon fiber materials [6] - The company is committed to maintaining a robust governance structure to prevent conflicts of interest and ensure shareholder rights are protected [10]

Core Viewpoint - LiuZhou Chemical Co., Ltd. received a corrective order from the Guangxi Securities Regulatory Bureau, requiring the company to rectify identified issues within 30 days and submit a report on the corrective actions taken [1]. Summary by Sections Issues Identified and Corrective Measures - The company acknowledged issues related to non-compliance in accounting practices, specifically inaccurate revenue and cost recognition in financial reports, violating the "Management Measures for Information Disclosure of Listed Companies" [1]. - Corrective actions include adjusting previous accounting errors by changing the revenue recognition method from gross to net, with restated financial statements disclosed [2]. - The impact of the adjustments on financial statements includes a reduction in operating revenue and costs across multiple reporting periods, with specific figures provided for each period [2][3]. Completion of Rectification - The company has completed the necessary corrections and will continue to enhance the quality of financial reporting to prevent similar issues in the future [3]. - The responsible parties for the rectification include the Chairman, General Manager, Board Secretary, and Financial Officer [3]. Compliance with Regulatory Requirements - The company has fulfilled its obligation to check the integrity records of its appointed directors and senior management, addressing previous lapses in compliance [4]. - The company emphasizes ongoing adherence to relevant laws and regulations, aiming to improve governance and internal control processes [4]. Future Plans and Continuous Improvement - The company views the regulatory inspection as an opportunity to enhance operational standards and financial accounting practices [4]. - Future initiatives include regular internal audits, risk assessments, and ensuring compliance with securities market laws to safeguard shareholder interests and promote sustainable development [4].

Group 1: Investor Relations Activity Overview - The investor relations activity involved a specific audience survey and a site visit [2] - A total of 8 investors participated, including representatives from various funds and securities firms [2] - The event took place on July 24, 2025, at the company's headquarters [2] Group 2: Key Discussion Topics - Investors inquired about the impact of gold price fluctuations, industry conditions, and the company's business model [2] - Discussions included the brand matrix, product structure, gross margin situation, and dividend policies [2] - The company ensured compliance with information disclosure regulations, maintaining the accuracy and completeness of the information shared [2]