悍高集团股份有限公司防范控股股东或实际控制人及其他关联方资金占用管理制度 悍高集团股份有限公司 第一章 总 则 第一条 为了进一步加强和规范悍高集团股份有限公司（以下简称"公 司"）的资金管理，防止控股股东或实际控制人及其他关联方占用公司资金 行为的发生，保护公司和中小股东的合法权益，根据《中华人民共和国公司 法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称 《证券法》）、中国证监会《上市公司监管指引第8号——上市公司资金往 来、对外担保的监管要求》《深圳证券交易所股票上市规则》（以下简称 "《股票上市规则》"）等相关法律、法规、规范性文件及《悍高集团股份 有限公司公司章程》（以下简称"《公司章程》"）的有关规定，结合公司 实际，制定本制度。 第二条 本制度适用于公司及纳入公司合并会计报表范围的子公司与公司 控股股东或实际控制人及其他关联方之间的资金管理。 第三条 本制度所称资金占用包括但不限于以下方式： （一）经营性资金占用：指控股股东或实际控制人及其他关联方通过采 购、销售、相互提供劳务等生产经营环节的关联交易产生的资金占用； （二）非经营性资金占用：指为控股股东或实际控制人及其他关联方 ...

广东安达智能装备股份有限公司 防范大股东和其他关联方资金占用制度 广东安达智能装备股份有限公司 防范大股东和其他关联方资金占用制度 第一章 总 则 第一条 为了建立防止大股东和其他关联方占用广东安达智能装备股份有限公 司(下称"公司")资金的长效机制，杜绝大股东和其他关联方资金占用行为的发生， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上海证券交易所科创板股票上市规则》 （以下简称"《上市规则》"）、《上海证券交易所科创板上市公司自律监管指引 第 1 号——规范运作》《上市公司监管指引第 8 号——上市公司资金往来、对外 担保的监管要求》等相关规定及《广东安达智能装备股份有限公司章程》 （下称"《公 司章程》"），制定本制度。 第二条 公司董事和高级管理人员有维护公司资金安全的义务。 第三条 公司、公司控股子公司及下属分公司与控股股东及其他关联方发生的 经营性资金往来，包括正常的关联交易产生的资金往来，应当严格按照《上市规则》 和公司《关联交易管理制度》进行决策和实施。 第四条 本制度所称资金占用包括但不限于以下方式： 等生产经营环节的关联 ...

Core Viewpoint - The document outlines a comprehensive set of regulations aimed at preventing the misuse of company funds by controlling shareholders, actual controllers, and related parties, ensuring the protection of the company's and shareholders' legal rights [1][2]. Group 1: Definitions and Scope - The term "related parties" is defined according to relevant laws and regulations, including natural persons, legal entities, or other organizations [2]. - Fund occupation includes both operational and non-operational fund occupation, with specific examples provided for each type [2]. Group 2: Prohibition of Fund Occupation - The controlling shareholders and actual controllers are prohibited from various forms of fund occupation, including requiring the company to pay for personal expenses or debts, and providing loans without proper transaction backgrounds [3][4]. - The company must adhere to strict review procedures and disclosure obligations when engaging in operational fund transactions with related parties [3]. Group 3: Responsibilities and Measures - The board of directors is responsible for managing the prevention of fund occupation, while the financial officer is the primary responsible person for preventing such actions [4][5]. - The financial department must monitor transactions and ensure compliance with internal regulations when dealing with related parties [5]. Group 4: Accountability and Penalties - The board must take protective measures against losses caused by fund occupation and hold responsible parties accountable [6]. - Serious violations by directors or senior management in approving fund occupation will lead to disciplinary actions, including potential criminal liability [6]. Group 5: Implementation and Effectiveness - The regulations will take effect upon approval by the shareholders' meeting, and any amendments will follow the same process [6].

杭州当虹科技股份有限公司 防范控股股东、实际控制人及其他关联方占用公司资金制度 杭州当虹科技股份有限公司 第二条 本制度适用于公司控股股东、实际控制人及其他关联方与公司间的资 金管理。本制度也适用于公司控股股东、实际控制人及其他关联方与纳入公司合并会 计报表范围的子公司之间的资金往来。 本制度所称"关联方"，是指根据《公司法》 《证券法》等法律、中国证券监督管 理委员会（以下简称"中国证监会"）、上海证券交易所发布的相关法规、部门规章和 规范性文件、《公司章程》所界定的关联方。 防范控股股东、实际控制人及其他关联方占用公司资金制度 第一章 总则 第一条 为了进一步加强和规范杭州当虹科技股份有限公司（以下简称"公司"） 的资金管理，防止和杜绝控股股东、实际控制人及其他关联方占用公司资金行为的发 生，保护公司、股东和其他利益相关人的合法权益，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、 《中华人民共和国证券法》 （以下简称"《证券法》"）及《杭 州当虹科技股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，结合公司实 际，制定本制度。 务，不得通过资金占用等方式损害公司利益和社会公众股股东的 ...

Core Viewpoint - The company establishes a management system to prevent the controlling shareholder, actual controller, and other related parties from occupying company funds, ensuring the protection of the company's and shareholders' legitimate rights and interests [1][2]. Group 1: General Principles - The management system aims to strengthen and standardize the company's fund management and create a long-term mechanism to prevent fund occupation by controlling shareholders and related parties [1]. - The system applies to fund management between the controlling shareholder, actual controller, and related parties, including subsidiaries within the company's consolidated financial statements [1]. Group 2: Definition of Related Parties and Fund Occupation - "Related parties" are defined according to relevant laws, regulations, and accounting standards, including both legal entities and natural persons [2]. - Fund occupation includes operational fund occupation through related transactions and non-operational fund occupation, such as covering expenses or debts for the controlling shareholder and related parties [2]. Group 3: Prevention Principles - The board of directors and internal institutions must operate independently and exercise management rights without confusion with controlling shareholders or related parties [3]. - The company must strictly limit fund occupation by controlling shareholders and related parties during operational transactions [3][4]. Group 4: Prohibited Actions - The company is prohibited from providing funds directly or indirectly to controlling shareholders and related parties through various means, including covering expenses, lending funds, or issuing commercial bills without real transaction backgrounds [4][5]. - Controlling shareholders and related parties are not allowed to occupy company funds through various specified methods, including requiring the company to cover costs or repay debts [5][6]. Group 5: Responsibilities and Measures - The board of directors is responsible for managing the prevention of fund occupation, and all directors and senior management must fulfill their legal obligations to maintain fund security [6][7]. - The finance department is tasked with regular checks on non-operational fund transactions with controlling shareholders and related parties to prevent fund occupation [6]. Group 6: Accountability and Penalties - Violations of the management system by controlling shareholders or related parties that harm the company will result in compensation responsibilities and potential penalties for responsible individuals [6][7]. - The board will establish mechanisms to freeze shares held by controlling shareholders if asset occupation is detected, ensuring that funds are returned in cash whenever possible [6][7]. Group 7: Miscellaneous - The management system will be effective upon approval by the company's shareholders' meeting and may be modified based on legal and regulatory requirements [7].

Core Viewpoint - The company establishes a system to prevent the controlling shareholder, actual controller, and other related parties from occupying company funds, aiming to protect the legitimate rights and interests of all shareholders and creditors [1][3]. Group 1: Definition and Scope - The system defines fund occupation to include both operational and non-operational fund occupation, with operational occupation arising from related transactions and non-operational occupation involving various expenses and debt repayments [1]. - The system applies to subsidiaries included in the company's consolidated financial statements, ensuring that fund transactions between the controlling shareholder and subsidiaries adhere to the established regulations [1]. Group 2: Prohibitions and Procedures - The controlling shareholder and related parties are prohibited from occupying company funds through various means, including requesting the company to cover expenses, repay debts, or provide loans without proper transaction backgrounds [1][3]. - Any related transactions must strictly follow the company's articles of association and the related transaction management system, ensuring transparency and adherence to approval processes [1][3]. Group 3: Oversight and Accountability - The company's board of directors is responsible for reviewing and approving related transactions, with any exceeding board authority requiring shareholder meeting approval [3]. - The finance department is tasked with regular inspections of fund transactions involving the controlling shareholder and related parties, reporting any non-operational fund occupations [3]. Group 4: Remedies and Legal Responsibilities - In cases of asset infringement by the controlling shareholder or related parties, the board must take effective measures to stop the infringement and seek compensation for losses [3]. - Funds occupied by the controlling shareholder should ideally be repaid in cash, with strict controls on non-cash asset repayments, requiring independent evaluations and shareholder approval for any asset-based debt settlements [3].

Core Points - The company has established a special system to prevent the controlling shareholder, actual controller, and related parties from occupying company funds, aiming to protect the legitimate rights and interests of all shareholders and creditors [1][2] - The system defines two types of fund occupation: operational and non-operational, with operational occupation arising from related transactions in business operations, while non-operational occupation includes various payments and loans made on behalf of the controlling shareholder and related parties [1][2] Summary by Sections General Principles - The system is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China, and aims to create a long-term mechanism to prevent fund occupation [1] - Fund occupation includes both operational and non-operational types, with operational occupation linked to business transactions and non-operational occupation involving payments for wages, debts, and other expenses without proper consideration [2] Responsibilities and Measures - The board of directors and senior management are responsible for maintaining the safety of company funds and must adhere to legal and regulatory requirements [3] - The chairman and general manager are the primary responsible persons for preventing fund occupation, with strict monitoring of fund flows required during transactions with related parties [3][4] - The finance department is tasked with executing strict internal approval and payment processes to prevent fund occupation [4][5] Accountability and Penalties - If fund occupation occurs, the company board must take immediate action to recover the occupied funds and report to regulatory authorities [5][6] - The controlling shareholder and related parties are liable for damages caused by fund occupation, and the company must prioritize cash repayment over non-cash assets [6][7] - Any unauthorized approval of fund occupation by directors or senior management will be treated as a serious violation, leading to accountability measures [7][8]

Core Points - The document outlines a management approach to prevent the controlling shareholder, actual controller, and other related parties from occupying the company's funds, establishing a long-term mechanism to avoid such behaviors [1][2] - The company is required to implement effective internal control systems to prevent fund occupation and ensure compliance with relevant laws and regulations [2][3] - The responsibilities of various departments and personnel, including the financial planning department, board of directors, and audit department, are clearly defined to monitor and manage fund usage [2][5] Group 1: General Principles - The management approach is based on laws such as the Civil Code, Company Law, and Securities Law, aiming to prevent fund occupation by related parties [1] - Related parties are defined in accordance with the current regulations of the Shanghai Stock Exchange and the company's related transaction management approach [1][3] - The controlling shareholder is defined as a shareholder holding more than 50% of the company's total capital or having significant influence over shareholder meetings [1] Group 2: Internal Control and Responsibilities - The company must establish an internal control system to prevent fund occupation and strictly control external guarantee-related debt risks [2] - The financial planning department is responsible for daily management and monitoring of fund occupation, while the audit department oversees compliance and internal control execution [2][5] - The chairman of the board is designated as the primary responsible person for preventing fund occupation [2] Group 3: Procedures for Fund Occupation Prevention - The company must ensure that any transactions with controlling shareholders and related parties do not involve fund occupation [3][4] - Non-operational fund transfers to related parties are strictly prohibited under various conditions, including the provision of funds without real transaction backgrounds [4] - A reporting system must be established to monitor and report any fund occupation incidents [5] Group 4: Accountability and Penalties - The company will take legal action against controlling shareholders and related parties if they occupy funds or harm the interests of the company and its public shareholders [5][6] - Directors and senior management who assist or condone fund occupation will face disciplinary actions, and the board may propose the dismissal of responsible directors [6][7] - The company has the right to pursue legal responsibility against individuals causing losses to investors due to violations of the management approach [6][7]

山东益生种畜禽股份有限公司 防范控股股东、实际控制人及其他 第一章 总则 第一条 为进一步规范和加强山东益生种畜禽股份有限公司（以下简称"公 司"）的资金管理，有效防范控股股东、实际控制人及其他关联方占用公司及控 股子公司资金的行为，维护公司及其他股东的合法权益，根据《中华人民共和国 公司法》《中华人民共和国证券法》《上市公司监管指引第 8 号——上市公司资 金往来、对外担保的监管要求》《深圳证券交易所上市公司自律监管指引第 1 号 ——主板上市公司规范运作》和《山东益生种畜禽股份有限公司章程》（以下简 称《公司章程》）等有关规定，并结合公司的实际情况，特制定本制度。 第二条 本制度所称资金占用是指，公司及控股子公司为控股股东、实际控 制人及其他关联方垫支工资、福利、保险、广告等费用、承担成本和其他支出， 代其偿还债务，有偿或者无偿地拆借公司的资金（含委托贷款）给其使用，委托 其进行投资活动，为其开具没有真实交易背景的商业承兑汇票，在没有商品和劳 务对价情况下或者明显有悖商业逻辑情况下以采购款、资产转让款、预付款等方 式向其提供资金，或者证券监管机构认定的其他非经营性占用行为。 第二章 防范资金占用的原则与措 ...

深圳市江波龙电子股份有限公司 防范控股股东、实际控制人及其他关联方资金占用管理制度 （2025 年修订） 第一章 总则 第一条 为规范深圳市江波龙电子股份有限公司（以下简称"公司"）的资 金管理，防止和杜绝控股股东、实际控制人及其他关联方占用公司资金行为的发 生，根据《中华人民共和国公司法》（以下简称《公司法》）《中华人民共和国证 券法》 （以下简称《证券法》） 《上市公司监管指引第 8 号——上市公司资金往来、 对外担保的监管要求》等法律、法规、规范性文件及《深圳市江波龙电子股份有 限公司章程》 （以下简称《公司章程》）的有关规定，结合公司实际情况，制定本 制度。 第二条 本制度适用于公司控股股东、实际控制人及其他关联方与公司间的 资金管理。公司控股股东、实际控制人及其他关联方与纳入公司合并会计报表范 围的子公司之间的资金往来，适用本制度。 第三条 本制度所称"占用公司资金"（以下简称"资金占用"）包括但不 限于以下情况： （一）经营性资金占用，是指公司控股股东、实际控制人及其他关联方通过 采购、销售、相互提供劳务等生产经营环节的关联交易所产生的资金占用。 （二）非经营性资金占用，是指公司为控股股东、实际控 ...