这则处罚令审计行业的独立性问题再次进入公众视野。章某赐的违规行为触犯了《证券法》第四十二条的明文 规定，也暴露了证券服务机构内部控制和合规管理的疏漏。 审计师违规买卖所审计企业股票 根据浙江证监局发布公告，章某赐作为奥康国际2024年度审计报告签字注册会计师，存在违规买卖"奥康国 际"股票的情形。 《证券法》第四十二条对此有明确规定：为证券发行出具审计报告或者法律意见书等文件的证券服务机构和人 员，在该证券承销期内和期满后六个月内，不得买卖该证券。 此外，除上述规定外，为发行人及其控股股东、实际控制人，或者收购人、重大资产交易方出具审计报告或者 法律意见书等文件的证券服务机构和人员，自接受委托之日起至文件公开后5日内，不得买卖该证券。 审计师的独立性是资本市场的基石之一。 11月11日，浙江证监局公布对天健会计师事务所注册会计师章某赐采取出具警示函的监管措施，原因是他作为 浙江奥康鞋业股份有限公司2024年度审计报告签字注册会计师，违规买卖"奥康国际"股票。 审计独立性是注册会计师执行审计业务的灵魂，是保障审计质量、维护资本市场健康发展的基石。 据券商中国记者了解，章某赐是天健会计师事务所的注册会计师，与另一 ...

据俄罗斯卫星社11月11日报道，美国总统特朗普表示，美国不再资助乌克兰，而是通过北约供应武器收钱。 特朗普在白宫向记者称："我们不再向乌克兰付钱，现在他们通过北约向我们付钱。" 责编： 汪云鹏 校 对： 廖胜超 百万用户都在看 利好来了！国办重磅发文！商务部最新调整，涉对美出口管制 周末突发！美国，传出大消息！ 俄乌，突发！特朗普，最新发声！ 涨停潮！A股盘中，集体拉升！ 违法和不良信息举报电话：0755-83514034 邮箱：bwb@stcn.com 看券商中国 知天下财经 用 券中社 12 报道称，特朗普在谈及乌克兰冲突时说："如果当时我是总统，这场战争永远不会发生；如果不是我当总统， 这场战争可能会引发三战。这不会发生。" 他还指出："别忘了我已经结束八场战争，第九场也快了，我认为我会关心这场战争的。" 特朗普强调，美国作为一个国家疑似因乌克兰局势受损。他说："我们支付了3500亿美元。" 特朗普此前曾评估美国前任政府交给基辅的武器价值这么多钱。 来源：参考消息 券商中国 × 券 中 社 扫码关注券商中国公众号 扫码下载 券 中 社 A P P quanshangcn 舞#t 券中社APP qzs.s ...

Cryptocurrency Market - The cryptocurrency market experienced a significant decline, with the overall index dropping by 5.85% to 77.69 points, and Bitcoin falling over 2.8% [1] - Over the past 24 hours, more than 150,000 individuals were liquidated in the cryptocurrency market [1] - The International Organization of Securities Commissions (IOSCO) reported that tokenized assets linked to mainstream financial assets may pose new risks to investors, highlighting ongoing debates within the financial industry regarding the benefits and drawbacks of tokenization [1] U.S. Stock Market - The U.S. stock market showed mixed results, with the Dow Jones Industrial Average rising by 1.18% to reach a record high, while the Nasdaq Composite Index fell by 0.25% [2] - A key factor driving the rise in the Dow and S&P indices was the return of the House of Representatives to Washington to vote on a bill to end the government shutdown [2] - Nvidia shares fell nearly 3% after SoftBank Group announced it had sold its entire stake in Nvidia for $5.83 billion, raising concerns about an AI bubble [2] Chinese Concept Stocks - The Nasdaq Golden Dragon China Index saw a slight decline of 0.06%, with notable movements in individual stocks such as XPeng Motors rising over 7% and Alibaba falling over 3% [3] Banking Regulations - U.S. banking regulators have reportedly reached an agreement to relax a series of capital requirements, which banks argue limit their ability to hold more U.S. Treasury securities [4] - The proposed changes to the Enhanced Supplementary Leverage Ratio (eSLR) would lower the capital ratio that large banks need to maintain relative to their total assets [4]

陈宇正式接任博时基金总经理一职。 11月11日晚，博时基金发布高管变更公告，陈宇自11月11日起正式接任公司总经理一职。 | 新任高级管理人员的相关信息 | | --- | | 2. | | 新任高级管理人员职务 | 总经理 | | --- | --- | | 新任高级管理人员姓名 | 陈宇 | | 是否经中国证监会核准取 | | | 得高管任职资格 | | | 中国证监会核准高管任职 | | | 资格的目期 | | | 任职日期 | 2025年11月11日 2025年9月起任博时基金党委副书记。曾任中国工商银 | | | 行总行基金托管部客户经理/副主任科员(曾借调至中国 | | | 证监会基金监管部三处任产品审核员),华夏银行总行基 | | | 金托管部副处长、资产托管部处长,泰康资产管理有限 | | | 责任公司营销总监、首席产品官、董事总经理、公司执 | | 过往从业经历 | 行委员会成员,中邮人寿保险股份有限公司首席投资官。 | | | 2017年7月至2025年9月在招商局仁和人寿保险股份有 | | | 限公司工作,历任首席投资官(兼资产管理中心总经理)、 | | | 副总经理、首席运营官(COO ...

Group 1 - The U.S. Department of Commerce announced a one-year suspension of the export control penetration rule, effective from November 10, 2025, to November 9, 2026, which will prevent additional export control sanctions on companies with over 50% ownership by entities listed on the U.S. export control "entity list" [1] - This suspension is seen as an important measure to implement the consensus reached during the China-U.S. Kuala Lumpur economic and trade consultations [1] - Both parties will continue discussions regarding arrangements after the one-year suspension [1] Group 2 - China expresses willingness to strengthen dialogue and communication with the U.S. based on mutual respect and equal consultation principles [1] - The aim is to properly manage differences and create favorable conditions for promoting mutually beneficial cooperation between enterprises of both countries, as well as ensuring the security and stability of global industrial and supply chains [1]

Core Insights - A new antibiotic, pre-penicillin C lactone, has been discovered during the production process of a commonly used antibiotic, penicillin A, which shows over 100 times higher antibacterial activity against various Gram-positive bacteria, including methicillin-resistant Staphylococcus aureus (MRSA) and vancomycin-resistant Enterococcus [1][2] Group 1 - The research was conducted by Monash University in collaboration with the University of Warwick, highlighting the potential of intermediate compounds in antibiotic synthesis [1] - The discovery provides a new model for identifying and testing intermediates in the synthesis pathways of various natural compounds, which may lead to the development of new antibiotics to combat antibiotic resistance [1]

Core Viewpoint - The major asset restructuring plan of Bangji Technology has been abruptly terminated due to the inability to reach an agreement with the transaction party, Riverstone Farm Pte. Ltd. [1][5] Summary by Sections Termination of Major Asset Restructuring - On November 11, Bangji Technology announced the termination of its plan to acquire 100% equity of several companies from Riverstone Farm Pte. Ltd. through share issuance and cash payment [3][5]. Reasons for Termination - The company stated that despite hiring intermediaries for due diligence and negotiations, no consensus was reached on the transaction plan. The decision to terminate was made to protect the interests of the company and its shareholders [5][6]. Decision-Making Process - The termination was approved in a board meeting held on November 11, 2025, and did not require shareholder approval as the transaction was still in the preliminary stage. Independent directors confirmed that the termination complies with legal requirements and does not harm the interests of shareholders [5][6]. Impact on Business Operations - Bangji Technology indicated that its current business operations remain normal and that the termination will not adversely affect its financial status or future development strategy. The company also committed to not planning any major asset restructuring for at least one month following the announcement [5][6]. Stock Price Movement - Following the announcement of the termination, Bangji Technology's stock price experienced significant declines, dropping 8.91% and 7.54% on November 10 and 11, respectively. The stock has seen a cumulative decline of 15.78% over the week, with a total market value reduced to 3.664 billion CNY [1][6]. Previous Stock Performance - Prior to the termination announcement, the stock price had surged by 81% from June 17 to September 16 due to the anticipation of the asset restructuring [12]. The company reported a revenue of approximately 4.149 billion CNY for the first three quarters, a year-on-year increase of 155.4%, and a net profit of about 106 million CNY, up 148.64% year-on-year [12].

Group 1 - Standard Chartered Securities (China) appointed Wang Yunlai as CEO, responsible for overall management and reporting to the board [1][2] - The CEO position was vacant for nearly four months after the departure of the previous CEO, CFO, and other key executives [2] - Wang Yunlai has over 20 years of experience in financial markets, with a strong background in securities, asset management, and banking [2] Group 2 - Standard Chartered Securities is the first wholly foreign-owned brokerage approved after the lifting of foreign ownership limits in 2020, with a registered capital of RMB 1.05 billion [3] - The company commenced operations in Beijing on March 22, 2024, focusing on investment banking, proprietary trading, and securities brokerage [3] - In its first year of operations, the company reported revenues of RMB 20.5 million, with investment income of RMB 11.7 million and a net loss of RMB 78.1 million [3] Group 3 - In 2025, Standard Chartered Securities accelerated its business, opening its first branch in Shanghai and successfully facilitating financing projects for Haier [4] - The company emphasizes its competitive advantage in fixed income products in the exchange market [4] - The industry has seen management changes among several foreign brokerages, indicating a dynamic environment [4]

Core Viewpoint - Recent leadership changes at Zhengzhou Commodity Exchange (ZCE) and Dalian Commodity Exchange (DCE) signal strategic shifts in management aimed at enhancing market operations and expanding product offerings [2][4]. Group 1: Leadership Changes - Xiong Jun, the former chairman of ZCE, has been appointed as the chairman of DCE, while Zhu Lihong, the former general manager of Guangzhou Futures Exchange (GFE), has taken over as the chairman of ZCE [2][4]. - The China Securities Regulatory Commission (CSRC) has officially announced these appointments, indicating a structured transition in leadership roles within these exchanges [3][4]. Group 2: Background of New Leaders - Xiong Jun has been with ZCE since 2016, serving as deputy secretary and general manager before becoming chairman in November 2019. His experience is expected to benefit DCE as it seeks to enhance its market offerings [6]. - Zhu Lihong has been with GFE since April 2021, holding positions as deputy secretary, vice chairman, and general manager. Her recent appointment at ZCE comes at a time when GFE is expanding its product range, particularly in the renewable metals sector [6]. Group 3: Market Developments - Under Xiong Jun's leadership, ZCE has made significant strides in product innovation, including the launch of propylene futures and options, as well as the introduction of the first short-term commodity options in China, specifically for sugar [6]. - GFE has received approval from CSRC for the registration of platinum and palladium futures and options, indicating a growing focus on new energy metal derivatives [6].

Core Viewpoint - The People's Bank of China (PBOC) emphasizes the implementation of a moderately loose monetary policy to support economic growth and stabilize financial conditions, while also addressing the financing needs of small and medium-sized enterprises [3][10]. Summary by Sections Monetary Policy Execution - The PBOC's report highlights that the financial total has grown rapidly, with the social financing scale and broad money supply (M2) increasing by 8.7% and 8.4% year-on-year as of September [5][6]. - The report indicates that the current social financing cost is low, with new corporate loans and personal housing loan rates decreasing by approximately 40 basis points and 25 basis points year-on-year, respectively [5]. Economic Outlook - The report asserts that the national economy is progressing steadily, with a solid foundation to achieve the annual growth target of around 5% [6][10]. - It notes that the central government's macroeconomic policies are effectively promoting consumption and stabilizing prices, contributing positively to economic recovery [6]. Financial Indicators - The report stresses the importance of social financing scale and money supply as more comprehensive indicators compared to bank loans for observing financial totals [2][6]. - It also mentions that the current RMB loan balance has reached 270 trillion yuan, while the social financing scale stands at 437 trillion yuan [5]. Monetary Policy Direction - The PBOC plans to maintain a relatively loose social financing condition and implement a moderately loose monetary policy, balancing short-term and long-term economic needs [10][11]. - The report emphasizes the need to enhance financial support for consumption and small enterprises, as well as to explore policies that help individuals restore credit [11]. Financial Market Dynamics - The report discusses the relationship between base money and broad money, indicating that changes in base money can influence the creation of broad money, but they are not directly correlated [7]. - It highlights that the channels for bank money creation are becoming more diversified, with both indirect and direct financing methods playing a role in supporting the real economy [7]. Interest Rates and Resource Allocation - The report outlines the significance of interest rates and their comparative relationships in guiding resource allocation within the economy [8]. - It explains that changes in interest rates can lead to shifts in capital flows towards higher return assets, impacting various financial markets [8][9].