国浩律师（上海）事务所 法律意见书 国浩律师（上海）事务所 关于东方证券股份有限公司 2023 年第一次临时股东大会的法律意见书 致：东方证券股份有限公司 东方证券股份有限公司（以下简称"公司"）2023 年第一次临时股东大会（以 下简称"本次股东大会"）于 2023 年 8 月 18 日在上海市中山南路 119 号 15 楼会议 室召开。国浩律师（上海）事务所（以下简称"本所"）接受公司的委托，指派本所 律师出席会议见证，并依据《中华人民共和国证券法》《中华人民共和国公司法》、 中国证券监督管理委员会（以下简称"中国证监会"）《上市公司股东大会规则》和 《东方证券股份有限公司章程》（以下简称"《公司章程》"）出具本法律意见书。 本所律师根据对事实的了解和对法律的理解，已按有关法律、法规的规定对 公司本次股东大会的召集、召开程序是否合法及是否符合《公司章程》、出席会议 人员资格和召集人资格的合法有效性，以及本次股东大会表决程序、表决结果和 决议的合法有效性发表法律意见。 本所律师依据有关法律、法规的规定出具本法律意见书，已对与出具本法律 意见书有关的法律事实进行审查判断。本法律意见书不存在虚假、严重误导性陈 ...

香 港 交 易 及 結 算 所 有 限 公 司、香 港 聯 合 交 易 所 有 限 公 司 及 香 港 中 央 結 算 有 限 公 司 對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示， 概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失 承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司，中文公司名稱為 「東方証券股份有限公司」，在香港以「東方證券」（中文）及「DFZQ」（英文）開展業務） （股份代號：03958） 董事會會議召開日期 東 方 證 券 股 份 有 限 公 司（「公 司」）董 事 會（「董事會」）謹 此 宣 佈，董 事 會 會 議 將 於 二 零 二 三 年 八 月 三 十 日（星 期 三）舉 行，藉 以（其 中 包 括）審 議 及 批 准 公 司 及 其 附 屬 公 司 截 至 二 零 二 三 年 六 月 三 十 日 止 六 個 月 的 中 期 業 績 及 其 刊 發，並 考 慮 建 議 派 發 中 期 股 息（如 有）。 承董事會命 董事長 金文忠 中 國 • 上 海 二零二三年八月十六日 於本公告日期，董事會成員包括執行董事宋雪楓先生、金文 ...

董事会依据《公司章程》规定审议《关于核定公司领导班子成员 2022 年度 绩效奖金总额的议案》，关联董事回避表决，相关审议程序及通过的议案内容符 合相关法律法规的规定。 独立董事经审议同意《关于核定公司领导班子成员 2022 年度绩效奖金总额 的议案》。 独立董事：靳庆鲁、吴弘、冯兴东、罗新宇、陈汉 东方证券股份有限公司独立董事 关于核定公司领导班子成员绩效奖金事项的独立意见 根据《东方证券股份有限公司章程》和《东方证券股份有限公司独立董事 制度》等相关规定，作为东方证券股份有限公司的独立董事，在审阅和了解相 关情况后，基于独立判断的立场，对公司五届二十八次董事会审议的《关于核 定公司领导班子成员2022年度绩效奖金总额的议案》涉及事项发表如下独立意 见： 按照《东方证券股份有限公司领导班子成员考核激励约束机制方案》和公司 2022 年度合并财务报表有关数据，根据董事会薪酬与提名委员会进行的年度绩 效考评，确定的绩效奖金总额，符合公司实际情况和制度规定，能体现责、权、 利的一致性，有利于公司的可持续发展。 签署时间：2023 年 8 月 14 日 ...

东方证券股份有限公司 第五届董事会第二十八次会议（临时会议）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东方证券股份有限公司（以下简称"公司"）第五届董事会第二 十八次会议于 2023 年 8 月 14 日以通讯表决方式召开。本次会议通知 于 2023 年 8 月 8 日以电子邮件和专人送达方式发出，2023 年 8 月 14 日完成通讯表决形成会议决议。本次会议应表决董事 11 人（2 名关 联董事回避表决），实际表决董事 10 人，程峰董事未出席本次会议。 本次会议的召集召开符合《公司法》《公司章程》和《公司董事会议 事规则》等有关规定。 本次会议审议通过了《关于核定公司领导班子成员 2022 年度绩 效奖金总额的议案》。 证券代码：600958 证券简称：东方证券 公告编号：2023-030 公司独立董事对公司本次计提公司经营班子成员绩效奖金事项 进行了核查并审阅，并发表独立意见：按照《东方证券股份有限公司 领导班子成员考核激励约束机制方案》和公司 2022 年度合并财务报 表有关数据，根据董事会薪酬与提名 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 4,436,963,376.43, representing a 41.93% increase compared to the same period last year[4] - Net profit attributable to shareholders for Q1 2023 reached CNY 1,428,089,623.65, a significant increase of 525.67% year-on-year[4] - The net profit after deducting non-recurring gains and losses was CNY 1,283,457,696.75, reflecting a 473.03% increase compared to the previous year[4] - Basic earnings per share for Q1 2023 were CNY 0.16, up 700.00% from CNY 0.02 in the same period last year[4] - The weighted average return on equity increased by 1.58 percentage points to 1.87% in Q1 2023[4] - The company reported a significant increase in fair value gains of CNY 557,315,342.07, primarily from trading financial assets[8] - The company reported an operating profit of ¥1,515,481,877.06, significantly higher than ¥237,388,232.74 in the same period last year[15] - The total comprehensive income for Q1 2023 was ¥1,814,600,355.80, compared to ¥998,519,796.80 in Q1 2022[16] Cash Flow - The net cash flow from operating activities was negative at CNY -14,770,666,413.98, indicating increased cash outflows from operations[4] - Total cash inflow from operating activities for Q1 2023 was CNY 16.68 billion, down from CNY 23.48 billion in Q1 2022, representing a decrease of approximately 29.4%[20] - Net cash outflow from operating activities was CNY -14.77 billion in Q1 2023, compared to CNY -10.01 million in Q1 2022, indicating a significant increase in cash outflow[20] - Cash inflow from financing activities was CNY 6.41 billion in Q1 2023, up from CNY 2.93 billion in Q1 2022, marking an increase of approximately 119%[21] - Net cash flow from financing activities improved to CNY 5.16 billion in Q1 2023, compared to a net outflow of CNY -7.22 billion in Q1 2022[21] - The total cash outflow from investing activities was ¥5,809,314,087.14, significantly higher than ¥1,876,162,604.87 in the same period last year[28] - The company recorded a net cash outflow from investment activities of ¥4,626,836,223.18, contrasting with a net inflow of ¥675,878,900.29 in the previous year[28] Assets and Liabilities - The total assets attributable to shareholders at the end of the reporting period were CNY 353,723,800,812.79, a decrease of 3.90% from the end of the previous year[4] - As of March 31, 2023, the total assets of the company amounted to RMB 353.72 billion, a decrease from RMB 368.07 billion at the end of 2022, representing a decline of approximately 3.5%[12] - The company's cash and cash equivalents were RMB 96.15 billion, down from RMB 121.86 billion at the end of 2022, indicating a decrease of about 21.2%[12] - Total liabilities decreased to ¥274,510,911,864.27 from ¥290,668,669,914.77 year-over-year[15] - Total liabilities rose to CNY 193,047,756,211.93 in Q1 2023, an increase of 5.5% from CNY 182,438,818,734.60 in Q1 2022[24] Investments and Financial Activities - The company recognized government subsidies amounting to CNY 195,021,310.79 during the quarter, contributing to its financial performance[5] - The net interest income for Q1 2023 was CNY 417,010,825.54, representing a 58.27% increase year-on-year due to higher bond investment income[8] - The company’s long-term equity investments were valued at RMB 6.84 billion, an increase from RMB 6.24 billion at the end of 2022, showing a growth of approximately 9.7%[12] - The company’s derivative financial assets were valued at RMB 873.78 million, down from RMB 1.02 billion at the end of 2022, indicating a decrease of about 14.1%[12] - The company issued bonds in two phases, raising a total of RMB 60 billion, with the first phase of RMB 15 billion at a 2.92% interest rate and the second phase of RMB 20 billion at a 3.32% interest rate[11] Shareholder Information - The number of common shareholders at the end of the reporting period was 222,430, with the largest shareholder holding 26.63% of the shares[9] - The total equity attributable to shareholders increased to ¥79,201,066,412.25 from ¥77,386,471,840.76[15] - The total equity of the company reached CNY 71,942,402,391.37 in Q1 2023, up from CNY 70,411,065,204.42 in Q1 2022[24]

B_table indent_4.5 mm N_table indent_4 mm 香港交易及結算所有限公司、香港聯合交易所有限公司及香港中央結算有限公司 對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示， 概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失 承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司，中文公司名稱為 「東方証券股份有限公司」，在香港以「東方證券」（中文）及「DFZQ」（英文）開展業務） （股份代號：03958） 2023年第一季度報告 東方證券股份有限公司（「公司」）董事（「董事」）會（「董事會」）謹此宣佈公司及其附屬 公司截至2023年3月31日止第一季度期間按照中國企業會計準則編製的未經審計 業績。本公告乃根據香港法例第571章證券及期貨條例第XIVA部項下內幕消息條 文（定義見香港聯合交易所有限公司（「香港聯交所」）證券上市規則（「上市規則」））及 上市規則第13.09(2)和第13.10B條的要求做出。 本公告載列公司在上海證券交易所網站刊登之《東方證券股份有限公司2023年第一 季度報告》的中文版本和英文翻譯版本，僅供參閱。若 ...

证券代码：600958 证券简称：东方证券 公告编号：2023-015 东方证券股份有限公司关于 参加2023年上海辖区上市公司年报集体业绩说明会 投资者可于 2023 年 5 月 9 日（周二）16:00 前将感兴趣的问题 发送至公司邮箱 ir@orientsec.com.cn。公司将在说明会上对投资者 普遍关注的问题进行回答。 届时，公司董事会秘书王如富先生及投资者关系管理团队将通过 网络在线交流形式与投资者就公司治理、发展战略、经营状况和可持 续发展等投资者关注的问题进行沟通。 欢迎广大投资者积极参与。 特此公告。 东方证券股份有限公司董事会 2023 年 4 月 25 日 并举办2023年第一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步加强与广大投资者的沟通交流，东方证券股份有限公司 （以下简称"公司"）将参加"2023 年上海辖区上市公司年报集体业 绩说明会"活动并举办"2023 年第一季度业绩说明会"，现将有关事 项公告如下： 本次业绩说明会活动将采取网络的方式举行，投资者可以登录 ...

Dividend and Capital Structure - The company plans to distribute a cash dividend of RMB 1.50 per 10 shares, totaling RMB 1,274,496,793.80, which accounts for 42.33% of the net profit attributable to the parent company in 2022[3]. - The total share capital at the end of 2022 was 8,496,645,292 shares[3]. - The registered capital at the end of the reporting period was RMB 8,496,645,292, an increase from RMB 6,993,655,803 at the end of the previous year[16]. - The company’s registered capital increased from RMB 2,139,791,800 to RMB 3,079,853,836 after a rights issue in May 2007, representing a 43.9% increase[29]. - The company's registered capital further rose to RMB 4,281,742,921 following a rights issue approved in November 2011[30]. - The company was listed on the Shanghai Stock Exchange in March 2015, with a registered capital of RMB 5,281,742,921[30]. - The company completed a non-public offering of A-shares totaling 778,203,792 shares, increasing its registered capital from RMB 6,215,452,011 to RMB 6,993,655,803[32]. - In May 2022, the company completed an A+H share offering, with 1,502,907,061 A-shares and 82,428 H-shares issued, raising its registered capital to RMB 8,496,645,292[33]. Financial Performance - The net profit attributable to shareholders was RMB 3,010,558, down 43.95% from RMB 5,371,496 in the previous year[41]. - The basic earnings per share decreased by 51.39% to RMB 0.35 from RMB 0.72 in the previous year[42]. - Total revenue for 2022 was RMB 23,107 million, a decrease from RMB 28,563 million in 2021, representing a decline of approximately 19.5%[43]. - Total expenses for 2022 were RMB 20,395 million, down from RMB 23,700 million in 2021, indicating a reduction of about 13.0%[43]. - Profit before tax for 2022 was RMB 3,378 million, compared to RMB 6,307 million in 2021, reflecting a decrease of approximately 46.5%[43]. - The return on equity for 2022 was 4.16%, significantly lower than 9.02% in 2021, reflecting a decline of about 53.8%[45]. - The company reported a total revenue of RMB 23.11 billion, a decrease of RMB 5.45 billion or 19.10% year-on-year, primarily due to reduced investment income and lower fees from asset management and commodity sales[159]. Risk Management - The company has implemented a comprehensive risk management system to address various risks, including market, credit, and liquidity risks[7]. - The company emphasizes that its business is influenced by macroeconomic conditions, including monetary policy and market trends[6]. - The company has established a mechanism for evaluating and reviewing innovative business risks, ensuring compliance and effective risk management throughout the process[193]. - The company actively monitors risk control indicators and takes corrective measures when warning thresholds are approached, including adjusting investment structures and utilizing hedging tools[197]. - The company has developed a comprehensive risk management system that incorporates innovative business activities, ensuring stable and manageable growth[194]. Business Operations and Strategy - The company operates in the securities business and securities investment consulting, as approved by the registration authority[16]. - The company is actively developing new technologies, including a digital trading platform expected to launch in Q3 2023[20]. - Market expansion efforts include entering the Hong Kong market, with plans to establish a local office by the end of 2023[21]. - The company is focusing on enhancing its customer service through the implementation of AI-driven support systems[20]. - The company is committed to improving its wealth management services and enhancing its professional capabilities in response to rising resident financial management needs[54]. - The company primarily engages in five major business areas: investment management, brokerage and securities finance, securities sales and trading, investment banking, and management headquarters and other businesses[57][58][61][63][64]. Regulatory Compliance - The company has not faced any non-operating fund occupation by controlling shareholders or related parties during the reporting period[6]. - The company has not provided any guarantees in violation of regulatory decision-making procedures during the reporting period[5]. - The company has not encountered any issues with directors being unable to ensure the authenticity, accuracy, and completeness of the annual report[5]. - The financial report for 2022 was audited by Deloitte Huayong and Deloitte Guan Huang Chen Fang, both providing standard unqualified opinions[2]. Market Position and Growth - The company reported a significant increase in user engagement, with a year-over-year growth of 25% in active accounts[20]. - Future outlook indicates a projected revenue growth of 15% for the next fiscal year, driven by market expansion and new product launches[21]. - The company has established a strong focus on high-net-worth client services and family trust business, collaborating closely with over 10 leading trust companies[101]. - The company has received multiple awards for its wealth management services, including the "Best Fund Advisory Institution" and "Comprehensive Strength Securities Firm" awards[103]. - The company ranked second in net capital and third in net profit, operating profit, commission income, operating income, and customer equity among the industry leaders[106]. Subsidiaries and Investments - The company has established a wholly-owned subsidiary for asset management, approved by the CSRC[17]. - The company has a fully owned subsidiary, Shanghai Dongzheng Futures Co., Ltd., with a registered capital of RMB 3,800,000,000[37]. - The company’s subsidiary, Shanghai Dongfang Securities Capital Investment Co., Ltd., has a registered capital of RMB 4,000,000,000[37]. - The company’s subsidiary, Shanghai Dongfang Securities Asset Management Co., Ltd., has a registered capital of RMB 300,000,000[38]. - The company’s subsidiary, Shanghai Dongfang Securities Innovation Investment Co., Ltd., has a registered capital of RMB 7,200,000,000[38]. Awards and Recognition - The company received 41 industry awards, including the "Top Company Award" from Shanghai Securities Journal and the "Five-Year Golden Bull Fund Manager Award" from China Securities Journal[87]. - The company maintained an MSCI ESG rating of A for two consecutive years, the highest rating among publicly rated Chinese securities firms[68]. - The company received multiple awards, including "Core Trader" and "Bond Market Trader" from the China Foreign Exchange Trading Center, highlighting its strong market position[121]. - The company was recognized as one of the top ten merger service institutions in 2022 by Tianxin M&A List[144]. Digital Transformation and Innovation - The company is advancing its digital transformation strategy to drive high-quality development, focusing on integrating financial technology into its operations[153]. - The company has received several awards for its projects related to digital empowerment and risk management, highlighting its commitment to innovation[156]. - The company led several innovative projects, including the "Digital RMB Innovation Pilot Project" and "Integrated Industry Solutions Based on Cloud Services," which were recognized as the first batch of pilot projects for financial technology innovation in the capital market[191].

Financial Performance - The company reported a significant increase in revenue, achieving a total of 10 billion RMB in 2022, representing a year-over-year growth of 15%[19] - The company's operating income for 2022 was approximately CNY 18.73 billion, a decrease of 23.15% compared to 2021[42] - The net profit attributable to shareholders of the parent company was approximately CNY 3.01 billion, down 43.95% year-on-year[42] - The company's net profit for the year 2022 was CNY 3,010,331,868.43, down 43.97% from CNY 5,373,139,220.06 in 2021[52] - Operating revenue was RMB 18.73 billion, down 23.15% from RMB 24.37 billion in the same period last year[71] - The net profit attributable to shareholders was RMB 3.01 billion, a decrease of 43.95% year-on-year[70] - The company achieved a reduction in business and management expenses by RMB 5.41 billion, a decrease of 6.44% year-on-year, primarily due to lower operating costs related to reduced revenue[146] Capital Structure and Shareholder Returns - The company plans to distribute a cash dividend of RMB 1.50 per 10 shares, totaling RMB 1,274,496,793.80, which accounts for 42.33% of the net profit attributable to the parent company in 2022[5] - The total share capital at the end of 2022 was 8,496,645,292 shares[5] - The registered capital of Orient Securities increased to RMB 8,496,645,292.00 from RMB 6,993,655,803.00, representing a growth of approximately 21.5%[15] - The company raised RMB 12.715 billion through A+H share issuance, enhancing its capital strength and market competitiveness[64] - The company successfully completed the A+H share placement, raising a total of approximately RMB 12.57 billion from A shares and RMB 0 from H shares after deducting issuance costs[188][190] Risk Management - The company faces significant risks from macroeconomic conditions, regulatory changes, and market volatility, which could adversely affect its operations[8] - The company has implemented a comprehensive risk management system to address various risks, including market, credit, and liquidity risks[8] - The company emphasizes a comprehensive compliance and risk management system, continuously optimizing its risk management framework[67] - The company has established a dynamic monitoring mechanism for risk control indicators, ensuring compliance with regulatory standards and maintaining a safety margin[175] - The company has implemented a capital adequacy mechanism, adjusting business scale and structure dynamically based on risk management needs[173] Business Expansion and Strategy - Orient Securities has expanded its business scope to include securities investment consulting and various financial services, enhancing its market presence[15] - The company is actively pursuing opportunities in the small and medium-sized enterprise (SME) transfer system, indicating a focus on market expansion[17] - The company is authorized to conduct online securities entrustment business, which is expected to drive user engagement and transaction volume[16] - The company plans to enhance its online trading services, with a target of increasing online transactions by 40% in 2023[19] - The company aims to enhance its investment management and service capabilities while expanding its product matrix, focusing on active equity funds and public REITs[81] Technology and Innovation - The company’s digital transformation efforts included the implementation of advanced technologies such as artificial intelligence and blockchain[57] - The company aims to implement a "3+1" strategic plan focusing on digital transformation and the integration of technology and business[145] - The company will continue to invest in financial technology to drive product and service innovation, creating new competitive advantages[198] - The company has enhanced its financial technology capabilities, receiving multiple awards for its innovative projects in the financial technology sector[169] Client Engagement and Market Presence - User data showed an increase in active accounts, reaching 1.5 million, which is a 20% increase compared to the previous year[19] - The company has established partnerships with three major banks to expand its service capabilities in wealth management[19] - The number of new accounts opened during the reporting period reached 250,000, with a total customer base of 2.44 million, representing an 11% increase from the beginning of the year[90] - The company’s wealth management business saw a significant increase, with equity product holdings reaching RMB 48.02 billion[56] Compliance and Governance - The report includes a standard unqualified audit opinion from Deloitte Huayong[4] - The company has not experienced any non-operational fund occupation by controlling shareholders or related parties[6] - The company has not violated decision-making procedures for external guarantees[7] - There were no objections raised by any directors or supervisors regarding the report[7] - Dongfang Securities has established a comprehensive organizational structure with various specialized committees under the board of directors, enhancing governance and operational efficiency[29] Financial Position - The total assets of the company increased by 12.70% to approximately CNY 368.07 billion at the end of 2022[42] - The total liabilities rose by 10.75% to approximately CNY 290.67 billion at the end of 2022[42] - The equity attributable to shareholders of the parent company increased by 20.68% to approximately CNY 77.39 billion[42] - The liquidity coverage ratio decreased to 218.50% from 272.45% in the previous year[44] Future Outlook - The company provided a positive outlook for 2023, projecting a revenue growth of 12% to 15% based on market expansion strategies[19] - The company aims to provide high-quality comprehensive financial services to the real economy and achieve dual returns for shareholders and society by 2024[200] - The strategic goals for 2021-2024 include enhancing core competitiveness and striving to reach the first tier of the industry in terms of scale and operational efficiency[200]

Financial Performance - The net profit attributable to shareholders was RMB 3,010,558, down 43.95% from RMB 5,371,496 in the previous year[43]. - The basic earnings per share decreased by 51.39% to RMB 0.35 from RMB 0.72 in the previous year[44]. - Total revenue for 2022 was RMB 23,107 million, a decrease from RMB 28,563 million in 2021, representing a decline of approximately 19.3%[45]. - Total expenses for 2022 were RMB 20,395 million, down from RMB 23,700 million in 2021, reflecting a decrease of about 13.0%[45]. - Profit before tax for 2022 was RMB 3,378 million, compared to RMB 6,307 million in 2021, indicating a decline of approximately 46.6%[45]. - The overall revenue, other income, and net loss amounted to RMB 23.107 billion, a year-on-year decrease of 19.10%[80]. - The company reported a net increase in cash and cash equivalents of RMB 3.902 billion during the reporting period[168]. Capital and Shareholder Information - The company announced a cash dividend of RMB 1.50 per 10 shares, totaling RMB 1,274,496,793.80, which accounts for 42.33% of the net profit attributable to the parent company for 2022[5]. - The total share capital as of the end of 2022 was 8,496,645,292 shares[5]. - The registered capital of Orient Securities increased to RMB 8,496,645,292.00 at the end of the reporting period, up from RMB 6,993,655,803.00 at the end of the previous year, representing a growth of approximately 21.5%[18]. - The net capital of Orient Securities reached RMB 47,377,141,479.67, compared to RMB 36,894,565,656.36 at the end of the previous year, indicating an increase of about 28.5%[18]. Risk Management - The company has implemented a comprehensive risk management system to address compliance, legal, and ethical risks[10]. - The company emphasizes the importance of liquidity risk management to ensure timely access to sufficient funds for obligations[9]. - The company faces various operational risks, including policy risks due to macroeconomic controls and regulatory changes that may adversely affect operations[9]. - The report indicates that the company is committed to maintaining a robust risk management framework to mitigate identified risks[10]. - The company acknowledges the risk of its products being misused for money laundering activities, which could impact its legal and reputational standing[9]. Business Operations and Market Position - The company primarily engages in five major business areas, including investment management, brokerage and securities finance, securities sales and trading, investment banking, and management headquarters and other businesses[59][60][63][65][66]. - The company is actively involved in the development of new financial products and services, aiming to enhance its market position[60]. - The company achieved a trading volume of nearly 1.4 billion contracts in its futures business, ranking first nationally[54]. - The company is focusing on enhancing its wealth management capabilities and improving investor education to meet rising demand[56]. - The company has established a wholly-owned subsidiary, Shanghai Orient Securities Asset Management Co., Ltd., to conduct securities asset management business[20]. Regulatory Compliance - The company operates under the regulatory framework set by the China Securities Regulatory Commission, ensuring compliance with relevant laws[9]. - The financial report for 2022 was audited and received a standard unqualified opinion from the auditors[4]. - The company has not provided any guarantees that violate regulatory decision-making procedures during the reporting period[7]. - The company has not experienced any non-operational fund occupation by controlling shareholders or related parties during the reporting period[7]. Digital Transformation and Innovation - The company’s digital transformation efforts include advancements in artificial intelligence and blockchain technologies[55]. - The company launched the "Zhangyu Interconnection" APP to promote the integration of securities and futures trading, forming a preliminary quantitative ecosystem centered on data and algorithms[156]. - The company is committed to digital transformation as a strategic driver for high-quality development, focusing on self-research and financial technology integration[155]. Awards and Recognition - The company received 41 industry awards during the reporting period, including the "Top Company Award" from Shanghai Securities Journal[89]. - The company maintained an MSCI ESG rating of A for two consecutive years, the highest rating among publicly rated Chinese securities firms[70]. - The company has been recognized for its corporate culture initiatives, receiving honors for its party-building brand projects[78]. Customer Engagement and Services - The company has conducted over 12,000 customer engagement events nationwide, covering more than 100 cities, with over 1.9 million participants[86]. - The company has established a strong focus on high-net-worth client services and family trust business, collaborating closely with over 10 leading trust companies[103]. - The company added 250,000 new accounts during the reporting period, bringing the total customer base to 2.44 million, a growth of 11% compared to the beginning of the period[99].