证券代码：600392 证券简称：盛和资源 公告编号：临 2024-021 盛和资源控股股份有限公司 关于 2023 年年度报告的更正公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性、完整性承担个别及连带责任。 盛和资源控股股份有限公司（以下简称“公司”）于 2024 年 4 月 27 日在上海证 券交易所网站（http://www.sse.com.cn）披露了公司《2023年年度报告》。经公司事 后检查，发现报告中“产销量情况分析表”中稀土精矿（含独居石）的生产量及其生 产量与上年增减（%）数据有误，现对 2023 年年度报告予以更正，本次更正不会对公 司2023年年度的经营业绩造成影响。更正内容具体如下： 更正前： 生产量比 销售量比 库存量比 主要产品 单位 生产量 销售量 库存量 上年增减 上年增减 上年增减 （%） （%） （%） 稀土氧化物 吨 19,148.99 17,875.09 6,621.21 55.59 63.64 51.31 稀土盐类 吨 45,095.75 16,388.23 50,445.73 42.88 108.9 ...

盛和资源控股股份有限公司 重要内容提示 第一季度财务报表是否经审计 | --- | --- | --- | |-----------------------------------------------|------------------|-------------------------------------| | (一) 主要会计数据和财务指标 | | 单位：元 币种：人民币 | | 项目 | 本报告期 | 本报告期比上年同期增减 变动幅度 (%) | | 营业收入 | 2,885,986,957.22 | -39.92 | | 归属于上市公司股东的净利润 | | -215,570,282.47 -378.59 | | 归属于上市公司股东的扣除非经常 性损益的净利润 | -219,820,069.34 | -531.71 | | 经营活动产生的现金流量净额 | | -402,788,064.12 -168.38 | | 基本每股收益（元/股） | | -0.1230 -378.91 | | 稀释每股收益（元/股） | | -0.1230 -378.91 | | 加权平均净资产收益率（ %） | | ...

[Table_Title] 盛和资源（600392.SH） 稀土加工业务产销稳步增长，期待参股项目尽快投产。据年报，23 年 公司稀土氧化物产量 19149 吨，同比增 56%，销量 17875 吨，同比增 64%；稀土金属产量 17657 吨，同比增 43%，销量 14770 吨，同比增 55%。Q4 稀土氧化物产量 6808 吨，同比增 194%，环比增 10%，销 量 8346 吨，同比增 158 %，环比增 72%；稀土金属产量 5262 吨，同 比增 24%，环比增 27%，销量 4453 吨，同比增 53%，环比增 10%。 盈利预测与投资建议。预计公司 24-26 年 EPS 分别为 0.28/0.39/0.47 元/股，对应最新收盘价的 PE 分别为 36.1/26.3/21.5 倍。稀土价格易 涨难跌，考虑公司参股的海外稀土矿预期投产后，投资收益有望赋予公 司资源股属性，我们认为给予公司 23 年 2.5 倍 PB 估值较为合理，对 应公司合理价值为 13.74 元/股，维持公司"买入"评级。 风险提示。供给超预期、需求不及预期风险；海外项目运营风险。 -50% -40% -29% -19% ...

证券代码：600392 证券简称：盛和资源 盛和资源控股股份有限公司 投资者关系活动记录表 编号：2023-07 投资者关系活动类别“选 R特定对象调研 £分析师会议 □媒体采访 □业绩说明会 □新闻 中项请打√” 发布会 □路演活动 □现场参观 £ 其他（电话会议） 中泰证券、上海普行资产、南方基金、国金证券、青骊资产、中睿合银投 参与单位名称 资、长江证券、华西证券、盘京资本 时间 2023年11月2日、2023年11月9日、2023年11月10日 地点 公司总部会议室 上市公司接待人员姓名 董事会秘书：郭晓雷 证券事务代表：陈冬梅 调研主要内容介绍 董秘郭晓雷先向投资者介绍了公司情况。盛和资源定位为一家负责任 的关键原材料国际化供应商。公司的主要产品稀土氧化物、稀土金属以及 锆英砂、钛精矿是应用在新能源汽车、风电、节能家电、节能工业电机、 消费电子、机器人、高端医疗设备、航空航天等领域的关键原材料。为稳 定产品供应，盛和资源在资源拓展、产能提升、工艺升级等方面持续发 力，确立了稀土产业链、锆钛独居石产业链和循环经济产业链三大发展方 向，目标是到2025年全面实现国内国外双重业务布局，各类稀土资源保障 和 ...

| --- | --- | --- | |------------------------------------------|-------|-------------------------------------| | 一年内到期的非流动负债 | | 301,392,819.89 621,758,892.34 | | 其他流动负债 | | 409,645,285.76 406,524,347.50 | | 流动负债合计 | | 4,029,112,851.76 4,974,300,232.99 | | 非流动负债： | | | | 保险合同准备金 | | | | 长期借款 | | 830,483,055.56 450,488,333.33 | | 应付债券 | | | | 其中：优先股 | | | | 永续债 | | | | 租赁负债 | | 4,698,177.47 4,959,497.85 | | 长期应付款 | | 44,976,960.00 44,976,960.00 | | 长期应付职工薪酬 | | | | 预计负债 | | | | 递延收益 | | 37,761,187.92 17,741, ...

Guarantees and Shareholder Information - Total guarantee amount (including guarantees to subsidiaries) is CNY 2,315,000,000, accounting for 23.11% of the company's net assets[1] - The company provided guarantees to subsidiaries totaling CNY 670,000,000 during the reporting period[1] - There were no guarantees provided to shareholders, actual controllers, or related parties[1] - The total number of ordinary shareholders at the end of the reporting period was 164,944[9] - The largest shareholder, China Geological Survey Institute, holds 246,382,218 shares, representing 14.06% of total shares[9] - The second-largest shareholder, Wang Quangen, holds 117,289,498 shares, representing 6.69% of total shares[9] - The company did not experience any changes in share capital structure during the reporting period[7] - There were no changes in the controlling shareholder or actual controller during the reporting period[16] Financial Performance - Total operating revenue for the first half of 2023 was CNY 8,557,707,788.86, a decrease of 2.34% compared to CNY 8,762,207,330.33 in the same period of 2022[42] - Total operating costs increased to CNY 8,300,953,788.18, up 15.63% from CNY 7,178,705,008.56 year-on-year[42] - Net profit for the first half of 2023 was CNY 107,587,208.45, a significant decline from CNY 1,343,864,709.24 in the previous year[46] - The company's total assets reached CNY 7,109,756,107.65, compared to CNY 6,827,003,320.58 at the end of the previous period[42] - Non-current liabilities totaled CNY 450,370,833.34, an increase from CNY 350,391,111.11 in the same period last year[42] - The company's equity increased to CNY 6,198,849,881.56, up from CNY 5,938,572,717.53 year-on-year[42] - Total comprehensive income for the period was CNY 60,109,123.41, a decrease from CNY 206,174,740.50 in the previous period[48] - Basic and diluted earnings per share were both CNY 0.0479, down from CNY 0.7686 in the previous period[48] Assets and Liabilities - As of June 30, 2023, total current assets amounted to ¥9,657,278,704.31, a decrease of 5.3% from ¥10,196,778,288.06 at the end of 2022[30] - Total liabilities as of June 30, 2023, were ¥5,225,296,311.26, a decrease of 5.4% from ¥5,523,624,900.57 at the end of 2022[34] - The company's total equity decreased to ¥9,904,830,389.11 from ¥10,017,336,283.86 at the end of 2022, reflecting a decline of 1.1%[34] - Cash and cash equivalents decreased to ¥2,114,577,218.18, down 19.3% from ¥2,620,389,377.83 at the end of 2022[30] - The total assets as of June 30, 2023, were ¥15,130,126,700.37, a decrease of 2.6% from ¥15,540,961,184.43 at the end of 2022[34] Cash Flow and Investments - The net cash flow from operating activities was -¥340,635,080.20, a decline of 131.01% compared to ¥1,098,644,360.15 in the previous year[73] - Total cash inflow from operating activities was 8,281,898,270.15 RMB, down 16.6% from 9,926,479,763.91 RMB year-on-year[88] - Cash outflow from operating activities totaled 8,622,533,350.35 RMB, slightly down from 8,827,835,403.76 RMB in the previous year[88] - Investment activities generated a net cash outflow of -229,855,494.35 RMB, compared to -215,802,709.01 RMB in the first half of 2022[90] - Cash inflow from financing activities was 1,707,451,004.08 RMB, an increase of 9.8% from 1,554,833,100.06 RMB year-on-year[90] Research and Development - Research and development expenses were CNY 127,025,219.31, down 53.06% from CNY 270,219,430.81 in the previous year[42] - The company has authorized 7 new invention patents during the reporting period, enhancing its innovation capabilities[126] Market and Operations - The company has established a complete industrial chain for rare earths, covering mining, smelting, separation, and deep processing, with both domestic and international operations[81] - The company is focusing on expanding its zirconium-titanium business, which is currently concentrated in the mining sector[81] - The company has plans for market expansion and new product development in the rare earth sector, leveraging its existing facilities and partnerships[111] - The company aims to reach a rare earth processing capacity of over 60,000 tons and a rare earth metal processing capacity of 30,000 tons per year by 2025[122] Risks and Governance - The company faces risks related to product price fluctuations, global economic conditions, and environmental protection, with strategies in place to mitigate these risks[168][169] - The company plans to enhance its governance structure and improve transparency in decision-making processes to protect minority shareholders' rights[172][173] - The company emphasizes the risks associated with stock market fluctuations due to macroeconomic changes and investor sentiment[190] Related Party Transactions - In the first half of 2023, the company reported procurement transactions with related parties totaling approximately ¥47.31 million from Sichuan He Mining Development Co., and ¥173.63 million from Guangxi Yuxiao Xijun Rare Earth Functional Materials Co.[194] - The sales transactions with related parties amounted to approximately ¥138.56 million from China Nuclear Huasheng Mining Co. and ¥23.16 million from Guangxi Yuxiao Xijun Rare Earth Functional Materials Co.[197]

Dividend Distribution - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares to all shareholders, totaling a cash distribution of approximately RMB 1 billion[10]. Legal Matters - The company is involved in significant litigation, including a civil lawsuit regarding the delivery of 43.2768 tons of praseodymium-neodymium oxide valued at RMB 26.83 million, with a court ruling in favor of the company[19]. - Another lawsuit involves a claim for 37.06 tons of praseodymium-neodymium oxide valued at RMB 22.98 million, with a favorable court ruling resulting in a compensation of RMB 9.40 million plus penalties[19]. - The company has reported a total of RMB 40.64 million in receivables from a customer, with a court ruling mandating repayment and penalties[20]. - Ganzhou Morning Light Rare Earth Materials Co., Ltd. has filed a lawsuit against Mian County Feitian Industry Co., Ltd. for the return of 60.133 tons of praseodymium and neodymium oxide, amounting to RMB 53.7288 million, plus overdue penalties of RMB 3.58 million[158]. - The first-instance judgment ordered Mian County Feitian Industry Co., Ltd. to pay RMB 54.243 million and a penalty of RMB 2.3868 million, but the defendant has appealed the decision[158]. Environmental Compliance - The company has established a secondary wastewater treatment facility to ensure compliance with environmental standards, with a total pollutant discharge limit of COD 8.76 tons and ammonia nitrogen 0.05 tons[29]. - The company has implemented noise reduction measures to meet the industrial noise emission standards, ensuring compliance with GB12348-2008[34]. - The company has not reported any environmental pollution incidents or received any administrative penalties related to environmental protection during the tailings disposal process[56]. - The company is not required to obtain a pollution discharge permit but must conduct quarterly environmental monitoring reports[61]. - The company has made progress in its environmental impact assessments for various projects, including a zircon-titanium ore processing project with an annual capacity of 500,000 tons[42]. - The company has established a tailings storage facility with a capacity of 2.3 million cubic meters for the disposal of tailings wastewater[56]. - The company has implemented carbon reduction measures, reducing carbon dioxide equivalent emissions by 75,400 tons[76]. - The company purchased 22,403 green power certificates, involving 22.403 million kilowatt-hours of green electricity, which helped offset approximately 148,100 tons of carbon dioxide[76]. - The company has established an emergency response plan for sudden environmental incidents, which has been filed with the local ecological environment bureau[65]. - The company conducts regular environmental monitoring, including monthly checks on production and domestic wastewater emissions[68]. - The company has installed online monitoring devices for wastewater and exhaust emissions, ensuring compliance with environmental standards[85]. - The company’s environmental monitoring results show that all pollutant emissions meet the discharge standards[86]. - The company has committed to transparency by publishing environmental monitoring reports on its website[87]. - The company has maintained compliance with national environmental protection laws, ensuring that emissions of wastewater, waste gas, and hazardous waste meet national standards, with no violations reported during the reporting period[6]. - The company has established an environmental supervisor management system to enhance employee awareness of environmental protection[6]. Financial Integrity and Compliance - The company has not engaged in any non-operational fund occupation by controlling shareholders or related parties, ensuring financial integrity[6]. - The company has not violated decision-making procedures for external guarantees, maintaining compliance with regulations[12]. - The company has not reported any significant changes in the integrity status of its controlling shareholders or actual controllers during the reporting period[23]. - The company has confirmed that there are no significant risks related to the decision-making process for the annual report, ensuring transparency and accountability[11]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties during the reporting period[104]. - The company has not made any changes to accounting policies or estimates that would impact financial reporting during the reporting period[104]. - The company has not faced any delisting risks or warnings during the reporting period[107]. - The company has not engaged in any leasing, contracting, or custodial matters during the reporting period[110]. - The total guarantee amount (including guarantees to subsidiaries) is CNY 2,107,600,000, accounting for 21.04% of the company's net assets[113]. - The total guarantee amount to subsidiaries during the reporting period is CNY 1,418,000,000, with a year-end balance of CNY 2,107,600,000[113]. - The company reported no overdue guarantees or significant accounting errors during the reporting period[126]. Related Party Transactions - The company reported a significant increase in related party transactions, with purchases from Sichuan Hedi Mining Development Co., Ltd. totaling RMB 611.36 million in the current year, up from RMB 183.59 million in the previous year[60]. - Purchases from Guangxi Yuxiao Xijun Rare Earth Functional Materials Co., Ltd. increased to RMB 596.84 million from RMB 121.95 million year-on-year[60]. - The company has reported a significant increase in related party transactions with Hunan Zhongke Jinyuan New Materials Co., Ltd., with purchases rising to RMB 386.14 million from RMB 32.10 million year-on-year[60]. - The company engaged in related party transactions totaling CNY 33,857,827.82, with the largest transaction being the purchase of goods from Hunan Guda New Materials Technology Co., Ltd. for CNY 15,581,827.76[135]. - The company has committed to avoiding and minimizing related party transactions post-restructuring, ensuring fair and lawful agreements[122]. Shareholder Information - The total number of unrestricted circulating shares is 1,752,826,570, a decrease of 2,340,497 shares from the previous total of 1,755,167,067[197]. - The total number of ordinary shareholders at the end of the reporting period is 163,635, down from 169,333 at the end of the previous month[198]. - The largest shareholder, China Geological Survey Institute, holds 246,382,218 shares, representing 14.06% of total shares[200]. - The second-largest shareholder, Wang Quangen, holds 117,289,498 shares, accounting for 6.69% of total shares[200]. - The company has a total of 1,755,167,067 shares before any changes, with no new shares issued or stock dividends declared[197]. - The top ten shareholders collectively hold a significant portion of the shares, with the largest five holding over 30% combined[200]. - There are no shares with limited sale conditions among the top shareholders[200]. - The company has not issued any new shares or conducted any stock splits during the reporting period[197]. - The total number of shares after the changes remains at 1,752,826,570, maintaining the same percentage distribution[197]. - The company has not reported any significant changes in shareholder status or pledges during the reporting period[200]. Investment Activities - The company plans to invest RMB 81.6 million to acquire a 10% stake in a joint venture for high-performance NdFeB permanent magnet materials[39]. - The company has completed the establishment of a joint venture named Juxing New Materials Co., Ltd. in Mianyang, Sichuan Province[39]. - The company has completed its capital contribution to the joint venture as per the agreement[39]. - The total cash inflow from investment activities for 2022 was CNY 691,627,750.67, down from CNY 1,678,399,670.71 in 2021[140]. - The company received CNY 337,488,427.67 in cash from investment income during 2022, compared to CNY 76,022,389.49 in 2021[140]. - The company reported a cash inflow of CNY 20,339,392.00 from the recovery of investments in 2022, down from CNY 39,619,854.50 in 2021[140]. - The company’s total cash inflow from other investment activities was CNY 333,799,931.00 in 2022, significantly lower than CNY 1,562,756,826.72 in 2021[140]. Production Capacity - The company has an annual production capacity of 200 tons of rare earth phosphors and 1,800 tons of yttrium-based ceramic glazes[63]. - The company is undergoing a technical transformation project with an annual production capacity of 8,000 tons of rare earth metals and 2,000 tons of Nd-Fe-B alloy[63]. - The company is currently constructing a rare earth green smelting research and development center[63].

Financial Performance - The company's operating revenue for the reporting period was approximately CNY 4.80 billion, representing a year-on-year increase of 10.67%[1] - The net profit attributable to shareholders of the listed company was approximately CNY 77.38 million, showing a significant decrease of 89.14% compared to the same period last year[1] - The net profit attributable to shareholders after deducting non-recurring gains and losses was approximately CNY 50.92 million, down 92.79% year-on-year[1] - Basic and diluted earnings per share were both CNY 0.0441, reflecting a decrease of 89.15% year-on-year[1] - Net profit for Q1 2023 was CNY 88,940,519.72, a decrease of 87.66% compared to CNY 720,693,573.90 in Q1 2022[17] - Earnings per share for Q1 2023 were CNY 0.0441, down from CNY 0.4065 in Q1 2022[17] - The total comprehensive income for Q1 2023 was CNY 450,675,848.75, compared to CNY 1,693,622,451.47 in Q1 2022, reflecting a decrease of 73.39%[17] Cash Flow - The net cash flow from operating activities was negative at approximately CNY -150.08 million, a decline of 112.73% compared to the previous year[1] - Cash flow from operating activities showed a net outflow of ¥150,081,048.01, a significant decline from a net inflow of ¥1,178,518,647.69 in the same period last year[31] - The cash inflow from operating activities totaled ¥4,157,385,077.63, while cash outflow was ¥4,307,466,125.64[31] - The net cash inflow from investment activities was -$34.47 million, a decrease from -$127.33 million in the previous period[40] - The net cash flow from financing activities was -$121.67 million, a significant decline from $157.08 million in the previous period[40] - The cash and cash equivalents at the end of the period were $1.85 billion, down from $3.09 billion at the end of the previous period[40] Assets and Liabilities - The total assets of the company as of March 31, 2023, amounted to approximately CNY 15.94 billion, compared to CNY 15.54 billion at the end of the previous year[11] - The total current liabilities were approximately CNY 4.86 billion, a decrease from CNY 4.97 billion in the previous year[11] - Long-term borrowings increased to approximately CNY 530.80 million from CNY 450.49 million year-on-year[11] - Total liabilities amounted to CNY 5,497,603,896.06, slightly down from CNY 5,523,624,900.57 in the previous year[12] - Total equity attributable to shareholders reached CNY 9,611,229,096.35, an increase from CNY 9,245,904,640.48 in Q1 2022, marking a growth of 3.95%[12] Research and Development - Research and development expenses for Q1 2023 were CNY 56,467,410.92, significantly lower than CNY 205,410,169.60 in Q1 2022, indicating a reduction of 72.54%[15] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 169,333[30] - The largest shareholder, China Geological Survey Institute, holds 246,382,218 shares, accounting for 14.06% of total shares[30] Other Financial Metrics - Deferred income increased to CNY 24,697,052.37 in Q1 2023 from CNY 17,741,197.65 in Q1 2022, representing a growth of 39.66%[12] - The company recognized non-recurring gains of ¥26,459,400.25 during the reporting period[25] - Other comprehensive income after tax for Q1 2023 was CNY 361,735,329.03, down from CNY 972,928,877.57 in Q1 2022[17] - Operating revenue increased by 10.67% compared to the same period last year, attributed to an increase in the number of subsidiaries included in the consolidation scope[27] - Net profit attributable to shareholders of the listed company decreased by 89.14% due to a price adjustment in rare earth products and a lag in raw material cost changes[27]

2022 年第三季度报告 单位：元 币种：人民币 1 / 13 证券代码：600392 证券简称：盛和资源 盛和资源控股股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 本报告期 年初至报告期 | --- | --- | --- | --- | --- | |------------------------------------------------|----------|------------------------------|------------------------------------------------ ...

2022 年半年度报告 公司代码：600392 公司简称：盛和资源 盛和资源控股股份有限公司 2022 年半年度报告 1/181 2022 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人颜世强、主管会计工作负责人王晓晖及会计机构负责人（会计主管人员）李抗声 明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 无 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请 投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 否 十、 重大风险提示 公司已在本报告中详细描述存在的风险，敬请查阅第三节管 ...