山西焦化股份有限公司 2024 年度独立董事述职报告（张翼） 作为山西焦化股份有限公司（以下简称"公司"）的独立董事， 我依照《中华人民共和国公司法》、《中华人民共和国证券法》、《上市 公司独立董事管理办法》、《上海证券交易所股票上市规则》、《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》等法律、法 规和规范性文件的规定，按照《公司章程》、《公司独立董事制度》的 要求，本着客观、公正、独立的原则，勤勉尽责地履行独立董事的职 责和义务，积极出席相关会议，认真审议董事会各项议案，充分发挥 独立董事作用，促进公司规范运作，切实维护公司和全体股东的合法 权益。现将 2024 年度工作情况报告如下： 一、独立董事的基本情况 （一）工作履历、专业背景以及兼职情况 本人张翼，男，中国国籍，1970 年 7 月出生，大学学历。曾任 山西省政府法制局法律服务中心法律工作者，中国平安保险股份有限 公司稽核监察部监察室负责人，深圳海埠律师事务所律师，广东君言 律师事务所律师、创始合伙人，北京大成（深圳）律师事务所律师、 合伙人，山西焦化股份有限公司第五、六届董事会独立董事。现任深 圳市前海百合投资管理有限公司总经理， ...

Financial Performance - In 2024, the company's operating revenue was CNY 7,506,751,595.46, a decrease of 14.20% compared to CNY 8,749,346,733.73 in 2023[20] - The net profit attributable to shareholders was CNY 263,117,745.33, down 79.37% from CNY 1,275,272,586.84 in the previous year[20] - The net cash flow from operating activities was negative at CNY -2,066,855,859.01, compared to CNY -1,899,894,178.27 in 2023[20] - The total assets increased by 8.31% to CNY 27,061,806,478.05 from CNY 24,985,814,668.91 in 2023[20] - The net assets attributable to shareholders rose to CNY 15,300,605,335.89, reflecting a 0.95% increase from CNY 15,156,059,785.42 in 2023[20] - The basic earnings per share decreased to CNY 0.1027, down 79.37% from CNY 0.4977 in 2023[21] - The weighted average return on equity dropped to 1.73%, a decrease of 6.91 percentage points from 8.64% in 2023[21] - The company reported total revenue of CNY 7,506.75 million for the reporting period, with a net profit attributable to shareholders of CNY 263.12 million[31] - The company achieved an operating profit of CNY 243.29 million during the reporting period[31] - The company recorded a net profit of CNY 10.42 million in the fourth quarter, a significant decrease compared to previous quarters[23] Revenue and Sales - The company sold a total of 2.8198 million tons of coke during the reporting period, reflecting a decrease of 2.73% year-on-year[39] - The company achieved operating revenue of 750.68 million yuan, a decline of 14.20% compared to the previous year[41] - The revenue from coke production was about ¥5.15 billion, with a gross margin of -24.06%, showing a year-over-year revenue decrease of 17.26% and a cost increase of 11.47%[44] - The revenue from methanol was approximately ¥455.55 million, with a gross margin of -2.36%, reflecting a year-over-year revenue decrease of 5.91%[44] - The revenue from industrial naphthalene was approximately ¥153.05 million, with a gross margin of 9.85%, indicating a year-over-year revenue decrease of 5.57%[44] - The company experienced a 20.03% decrease in revenue from the South China region, with a gross margin of -20.03%[45] - The company reported a significant decrease in revenue from the Northeast region, down 22.68% year-over-year, with a gross margin of -22.68%[45] Environmental Initiatives - The company has implemented a water treatment process that meets discharge standards, utilizing advanced filtration and reverse osmosis technologies[73] - The company has maintained pollutant emissions within regulatory limits and was rated as a Class B enterprise in Shanxi Province for 2024[33] - The company has implemented 9 environmental projects in 2024, including the installation of flue gas desulfurization pretreatment devices and the optimization of wastewater treatment systems[139] - The total sulfur dioxide emissions from the coke ovens are reported at 5.18 to 8.10 mg/m³, with compliance to emission standards[138] - The nitrogen oxides emissions from the coke ovens range from 21.13 to 22.22 mg/m³, also meeting regulatory requirements[138] - The company has established a comprehensive environmental management system, including an online monitoring platform to enhance regulatory compliance and operational efficiency[147] - The company has effectively reduced fresh water usage by recycling treated wastewater through its middle water reuse system[142] Corporate Governance - The company has a governance structure that complies with relevant laws and regulations, ensuring clear responsibilities among shareholders, the board, and management[94] - The company held its annual general meeting on May 16, 2024, approving nine resolutions, including the financial report and profit distribution plan[96] - The first extraordinary general meeting of 2024 took place on June 28, 2024, where three resolutions were passed, including the appointment of an auditing firm[96] - The total remuneration for the chairman was 320,300 RMB, while the vice chairman received 292,000 RMB for the reporting period[98] - The company has not faced any instances of directors failing to attend board meetings consecutively[112] - The company has a structured compensation policy that links employee salaries to performance and contributions[120] Strategic Plans and Future Outlook - The company aims to enhance operational efficiency by implementing a cost control mechanism where every employee has specific performance indicators[89] - The focus for the future includes transitioning towards green and low-carbon production methods, driven by stricter environmental regulations[88] - The company plans to produce 230,000 tons of methanol and 62,000 tons of carbon black in 2025[90] - The company is actively pursuing market expansion and innovation in product development, particularly in the chemical and coking sectors[67] - The company plans to expand its market presence and is exploring potential mergers and acquisitions to enhance growth opportunities[99] Risk Management - The company faces macroeconomic fluctuation risks, with pressures from economic restructuring and transformation, which could lead to performance stagnation if not managed properly[91] - Environmental protection policies are becoming stricter, potentially increasing costs and capital expenditures for the company[91] - Safety production management risks exist due to the flammable and explosive nature of byproducts, despite established safety protocols[92] - The company has implemented measures to enhance its risk management capabilities and core competitiveness in response to market demands[91] Research and Development - The company reported a total of ¥96,707,899.23 in R&D expenses, which represents 1.29% of total revenue[55] - The number of R&D personnel is 479, making up 8.66% of the total workforce[56] - The company has achieved significant technological advancements, including the development of a low-temperature quantitative oxidation coupling technology for flue gas desulfurization and denitrification[71] Shareholder Information - The company has a total of 5,528 employees, with 5,263 in the parent company and 265 in major subsidiaries[118] - The company plans to distribute a cash dividend of 0.2 RMB per 10 shares, totaling approximately 51.24 million RMB, which represents 19.48% of the net profit attributable to shareholders for 2024[124] - The cumulative cash dividend amount (including tax) over the last three fiscal years is CNY 691,772,711.58, with an average net profit of CNY 1,373,448,525.12, resulting in a cash dividend ratio of 50.37%[129][130] Compliance and Regulatory Issues - The company faced regulatory penalties due to inaccurate financial disclosures for the first quarter reports from 2020 to 2022, resulting in corrective measures mandated by the Shanxi Securities Regulatory Bureau[108] - The company is committed to improving financial accounting and information disclosure quality following regulatory feedback[108] - The company has not reported any significant accounting errors or changes in accounting policies that would affect its financial results[168]

Financial Performance - The company's operating revenue for Q1 2025 was CNY 1,821,237,313.91, representing a decrease of 7.66% compared to the same period last year[5] - The net profit attributable to shareholders was CNY 65,824,767.19, a decline of 206.74% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY -77,930,778.39, down 227.10% from the previous year[5] - Basic earnings per share were CNY 0.0257, a decrease of 206.61% compared to the same period last year[5] - Total operating revenue for Q1 2025 was CNY 1,681,714,797.73, a decrease of 7.7% compared to CNY 1,821,237,313.91 in Q1 2024[20] - Net profit for Q1 2025 was a loss of CNY 71,521,887.43, compared to a profit of CNY 64,895,379.04 in Q1 2024, indicating a significant decline[21] - The company's investment income for Q1 2025 was CNY 322,060,121.75, down 57.9% from CNY 766,015,129.55 in Q1 2024[21] - Basic and diluted earnings per share for Q1 2025 were both CNY -0.0274, compared to CNY 0.0257 in Q1 2024[22] Assets and Liabilities - Total assets at the end of the reporting period were CNY 25,992,504,435.96, down 3.95% from the end of the previous year[6] - Total liabilities as of the reporting date were CNY 10,516,492,977.62, a decrease from CNY 11,555,601,408.88 in the previous period[18] - Total equity attributable to shareholders was CNY 15,271,674,481.73, slightly down from CNY 15,300,605,335.89[18] - The company’s total non-current liabilities were CNY 3,051,235,316.92, down from CNY 3,573,013,614.05 in the previous period[18] - Total current assets as of March 31, 2025, amount to RMB 1,969,925,323.63, a decrease from RMB 3,324,845,599.01 as of December 31, 2024, representing a decline of approximately 41%[15] - The total non-current assets increased to RMB 24,022,579,112.33 from RMB 23,736,960,879.04, reflecting a growth of about 1.2%[16] - Total assets decreased to RMB 25,992,504,435.96 from RMB 27,061,806,478.05, a decline of approximately 4%[16] - Short-term borrowings decreased to RMB 1,903,570,766.99 from RMB 2,584,136,867.28, representing a reduction of about 26%[16] Cash Flow - The net cash flow from operating activities was CNY 1,681,714,797.73, a decrease of CNY 70,259,130.76 compared to the previous year[5] - The company reported a cash flow from operating activities of CNY -65,004,320.32 for Q1 2025, compared to CNY 43,930,430.74 in Q1 2024[21] - In Q1 2025, the net cash flow from operating activities was -260,787,391.23, an improvement from -1,037,024,205.30 in Q1 2024[26] - Cash inflow from investment activities increased significantly to 1,442,070,000.00 in Q1 2025, compared to 500,000,000.00 in Q1 2024[26] - The net cash flow from financing activities was -739,828,303.11 in Q1 2025, a decline from a positive 1,064,383,095.13 in Q1 2024[26] - Total cash and cash equivalents at the end of Q1 2025 stood at 897,804,453.28, down from 1,129,795,950.73 in Q1 2024[26] - Cash received from sales and services in Q1 2025 was 1,937,537,636.57, a decrease from 2,028,824,214.15 in Q1 2024[25] - Total cash outflow from operating activities in Q1 2025 was 2,222,554,450.31, compared to 3,075,674,307.50 in Q1 2024[26] - Cash received from other operating activities increased to 24,145,202.95 in Q1 2025 from 9,825,888.05 in Q1 2024[25] - The company paid 240,875,299.57 in employee compensation in Q1 2025, slightly up from 236,617,800.87 in Q1 2024[25] - The company reported a cash inflow of 5,500,000.00 from borrowings in Q1 2025, compared to 1,337,000,000.00 in Q1 2024[26] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 80,080[10] - The largest shareholder, Shanxi Coking Coal Group Co., Ltd., held 51.14% of the shares, totaling 1,310,317,574 shares[11] - The company has a significant shareholder, Shanxi Coking Coal Group Co., Ltd., holding 1,310,317,574 shares, which constitutes a major portion of the equity[13] - The company reported that the total number of shares held by the top ten shareholders includes substantial stakes from private equity funds managed by Shanghai Junrong Asset Management[12] Research and Development - Research and development expenses for Q1 2025 were CNY 11,309,368.06, down from CNY 13,277,121.40 in Q1 2024, reflecting a decrease of 14.8%[20] - The company has not disclosed any new product developments or market expansion strategies during the reporting period[14] - There are no significant changes in the shareholder structure or any new strategic initiatives mentioned in the conference call[14] Accounting Standards - The company executed new accounting standards starting in 2025, which may affect financial reporting[27]

山西焦化股份有限公司 董事会审计委员会对会计师事务所 履行监督职责情况报告 山西焦化股份有限公司（以下简称"公司"）根据财政部、国务 院国资委、证监会联合印发的《国有企业、上市公司选聘会计师事务 所管理办法》（财会〔2023〕4 号，以下简称《选聘办法》）相关规定， 聘任利安达会计师事务所（特殊普通合伙，以下简称"利安达"）作 为公司 2024 年度财务报表和内部控制审计机构。根据《选聘办法》 和《公司章程》等有关规定，公司董事会审计委员会本着勤勉尽责的 原则，恪尽职守，现将 2024 年度对利安达审计工作履行监督职责的 情况报告如下： 一、年度审计工作情况 利安达按照严格遵循《中国注册会计师审计准则》和相关执业规 范，指派审计项目组于 2024 年 11 月 18 日进点开展财务报表和内部 控制预审工作，时间为 2024 年 11 月 18 日至 2024 年 12 月 31 日；于 2024 年 12 月 30 日至 2024 年 12 月 31 日开展存货监盘、固定资产监 盘工作；2025 年 1 月 2 日进点正式开展 2024 年度财务报表和内部控 制报告审计工作，并按照整体时间计划出具最终审计报告 ...

山西焦化股份有限公司 对会计师事务所履职情况评估报告 山西焦化股份有限公司（以下简称"公司"）聘请利安达会计师 事务所（特殊普通合伙，以下简称"利安达"）作为公司 2024 年年度 财务报表和内部控制审计机构。根据《国有企业、上市公司选聘会计 师事务所管理办法》（财会[2023]4 号） 等有关规定，公司对利安达 2024 年审计过程中的履职情况进行评估，具体情况如下： 一、会计师事务所的基本情况 （一）机构信息 1、基本信息 会计师事务所名称：利安达会计师事务所（特殊普通合伙） 成立日期：2013 年 10 月 22 日 组织形式：特殊普通合伙 注册地址：北京市朝阳区慈云寺北里 210 号楼 1101 室 首席合伙人：黄锦辉 2、人员信息 2024 年末合伙人数量：73 2024 年末注册会计师人数：449 2024 年度签署过证券服务业务审计报告的注册会计师人数：152 3、业务规模 2023 年度经审计的收入总额 48,482.02 万元，其中审计业务收 入 39,912.90 万元，证券业务收入 15,728.70 万元； 2024 年度未经审计的收入总额 52,779.03 万元，其中审计业务 收入 ...

公司代码：600740 公司简称：山西焦化 山西焦化股份有限公司 2024年度内部控制评价报告 山西焦化股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合山西焦化股份有限公司（以下简称公司）内部控制制度和评价办法，在内部控制 日常监督和专项监督的基础上，我们对公司2024年12月31日（内部控制评价报告基准日）的内部控制有 效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变 ...

山西焦化股份有限公司 2024 年度董事会审计委员会履职情况报告 2024 年，公司董事会审计委员会根据《上市公司治理准则》《上 海证券交易所股票上市规则》《上海证券交易所上市公司自律监管指 引第 1 号——规范运作》《公司章程》《公司董事会审计委员会工作细 则》等有关规定及要求，认真履行了审计委员会职责，全面关注公司 发展，现将履职情况报告如下： 一、董事会审计委员会人员情况 报告期内，公司第九届董事会审计委员会由 3 名成员组成，分别 为独立董事余春宏、岳丽华，董事柴高贵，其中会计专业人士余春宏 担任审计委员会主任委员（召集人）。董事会审计委员会下设工作组， 组长：王晓军；成员：翟正义、王冬琴、朱永智。 2024 年 6 月 11 日、2024 年 6 月 28 日，公司第九届董事会第十 七次会议和公司 2024 年第一次临时股东大会分别审议通过《关于变 更独立董事并调整董事会专门委员会委员的议案》，余春宏先生担任 第九届董事会独立董事和第九届董事会审计委员会主任委员职务；李 永清先生不再担任独立董事和审计委员会主任委员职务。 二、董事会审计委员会会议召开情况 报告期内，公司第九届董事会审计委员会召开 5 ...

山西焦煤山西焦化 2024 【 U... 环境、社会及公司治理 ( ESG ) 报告 股票代码 600740 2024 2024Environmental Social and Governance Report 山西焦化股份有限公司 【 环境、社会及公司治理(ESG)报告 | 关于本报告 | 01 | | --- | --- | | ESG治理声明 | 03 | | 走进山西焦化 | 04 | | 年度专题 | | | Annual Special Topics | | | 科技赋能打造行业数智新标杆 | 09 | 精耕持续发展路 深筑绿色转型基 | 可持续发展策略 | 17 | | --- | --- | | 可持续发展体系 | 18 | | 利益相关方沟通 | 18 | | 实质性议题识别 | 19 | | 实质性议题矩阵 | 20 | | 风险和机遇识别 | 20 | | 可持续发展目标响应 | 22 | 力促公司治理优 稳抓内部管控强 a | 党建领航发展,红色赋能前行 | 25 | | --- | --- | | 完善治理架构,深化多元管理 | 27 | | 维护投资关系，增强市场信心 | 32 ...

关于山西焦化股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 1、 专项审计报告 2、 附表 委托单位：山西焦化股份有限公司 审计单位：利安达会计师事务所（特殊普通合伙） 联系电话：（010）85886680 关于山西焦化股份有限公司 非经营性资金占用及其他关联资金往来情况汇总表 的专项审核报告 利安达专字[2025] 第 0140 号 山西焦化股份有限公司全体股东: 我们接受委托,在审计了山西焦化股份有限公司(以下简称"山西焦化公司") 2024年 12月 31 日合并及公司的资产负债表,2024年度合并及公司的利润表、 合并及公司的现金流量表和合并及公司的股东权益变动表以及财务报表附注的 基础上,对后附的《上市公司 2024年度非经营性资金占用及其他关联资金往来 的情况汇总表》(以下简称"汇总表")进行了专项审核。按照中国证券监督管理 委员会第 26 号公告《上市公司监管指引第 8 号 -- 上市公司资金往来、对外担 保的监管要求》(2022]26号)及上海证券交易所《上海证券交易所上市公司自 律监管指南第 2 号 -- 业务办理(2023年 12 月修订 》的规定,编制 ...

证券代码：600740 证券简称：山西焦化 编号：临2025-014号 山西焦化股份有限公司 关于向银行等金融机构申请授信额度的公告 特别提示：本公司董事会及全体董事保证本公告内容不存在任何虚 假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完 整性承担个别及连带责任。 山西焦化股份有限公司（以下简称"公司"）于 2025 年 4 月 23 日 召开第九届董事会第二十三次会议，审议通过了《关于向银行等金融机 构申请授信额度的议案》，现就相关事宜公告如下： 根据公司年度生产经营计划，为满足资金需求，优化资金运用，公 司拟自 2024 年年度股东大会起至 2025 年年度股东大会召开之日止，提 请董事会同意向银行等金融机构申请总额不超过人民币 174.84 亿元的 综合授信额度（其中敞口授信 154.84 亿元，其余 20 亿元均为低风险授 信业务）。上述授信包括但不限于短期流动资金贷款、中长期流动资金 贷款、银行承兑汇票、国内信用证、商票保贴、保理、供应链融资、贴 现等业务。 以上授信额度不等于公司的实际融资金额，实际融资金额应在上述 授信额度内，并以银行等金融机构与公司实际发生的融资金额为准，具 ...