| 证券代码：600909 | 证券简称：华安证券 公告编号：2025-038 | | --- | --- | | 转债代码：110067 | 转债简称：华安转债 | 华安证券股份有限公司 关于 A 股可转换公司债券 2025 年跟踪评级结果的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海证券交易所网站（www.sse.com.cn）。 特此公告。 华安证券股份有限公司董事会 根据中国证券监督管理委员会《上市公司证券发行管理办法》和上海证券交 易所《上海证券交易所公司股票上市规则》等有关规定，华安证券股份有限公司 （以下简称"公司"）委托上海新世纪资信评估投资服务有限公司（以下简称"上 海新世纪"）对 2020 年 3 月发行的 A 股可转换公司债券"华安转债"进行了跟踪 信用评级。 公司前次主体信用评级结果为"AAA"，"华安转债"前次评级结果为"AAA"， 前次评级展望为"稳定"。评级机构为上海新世纪，评级时间为 2024 年 5 月 27 日。 评级机构上海新世纪近日在对本公司经营状况、行业发展情况及其他情 ...

内 部编号 : 2025050085 华安证券股份有限公司 公开发行可转换公司债券 定期跟踪评级报告 项目负责人: 王春苗 李玉鼎 I 布 5 wangchunmiao@shxsj.com 项目组成员: lyd@shxs j.com 评级总监: 熊荣萍 - 12:34 联系电话:(021)63501349 联系地址:上海市黄浦区汉口路 398 号华盛大厦 14 层 公司网站：www.shxsj.com 上海新世纪资信评估投资服务有限公司 Shanghai Brilliance Credit Rating & Investors Service Co., Ltd. 评级声明 除因本次评级事项使本评级机构与评级对象构成委托关系外,本评级机构、评级人员与评级对象不存在任何影响 评级行为独立、客观、公正的关联关系。 本评级机构与评级人员履行了调查和诚信义务,所出具的评级报告遵循了真实、客观、公正的原则。 本报告的评级结论是本评级机构依据合理的内部信用评级标准和程序做出的独立判断,未因评级对象和其他任 何组织或个人的不当影响改变评级意见。 本次跟踪评级依据评级对象及其相关方提供或已经正式对外公布的信息,相关信息的真实性 ...

Core Insights - The main contract of the CSI 1000 Index futures closed at 2506, with a change of +0.82% and a trading volume of 100,800 contracts as of June 4 [1] - The total trading volume for all contracts was 151,500 contracts, a decrease of 13,000 contracts from the previous day [1] - The top 20 positions showed a net short position with a difference of 10,378 contracts [1] Position Data Summary - The top three long positions were held by Guotai Junan with a total holding of 43,239 contracts, CITIC Futures with 41,367 contracts, and Haitong Futures with 14,310 contracts [1] - The top three short positions were held by CITIC Futures with 56,300 contracts, Guotai Junan with 41,598 contracts, and Haitong Futures with 19,072 contracts [1] - The top three long position increases were from Guotai Futures (+168 contracts), Haitong Futures (+123 contracts), and Baicheng Futures (+90 contracts) [1] - The top three long position decreases were from Guotai Junan (-2,379 contracts), CITIC Futures (-1,389 contracts), and Zhongtai Futures (-503 contracts) [1] - The top three short position increases were from Guotai Futures (+319 contracts), Haitong Futures (+275 contracts), and Shenyin Wanguo (+64 contracts) [1] - The top three short position decreases were from Guotai Junan (-2,638 contracts), Dongzheng Futures (-1,475 contracts), and CITIC Futures (-771 contracts) [1]

Core Insights - The main contract of the Shanghai Stock Exchange 50 Index futures closed at 2506 with a slight increase of 0.05% as of June 3, 2025, with a total trading volume of 29,200 contracts, indicating a decrease in trading activity compared to the previous day [1][3]. Group 1: Market Positioning - The top 20 positions in the futures market show a net short position with a difference of 5,290 contracts [1]. - Total trading volume for all contracts was 40,100 contracts, which is a decrease of 9,296 contracts from the previous day [1][4]. - The long positions among the top 20 members increased to 53,600 contracts, up by 1,928 contracts, while short positions rose to 64,900 contracts, an increase of 2,637 contracts [1]. Group 2: Major Players - The top three long positions are held by Guotai Junan with a total of 10,085 contracts, CITIC Futures with 8,264 contracts, and Dongzheng Futures with 4,380 contracts [1][4]. - The top three short positions are also led by Guotai Junan with 11,768 contracts, followed by CITIC Futures with 10,437 contracts, and GF Futures with 8,252 contracts [1][4]. - Among the top 20 positions, Guotai Junan saw an increase in long positions by 1,048 contracts, while CITIC Futures increased by 411 contracts [1][3]. Group 3: Changes in Positions - The top three members with the largest increase in long positions are Guotai Junan (+1,048), CITIC Futures (+411), and Huatai Futures (+152) [1][3]. - The top three members with the largest decrease in long positions are Yong'an Futures (-386), GF Futures (-230), and Guoxin Futures (-182) [1][3]. - For short positions, the largest increases were seen in Guotai Junan (+956), CITIC Futures (+622), and Haitong Futures (+330) [1][3].

Group 1 - The core point of the article is the trading performance and positioning of the CSI 1000 index futures as of June 3, 2025, showing a slight increase in the main contract and a net short position among the top 20 holders [1][2][3] - The main contract closed at 2506, with a change of +0.68%, and a total trading volume of 112,700 contracts, which is a decrease of 23,100 contracts from the previous day [1][3] - The total trading volume for all contracts reached 164,500 contracts, down by 23,100 contracts compared to the previous day [1][4] Group 2 - Among the top 20 positions, the long positions totaled 227,700 contracts, an increase of 3,375 contracts, while the short positions totaled 256,500 contracts, an increase of 2,402 contracts [1][4] - The top three long positions were held by Guotai Junan with 44,580 contracts, CITIC Futures with 42,642 contracts, and Haitong Futures with 14,608 contracts [1][4] - The top three short positions were held by CITIC Futures with 57,448 contracts, Guotai Junan with 43,731 contracts, and Haitong Futures with 19,422 contracts [1][4]

Core Viewpoint - The article discusses the trading data and positions of the CSI 500 index futures as of May 29, 2025, highlighting the increase in both long and short positions among major market participants [1][2]. Group 1: Trading Data Summary - As of May 29, 2025, the main contract for the CSI 500 index futures closed at 2506, with a change of +1.89% and a trading volume of 68,800 contracts [1]. - The total trading volume for all contracts reached 106,300 contracts, an increase of 44,100 contracts compared to the previous day [1]. - The top 20 positions showed a net short position with a difference of 4,600 contracts [1]. Group 2: Positioning Analysis - Among the top 20 positions, long positions totaled 163,700 contracts, an increase of 12,700 contracts from the previous day, while short positions totaled 174,400 contracts, an increase of 15,100 contracts [1]. - The top three long positions were held by CITIC Futures (33,779 contracts), Guotai Junan (32,370 contracts), and Guotai Futures (11,310 contracts) [1]. - The top three short positions were also led by CITIC Futures (34,547 contracts), Guotai Junan (27,079 contracts), and Haitong Futures (18,126 contracts) [1]. Group 3: Changes in Positions - The top three increases in long positions among the main contract were Guotai Junan (+1,509 contracts), Dongzheng Futures (+1,050 contracts), and Zhongtai Futures (+875 contracts) [1]. - The top three decreases in long positions were JPMorgan (-362 contracts), Guoxin Futures (-250 contracts), and Yong'an Futures (-121 contracts) [1]. - For short positions, the top three increases were Haitong Futures (+1,631 contracts), Dongzheng Futures (+1,530 contracts), and Guotai Junan (+1,142 contracts) [1].

Group 1 - The stock price of Jingsong Intelligent (688251.SH) closed at 21.31 yuan, with a decline of 9.67%, currently in a state of breaking issue [1] - Jingsong Intelligent was listed on the Shanghai Stock Exchange's Sci-Tech Innovation Board on June 6, 2022, with an issuance of 14.857116 million shares, accounting for 25% of the total share capital after issuance, at an initial price of 35.62 yuan per share [1] - The highest price reached on the first day of listing was 65.00 yuan, followed by a downward trend in stock price [1] Group 2 - The total amount of funds raised by Jingsong Intelligent was 529 million yuan, with a net amount of 465 million yuan after deducting issuance costs, exceeding the original plan by 127 million yuan [1] - The company planned to raise 338 million yuan for projects including the technological transformation of the intelligent logistics system production base, R&D center construction, and working capital supplementation [1] - The total issuance costs amounted to 63.7213 million yuan, with Huazhong Securities receiving 44.4571 million yuan as underwriting fees [1] Group 3 - On June 25, 2024, Jingsong Intelligent announced a cash dividend of 0.22 yuan per share and a stock increase of 0.45 shares for every share held, with the record date on June 28, 2024 [2] - For the 2024 annual profit distribution, the company plans to distribute a cash dividend of 1.48 yuan for every 10 shares (including tax), totaling approximately 12.85 million yuan [2] - The company also plans to increase its capital reserve by 1.6 shares for every 10 shares held, resulting in an increase of total share capital to 100,742,300 shares after the distribution [2]

Group 1 - In the first five months of 2025, a total of 43 new companies were listed in the A-share market, representing a year-on-year increase of 13.16% compared to 38 companies in the same period last year [2] - The total net fundraising amount for these 43 new listings was 24.939 billion yuan, which is a 2.13% increase from 24.418 billion yuan in the same period last year [2] - The top three underwriting institutions for IPOs were Guotai Junan, Huatai United, and CITIC Securities, each handling 5 listings [2] Group 2 - A total of 21 law firms provided legal services for the 43 new listed companies, with Shanghai Jintiancheng leading with 8 cases, followed by Beijing Zhonglun with 6 cases, and Beijing Hairun Tianrui with 3 cases [4] - In the accounting sector, 15 accounting firms provided auditing services for the new listings, with Rongcheng leading with 8 cases, followed by Lixin with 7 cases, and Zhonghui with 6 cases [4]

Group 1 - Synthetic biology is a new direction for productivity transformation and upgrading, integrating multiple disciplines to design and construct new biological systems for specific functions [1] - The current global synthetic biology industry is in a rapid development phase, with domestic policies continuously strengthening support, creating rich investment opportunities across the industry chain [1][2] - AI technology significantly enhances research and development efficiency through modeling and simulation, which will continue to empower synthetic biology research in China [2] Group 2 - The international advantages in synthetic biology are primarily concentrated in the US and Europe, with domestic policies being developed at the provincial and municipal levels to guide and support the industry [2] - The synthetic biology industry chain consists of three layers: upstream tool layer focusing on enabling technology development, midstream platform layer providing empowering technology platforms, and downstream application layer delivering innovative products to various vertical industries [3] - Each layer of the synthetic biology industry has distinct core barriers, with patents being important but not encompassing the entire industry's core challenges [3]

Core Insights - The main contract of the CSI 1000 Index futures closed at 2506 on May 28, with a slight decrease of 0.32% and a trading volume of 120,200 contracts [1][2] - Total trading volume for all contracts was 164,900, down by 30,100 contracts from the previous day [1][4] - The top 20 positions showed a net short position with a difference of 11,342 contracts [1] Group 1: Trading Volume and Positions - The total trading volume for the main contract was 120,200 contracts, reflecting a decrease of 30,100 contracts from the previous day [1] - The top 20 long positions totaled 223,800 contracts, down by 9,343 contracts, while the top 20 short positions totaled 250,400 contracts, down by 9,988 contracts [1][4] - The top three long positions were held by Guotai Junan (44,355 contracts), CITIC Futures (41,694 contracts), and Guotou Futures (13,197 contracts) [1][4] Group 2: Changes in Long and Short Positions - The top three long position increases were from GF Futures (5,056 contracts, up by 113), Shenyin Wanguo (2,850 contracts, up by 18), and Guoxin Futures (3,845 contracts, up by 15) [1] - The top three long position decreases were from CITIC Futures (23,985 contracts, down by 2,857), Guotai Junan (24,231 contracts, down by 1,415), and Dongzheng Futures (8,295 contracts, down by 1,325) [1] - The top three short position increases were from Huatai Futures (7,699 contracts, up by 163), Shenyin Wanguo (3,831 contracts, up by 84), and Zhongjin Futures (2,299 contracts, up by 80) [1]