证券代码： 601375 证券简称： 中原证券 公告编号：2023-046 2023 年 9 月 29 日 公司董事会发展战略委员会对本议案进行了预先审阅。 同意中原证券与江苏苏豪投资集团有限公司（以下简称"苏豪投资"）共同 发起设立中原苏豪基金管理有限公司（暂定名，以实际申报名称为准，以下简称 "基金公司"），拟从事公开募集证券投资基金管理、基金销售、私募资产管理 和中国证监会许可的其他业务（以中国证券监督管理委员会最终核准并经市场监 督管理局登记的经营范围为准）。基金公司拟注册地为河南省郑州市，组织形式 为有限责任公司，注册资本 2 亿元人民币，其中中原证券出资 16,000 万元，出 资比例为 80%；苏豪投资出资 4,000 万元，出资比例为 20%。 本次投资设立的基金公司尚需向中国证券监督管理委员会申请公募基金管 理业务资格，能否取得审批尚存在不确定性，请广大投资者注意投资风险。 特此公告。 中原证券股份有限公司第七届董事会 第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司 ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | ...

会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 证券代码：601375 证券简称：中原证券 公告编号：2023-043 会议召开时间：2023 年 09 月 05 日(星期二)下午 14:00-15:00 中原证券股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议内容：中原证券股份有限公司 2023 年半年度业绩说明会 关于召开 2023 年半年度业绩说明会的公告 会议召开方式：上证路演中心网络互动 欢迎有意向参加本次说明会的投资者于 2023 年 08 月 29 日(星期二)至 09 月 04 日(星期一)16:00 前登录上证路演中心网站首页点击"提问预征集"栏 目或通过公司投资者关系邮箱：investor@ccnew.com 进行提问。公司将在本次说 明会上就投资者普遍关注的问题进行重点回答。 一、说明会类型 中原证券股份有限公司（以下简称"公司"）将于 2023 年 08 月 31 日在上海 证券交 ...

花金钟先生 2018 年 4 月加入公司，先后担任合规总监、副总经理和执行委 员会委员等职务，任职期间勤勉尽责、恪尽职守，在加强公司合规管理、防范化 解风险、推动投行业务发展等方面做出了重要贡献，尤其是在提高公司分类评级 和投行执业质量等方面工作成绩突出，有力促进了公司业务发展。 公司及公司董事会对花金钟先生任职期间为公司发展做出的突出贡献表示 衷心感谢！ 特此公告。 证券代码： 601375 证券简称： 中原证券 公告编号：2023-042 中原证券股份有限公司 关于公司高级管理人员辞任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司（以下简称"公司"）董事会于 2023 年 8 月 28 日收 到公司副总经理、执行委员会委员花金钟先生提交的书面辞职报告。花金钟先生 因个人原因，申请辞去公司副总经理、执行委员会委员职务。辞职报告自送达董 事会之日起生效。花金钟先生辞职后将不再担任公司任何职务，其辞任不会对公 司经营管理产生影响。截至本公告披露日，花金钟先生未持有公司股份。 中原证券股份有限公司董事 ...

Central China Securities Co., Ltd. （2002年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原証券股份有限公司」， 在香港以「中州証券」名義開展業務） （股份代號：01375） 香港交易及結算所有限本公司及香港聯合交易所有限本公司對本公告之內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產 生或因倚賴該等內容而引致之任何損失承擔任何責任。 承董事會命 中原證券股份有限公司 董事長 魯智禮 中國，河南 2023年8月18日 於本公告日期，董事會包括執行董事魯智禮先生；非執行董事李興佳先生、張秋雲女士、 唐進先生及田聖春先生；獨立非執行董事張東明女士、陳志勇先生、曾崧先生及賀俊先生。 董事會召開日期 中原證券股份有限公司（「本公司」）之董事（「董事」）會（「董事會」）謹此宣佈， 本公司將於2023年8月30日（星期三）舉行董事會會議，其中議程包括審議及批 准本公司及其附屬公司截至2023年6月30日止六個月之中期業績及其刊發。 ...

证券代码： 601375 证券简称： 中原证券 公告编号：2023-022 中原证券股份有限公司 关于参加河南辖区上市公司2023年投资者网上集体 接待日活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步加强与投资者的互动交流，中原证券股份有限公司（以下简称"公 司"）定于 2023 年 5 月 18 日（星期四）14:30-17:30 参加由河南证监局、河南 上市公司协会及深圳全景网络有限公司共同举办的"真诚沟通 传递价值"河南 辖区上市公司 2023 年投资者网上集体接待日活动，本次活动将采用网络远程的 方式举行，投资者可登录"全景·路演天下"（http://rs.p5w.net）参与本次 互动交流。 出席本次网上集体接待日活动的人员有：董事会秘书、执行委员会委员朱启 本先生，证券事务代表赵锦琦先生及相关工作人员，欢迎广大投资者积极参与。 特此公告。 中原证券股份有限公司董事会 2023 年 5 月 13 日 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 463,516,307.36, representing a year-on-year increase of 19.31%[8] - The net profit attributable to shareholders for Q1 2023 was CNY 70,497,329.89, showing a significant increase of 282.45% compared to the same period last year[8] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 63,800,558.77, reflecting a remarkable growth of 364.58%[8] - The basic earnings per share for Q1 2023 was CNY 0.02, which is a 400.00% increase year-on-year[8] - The company reported a total profit of CNY 70,949,156.91 for Q1 2023, compared to CNY 13,848,578.24 in Q1 2022, indicating a substantial increase[35] - Net profit for Q1 2023 reached CNY 66,192,766.10, up from CNY 13,161,273.60 in Q1 2022, marking a growth of 402.5%[35] Assets and Liabilities - The total assets at the end of Q1 2023 amounted to CNY 53,811,410,944.62, an increase of 7.23% from the end of the previous year[10] - The total assets as of March 31, 2023, amounted to 53,811,410,944.62 CNY, up from 50,182,639,547.46 CNY year-over-year[31] - The total liabilities increased to 39,553,104,868.76 CNY from 35,975,265,974.01 CNY, indicating a rise in financial obligations[31] - The company’s total liabilities and equity reached CNY 53,811,410,944.62, an increase of 7.3% from the previous year[32] Cash Flow - The net cash flow from operating activities for Q1 2023 was negative at CNY -1,887,075,641.20, indicating a significant cash outflow[8] - In Q1 2023, the net cash flow from operating activities was -1,887,075,641.20 CNY, compared to -1,071,347,955.01 CNY in Q1 2022, indicating a decline in operational efficiency[22] - Total cash inflow from investment activities was 1,093,490,907.89 CNY, significantly up from 85,123,514.26 CNY in the same period last year[22] - The net cash flow from financing activities was 1,224,697,087.48 CNY, an increase from 871,220,914.80 CNY in Q1 2022, reflecting improved financing conditions[22] - The cash flow from other operating activities was 62,412,800.99 CNY, down from 107,858,711.97 CNY in Q1 2022, indicating reduced operational cash generation[22] Shareholder Equity - The equity attributable to shareholders at the end of Q1 2023 was CNY 13,813,066,111.24, a slight increase of 0.40% compared to the end of the previous year[10] - The total equity remained stable at 4,642,884,700.00 CNY, unchanged from the previous year[31] Income Sources - Interest and commission income received in Q1 2023 was 462,578,524.04 CNY, down from 633,142,821.07 CNY in Q1 2022, showing a decrease in revenue from these sources[22] - The company experienced a decrease in net commission income from CNY 303,072,410.64 in Q1 2022 to CNY 175,921,184.98 in Q1 2023, a decline of 42.0%[32] - Net interest income rose to CNY 39,689,917.61, compared to CNY 9,769,477.43 in the same period last year, reflecting a significant increase[32] Government Support - The company received government subsidies amounting to CNY 9,462,931.04 during the reporting period, primarily related to government support[10] Other Comprehensive Income - Other comprehensive income attributable to shareholders of the parent company showed a loss of CNY 15,260,263.69 in Q1 2023, compared to a loss of CNY 4,823,195.74 in Q1 2022[35]

中原证券股份有限公司 关于召开 2022 年度业绩说明会的公告 证券代码：601375 证券简称：中原证券 公告编号：2023-016 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议内容：中原证券股份有限公司 2022 年度业绩说明会 会议召开时间：2023 年 04 月 06 日(星期四)下午 14:00-15:00 会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 欢迎有意向参加本次说明会的投资者于 2023 年 03 月 29 日(星期三)至 04 月 04 日(星期二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏 目或通过公司投资者关系邮箱：investor@ccnew.com 进行提问。公司将在本次说 明会上就投资者普遍关注的问题进行重点回答。 一、说明会类型 中原证券股份有限公司（以下简称"公司"）已于 2023 年 3 月 29 日在上海 证券交易所网站（ ...

Financial Performance - Operating revenue for Q3 2022 was CNY 660,001,318.17, a decrease of 41.99% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2022 was CNY 227,759,332.87, down 14.95% year-on-year[2]. - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 217,623,426.47, a decrease of 19.91% compared to the previous year[2]. - Basic earnings per share for the year-to-date period was CNY 0.05, a decline of 81.82% compared to the same period last year[4]. - Total operating revenue for the first three quarters of 2022 was RMB 1,447,675,458.61, a decrease of 58.3% compared to RMB 3,473,743,423.37 in the same period of 2021[14]. - Net profit for the first three quarters of 2022 was RMB 95,194,443.69, down from RMB 504,072,804.71 in 2021, a decline of 81.1%[14]. - The net profit attributable to shareholders of the parent company for Q3 2022 was ¥102,316,451.80, compared to ¥496,753,662.27 in Q3 2021, representing a significant decrease[15]. - The total comprehensive income attributable to the owners of the parent company for Q3 2022 was ¥167,095,107.17, compared to ¥497,965,538.70 in Q3 2021, indicating a decline[15]. - The basic and diluted earnings per share for Q3 2022 were both ¥0.02, down from ¥0.11 in Q3 2021[15]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 48,082,563,340.95, a decrease of 10.54% from the end of the previous year[4]. - Total assets as of September 30, 2022, were RMB 48,082,563,340.95, down from RMB 53,748,323,524.71 at the end of 2021, a decrease of 10.5%[13]. - Total liabilities decreased to RMB 33,895,518,846.21 from RMB 39,604,243,601.31, a reduction of 14.5%[12]. - The company's total equity increased slightly to RMB 14,187,044,494.74 from RMB 14,144,079,923.40, reflecting a growth of 0.3%[13]. - The company’s total liabilities to equity ratio improved to 2.39 from 2.80, indicating a stronger equity position relative to liabilities[12]. Cash Flow - The company reported a net cash flow from operating activities of CNY -801,950,688.28 for the year-to-date period[4]. - The net cash flow from operating activities for the first nine months of 2022 was -¥801,950,688.28, compared to -¥814,953,277.79 in the same period of 2021[16]. - The total cash inflow from financing activities for the first nine months of 2022 was ¥10,106,491,728.33, up from ¥9,056,046,525.00 in the same period of 2021[16]. - The net cash flow from investing activities for the first nine months of 2022 was ¥426,428,694.77, compared to ¥932,304,021.42 in the same period of 2021[16]. - The cash and cash equivalents at the end of Q3 2022 amounted to ¥13,299,200,711.19, down from ¥14,277,215,495.03 at the end of Q3 2021[16]. - The company reported a net decrease in cash and cash equivalents of -¥1,570,866,424.69 for the first nine months of 2022[16]. - The company experienced a net decrease in funds lent of ¥1,213,937,612.31 during Q3 2022[16]. - The company’s total cash inflow from operating activities for Q3 2022 was ¥7,631,376,332.03, compared to ¥6,363,033,575.01 in Q3 2021, showing an increase[16]. Income Sources - Non-operating income for Q3 2022 included government subsidies amounting to CNY 14,475,361.52, primarily related to government support[5]. - The decline in operating revenue year-to-date was primarily due to a decrease in bulk commodity sales, commission income, and fair value changes[6]. - Net interest income for the first three quarters of 2022 was RMB 81,102,914.56, down from RMB 105,018,623.57 in 2021, reflecting a decline of 22.7%[14]. - Net commission and fee income decreased to RMB 772,385,680.85 from RMB 1,176,110,582.36, representing a decline of 34.3%[14]. - Investment income increased significantly to RMB 1,096,734,474.37 from RMB 538,613,227.91, marking a growth of 103.5%[14]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 138,847, with the largest shareholder holding 25.74% of shares[9]. - The weighted average return on equity for the year-to-date period was 1.67%, down 0.29 percentage points year-on-year[4].

Financial Performance - The company's operating revenue for the first half of 2022 was CNY 787,674,140.44, a decrease of 66.28% compared to CNY 2,336,041,148.75 in the same period last year [18]. - The net profit attributable to shareholders of the parent company was a loss of CNY 125,442,881.07, down 154.79% from a profit of CNY 228,961,700.48 in the previous year [18]. - The net cash flow from operating activities was negative at CNY -1,282,743,968.59, compared to CNY 2,626,128,925.24 in the same period last year [18]. - Basic earnings per share for the first half of 2022 were CNY -0.03, a decrease of 160.00% compared to CNY 0.05 in the same period last year [19]. - The total comprehensive income for the first half of 2022 was a loss of RMB 100.04 million, compared to a gain of RMB 234.32 million in the first half of 2021 [162]. - The company reported a net loss of RMB 130.42 million, compared to a net profit of RMB 232.44 million in the same period of 2021 [162]. Risk Management - The company has established a comprehensive risk management system to identify, assess, and respond to various risks, ensuring operations remain within manageable risk levels [4]. - The company emphasizes the importance of compliance with legal regulations and internal controls to mitigate operational risks [4]. - The company maintains a prudent risk management strategy, focusing on balancing capital, risk, and returns to provide stable profits to shareholders [89]. - The company has established a four-tier comprehensive risk management framework, enhancing risk management effectiveness across all levels [90]. - The company has implemented strict investment authorization systems to manage market risks, including the establishment of a multi-level risk monitoring and assessment system [98]. Compliance and Governance - There were no non-operational fund occupations by controlling shareholders or related parties, indicating a stable financial governance structure [3]. - The report highlights the absence of any significant legal or regulatory violations that could impact the company's reputation or financial standing [3]. - The company strictly complies with environmental protection laws and has not faced any administrative penalties related to environmental issues during the reporting period [117]. - The company has continuously updated its compliance management system to align with legal and regulatory changes, ensuring effective risk identification and management [104]. Shareholder and Capital Management - The company did not propose any profit distribution or capital reserve conversion plans during this reporting period, reflecting a focus on reinvestment [2]. - The total number of shareholders is 148,997, with 148,958 holding A-shares and 39 holding H-shares [140]. - The largest shareholder, Hong Kong Central Clearing Limited, holds 1,195,142,850 shares, accounting for 25.74% of the total shares [140]. - The company plans to issue up to 1,392,865,410 A-shares, raising no more than RMB 7 billion [138]. Market Environment - The stock market environment showed a decline, with the Shanghai Composite Index down 6.63% and the Shenzhen Component Index down 13.20% year-to-date [32]. - The financing and securities lending balance in the capital market was approximately RMB 1.6 trillion, a decrease of 12.49% from the end of the previous year [34]. - The private equity investment market saw a decline in fundraising, with the number of newly raised funds and amounts reaching 2,701 and RMB 772.455 billion, down 7.2% and 10.3% year-on-year respectively [43]. Operational Highlights - The company is actively implementing a "three-in-one" financial service model, integrating investment, banking, and lending services to support the growth of promising enterprises [29]. - The total trading volume of stock and fund transactions reached RMB 835 billion, with a market share of 3.35‰ [33]. - The company aims to enhance its wealth management transformation by expanding the scale of public fund distribution and increasing the proportion of income from financial product distribution [33]. - The company completed 1 IPO underwriting project with a total amount of RMB 1.296 billion, ranking 24th in IPO underwriting amount [38]. Financial Position - Total assets at the end of the reporting period were CNY 54,692,772,290.54, an increase of 1.76% from CNY 53,748,323,524.71 at the end of the previous year [18]. - Total liabilities increased by 2.90% to CNY 40,752,271,831.24 from CNY 39,604,243,601.31 at the end of the previous year [18]. - The equity attributable to shareholders of the parent company decreased by 1.45% to CNY 13,483,278,632.78 from CNY 13,681,883,165.28 at the end of the previous year [18]. - The company's cash and cash equivalents were reported at 13,037,318,378.47 RMB, up from 12,332,030,422.75 RMB year-over-year [160]. Investment and Financing - The company has been recognized as a key player in promoting the capital market development in Henan Province, leveraging its local market advantages [31]. - The company reported a non-recurring gain of ¥5,345,411.78 after accounting for government subsidies and other income, despite a loss in overall performance [22]. - The company has actively optimized its asset-liability management to enhance its debt servicing capabilities [149]. - The company issued a USD 100 million bond with a 4% interest rate, maturing on March 22, 2025, with various forms of guarantees in place [151].