天合光能股份有限公司 内部审计制度 第一章 总则 第一条 为进一步规范天合光能股份有限公司（以下简称"公司"）内部审计 工作，提高内部审计工作质量，实现公司内审计工作规范化、标准化，发挥内部 审计工作在促进公司经济管理、提高经济效益中的作用，根据《公司法》《证券 法》《审计法》《审计署关于内部审计工作的规定》《企业内部控制基本规范》 《上市公司治理准则》《上海证券交易所上市公司自律监管指引第 1 号——规 范运作》等有关法律、法规和其他规范性文件以及《天合光能股份有限公司章程》 的规定,并结合公司实际情况制定本制度。 第二条 本制度适用于公司及各内部机构、控股子公司等单位的内部审计工 作。 第三条 本制度所称内部审计，是指公司审计监察部及人员，对本公司及所 属各内部机构、子公司等单位的内部控制、风险管理、经营活动、财务信息等实 施独立、客观的监督、监察和评价，以促进公司完善治理，增加公司价值和实现 经营目标的活动。 第二章 机构设置与一般规定 第四条 公司设立审计监察部为公司的内部审计部门，负责公司内部审计工 作的组织与实施。审计监察部对董事会负责，向董事会审计委员会报告工作。审 计监察部在监督检查过程中，应 ...

General Provisions - The management system for the shares held by the board of directors and senior management of Trina Solar Limited is established to strengthen the management of shareholdings and changes in accordance with relevant laws and regulations [1][2] - This system applies to the management of shares held by the company's directors and senior management [1] Restrictions on Share Trading - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - Specific periods during which directors and senior management cannot buy or sell company shares include 15 days before the announcement of annual and semi-annual reports and five days before quarterly reports [3] Share Transfer Regulations - The number of shares that directors and senior management can transfer in a year is limited to a certain percentage of their total holdings, with specific rules for newly acquired shares and shares resulting from equity distribution [4] - Directors and senior management must comply with regulations regarding the reporting and disclosure of share trading activities [5][6] Information Reporting and Disclosure - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring accurate and timely reporting [5] - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares before and after the change [7][8] Responsibilities and Penalties - Violations of the share trading regulations by directors and senior management will be reported to the board and relevant regulatory authorities, with potential internal disciplinary actions or penalties imposed [9] - The company will recover any profits from short-term trading violations by directors and senior management [9] Miscellaneous - Any matters not covered by this system will be executed according to national laws and regulations, and the system will take effect upon approval by the board of directors [10]

天合光能股份有限公司 募集资金管理制度 第一章 总 则 第一条 为规范天合光能股份有限公司（以下简称"公司"）募集资金的使 用与管理，提高募集资金的使用效率，防范资金使用风险，确保资金使用安全， 保护投资者的利益，根据《中华人民共和国公司法》《中华人民共和国证券法》 《监管规则适用指引——发行类第7号》《上市公司募集资金监管规则》《上海 证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指 引第1号——规范运作》等法律法规、法规、规范性文件，以及《天合光能股份 有限公司章程》的要求，结合公司实际情况，制定本制度。 第二条 本制度所称募集资金系指公司通过向不特定对象发行证券（包括首 次公开发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公 司债券等）以及向特定对象发行证券募集的资金，但不包括公司实施股权激励计 划募集的资金。 第三条 公司董事会应当负责建立健全公司募集资金存储、管理和使用的内 部控制制度，并确保该制度的有效实施，该等制度应当对募集资金专户存储、使 用、变更、监督和责任追究等内容进行明确规定。 募集资金投资项目（以下简称"募投项目"）通过公司的子公司或公司控制 的其 ...

第一章 总则 第一条 为了规范天合光能股份有限公司（以下简称"公司"）对外投资 行为，防范投资风险，提高对外投资效益，根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》《上海证券交易所科创板 股票上市规则》（以下简称"《上市规则》"）等法律法规的相关规定和《天合 光能股份有限公司章程》（以下简称"《公司章程》"），制定本制度。 第二条 本制度所称对外投资，是指公司在境内外进行的下列以盈利或保 值增值为目的的投资行为： （一）向其他企业投资，包括单独设立或与他人共同设立企业、对其他企业 增资、受让其他企业股权等权益性投资； （二）购买交易性金融资产和可供出售的金融资产、向他人提供借款（含委 托贷款）、委托理财等财务性投资（购买银行理财产品的除外）； 天合光能股份有限公司 对外投资管理制度 （三）其他投资。 第三条 公司对外投资行为必须符合国家有关法规及产业政策，符合公司 发展战略，有利于增强公司竞争能力，有利于合理配置企业资源，创造良好经济 效益，促进公司可持续发展。 第四条 对外投资涉及使用募集资金的，还需遵守《上市公司募集资金监 管规则》《上海证券交易所科创板上市公司自律监管 ...

Core Viewpoint - The document outlines the independent director system of Trina Solar Limited, aiming to enhance corporate governance, protect minority shareholders, and ensure compliance with relevant laws and regulations [1][2]. Summary by Sections General Principles - The independent director system is established to improve the governance structure of the company and enhance the supervision of internal directors and management [1]. - Independent directors must not hold any other positions within the company and should have no direct or indirect interests that could affect their independent judgment [1]. Qualifications of Independent Directors - Independent directors must meet specific qualifications as outlined in various laws and regulations, including the Company Law and the Management Measures for Independent Directors [2]. - Candidates must have a good personal character and must not have any disqualifying records, such as recent securities violations or significant dishonesty [2]. Independence of Independent Directors - Independent directors must maintain independence and should not have any relationships that could compromise their objectivity [3][4]. - The company must ensure that independent directors constitute at least one-third of the board, including at least one accounting professional [2][4]. Nomination, Election, and Replacement of Independent Directors - Independent director candidates can be proposed by the board, supervisory board, or shareholders holding more than 1% of the company's shares [6]. - The company must submit relevant materials regarding independent director candidates to the Shanghai Stock Exchange [7]. Responsibilities and Duties of Independent Directors - Independent directors are responsible for participating in board decisions, supervising potential conflicts of interest, and providing professional advice to enhance decision-making [10][19]. - They have the authority to independently hire intermediaries for audits or consultations and can propose the convening of shareholder meetings [10][19]. Meetings and Communication - The company is required to hold independent director meetings at least biannually, ensuring that all independent directors can communicate effectively [12][13]. - Independent directors must document their opinions and decisions during meetings, which should be recorded and preserved for at least ten years [15][19]. Rights and Obligations of Independent Directors - The company must provide necessary working conditions and support for independent directors to fulfill their duties [47][48]. - Independent directors are entitled to equal access to information and must be kept informed about the company's operations [48][49]. Final Provisions - The independent director system will take effect upon approval by the shareholders' meeting and will be subject to interpretation and revision by the board [54][55].

Core Points - The document outlines the external guarantee management system of Trina Solar Limited, aiming to regulate external guarantee behavior, control risks, and protect the rights of shareholders and stakeholders [1][2]. Group 1: General Principles - The external guarantee refers to the guarantees provided by the company for others, including guarantees for its subsidiaries [1]. - The system applies to the company and its subsidiaries, with subsidiaries required to notify the company of any guarantees made [1][2]. - Guarantees must adhere to principles of legality, prudence, mutual benefit, and safety [1]. Group 2: Review of Guarantee Objects - The guaranteed party must have good operating conditions and corresponding debt repayment capabilities, with no significant operational or financial risks [2]. - The board of directors must thoroughly investigate the financial and operational status of the guaranteed party before making decisions [2]. Group 3: Approval Procedures - External guarantees must be reviewed by the board of directors or the shareholders' meeting [3]. - Certain guarantees require shareholders' meeting approval, especially those exceeding 10% of the latest audited net assets or 50% of total assets [3][4]. - Shareholders related to the guaranteed party must abstain from voting on related proposals [3]. Group 4: Management of Guarantees - The company’s general manager designates departments to conduct strict reviews of the guaranteed party's credit status [5]. - The finance department is responsible for credit investigations, maintaining records, and monitoring the performance of guarantee contracts [5][6]. - The legal department handles contract drafting, legal disputes, and recovery of claims against the guaranteed party [6]. Group 5: Information Disclosure - The company must fulfill its information disclosure obligations regarding external guarantees as per relevant regulations [7]. - All departments involved in guarantee matters must report to the board secretary and provide necessary documentation [7]. Group 6: Violations and Responsibilities - The board of directors will determine penalties for individuals responsible for violations based on the risk and loss incurred [8]. - Individuals without authorization cannot sign guarantee contracts, and the company has the right to seek compensation for losses incurred due to unauthorized actions [8].

天合光能股份有限公司 董事会提名委员会工作规则 第一章 总则 第一条 天合光能股份有限公司（以下简称"公司"）为规范董事及高级 管理人员的产生，优化董事会的组成，完善公司治理结构，特设立董事会提名委 员会（以下简称"本委员会"），作为负责选择公司董事、总经理以及其他高级管 理人员的专门机构。 第二条 为确保本委员会规范、高效地开展工作，公司董事会根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《上市公司治理准则》和 《天合光能股份有限公司章程》（以下简称"《公司章程》"）等有关规定，特 制定本规则。 第二章 人员组成 第三条 本委员会由三名董事组成，其中独立董事应占二分之一以上。 第四条 本委员会设召集人一名，由独立董事担任，负责主持委员会工 作。 第五条 召集人和委员由二分之一以上独立董事或全体董事的三分之 一以上提名，由公司董事会选举产生。 第六条 本委员会任期与董事会任期一致，委员任期届满，可以连选连 任。期间如有委员不再担任公司董事或独立董事职务，为使本委员会的人员组成 符合本规则的要求，董事会应根据本规则第五条规定及时补足委员人数，补充委 员的任职期限截至该委员担任董事或独立董事的任期结束 ...

General Information - Trina Solar Co., Ltd. is established as a joint-stock company in accordance with the Company Law and Securities Law of the People's Republic of China [1][2] - The company is registered with a capital of RMB 2,179.365412 billion [2] - The company was approved for public offering of shares on April 29, 2020, and listed on the Shanghai Stock Exchange on June 10, 2020 [1][3] Corporate Governance - The legal representative of the company is the chairman of the board, who is responsible for executing company affairs [2] - The company’s articles of association serve as a legally binding document governing the rights and obligations of the company, shareholders, directors, and senior management [3] - The company’s senior management includes the general manager, deputy general managers, board secretary, and financial officer [3] Business Objectives and Scope - The company's business objective is to introduce advanced technology and management experience to maximize investor returns [4] - The business scope includes manufacturing solar photovoltaic power station equipment, installation of solar photovoltaic power station equipment and systems, and development of solar energy technology [4][5] Share Structure - The company issues shares in the form of stocks, with each share having a face value of RMB 1 [5] - The total number of shares issued by the company is 217,936,541.12 shares, all of which are ordinary shares [6] - The company prohibits financial assistance for acquiring its shares, except for employee stock ownership plans [6] Shareholder Rights and Responsibilities - Shareholders have the right to receive dividends and participate in decision-making processes, including voting on significant corporate matters [10][11] - Shareholders are required to comply with laws and regulations, and they cannot withdraw their capital except as permitted by law [16] - Shareholders holding more than 3% of shares for over 180 days can request the company to take legal action against directors or senior management for damages caused by violations of laws or regulations [14][15] Shareholder Meetings - The company holds annual shareholder meetings within six months after the end of the fiscal year [46] - Shareholders holding more than 10% of shares can request the board to convene a temporary shareholder meeting [47] - The company must provide adequate notice of meetings, including the agenda and voting procedures [58][59]

《上市公司治理准则》、 天合光能股份有限公司 董事会议事规则 第一章 总则 第一条 为完善天合光能股份有限公司（以下简称"公司"）治理结构， 保障董事会依法独立、规范、有效地行使决策权，确保董事会的工作效率，根据 《中华人民共和国公司法》 （以下简称"《公司法》"）、 《上 海证券交易所科创板股票上市规则》 （以下简称"《上市规则》"）等有关规定和《天 合光能股份有限公司章程》（以下简称"《公司章程》"）的规定，制定本规则。 第二条 董事会是公司常设决策机构，对股东会负责，在法律法规、《公 司章程》和股东会赋予的职权范围内行使职权，维护公司及股东的合法权益。 第三条 董事会下设董事会办公室，由董事会秘书负责，处理董事会日常 事务。 第四条 董事会设董事长 1 人，联席董事长 1 人，副董事长 1 人。公司联 席董事长、副董事长协助董事长工作。董事长不能履行职务或不履行职务时，由 联席董事长履行职务；联席董事长不能履行职务或者不履行职务的，由副董事长 履行职务；副董事长不能履行职务或不履行职务时，由半数以上董事共同推举一 名董事履行职务。 第二章 董事会会议的召集与通知 第五条 董事会会议由董事长召集和主持。 ...

天合光能股份有限公司 股东会议事规则 第一章 总则 第一条 为完善天合光能股份有限公司（以下简称"公司"）公司治理结 构，保障股东依法行使股东权利，确保股东会高效、平稳、有序、规范运作，公 司根据《中华人民共和国公司法》 （以下简称"《公司法》"）、 《上市公司章程指引》 《上市公司股东会规则》 《天合光能股份有限公司章程》 （以下简称"《公司章程》"） 等规定，结合公司实际情况，制定本规则。 第二条 公司应当严格按照法律、行政法规、《上市公司股东会规则》及 《公司章程》的相关规定召开股东会，保证股东能够依法行使权利。公司董事会 应当切实履行职责，认真、按时组织股东会。公司全体董事应当勤勉尽责，确保 股东会正常召开和依法行使职权。 第三条 股东会应当在《公司法》和《公司章程》规定的范围内行使职权。 第四条 股东会分为年度股东会和临时股东会。年度股东会每年召开一 次，应当于上一会计年度结束后的 6 个月以内举行。临时股东会不定期召开，出 现《公司法》或《公司章程》规定的应当召开临时股东会的情形时，临时股东会 应当在 2 个月以内召开。 公司在上述期限内不能召开股东会的，应当报告中国证券监督管理委员会 （以下简称 ...