Core Viewpoint - Northeast Securities announced that its subsidiary Bohai Futures Co., Ltd. will voluntarily terminate its listing on the National Equities Exchange and Quotations (NEEQ) starting June 24, 2025, based on its development plans [1] Group 1 - Bohai Futures will apply for the termination of its listing and will handle the stock exit registration procedures [1] - The termination of the listing is aligned with the future development plans of both Northeast Securities and Bohai Futures [1] - This decision is not expected to have a significant impact on the normal operations of either Northeast Securities or Bohai Futures [1]

Group 1 - The core viewpoint is that the polyester bottle chip industry is expected to recover due to recent production cuts and an end to industry expansion, leading to an improved supply-demand balance [1][2] - Polyester bottle chip companies have announced a total production cut of 3.36 million tons, accounting for approximately 16.3% of total capacity [1] - Major companies involved in production cuts include China Resources Chemical, which plans to reduce production by 20% (660,000 tons), and Chongqing Wankai, which will cut 600,000 tons per year starting July 1 [1] Group 2 - Global demand for polyester bottle chips is projected to grow by about 8.2% year-on-year in 2024, with new production capacity primarily concentrated in mainland China [2] - By the end of 2024, global polyester bottle chip production capacity is expected to reach 4.262 million tons per year, with 4.17 million tons coming from new capacity in China [2] - The concentrated production expansion phase is nearing its end, which is anticipated to lead to a gradual recovery in bottle chip prices and restoration of industry chain profits [2]

Core Viewpoint - Northeast Securities has successfully resolved a long-standing legal dispute with Dunhua Rural Commercial Bank, with the Supreme People's Court rejecting the bank's request for a retrial, resulting in no financial impact on the company's current or future profits [1]. Group 1: Legal Proceedings - The lawsuit involved a principal amount of approximately 294 million yuan and corresponding interest, initiated by Dunhua Rural Commercial Bank against Northeast Securities for alleged failure to fulfill management obligations related to the "Northeast Securities Changying No. 4 Directional Asset Management Plan" [2]. - The case dates back to May 19, 2021, when Dunhua Rural Commercial Bank claimed significant losses of 472 million yuan due to Northeast Securities' mismanagement of the asset management plan, which was established in 2013 [2]. - Following a series of court rulings, including a judgment from the Jilin Provincial High Court in November 2018, Northeast Securities was initially ordered to bear supplementary compensation responsibilities limited to the value of 800,000 shares of a delisted stock [2][3]. Group 2: Outcome of the Dispute - After the initial ruling, Dunhua Rural Commercial Bank filed another lawsuit in May 2021, seeking compensation of 294 million yuan plus interest, which resulted in a first-instance judgment against Northeast Securities [3]. - Northeast Securities appealed the first-instance judgment, and on April 16, 2024, the Jilin Provincial High Court overturned the ruling and dismissed Dunhua Rural Commercial Bank's claims [3]. - The Supreme People's Court ultimately rejected Dunhua Rural Commercial Bank's request for a retrial, concluding an eight-year legal battle without any financial liability for Northeast Securities [3].

Group 1 - The company is issuing a subordinated bond (Phase 1) aimed at professional investors, with a maturity date of June 24, 2025 [1] - The bond has a credit rating of AA+ and a stable outlook, with a coupon rate of 3.88% for the period from June 24, 2024, to June 23, 2025 [1] - The total amount of interest and principal for every 10 bonds with a face value of RMB 1,000 is RMB 1,038.80, including tax [1] Group 2 - The bond's interest income tax for individual bondholders is set at a rate of 20% on the interest amount, which will be withheld at the time of payment [2] - Foreign institutional investors are exempt from corporate income tax and value-added tax on bond interest income until December 31, 2025 [2] - The company will be responsible for the payment of interest and principal if it fails to transfer the funds to the designated bank account on time [2] Group 3 - Contact information for inquiries includes addresses and phone numbers for representatives in Changchun and Suzhou [3]

东北证券股份有限公司2022年面向专业投资者 公开发行次级债券（第一期） 2025年兑付暨摘牌公告 重要提示： 债券简称：22 东北 C1 债券代码：149959 债权登记日：2025 年 6 月 23 日 最后交易日：2025 年 6 月 23 日 兑付日：2025 年 6 月 24 日 摘牌日：2025 年 6 月 24 日 计息期间：2024 年 6 月 24 日至 2025 年 6 月 23 日 东北证券股份有限公司 2022 年面向专业投资者公开发行次级债券（第一期） （以下简称"本期债券"）将于 2025 年 6 月 24 日支付自 2024 年 6 月 24 日至 2025 年 6 月 23 日期间的利息及本期债券的本金。 为保证还本付息工作的顺利进行，现将有关事项公告如下： 一、本期债券的基本情况 1.发行人：东北证券股份有限公司 2.债券名称：东北证券股份有限公司 2022 年面向专业投资者公开发行次级 债券（第一期） 1 3.债券简称：22 东北 C1 4.债券代码：149959 5.债券余额：人民币 15.50 亿元。 6.期限：3 年。 7.当前票面利率：本期债券的票面利率为 3.88 ...

股票代码：000686 股票简称：东北证券 公告编号：2025-035 债券代码：149959.SZ、148094.SZ、148246.SZ、148512.SZ、148572.SZ、148658.SZ、 148704.SZ、148808.SZ、148846.SZ、148966.SZ、524007.SZ、524096.SZ、524132.SZ、 524133.SZ、524185.SZ、524216.SZ、524230.SZ、524299.SZ 债券简称：22 东北 C1、22 东北 C2、23 东北 C1、23 东北 01、24 东北 C1、24 东 北 C2、24 东北 01、24 东北 02、24 东北 03、24 东北 04、24 东北 05、25 东北 D1、25 东北 01、25 东北 D2、25 东北 C1、25 东北 D3、25 东北 C2、25 东北 KC01 东北证券股份有限公司 关于诉讼事项的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 2.公司所处的当事人地位：被申请人（一审被告、二审上诉人） 3.涉案的金额：本 ...

Group 1 - The forum emphasizes the theme of "technology-capital-industry" and proposes reform paths and core measures for capital markets to serve new productive forces [1] - New policies focus on deepening reforms in the Sci-Tech Innovation Board and the Growth Enterprise Market as key drivers for supporting technological innovation [1][2] - The introduction of a "1+6" reform plan for the Sci-Tech Innovation Board aims to better serve high-quality tech companies with significant breakthroughs and high R&D investments [1] Group 2 - A diversified financing ecosystem is proposed through the integration of equity and debt, including the development of Sci-Tech bonds and the introduction of various financial products [3] - The establishment of a Sci-Tech bond ETF is intended to lower the entry barrier for investors and attract more long-term capital [3] Group 3 - Systematic solutions are proposed to address the shortage of long-term capital, including promoting private equity fund cycles and optimizing exit channels [4] - The introduction of more technology innovation indices and public funds aims to guide long-term capital into the market [4] Group 4 - New measures to ensure the quality of listed tech companies include strict regulations against insider trading and market manipulation, emphasizing that listing is just the starting point for high-quality development [5] - The regulatory approach shifts from "entry control" to "full-chain supervision" to support the growth of listed companies [5] Group 5 - The new policies aim to create a more open and inclusive capital market ecosystem, facilitating foreign investment in Chinese innovation [6][7] - Optimizing the Qualified Foreign Institutional Investor (QFII) system and launching foreign exchange futures are part of the measures to attract global capital [7] Group 6 - The outlined reforms aim to transform China's capital market into a platform for financing tech companies, accelerating technology transfer, and connecting global innovation [8] - The integration of technology, capital, and industry is expected to foster a mutually beneficial ecosystem that supports high-quality economic development in China [8]

股票简称：东北证券 股票代码：000686.SZ 债券简称：21 东北 01 债券代码：149445.SZ 东北证券股份有限公司 债券受托管理事务报告 （ 2 0 2 4 年 度） 发行人 东北证券股份有限公司 （住所：吉林省长春市生态大街6666号） （住所：苏州工业园区星阳街5号） 重要声明 东吴证券股份有限公司（以下简称"东吴证券"）编制本报告的内容及信息 均来源于东北证券股份有限公司（以下简称"东北证券"、"发行人"或"公司"） 对外公布的《东北证券股份有限公司2024年年度报告》等相关公开信息披露文件、 发行人提供的证明文件以及第三方中介机构出具的专业意见。东吴证券对报告中 所包含的相关引述内容和信息未进行独立验证，也不就该等引述内容和信息的真 实性、准确性和完整性做出任何保证或承担任何责任。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为东吴证券所作的承诺 或声明。在任何情况下，投资者依据本报告所进行的任何作为或不作为，东吴证 券不承担任何责任。 目 录 第一节 公司债券概况 一、核准文件及核准规模 （一）东北证券股份有限公 ...

股票简称：东北证券 股票代码：000686.SZ 债券简称：21 东北 01 债券代码：149445.SZ 21 东北 03 149608.SZ 22 东北 01 149857.SZ 22 东北 C1 149959.SZ 22 东北 C2 148094.SZ 23 东北 C1 148246.SZ 23 东北 01 148512.SZ 24 东北 C1 148572.SZ 24 东北 C2 148658.SZ 24 东北 01 148704.SZ 24 东北 02 148808.SZ 24 东北 03 148846.SZ 24 东北 04 148966.SZ 24 东北 05 524007.SZ 东北证券股份有限公司 债券受托管理事务报告 （2024 年度） 发行人 东北证券股份有限公司 （住所：吉林省长春市生态大街6666号） 债券受托管理人 （住所：苏州工业园区星阳街5号） 2025 年 6 月 重要声明 东吴证券股份有限公司（以下简称"东吴证券"）编制本报告的内容及信息 均来源于东北证券股份有限公司（以下简称"东北证券"、"发行人"或"公司"） 对外公布的《东北证券股份有限公司2024年年度报告》等相关公 ...

证券代码：000686 证券简称：东北证券 东北证券股份有限公司 2025 年 6 月 18 日投资者关系活动记录表 编号：2025-005 投资者关系活动 类别 □ 特定对象调研 □ 分析师会议 □ 媒体采访 □ 业绩说明会 □ 新闻发布会 □ 路演活动 □ 现场参观 ☑其他 （中信建投证券 2025 年中期资本市场投资峰会） 参与单位名称及 人员姓名 中信建投证券股份有限公司吴马涵旭先生，南方基金管理股份有 限公司蒋昭鹏先生，国信证券股份有限公司章耀先生。 时间 2025 年 6 月 18 日 10:00-11:00 地点 上海国际会议中心东方滨江大酒店 5H 会议室 方式 现场会议 上市公司 接待人员姓名 董事会秘书董曼女士，投资者关系管理工作人员。 投资者关系活动 主要内容介绍 1.公司自营业务的整体定位是什么？ 答：自营业务是公司四大业务板块中的核心业务之一，近年 来对公司营收和利润贡献持续增加，对公司业务结构完善、市场 竞争力和资本回报水平提升具有重要作用。 公司自营业务总体采取谨慎稳健的投资策略，权益自营业务 以绝对收益为目标，致力于构建多元化的盈利模式，通过审慎研 判市场，积极寻求结构性投资机 ...