北京市金杜律师事务所上海分所 关于上海富瀚微电子股份有限公司 2024 年年度股东大会之法律意见书 致：上海富瀚微电子股份有限公司 北京市金杜律师事务所上海分所（以下简称本所）接受上海富瀚微电子股份 有限公司（以下简称公司或富瀚微）委托，根据《中华人民共和国证券法》（以 下简称《证券法》）、《中华人民共和国公司法》（以下简称《公司法》）、中国证券 监督管理委员会（以下简称中国证监会）《上市公司股东会规则》（以下简称《股 东会规则》）等中华人民共和国境内（以下简称中国境内，为本法律意见书之目 的，不包括中国香港特别行政区、中国澳门特别行政区和中国台湾地区）现行有 效的法律、行政法规、规章和规范性文件和现行有效的公司章程有关规定，指派 律师出席了公司于 2025 年 5 月 26 日召开的 2024 年年度股东大会（以下简称本 次股东大会），并就本次股东大会相关事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的以下文件，包括但不限于： 1 1. 经公司 2023 年年度股东大会审议通过的《上海富瀚微电子股份有限公司 章程》（以下简称《公司章程》）； 2. 公司 2025 年 4 月 12 日刊登 ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2025-034 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | | | 上海富瀚微电子股份有限公司 | | 2024年年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会无否决议案的情况。 2、本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 上海富瀚微电子股份有限公司（以下简称"公司"）2024 年年度股东大会现场会 议于 2025 年 5 月 26 日下午 14:30 在上海市徐汇区宜山路 717 号 2 号楼 6 楼公司会 议室召开。 通过深圳证券交易所交易系统进行网络投票的具体时间为 2025 年 5 月 26 日 9:15－9:25，9:30-11:30 和 13:00－15:00；通过深圳证券交易所互联网投票系统投票 的具体时间为：2025 年 5 月 26 日上午 9:15 至下午 15:00。 股东出席的总体情况：通过现场和网络投票的股东 226 人，代表 ...

关于选举职工代表董事的公告 | 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2025-033 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海富瀚微电子股份有限公司（以下简称"公司"）第四届董事会任期已经届 满，根据《中华人民共和国公司法》《深圳证券交易所创业板股票上市规则》《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法 律法规、规范性文件及《公司章程》的有关规定，公司设职工代表董事 1 名，职 工代表董事由公司职工代表大会选举。 上海富瀚微电子股份有限公司 附：李源先生简历 李源先生，生于 1981 年，中国国籍，无境外永久居留权，硕士研究生学历， 毕业于上海航天技术研究院。2006 年至 2008 年，任上海莱迪斯半导体有限公司 应用部应用工程师；2008 年至 2012 年，任上海杰恩邦德通信技术有限公司上海 研发中心项目经理；2012 年起任职于公司，现任公司副总经理，分管公司应用开 发部、销售部 ...

Group 1: Investment Trends of Super Investors - Super investors in A-shares have shown a significant divergence in investment directions, with a focus on computing power and humanoid robots by individual investors, while billion-dollar private equity firms have concentrated on materials and resources sectors [1] - Notable individual investor Zhang Jianping has heavily increased his stake in computing power concepts, becoming a top shareholder in companies like Hangang Steel and Aofei Data, while also increasing his holdings in Cambrian [1] - Investor Ge Weidong has entered the top ten shareholders of Su Da Weige, holding 1.62 million shares valued at approximately 30 million yuan, indicating a strategic focus on micro-nano optical materials and communication industries [1] Group 2: Private Equity Movements - Over 20 billion-dollar private equity firms have appeared in the first quarter reports of listed companies, with firms like Gao Yi Asset and Xuan Yuan Private Equity being particularly active [3] - Gao Yi Asset has newly entered the top ten shareholders of companies such as Guoci Materials and China Aluminum, while increasing stakes in Longbai Group and Zijin Mining, and reducing holdings in Hikvision and Yangnong Chemical [3] - Xuan Yuan Private Equity has also made significant moves, entering the top ten shareholders of Huabao Co. and Stanley, while reducing positions in companies like Jidong Equipment [4] Group 3: Sector Focus and Company Highlights - The computing power and humanoid robot sectors are gaining traction among individual investors, with companies like Zhongjian Technology being highlighted as key players in the humanoid robot concept [1][2] - The materials and resources sectors are favored by private equity firms, with companies like Wolong Nuclear Materials receiving attention from multiple billion-dollar private equity products [4] - The first quarter has seen a notable increase in collaboration agreements between companies like Zhongding Co. and various robot enterprises, positioning Zhongding as a leader in the humanoid robot sector [2]

Group 1: Financial Performance - In Q1 2025, the company achieved a sales revenue of 318 million yuan, a year-on-year decrease of 11.00% [2] - The net profit attributable to shareholders was 14.64 million yuan, down 59.46% compared to the previous year [2] - The revenue decline was primarily due to strategic inventory control by major customers, resulting in a decrease of 39.36 million yuan in revenue, which impacted gross profit by approximately 15.08 million yuan [2][3] Group 2: Market Outlook and Strategy - The company remains optimistic about the market opportunities arising from advancements in AI technology and is actively expanding its market presence [3] - Sales expenses increased by approximately 3.82 million yuan compared to the same period last year [3] - The company is focusing on diversifying its customer base and enhancing product offerings to meet various customer needs [3] Group 3: Product Development and Demand - The demand for professional video products has decreased due to inventory control by major clients, while sales in smart IoT and smart vehicle-related businesses have seen growth [14] - The company has launched a product in the industrial and machine vision sector, with positive progress expected as automation demands increase [9] - AI-powered ISP products are currently under development, with anticipated growth in sales volume expected in the second half of the year [12][13] Group 4: Customer Engagement and Feedback - Customers are looking for broader product lines, indicating a desire for the company to expand beyond video business [3] - The company is exploring wireless connectivity products through industry funds, with existing Wi-Fi products already achieving bulk sales [3] - The company is committed to building a robust ecosystem involving original manufacturers, solution providers, and equipment manufacturers to enhance product sales [7]

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2025-032 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 2025 年 4 月 25 日 关于持股 5%以上股东减持股份触及 1%整数倍的公告 公司持股 5%以上股东上海朗瀚企业管理有限公司保证向本公司提供的信息 内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一 致。 | 1.基本情况 | | | | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 信息披露义务人 | 上海朗瀚企业管理有限公司 | | | | | | | | | | | | 住所 | 上海市徐汇区虹漕路 25-1 号 | | 2 | | 楼 | | | | | | | | 权益变动时间 年 2025 | 月 日-2025 年 4 14 4 | | 月 | | 日 25 | | | | ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2025-031 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 关于公司2022年股票期权激励计划首次授予第三个行权期 采用自主行权模式的提示性公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 1、可行权的股票期权数量为 218,766 份，占公司现有总股本的 0.09%，行 权价格为 64.92 元/份； 2、本次行权将采用自主行权模式。根据业务办理时间，实际可行权期限为 2025 年 4 月 28 日至 2026 年 3 月 27 日。 上海富瀚微电子股份有限公司（以下简称"公司"）于 2025 年 4 月 10 日召开 第四届董事会第二十七次会议、第四届监事会第二十次会议，审议通过了《关于 股票期权激励计划符合行权条件的议案》，具体内容详见公司于 2025 年 4 月 12 日在巨潮资讯网披露的《关于股票期权激励计划符合行权条件的公告》。 截至本公告披露日，本次自主行权事项已获深圳证券交易所审核通 ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2025-030 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 关于公司2021年股票期权激励计划首次授予第四个行权期 采用自主行权模式的提示性公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 1、可行权的股票期权数量为 885,903 份，占公司现有总股本的 0.38%，行 权价格为 42.93 元/份； 2、本次行权将采用自主行权模式。根据业务办理时间，实际可行权期限为 2025 年 4 月 28 日至 2026 年 3 月 13 日 上海富瀚微电子股份有限公司（以下简称"公司"）于 2025 年 4 月 10 日召开 第四届董事会第二十七次会议、第四届监事会第二十次会议，审议通过了《关于 股票期权激励计划符合行权条件的议案》，具体内容详见公司于 2025 年 4 月 12 日在巨潮资讯网披露的《关于股票期权激励计划符合行权条件的公告》。 截至本公告披露日，本次自主行权事项已获深圳证券交易所审核通过 ...

Summary of the Conference Call for 富瀚微 Company Overview - The conference call discusses 富瀚微, a company involved in the semiconductor industry, particularly focusing on products related to wireless connectivity, AI, and smart display technologies. Key Points and Arguments Financial Performance - In Q1 2025, the company reported sales revenue of 318 million yuan and a net profit attributable to shareholders of 14.64 million yuan, with a gross margin of 38.3% [4] - Revenue decreased by 39.36 million yuan year-on-year due to strategic inventory control by major clients, impacting gross profit by approximately 15.08 million yuan [4] - The company anticipates that the impact of inventory adjustments will gradually recover as effective demand from major clients remains [4] Client Inventory Management - Major clients have reduced their inventory levels from 9-12 months to around 3 months, which is considered a safe level, indicating that further significant reductions are unlikely [5] - Changes in client management teams and optimistic views on US-China relations may influence strategic decisions regarding inventory [5] Product Development and Market Opportunities - 富瀚微 is actively expanding its product offerings in wireless connectivity, particularly in WiFi-related products, and is also focusing on Bluetooth technology [2][8] - The company has generated revenue from its codec chip business in the smart display sector, particularly in applications like smart doorbells and video intercoms, with expectations for gradual growth [9][10] - The demand for NVR (Network Video Recorder) specialized controllers is increasing due to the expansion of AI applications, with enhanced functionalities leading to potential price increases [15] AI and New Technologies - The AI ISP (Image Signal Processor) product is under development, showing significant improvements in imaging under low-light conditions, with expectations for rapid growth in revenue in the second half of the year [3][19] - The company is optimistic about the market opportunities arising from advancements in AI technology and is increasing investments in market development, leading to a rise in sales expenses [4] Industrial and Machine Vision Products - Progress in industrial and machine vision products is promising, with increased demand as clients experience improved production efficiency [16] - The company is currently in a waiting phase for volume production, with no clear timeline for when this will occur [18] IoT and Smart Applications - The IoT revenue includes various small applications, indicating a broad demand for display technology upgrades, although current scale is limited [11] - The company is focusing on consumer security and AIoT applications, differentiating itself from competitors who may have broader scopes [23] Future Outlook - While the company cannot provide precise revenue guidance, it remains optimistic about growth prospects, particularly in industrial systems, which typically require more time to develop [17] - The company is exploring the development of high-performance chips to meet the increasing computational demands of new technologies like 文搜万物 (Object Recognition) [22] Additional Important Insights - The company is not directly engaging with end manufacturers but is collaborating with solution providers to support the ecosystem, which includes various stakeholders [14] - The company’s DVR chips support both encoding and decoding, showcasing its capability to adapt to different application scenarios [24] This summary encapsulates the key insights from the conference call, highlighting the company's current performance, strategic directions, and market opportunities.

提名人上海富瀚微电子股份有限公司董事会现就提名方瑛为上海富瀚微电 子股份有限公司第五届董事会独立董事候选人发表公开声明。被提名人已书面同 意作为上海富瀚微电子股份有限公司第五届董事会独立董事候选人（参见该独立 董事候选人声明）。本次提名是在充分了解被提名人职业、学历、职称、详细的工 作经历、全部兼职、有无重大失信等不良记录等情况后作出的，本提名人认为被 提名人符合相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务 规则对独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 一、被提名人已经通过上海富瀚微电子股份有限公司第四届董 事会提名委 员会或者独立董事专门会议资格审查，提名人与被提名人不存在利害关系或者其 他可能影响独立履职情形的密切关系。 ☑是 □否 如否，请详细说明：______________________________ 二 、被提名人不存在《中华人民共和国公司法》第一百七十八条等规定不 得担任公司董事的情形。 ☑是 □否 如否，请详细说明：______________________________ 五 、被提名人已经参加培训并取得证券交易所认可的相关培训证明材料 (如有) ...