| | | 石家庄尚太科技股份有限公司 关于使用募集资金置换已支付发行费用的自筹资金的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 重要内容提示： 1、石家庄尚太科技股份有限公司（以下简称"公司""本公司"）于2026年2月4 日召开了第二届董事会第二十七次会议，审议通过了《关于使用募集资金置换已支付 发行费用的自筹资金的议案》，同意公司使用募集资金置换已支付发行费用共计 3,769,999.99元。 本次募集资金置换时间距募集资金到账时间未超过6个月，符合相关法律法规的要 求。现将具体情况公告如下： 一、募集资金基本情况 二、拟投入的募集资金项目调整情况 鉴于本次发行实际募集资金净额低于公司《向不特定对象发行可转换公司债券募 集说明书》中披露的拟投入募集资金金额，为保障募投项目的顺利实施，提高募集资 金的使用效率，结合公司实际情况，公司于2026年2月4日召开第二届董事会第二十七 次会议，审议通过了《关于调整可转换公司债券募投项目拟投入募集资金金额的议案》， 对募投项目拟投入募集资金金额进行调整，具体情况如下： 单位：万元 | 1 | 年产20万吨锂 ...

| 证券代码：001301 | 证券简称：尚太科技 | 公告编号：2026-016 | | --- | --- | --- | | 转债代码：127112 | 转债简称：尚太转债 | | 石家庄尚太科技股份有限公司 关于调整可转换公司债券募投项目 拟投入募集资金金额的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 石家庄尚太科技股份有限公司（以下简称"公司"）于2026年2月4日召开第 二届董事会第二十七次会议，审议通过了《关于调整可转换公司债券募投项目 拟投入募集资金金额的议案》，同意公司根据实际情况对募集资金投资项目 （以下简称"募投项目"）拟投入募集资金金额进行调整。公司保荐机构国信 证券股份有限公司（以下简称"保荐机构"）对该事项出具了明确的核查意见。 现将具体情况公告如下： 一、募集资金基本情况 经中国证券监督管理委员会出具的《关于同意石家庄尚太科技股份有限公 司向不特定对象发行可转换公司债券注册的批复》（证监许可〔2025〕2788号） 同意，石家庄尚太科技股份有限公司（以下简称"公司"）本次向不特定对象 发行可转换公司债券17,340,00 ...

| 证券代码：001301 | 证券简称：尚太科技 | 公告编号：2026-014 | | --- | --- | --- | | 转债代码：127112 | 转债简称：尚太转债 | | 石家庄尚太科技股份有限公司 第二届董事会第二十七次会议决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整，不存在任何虚假 记载、误导性陈述或者重大遗漏。 一、董事会会议召开情况 经与会董事审议，做出以下决议： （一）审议通过《关于使用募集资金向全资子公司增资并提供借款以实施 募投项目的议案》 鉴于募投项目"年产20万吨锂电池负极材料一体化项目"的实施主体为公司 全资子公司山西尚太锂电科技有限公司（以下简称"山西尚太"），为了保持公 司合理的资本结构，结合公司募投项目建设安排及资金需求，董事会同意将募集 资金分次逐步向募投项目实施主体山西尚太增资并提供借款。其中，使用人民币 2.5亿元的募集资金向山西增资，本次增资完成后，山西尚太的注册资本由原来 的12.5亿元增加至15亿元，仍为公司全资子公司。增资后剩余的募集资金及其孳 息将根据实际需求拟以无息借款的形式提供给山西尚太专用于上述募投项目的 实施，借款期限至相应募投 ...

Report Summary 1. Report Industry Investment Rating No relevant content provided. 2. Core Viewpoints of the Report On February 3, the overall capital market remained stable; the bond market was mainly fluctuating, with short - term bonds being weak and medium - and long - term bonds being slightly strong; the main indexes of the convertible bond market rose collectively, and most convertible bond issues increased; the yields of U.S. Treasury bonds of different maturities showed divergent trends, and the yields of 10 - year government bonds of major European economies generally increased [1][2]. 3. Summary by Directory 3.1 Bond Market News - **Domestic News**: On February 3, the 2026 Central No. 1 Document was released, proposing reforms in rural collective property rights, support for new rural collective economies, and measures to control village - level debt. The central bank will conduct an 800 billion yuan 3 - month term buy - out reverse repurchase operation on February 4, resulting in a net investment of 100 billion yuan. The central bank Shanghai Head Office emphasized continuous financial reform and opening - up, and promoted free - trade zone financial reform [4][5]. - **International News**: On February 3 (local time), the U.S. House of Representatives passed a government funding bill, and the partial government shutdown is expected to end. However, the U.S. Department of Homeland Security only has funds until February 13, and there is still a risk of a more limited funding shortage [7]. - **Commodities**: On February 3, international crude oil and natural gas futures prices rose. WTI March crude oil futures rose 1.72% to $63.21 per barrel, Brent April crude oil futures rose 1.56% to $67.33 per barrel, COMEX gold futures rose 6.94% to $4975.30 per ounce, and NYMEX natural gas prices rose 3.49% to $3.377 per ounce [8]. 3.2 Capital Market - **Open - Market Operations**: On February 3, the central bank conducted a 7 - day reverse repurchase operation of 105.5 billion yuan at a fixed interest rate of 1.40%. With 402 billion yuan of reverse repurchases maturing on the same day, the net withdrawal of funds was 296.5 billion yuan [10]. - **Funding Rates**: On February 3, the capital market was generally stable. DR001 decreased by 4.76bp to 1.371%, and DR007 increased by 0.66bp to 1.497%. Other funding rates also showed different degrees of change [11][12]. 3.3 Bond Market Dynamics - **Interest - Rate Bonds**: On February 3, the bond market fluctuated, with short - term interest - rate bonds being weak and medium - and long - term bonds being slightly strong. As of 20:00 Beijing time, the yield of the 10 - year Treasury bond active bond 250016 decreased by 0.40bp to 1.8110%, and the yield of the 10 - year China Development Bank bond active bond 250215 remained unchanged at 1.9580%. Multiple bonds were issued on the same day, with different issuance scales, winning bid yields, and multiples [14][15]. - **Credit Bonds**: On February 3, there were no credit bond transactions with a price deviation of more than 10%. Several companies had credit - related announcements, including debt repayment difficulties, litigation, debt restructuring, and issuance cancellations [16][18]. - **Convertible Bonds**: On February 3, the A - share market rose, with the Shanghai Composite Index, Shenzhen Component Index, and ChiNext Index rising 1.29%, 2.19%, and 1.86% respectively. The main indexes of the convertible bond market also rose collectively. The trading volume of the convertible bond market was 97.548 billion yuan, an increase of 12.465 billion yuan from the previous trading day. Most convertible bond issues increased. Tomorrow (February 5), Haitian Convertible Bonds will start online subscriptions, and Shangtai Convertible Bonds will be listed [18][19][23]. - **Overseas Bond Markets**: - **U.S. Bond Market**: On February 3, the yields of U.S. Treasury bonds of different maturities showed divergent trends. The 2 - year U.S. Treasury bond yield remained unchanged at 3.57%, and the 10 - year U.S. Treasury bond yield decreased by 1bp to 4.28%. The 10 - year inflation - protected Treasury bond (TIPS) break - even inflation rate increased by 1bp to 2.36% [22][24][25]. - **European Bond Market**: On February 3, the yields of 10 - year government bonds of major European economies generally increased. The 10 - year German government bond yield increased by 2bp to 2.89%, and the yields of 10 - year government bonds of France, Italy, Spain, and the UK increased by 1bp, 1bp, 2bp, and 1bp respectively [26]. - **Chinese - Issued U.S. Dollar Bonds**: As of the close on February 3, the prices of Chinese - issued U.S. dollar bonds showed different degrees of change, with some rising and some falling [28].

Core Viewpoint - The convertible bond market is experiencing a notable surge, particularly highlighted by the recent issuance of Shangtai Technology's convertible bond, which has a large issuance scale and a high credit rating [1][4]. Group 1: Convertible Bond Market Overview - Shangtai Technology's convertible bond, Shangtai Convertible Bond, was listed for trading on February 5, with an issuance scale of 1.734 billion yuan, which is considered relatively large in recent times [1]. - The bond has an AA+ rating, indicating a high level of creditworthiness [1]. - The current stock price of the underlying asset is 75.90 yuan, while the conversion price is set at 84.71 yuan, resulting in a conversion value of only 89.60 yuan [1][2]. Group 2: Market Trends and Investor Behavior - The convertible bond market is currently experiencing a "small but beautiful" bull market, driven by the strong performance of small and mid-cap stocks, which have gained traction since the market style shifted post-September 24 [4]. - Despite the overall market sentiment improving and the convertible bond index rising, many ordinary investors have not felt the benefits of this bull market due to their heavy investments in "core assets," which have been underperforming [4][6]. - Investor behavior shows a tendency to buy more during price declines while hesitating to purchase during price increases, indicating a potential misalignment with market trends [6].

【深圳经济新闻联播】 深圳牵头研制跨文化协作国际标准 为企业"走出去"提供稳定可预期的操作指引 据深圳特区报，近日，由深圳市主导提出的《协作业务关系管理—跨文化协作指南》国际标准提案在国 际标准化组织（ISO）正式获批立项。这是深圳在国际标准化领域取得的又一重大突破，标志着深圳在 国际规则制定特别是跨文化协作方面迈出关键一步，将有力提升深圳市在国际标准体系中的话语权和影 响力。 国际演艺中心主体结构工程建设过半 1月新开两融户19.05万户 同比大增157.09% 2月4日，中证数据最新数据显示，2026年1月份市场新开融资融券账户19.05万户，环比2025年12月 （14.71万户）增长29.50%，同比2025年1月（7.41万户）增长157.09%。截至1月末，市场两融账户总数 已达1580.16万户。与此同时，1月末全市场两融余额报2.72万亿元，环比增长6.87%，其中融资余额2.70 万亿元、融券余额166.09亿元，当月全市场融资融券交易金额达6.39万亿元。 国家医保局：深化医保基金管理突出问题专项整治 严肃查处基金赤字问题 2026年2月2日，国家医疗保障局召开全国医疗保障系统党风廉政建设 ...

Core Viewpoint - The lithium battery industry is expected to experience a significant growth wave in 2026, characterized by strong demand recovery, accelerated global expansion, and disruptive technological iterations, leading to a spiral growth pattern of "increased volume and price + technological leap" [3]. Group 1: Market Predictions - By 2025, global lithium battery production is projected to reach 2297 GWh, with a growth rate of 34.6% in 2026. The shipment growth rate for energy storage cells is anticipated to reach 70%, driven by both domestic and international demand [5]. - There is a notable supply gap in the effective production capacity of battery cells and various materials, making supply chain stability and efficiency crucial for capitalizing on this growth opportunity [5]. Group 2: Conference Details - The 2026 Lithium Key Materials and Application Market Summit will be held on March 19-20, 2026, in Changzhou, Jiangsu, organized by Xinluo Information [4]. - The summit will focus on two main topics: in-depth discussions on cutting-edge technologies and market supply-demand dynamics, and B2B procurement matchmaking to connect top battery manufacturers and material suppliers [6]. Group 3: Key Topics and Participants - The conference will feature specialized sessions on lithium carbonate futures, market volatility responses from lithium battery companies, and the potential of global lithium resources in 2026 [7][8]. - Notable participants include leading battery companies like CATL and BYD, as well as material suppliers covering the entire supply chain, including positive and negative materials, electrolytes, and separators [6].

Report Industry Investment Rating No investment rating information provided in the report. Core Views of the Report - Although the convertible bond valuation is becoming increasingly frothy and the allocation cost - effectiveness is low, the long - term and slow - bull pattern of the equity market remains unchanged. With potential incremental funds in the future, the A - share market's long - term and slow - bull market is expected to continue. Against this backdrop, the convertible bond valuation may have room for further upside and still holds trading value, but with high volatility. In trading, avoid high - price and high - premium and near - call convertible bonds, and focus on industries with continuous upward momentum and high performance realization [1][25]. - Specific investment suggestions include: (1) Pay attention to convertible bonds in the AI technology field such as Aiwei Convertible Bond, Luwei Convertible Bond, Huamao Convertible Bond, and Chun23 Convertible Bond; (2) Focus on large - scale chemical, coal, and precious metal sectors, and suggest paying attention to Naipu Zhuan02 and Pingmei Convertible Bond; (3) Consider individual bonds at relatively low levels and on the verge of rising from the cycle bottom, such as Huitian Convertible Bond and Huakang Convertible Bond [1][25]. Summary by Relevant Catalogs 2.1 26 - year 1 - month Market Review - Equity Market - The equity market had a strong start in January 2026, driven by the continuation of the bullish sentiment at the end of 2025 and the capital allocation demand at the beginning of the year. The Shanghai Composite Index reached 4190.9 points on January 14, hitting a new high since September 24, 2024. The main market trends were driven by commercial space, AI, and the pro - cyclical market spurred by record - high precious metal prices. The market was cooled down by the increase in the minimum margin ratio for margin trading, but the bullish sentiment remained strong, and the index fluctuated upward. The monthly returns of the CSI 300, CSI 2000, and Wind Micro - cap Index were + 1.7%, + 8.2%, and + 10.6% respectively, and the Shanghai Composite and ChiNext Index rose by + 3.8% and + 4.5% respectively. The average daily trading volume of the Shanghai, Shenzhen, and Beijing stock exchanges was 3.04 trillion yuan, a significant increase from December 2025 [26]. - Most industry sectors in the equity market closed higher in January. The non - ferrous metals sector led the rise due to the sharp increase in COMEX gold, silver, and copper prices. The pro - cyclical sectors such as petrochemicals, chemicals, coal, and steel also performed well. The media and computer sectors were boosted by the development of AI applications. The electronics, power equipment, and military industries also showed some performance, while the consumption and large - scale financial sectors underperformed [29]. 2.2 26 - year 1 - month Market Review - Convertible Bond Market - In January, the convertible bond market was driven by both the underlying stocks and valuation, with the CSI Convertible Bond Index rising 5.8%, the same as the Wind All - A Index. Structurally, high - price, small - cap, and low - rating convertible bonds outperformed, and the high - price and low - premium convertible bonds significantly outperformed the double - low index. The average daily trading volume of the convertible bond market was 920.3 billion yuan, an increase from December 2025. In terms of industries, most of the 29 Shenwan industry convertible bond indexes rose, with machinery and communication leading the way. Among individual bonds, semiconductor - related convertible bonds such as Jingce Zhuan2, Huayi, and Dinglong Convertible Bond had the highest monthly returns [36][38]. 3. Convertible Bond Valuation - In January, the convertible bond valuation became more frothy. The 100 - yuan premium rate of the convertible bond market at the end of the month was 42.6%, up 4.45 percentage points from the end of December 2025, reaching the 99.5% and 99.3% quantiles since 2018 and 2021 respectively. The conversion premium rates for different par values of 40, 60, 80, 90, 110, 120, and 130 yuan increased by varying degrees compared to the end of December 2025 and were at high quantile levels [40]. - Measured by the median price of the whole market, the median price of convertible bonds at the end of the month was 140.0 yuan, up 6.3 yuan from the end of December 2025, and the median par value was 108.6 yuan, up 6.9 yuan. The median conversion premium rate and pure bond premium rate also changed compared to the end of December 2025 [47]. 4. Convertible Bond Supply and Demand 4.1 Convertible Bond Supply - In January 2026, the issuance scale of convertible bonds increased slightly year - on - year and month - on - month. Five new convertible bonds were issued, with a total scale of 57.8 billion yuan. Eight convertible bonds with a total scale of 55.87 billion yuan obtained registration approval, and 11 public convertible bond board proposals were announced, with a to - be - issued scale of 137.99 billion yuan. Thirteen convertible bonds announced call redemption and two matured and were redeemed [55][59][60]. 4.2 Convertible Bond Demand - In the context of the A - share market's trend, the share of convertible bond ETFs stopped falling and rebounded, and public funds further increased their positions in convertible bonds. Insurance funds continued to reduce their positions in convertible bonds due to the high valuation. The enterprise annuity's holdings of convertible bonds on the Shanghai and Shenzhen stock exchanges showed different trends, but overall, it was expected to maintain a slight reduction trend [61]. 5. Clause Tracking 5.1 Redemption - As of January 30, 13 convertible bonds were confirmed for call redemption, 21 were likely to be called, and 14 were not to be called [64]. 5.2 Downward Revision - As of January 30, four convertible bonds confirmed downward revisions, five proposed downward revisions, five were likely to trigger downward revisions, and 18 announced no downward revisions for the time being [67].

Core Viewpoint - The lithium battery industry is poised for a significant growth cycle starting in 2026, characterized by strong demand recovery, accelerated global expansion, and disruptive technological advancements, leading to a "spiral rise" in both volume and price [3]. Group 1: Market Predictions - Global lithium battery production is expected to reach 2297 GWh by 2025, with a growth rate of 34.6% in 2026. The shipment growth rate for energy storage cells is projected to be as high as 70%, driven by dual domestic and international demand [5]. - There exists a notable supply gap in battery cells and various materials, necessitating a focus on ensuring a stable and efficient supply chain to capitalize on this growth opportunity [5]. Group 2: Conference Details - The 2026 Lithium Key Materials and Applications Market Summit will be held on March 19-20, 2026, in Changzhou, Jiangsu, organized by Xinluo Information [4]. - The summit will focus on two main topics: in-depth discussions on cutting-edge technologies and market supply-demand dynamics, and B2B procurement matchmaking to connect top battery manufacturers and material suppliers [6]. Group 3: Key Topics and Participants - The conference will feature specialized sessions on lithium carbonate futures, market volatility responses from lithium battery companies, and the potential of global lithium resources [7][8]. - Notable participants include leading battery companies like CATL and BYD, as well as material suppliers covering the entire supply chain, including cathode materials, anode materials, electrolytes, and separators [6]. Group 4: Industry Trends and Strategic Insights - The lithium battery industry is expected to play a crucial role in energy transition and carbon neutrality goals as it enters a new planning phase [6]. - The summit aims to provide authoritative data releases, benchmark company rankings, and deep industry connections to facilitate high-quality development in the lithium battery sector [6].

证券简称：尚太科技 证券代码：001301 石家庄尚太科技股份有限公司 （无极县里城道乡南沙公路西侧） 向不特定对象发行可转换公司债券 上市公告书 保荐人（联合主承销商） （深圳市罗湖区红岭中路 1012 号国信证券大厦十六层至二十六层） 联合主承销商 （福州市湖东路 268 号） （广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座） 二零二六年二月 第一节 重要声明与提示 石家庄尚太科技股份有限公司（以下简称"尚太科技"、"发行人"或"公 司"）全体董事、审计委员会委员、高级管理人员保证上市公告书的真实性、准 确性、完整性，承诺上市公告书不存在虚假记载、误导性陈述或重大遗漏，并承 担个别和连带的法律责任。 根据《中华人民共和国公司法》（以下简称"《公司法》"）《中华人民共和 国证券法》（以下简称"《证券法》"）等有关法律、法规的规定，公司董事、 高级管理人员已依法履行诚信和勤勉尽责的义务和责任。 中国证券监督管理委员会（以下简称"中国证监会"）、深圳证券交易所（以 下简称"深交所"）、其他政府机关对公司可转换公司债券上市及有关事项的意 见，均不表明对公司的任何保证。 公司提醒广大投资者注意，凡本上 ...