7月11日，北矿检测技术股份有限公司（以下简称"北矿检测"）北交所上市成功过会。然而，日前有市 场观点直指北矿检测的两位来自中信证券的保荐代表人在发行保荐书上存在不实承诺。 据悉，保荐代表人刘拓、王京奇在7月3日签署的发行保荐书中承诺最近三年不存在三类被监管"点名"的 违规行为，但同一日，两人被中国证券业协会列入C类保代名单。 舆论背后，中信证券的两位保荐人是否真实存在不符合承诺的违规行为？南都湾财社记者在采访中了解 到，两位保荐人受到的是北交所的自律监管措施，与发行保荐书中承诺的三类情况并不是相同性质的违 规行为。业内人士称，这意味着发行保荐书公告本身没问题。 北矿检测赴北交所上市 保荐人承诺遭市场质疑 北矿检测的发展历史最早源于1956年成立的北京矿冶研究总院分析研究室，后经历改制成为股份公司， 并于2023年2月在"新三板"正式挂牌。 作为一家在有色金属矿产资源检验检测行业内有着重要地位的企业，北矿检测并不满足于新三板，于 2024年12月正式向北交所递交IPO材料。该项目于7月11日获得北交所上市委员会审议通过，赢得上市 机会。 值得注意的是，在北矿检测过会的背后，有市场观点直指公司保荐代表人在保荐书 ...

Core Viewpoint - The transformation of broker-dealer public collective products is accelerating, with a deadline approaching for compliance with regulatory requirements, leading to significant changes in management structures and product types [1][6]. Group 1: Current Status of Broker-Dealer Public Collective Products - As of August 14, there are 120 broker-dealer public collective products with a total asset size of approximately 310.86 billion yuan, involving 33 brokerages [1][6]. - Only 14 brokerages or their asset management subsidiaries currently hold public fund licenses, indicating a limited number of firms able to directly convert their products to public funds [1][6]. Group 2: Transformation Trends - The mainstream option for broker-dealers is to transfer their collective products to public fund companies, as seen with CITIC Securities transferring multiple products to Huaxia Fund [2][4]. - Several brokerages, including Donghai Securities and Xingsheng Securities, have also changed management to their respective public fund subsidiaries, indicating a trend towards consolidation within the industry [2][3]. Group 3: Regulatory Environment and Challenges - The regulatory environment is tightening, with approvals for product extensions becoming more stringent, signaling that the transformation of public collective products is in its final stages [4][6]. - Brokerages without public fund licenses face limited options, primarily choosing to transfer management, liquidate, or convert to private funds [5][7]. Group 4: Implications for the Industry - The migration of products to public fund management is expected to benefit smaller public fund companies significantly, enhancing their asset management scale and competitive positioning [8]. - The transformation process will require enhanced management capabilities and compliance with public fund standards, increasing competitive pressure within the industry [8].

Core Viewpoint - The A-share market is experiencing a bullish trend supported by three positive signals: improved market liquidity, enhanced economic fundamentals, and supportive policies [4][10][11]. Group 1: Market Performance - A-shares collectively rose today, with over 4,600 stocks increasing in value, and the ChiNext Index gaining over 2% [1][2]. - The Shanghai Composite Index is approaching the 3,700-point mark, reflecting a strong upward movement in the market [2][10]. - The trading volume in the two markets has exceeded 2 trillion yuan for three consecutive days, reaching 2.24 trillion yuan [4]. Group 2: Driving Factors - The brokerage sector, often referred to as the "bull market flag bearer," surged over 3%, with Longcheng Securities hitting the daily limit for three consecutive days [5][7]. - The market is characterized by a diverse participation of funds, including leveraged funds, insurance funds, institutional funds, and foreign capital, contributing to a more sustainable market rally [11]. - Economic fundamentals are improving, with GDP growth of 5.3% year-on-year in the first half of the year, which is 0.3 percentage points higher than the full-year growth rate of 2024 [14]. Group 3: Investment Strategies - Investors are advised to focus on three main sectors: brokerage, technology, and consumer sectors, as they present significant investment opportunities [18][19]. - The brokerage sector is highlighted for its potential due to low valuations and increased earnings elasticity [18]. - The technology sector is recognized as a core driver of economic development, while the consumer sector is expected to benefit from new policies aimed at stimulating spending [19]. Group 4: Fund Recommendations - Suggested funds for investment include those focused on brokerage, technology, and consumer sectors, such as the Tianhong CSI All-Share Securities Company ETF and the Huaxia National Standard Semiconductor Chip ETF [22][23].

仅歇一日，"牛市双旗手"——券商、金融科技大举反攻，带动A股行情继续向上！周五（8月15日），沪指盘中再度突破3700点关口，收涨0.83%报3696.77 点，创2021年9月17日以来收盘新高！创业板指反包大涨2.61%再刷年内新高。市场逾4600股上涨，成交额连续3日突破2万亿元。 盘面上，"牛市双旗手"于午前启动，午后彻底爆发。金融科技尽显高弹性，指南针20CM涨停，规模、流动性同类断层第一的金融科技ETF（159851）一度 冲击7%，成交翻倍激增至21亿元，量价齐创历史新高！ 券商同步疯涨，长城证券3连板，"券茅"东方财富飙升9.85%，成交442.12亿元，继续霸居A股断层第一！A股顶流券商ETF（512000）午后涨幅一度逼近 6%，爆量成交27.47亿元，量价创出年内新高。 地产板块崛起，地产ETF（159707）场内价格劲涨3.11%追平年内高点。消息面，近日北京、苏州等多地发布住房公积金新政。根据国家统计局最新数据，7 月份各线城市商品住宅销售价格同比降幅继续收窄。 科技股继续活跃，科技ETF（515000）、硬科技宽基双创龙头ETF（588330）场内涨逾1.5%。"AI双子星"——创 ...

Market Overview - A-shares surged again on August 15, with the Shanghai Composite Index briefly surpassing 3700 points, while the Shenzhen Component and ChiNext Index reached new highs [1] - The total trading volume of the A-share market exceeded 2 trillion yuan for three consecutive days, while Hong Kong stocks showed weakness with the Hang Seng Index down approximately 1% [1] - Southbound funds recorded a net inflow of 358.76 billion HKD, setting a new single-day record for net inflows [2][4] Southbound Funds - The net inflow of southbound funds today reached 358.76 billion HKD, surpassing the previous record of 355.86 billion HKD set on April 9 this year [4] - Year-to-date, southbound funds have accumulated a net inflow of 9389.21 billion HKD, significantly exceeding last year's total of 8078.69 billion HKD [4] Brokerage Sector Performance - The brokerage sector saw a collective rise, with notable performances including Changcheng Securities hitting the daily limit for three consecutive days and Dongfang Wealth rising over 11% [6][8] - The increase in market activity is attributed to a surge in new account openings, with 1.96 million new accounts opened in July, a 71% year-on-year increase [8] - The balance of margin financing and securities lending has surpassed 2 trillion yuan, indicating a heightened risk appetite among investors [8] Semiconductor Sector - The semiconductor sector experienced significant gains, with stocks like Jiewa Technology and Huahong Semiconductor rising over 11% [1] New Energy Battery Sector - The new energy battery sector also saw a rise, with stocks such as Jiejia Weichuang increasing over 10% and Jingao Technology and Tongwei Co. rising over 6% [1] Photovoltaic Industry - The photovoltaic industry chain stocks surged, with Jiejia Weichuang rising over 10% and other companies like Aotewei and Jingao Technology also seeing significant increases [11] - The market for photovoltaic components has shown signs of price recovery, with first-line component companies raising their external quotes to 0.7 yuan/W [11][13] - The "anti-involution" trend has been elevated to a national strategic level, indicating a potential recovery in pricing and profitability within the photovoltaic sector [13] Consumer Electronics Sector - The consumer electronics sector was active, with stocks like Jiewa Technology and Yidong Electronics hitting the daily limit of 20% [15] - The sector is expected to benefit from ongoing tariff negotiations and continuous innovation in consumer electronics products [16]

中信证券股份有限公司关于山东龙大美食股份有限公司 继续使用部分闲置募集资金暂时补充流动资金的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为山东龙 大美食股份有限公司（以下简称"龙大美食"或"公司"）2021 年非公开发行股 票的保荐人，承接龙大美食 2020 年公开发行可转换公司债券的持续督导工作， 法定持续督导期截止至 2022 年 12 月 31 日。因龙大美食的募集资金尚未使用完 毕，保荐人仍需对公司募集资金的使用和管理继续履行督导义务。 根据《证券发行上市保荐业务管理办法（2025 修正）》《上市公司募集资金 监管规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规 范运作（2025 年修订）》等有关规定的要求，保荐人对公司继续使用部分闲置募 集资金暂时补充流动资金的情况进行了审慎核查，核查情况及保荐意见如下： 一、募集资金基本情况 经中国证券监督管理委员会（以下简称"中国证监会"）证监许可[2020]1077 号文核准，公司于 2020 年 7 月 13 日向社会公众公开发行的可转换公司债券（简 称"龙大转债"，债券代码为"128119"）规模为 95,00 ...

中信证券股份有限公司 关于上海丛麟环保科技股份有限公司 使用部分暂时闲置募集资金进行现金管理的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为上海 丛麟环保科技股份有限公司（以下简称"丛麟科技"或"公司"）首次公开发行 并在科创板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《上市公 司募集资金监管规则》《上海证券交易所科创板上市公司自律监管指引第 1 号— —规范运作》及《上海证券交易所科创板股票上市规则》等法律法规的有关规定， 对丛麟科技使用部分暂时闲置募集资金进行现金管理的事项进行了审慎核查，核 查情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"）于 2022 年 5 月 20 日出具的《关于同意上海丛麟环保科技股份有限公司首次公开发行股票注册的批 复》（证监许可〔2022〕1072 号），并经上海证券交易所同意，公司于 2022 年 8 月 25 日首次向社会公众公开发行人民币普通股 2,660.6185 万股，发行价格为每 股人民币 59.76 元，募集资金总额为人民币 158,998.56 万元，扣除发行费用人民 币 15,309. ...

2025-08-15 15:11 南方财经8月15日电，沪深两市成交额合计2.24万亿元，较上一交易日缩量约345.97亿元。其中，沪市成 交额9606.25亿元，深市成交额1.28万亿元。东方财富成交额居首，为442.12亿元。其后是中信证券、同 花顺、指南针、工业富联，成交额分别为123.14亿元、107.44亿元、106.9亿元、102.35亿元。 沪深两市成交额合计2.24万亿元，较上日缩量约345.97亿元 相关快讯 相关文章 南方财经8月15日电，沪深两市成交额合计2.24万亿元，较上一交易日缩量约345.97亿元。其中，沪市成 交额9606.25亿元，深市成交额1.28万亿元。东方财富成交额居首，为442.12亿元。其后是中信证券、同 花顺、指南针、工业富联，成交额分别为123.14亿元、107.44亿元、106.9亿元、102.35亿元。 ...

市场全天震荡反弹，创业板指领涨。截至收盘，沪指涨0.83%，深成指涨1.6%，创业板指涨2.61%。 光伏概念股展开反弹，欧晶科技涨停。 银行等少数板块下跌。 沪深两市全天成交额2.24万亿元，较上个交易日缩量346亿。个股上，东方财富全天成交额超442亿元居全市场首位，中信证券、同花顺、指南针等多股成交 额均在100亿元以上。 | 沪深A股 | | | 沪深指数 沪深板块 综合排名 沪深新股 沪深港通 基金 债券 沪深B股 | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 沖深A股 | 上证A股 | 深证A股 创业板 | 科创板 风险警示 | | | | | | | | | | 代码 | | 名称 | 涨幅 | 最新价 | 涨跌 | | | 上一篇 涨速 | | | | | 1 300059 | | 东方财富 | +9.85% | 26.76 | +2.40 | +0.22% | 1.65 | 12.69% | 11.95% | 442.12亿 | 169 | | 2 6 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 关联产品： 证券ETF龙头（159993），半导体ETF（159813）,大数据ETF（159739）,机器人ETF鹏华（159278）,科 创生物医药ETF（588250）,科创芯片ETF指数（588920）,银行ETF指数（512730）,香港医药ETF （513700）,香港银行LOF（501025） 关联个股： 东方财富（300059）、中信证券（600030）、华泰证券（601688）、广发证券（000776）、招商证券 （600999）、国泰海通（601211）、东方证券（600958）、兴业证券（601377）、光大证券 （601788）、财通证券（601108） 大盘走高点燃市场热情，资金持续涌入A股 。此外，多家上市券商交出亮眼财报。东莞证券指出，多家 上市券商披露的2025年中期业绩预告呈现爆发式增长，目前，31家上市券商披露中报业绩预告，且全部 实现预增或扭亏为盈，国联民生、华西证券更是以1183%和1025%-1354%的净利润增速领跑行业；另一 方面，市场活跃度维持高位市场成交额回升，主要市场指数频创阶段新高， ...