证券代码：600369 证券简称：西南证券 公告编号：临 2025-023 西南证券股份有限公司 第十届董事会第十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 西南证券股份有限公司（以下简称公司）第十届董事会第十七次会议于 2025 年 6 月 12 日以电子邮件方式发出会议通知和相关材料，于 2025 年 6 月 16 日发 出会议补充通知和相关材料，于 2025 年 6 月 20 日在公司总部大楼以现场和视频 方式召开。本次会议应出席董事 9 人，实际出席董事 9 人，姜栋林董事长、杨雨 松董事、李军董事、龚先念董事出席现场会议，张敏董事、谭鹏董事、黄琳独立 董事、徐秉晖独立董事、付宏恩独立董事以视频方式出席会议。公司全体监事和 高级管理人员列席本次会议。本次会议由姜栋林董事长主持，会议的召集、召开 及表决程序符合《中华人民共和国公司法》《公司章程》等有关规定。 表决结果：[ 9 ]票同意，[ 0 ]票反对，[ 0 ]票弃权，审议通过该议案。 本议案事前已经公司董事会薪酬与提名委员会审议通过。 三、关于 ...

Group 1 - The event focused on investment opportunities in the Sci-Tech Innovation Board and ETF allocation strategies, aiming to provide professional insights for investors [1][2] - The Sci-Tech Innovation Board has achieved significant results in institutional innovation and market ecology optimization over the past six years, providing strong support for technology innovation enterprises [2][3] - The event attracted numerous institutional and individual investors, fostering a lively atmosphere for exchange [2][3] Group 2 - The Shanghai Stock Exchange presented a comprehensive overview of the development of the Sci-Tech Innovation Board and the latest trends in the ETF market, highlighting over 20 newly released indices that support key areas of technology innovation [3] - Huazhang Fund's Chief Index Investment Officer discussed the unique investment value of the Sci-Tech Innovation Board in the "hard technology" sector and shared strategies for capturing investment opportunities through related ETF products [3] - Southwest Securities' Chief Analyst emphasized the core role of ETFs in optimizing asset allocation, providing practical investment strategies tailored to different risk preferences [6] Group 3 - The event was part of the Shanghai Stock Exchange's "Sci-Tech Leadership" theme month, showcasing the collaboration of the three institutions to enhance investor understanding of the Sci-Tech Innovation Board and Shanghai ETFs [6][8] - Huazhang Fund committed to enhancing investor services and providing efficient index investment tools, aligning with regulatory initiatives for high-quality development in public funds [8]

2024 年年度股东大会 会议材料 二〇二五年六月 | 九、关于增补公司第十届董事会董事的议案 51 | | --- | 2024 年年度股东大会会议材料 会议须知 为维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证大 会顺利进行，根据《上市公司股东会规则》《上海证券交易所上市公司自律监管 指引第 1 号——规范运作》等文件的要求，特制定本须知。 一、公司根据《公司法》《证券法》《公司章程》等规定，认真做好召开股 东大会的各项工作。 二、公司董事会以维护股东的合法权益、确保大会正常秩序和议事效率为原 则，认真履行《公司章程》中规定的职责。 三、公司股东及股东代理人参加股东大会依法享有发言权、质询权、表决权 等权利。 四、本次大会表决事项为普通决议事项，由出席股东大会的股东（包括股东 代理人）所持有效表决权的 1/2 以上通过，其中关联股东重庆渝富资本运营集团 有限公司、重庆水务环境控股集团有限公司、重庆轻纺控股（集团）公司、重庆 高速公路集团有限公司、重庆市城市建设投资（集团）有限公司和重庆市江北嘴 中央商务区投资集团有限公司回避《关于公司 2024 年度日常关联交易执行情况 及 2025 年度 ...

Group 1 - The strategic cooperation agreement was signed between Tongliang District People's Government and Southwest Securities Co., Ltd. on June 9, aiming to enhance collaboration in various sectors such as project planning, investment financing, and asset revitalization [1][2] - Tongliang District is focusing on economic development, innovation, and cultural positioning, seeking to leverage the partnership with Southwest Securities to boost industrial upgrades and support state-owned enterprise transformations [1][2] - Southwest Securities, as a comprehensive securities company registered in Chongqing, aims to provide high-quality financial services to support the economic and social development of Chongqing, emphasizing its commitment to deepen cooperation with Tongliang in areas like investment attraction and high-quality investment banking services [2]

Group 1 - The core viewpoint of the reports indicates that with the launch and market penetration of products like Naisukan, Yijia, Iqumod, and EVER001, the expected revenue for Cloudtop New Medicine (01952) will reach 1.47 billion, 3.07 billion, and 4.2 billion yuan in 2025, 2026, and 2027 respectively [1] - Naisukan is the first and only approved drug for IgA nephropathy in China, with a projected peak sales of 5 billion yuan. It was approved by the National Medical Products Administration in November 2023, filling a significant clinical gap [1] - The patient population for IgA nephropathy in China is estimated to be between 4 to 5 million, with Naisukan expected to generate 350 million yuan in revenue in 2024, and a peak sales potential of 5 billion yuan [1] Group 2 - Iqumod is a new oral treatment for ulcerative colitis, with a peak sales potential of 2 billion yuan. The incidence of ulcerative colitis in China has been rising, with an estimated 918,000 patients by 2030 [2] - The phase III clinical study data for Iqumod showed that 89.6% of patients completed the 40-week maintenance period, significantly higher than the 51.9% in the placebo group [2] - EVER001 is a new generation of covalent reversible BTK inhibitor, showcasing significant potential for international licensing. It is positioned as a potential best-in-class product with high selectivity and efficacy [2] - There are currently no approved drugs for primary membranous nephropathy globally, and the patient population in China is expected to reach 2.7 million by 2032, indicating a substantial unmet clinical need that could drive the international potential for EVER001 [2]

证券代码：600369 证券简称：西南证券 公告编号：临2025－021 二、本次控股股东变更进展情况 截至本公告日，上述收购事项正按规定申请行政许可，且需待取得上海证券 交易所的合规确认后向中国证券登记结算有限责任公司上海分公司申请办理股 份转让过户登记，具有不确定性。 公司将持续关注本次控股股东变更的进展情况，并按规定履行信息披露义务。 敬请广大投资者注意投资风险。 特此公告。 西南证券股份有限公司董事会 2025 年 6 月 7 日 西南证券股份有限公司 关于控股股东变更进展情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、本次控股股东变更的基本情况 2025 年 1 月，为深入贯彻落实党的二十届三中全会精神和重庆市委六届四 次五次六次全会精神及重庆市委、市政府关于突出主责主业强化核心功能整合优 化改革攻坚的工作部署，重庆渝富控股集团有限公司（以下简称渝富控股）通过 国有股权无偿划转受让重庆渝富资本运营集团有限公司（以下简称渝富资本）持 有的西南证券股份有限公司（以下简称公司）1,960,661,85 ...

Group 1 - Southwest Securities is the only national comprehensive securities company registered in Chongqing, with 39 branches and 68 business departments nationwide, providing services to over 20,000 clients in Nanchuan since 1997 [3] - The agreement aims to leverage Nanchuan's economic advantages and comprehensive financial services to promote economic and social development through resource integration and complementary advantages [3] - Nanchuan is focusing on the construction goals of "six districts and one highland" and aims to become an important node city in the western land-sea new passage, an advanced manufacturing base, a preferred destination for cultural tourism and health, and a modern agricultural demonstration area [3] Group 2 - The chairman of Southwest Securities, Jiang Donglin, highlighted Nanchuan's obvious geographical advantages, clear industrial planning, and enormous development potential [4] - The company plans to focus on equity financing, investment attraction, and asset revitalization, aiming to provide comprehensive financial services tailored to Nanchuan's actual needs [4] - Nanchuan will offer the utmost sincerity, optimal environment, and practical measures to support Southwest Securities' business expansion in the region [3][4]

Core Viewpoint - The introduction of T0 algorithm trading services by various securities firms marks a significant shift towards personal investors, providing them with automated trading solutions to capitalize on intraday stock price fluctuations [1][6]. Group 1: T0 Algorithm Services Overview - Zhongtai Securities has launched the Qifutong T0 algorithm, designed for high-net-worth clients, enabling intraday trading based on existing holdings [1]. - The T0 algorithm service has been adopted by over 20 securities apps, including Tianfeng Securities and Southwest Securities, with more mid-sized firms preparing to launch similar services [1][5]. - Southwest Securities has introduced the "T0+" algorithm, which optimizes strategies to enhance investment performance and reduce holding costs through AI-driven trading [4]. Group 2: Benefits of T0 Algorithm Trading - T0 algorithm trading aims to increase investment returns by allowing multiple intraday trades to accumulate small price differences, enhancing overall investment returns even in stagnant markets [7]. - The strategy also helps reduce holding costs for investors, particularly those with losing positions, by enabling high sell and low buy operations throughout the day [7]. - Securities firms benefit from increased commission income due to higher trading frequency associated with T0 algorithm services [7]. Group 3: Target Audience and Accessibility - T0 services are primarily targeted at high-net-worth individuals, requiring a minimum asset threshold of 1 million yuan for account opening and a risk tolerance of C3 or higher [8]. - Specific requirements vary among firms, with Tianfeng Securities and招商证券 also setting asset and risk tolerance criteria for clients [8]. Group 4: Market Trends and Competition - The growing trend of T0 algorithm services reflects a competitive landscape among securities firms, with many actively promoting these offerings as a key part of their business strategy [2][5]. - The T0 algorithm service is seen as a significant tool for attracting clients, particularly in a market where technology is increasingly democratizing trading capabilities [2].

证券代码：600369 证券简称：西南证券 公告编号：临2025－020 西南证券股份有限公司董事会 2025 年 5 月 30 日 1 2023 年 8 月 31 日，西南证券股份有限公司（以下简称公司）收到重庆渝富 控股集团有限公司（以下简称渝富控股）转发的《重庆市国有资产监督管理委员 会关于无偿划转重庆水务环境控股集团有限公司 80%股权的通知》（渝国资〔2023〕 351 号），重庆市国有资产监督管理委员会将其持有的重庆水务环境控股集团有 限公司（以下简称重庆水务环境）80%股权无偿划转渝富控股。本次无偿划转事 项完成后，将导致渝富控股间接收购重庆水务环境持有的公司 1.50%股权（详见 公司于 2023 年 9 月 1 日和 9 月 8 日在上海证券交易所网站披露的《关于股东权 益变动的提示性公告》《收购报告书》）。 近日，公司收到《重庆渝富资本运营集团有限公司关于权益变动进展的告知 函》，上述无偿划转事项的相关变更登记手续已办理完成。 特此公告。 西南证券股份有限公司 关于股东权益变动的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性 ...

证券代码：600369 证券简称：西南证券 公告编号：临 2025-018 西南证券股份有限公司 关于董事会秘书变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 西南证券股份有限公司（以下简称公司）董事会于近日收到李军先生辞去公 司董事会秘书的书面报告，具体如下： | | 离任职务 | 离任时间 | 原定任期 | 离任 | 是否继续在上 市公司及其控 | 具体职务 | 是否存在未 | | --- | --- | --- | --- | --- | --- | --- | --- | | 姓名 | | | 到期日 | 原因 | | | 履行完毕的 | | | | | | | 股子公司任职 | | 公开承诺 | | 李军 | 董事会秘书 | 2025.5.29 | 2026.12.24 | 分工 | 是 | 公司董事、 | 否 | | | | | | 调整 | | 副总经理 | | 根据《中华人民共和国公司法》《公司章程》等规定，李军先生的辞职报告 自送达公司董事会之日起生效。 公司董事会对李军先生在担任董事会秘书期间为 ...