关于北京金橙子科技股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 1、 专项审计报告 2、 附表 委托单位：北京金橙子科技股份有限公司 审计单位：容诚会计师事务所（特殊普通合伙） 联系电话：010-66001391 RSM 容诚 非经营性资金占用及其他关联资金 往来情况专项说明 北京金橙子科技股份有限公司 容诚专字[2024]210Z0002 号 容诚会计师事务所(特殊普通合伙) 中国 · 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://wc.mof.gov.cn）"进行 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.nof.gov.cn）"进行宜 （ 关于北京金橙子科技股份有限公司 非经营性资金占用及其他关联资金往来情况专项说 容诚专字[2024]210Z0002 号 北京金橙子科技股份有限公司全体股东: 我们接受委托,依据中国注册会计师审计准则审计了北京金橙子科技股份有 限公司(以下简称北京金橙子公司)2023年12月31日的合并及母公司资产负债 表,2023年度的合并及母公司利润表、合并及母公司现金流量表和 ...

第一章 7 第一条 为强化北京金橙子科技股份有限公司（以下简称"公司"） 董事会决策功能，做到事前审计、专业审计，确保董事会 对经理层的有效监督，完善公司治理结构，根据相关规 定，特制定本细则。 第二条 董事会审计委员会（以下简称"审计委员会"）是董事会下 设的专门委员会，对董事会负责，向董事会报告工作。 第三条 审计委员会委员应保证足够的时间和精力履行委员会的工 作职责，勤勉尽责，切实有效地监督公司的外部审计，指 导公司内部审计工作，促进公司建立有效的内部控制并提 供真实、准确、完整的财务报告。 第四条 公司应制定审计委员会工作规程，明确审计委员会的人员 构成、委员任期、职责范围和议事规则等相关事项。 第五条 公司应为审计委员会提供必要的工作条件，配备专门人员 或机构承担审计委员会的工作联络、会议组织、材料准备 和档案管理等日常工作。审计委员会履行职责时，公司管 理层及相关部门应给予配合。 第六条 审计委员会成员由三名董事组成，独立董事委员应当占审 计委员会成员总数的1/2以上。 第七条 审计委员会委员应具有能够胜任审计委员会工作职责的专 业知识和商业经验，且不在公司担任高级管理人员。 第八条 委员中至少有 ...

证券代码：688291 证券简称：金橙子 公告编号：2024-016 北京金橙子科技股份有限公司 关于续聘公司 2024 年度审计机构的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：容诚会计师事务所（特殊普通合伙）（以 下简称"容诚会计师事务所"） 一、拟聘任会计师事务所的基本情况 （一）机构信息 1、基本信息 容诚会计师事务所（特殊普通合伙）由原华普天健会计师事务所（特殊普通 合伙）更名而来，初始成立于 1988 年 8 月，2013 年 12 月 10 日改制为特殊普通 合伙企业，是国内最早获准从事证券服务业务的会计师事务所之一，长期从事证 券服务业务。注册地址为北京市西城区阜成门外大街22号1幢外经贸大厦901-22 至 901-26，首席合伙人肖厚发。 2.人员信息 截至 2023 年 12 月 31 日，容诚会计师事务所共有合伙人 179 人，共有注册 会计师 1395 人，其中 745 人签署过证券服务业务审计报告。 3.业务规模 容诚会计师事务所经审计的 2022 ...

北京金橙子科技股份有限公司 2023 年度独立董事述职报告（邵火） 按照《中华人民共和国公司法》《上市公司治理准则》《上海证券交易所科创 板股票上市规则》《上市公司独立董事管理办法》等相关法律、法规，以及《公 司章程》《公司独立董事工作制度》等规定，作为北京金橙子科技股份有限公司 （以下简称"公司"）的独立董事，本人在 2023 年度工作中，勤勉尽责、忠实独 立地履行独立董事的职责，积极参与公司的重大决策，努力发挥专业优势和独立 作用，并对相关事项独立、客观地发表意见，切实维护了公司和股东的利益。现 将 2023 年度独立董事履职情况报告如下： 一、独立董事的基本情况 （一）独立董事人员情况 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之一， 符合相关法律法规及公司制度的规定。 报告期内，公司第三届董事会任期届满，公司于 2023 年 8 月 30 日召开第三 届董事会第十七次会议，审议通过《关于公司董事会提前换届选举暨提名第四届 董事会独立董事候选人的议案》，同意提名李晓静女士、王一楠先生、张庆茂先 生为公司第四届董事会独立董事候选人，其中李晓静女士为会计专业人士。2023 年 9 ...

证券代码：688291 证券简称：金橙子 公告编号：2024-021 北京金橙子科技股份有限公司 关于修订《公司章程》并办理工商登记、制定及修订 公司部分治理制度的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 北京金橙子科技股份有限公司（以下简称"公司"）于 2024 年 4 月 19 日召 开第四届董事会第五次会议，审议通过了《关于修订<公司章程>并办理工商登 记、制定及修订公司部分治理制度的议案》，现将相关事项公告如下： 一、《公司章程》修订情况 | 现行《公司章程》条款 | | 修订后《公司章程》 | | --- | --- | --- | | 新增 | | 第十二条 公司根据中国共产党章程的规 | | | | 定，设立共产党组织、开展党的活动。公司 | | | | 为党组织的活动提供必要条件。 | | 第四十条 | 股东大会是公司的权力机构， | 第四十一条 股东大会是公司的权力机构， | | 依法行使下列职权： | | 依法行使下列职权： | | …… | | …… | | （十七）审议股权激励计划； | | ...

北京金橙子科技股份有限公司 第一条 为规范北京金橙子科技股份有限公司（以下简称"公司"）对外担保 行为，确保投资者的合法权益和公司财产安全，公司依据《中华人 民共和国公司法》《中华人民共和国证券法》《中华人民共和国担保 法》《上海证券交易所科创板股票上市规则》《上市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要求》等法律、法规、 规章及《北京金橙子科技股份有限公司章程》（以下简称"公司章程"） 等规定，结合公司实际情况，特制定本制度。 第二条 本制度所称对外担保，是指公司以第三人的身份为债务人对债权人 所负的债务提供担保，当债务人不履行债务时，由公司按照约定履 行债务或者承担责任的行为。担保形式包括但不限于保证、抵押及 质押。 第三条 本制度所称对外担保包括公司对控股子公司的担保。公司及其控股 子公司的对外担保总额，是指包括公司对控股子公司担保在内的公 司对外担保总额与控股子公司对外担保之和。 第四条 本制度适用于公司及控股子公司。公司控股子公司的对外担保，视 同公司行为，比照本制度执行。公司控股子公司应在其董事会或股 东大会做出决议前按照本制度规定报公司审批。 第五条 除公司对控股子公司的担保 ...

独立董事工作制度 第一章 总则 北京金橙子科技股份有限公司 第三条 独立董事对公司及全体股东负有忠实与勤勉义务。应当按照相关法律、 法规、规范性文件和公司章程的要求，认真履行职责，在董事会中发 挥参与决策、监督制衡、专业咨询作用，维护公司整体利益，保护中 小股东合法权益。 第四条 本公司聘任的独立董事原则上最多在三家境内上市公司担任独立董 事，并确保有足够的时间和精力有效地履行独立董事的职责。 第五条 公司董事会成员中应当有三分之一以上独立董事，其中至少有一名会 计专业人士。 (一) 具有注册会计师执业资格； (二) 具有会计、审计或者财务管理专业的高级职称、副教授职称或 者博士学位； (三) 具有经济管理方面高级职称，且在会计、审计或者财务管理等 专业岗位有五年以上全职工作经验。 公司独立董事候选人在提名时未取得独立董事资格证书的，应书面承 诺参加最近一次独立董事资格培训，并取得独立董事资格证书。 第二章 独立董事的任职条件 2 第六条 独立董事出现不符合独立性条件或其他不适宜履行独立职责的情形， 由此造成本公司独立董事不符合本制度要求的人数时，公司应按规定 补足独立董事人数。 第七条 独立董事候选人应具备 ...

1 经核查独立董事李晓静、王一楠、张庆茂的任职情况以及签署的相关自查文 件，上述人员未在公司担任除独立董事及董事会各相关专门委员会成员以外的任 何职务，也未在公司主要股东公司担任任何职务，与公司以及主要股东之间不存 在利害关系、重大业务往来或其他可能妨碍其进行独立客观判断的关系。因此， 董事会认为公司独立董事符合《上市公司独立董事管理办法》《科创板上市公司 自律监管指引第 1 号——规范运作》中对独立董事独立性的相关要求。 北京金橙子科技股份有限公司董事会 2024 年 4 月 19 日 北京金橙子科技股份有限公司 董事会对独立董事独立性自查情况的专项报告 根据中国证券监督管理委员会《上市公司独立董事管理办法》、上海证券交 易所《科创板股票上市规则》《科创板上市公司自律监管指引第 1 号——规范运 作》等要求，北京金橙子科技股份有限公司（以下简称"公司"）董事会，就公 司 2023 年度末在任独立董事李晓静、王一楠、张庆茂的独立性情况进行评估并 出具如下专项意见： ...

Financial Performance - The company plans to distribute a cash dividend of 1.00 CNY per 10 shares, totaling approximately 10,252,892.30 CNY, which represents 24.28% of the net profit attributable to shareholders for 2023[6]. - The company's operating revenue for 2023 reached CNY 219.68 million, representing a year-on-year increase of 11.00%[23]. - The net profit attributable to shareholders of the listed company was CNY 42.22 million, up 8.05% compared to the previous year[23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses decreased by 23.97% to CNY 28.30 million[23]. - Basic earnings per share decreased by 14.58% to CNY 0.41, compared to CNY 0.48 in the previous year[22]. - The company's net assets attributable to shareholders at the end of 2023 were CNY 930.80 million, a 2.40% increase from the previous year[23]. - Total assets at the end of 2023 amounted to CNY 989.09 million, reflecting a 3.70% increase year-on-year[23]. - The company reported a gross margin of 59.10% for its main business, which decreased by 1.32 percentage points compared to the previous year[93]. Research and Development - The proportion of R&D investment to operating income rose by 3.41 percentage points to 24.77%[22]. - The company has maintained a strong commitment to R&D, reflecting its strategy to enhance product offerings and technological capabilities[22]. - Total R&D expenditure increased by 28.72% year-on-year, reaching ¥54,410,294.27, compared to ¥42,269,728.86 in the previous year[66]. - The company has developed high-performance digital drivers and high-precision motors, achieving a repeat positioning accuracy of less than 2µrad[47]. - The company launched 18 new invention patents, 16 utility model patents, and 26 software copyrights during the reporting period, bringing the total authorized patents to 70[60]. - The company is focusing on high-efficiency and large-size processing in macro processing, with increasing power requirements for lasers[55]. - The company is actively pursuing mergers and acquisitions to strengthen its market position and diversify its product offerings[138]. Market and Product Development - The company's revenue increased by 11.00% year-on-year, driven by the steady development of various business segments, including significant growth in laser precision adjustment equipment[22]. - The company is expanding into high-end application fields such as new energy power batteries, aerospace, and photovoltaics, providing high-performance laser processing solutions[40]. - The company is actively exploring mergers and acquisitions to support its growth strategy[22]. - The company is focusing on expanding its market presence and enhancing its product offerings through ongoing research and development initiatives[140]. - The company is collaborating with universities to develop high-end five-axis galvanometers, which is expected to bring new business breakthroughs[37]. - The company is focusing on developing new solutions to maintain its leading position in the laser control industry, driven by advancements in semiconductor and renewable energy sectors[121]. Corporate Governance - The board of directors and supervisory board members have confirmed the authenticity, accuracy, and completeness of the annual report[4]. - There are no special arrangements for corporate governance applicable to the company[9]. - The company has established a compensation and evaluation mechanism for senior management, with total compensation determined based on responsibilities and operational performance[181]. - The company has implemented internal control systems in compliance with relevant laws and regulations, ensuring effective governance and operational management[182]. - The company has maintained a strong commitment to corporate governance and compliance with regulatory requirements[141]. - The company held 1 annual and 2 temporary shareholder meetings during the reporting period, ensuring compliance with legal requirements[129]. Risks and Challenges - The company faces risks related to new product market development, which may be affected by economic conditions and market demand fluctuations[82]. - The company is exposed to inventory devaluation risks due to rapid technological updates in laser control products[84]. - The company’s products are closely tied to the laser processing industry, which may be impacted by national policy changes or macroeconomic fluctuations[87]. - The company has not reported any significant changes in the governance structure during the reporting period[135]. Social Responsibility and Environmental Impact - The company donated a 3D printer valued at 5.72 million yuan to a local school, demonstrating its commitment to social responsibility[186]. - The company has not established an environmental protection mechanism and did not invest any funds in environmental protection during the reporting period[188]. - The board of directors supports and promotes ESG management, focusing on environmental protection and stakeholder rights[187]. Employee and Shareholder Engagement - The company has implemented a restricted stock incentive plan for 2023, which was approved during the shareholder meetings[132]. - The company has a cash dividend policy that mandates a minimum of 20% of the distributable profit for the year to be distributed as dividends, with higher percentages for mature companies without major capital expenditures[166]. - The company ensures that minority shareholders have ample opportunities to express their opinions and that their rights are adequately protected[169]. - The total remuneration for core technical personnel at the end of the reporting period amounted to 581.32 million RMB[147].

Financial Performance - The company's operating revenue for Q1 2024 was ¥49,476,359.33, representing a year-on-year increase of 3.10%[4] - The net profit attributable to shareholders decreased by 43.59% to ¥6,917,820.60 compared to the same period last year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses fell by 40.21% to ¥4,865,064.79[4] - The basic and diluted earnings per share were both ¥0.07, down 41.67% year-on-year[4] - Operating profit for Q1 2024 decreased to CNY 6,323,771.59, down 48.9% from CNY 12,398,041.67 in Q1 2023[18] - Net profit for Q1 2024 was CNY 6,807,854.59, a decline of 44.5% compared to CNY 12,219,991.10 in Q1 2023[18] Research and Development - Research and development expenses totaled ¥12,790,512.09, accounting for 25.85% of operating revenue, an increase of 2.95 percentage points[5] - Research and development expenses rose to CNY 12,790,512.09 in Q1 2024, up from CNY 10,990,509.25 in Q1 2023, indicating a focus on innovation[18] Assets and Liabilities - The company's total assets at the end of the reporting period were ¥993,039,055.98, a slight increase of 0.40% from the end of the previous year[5] - Total assets increased to CNY 993,039,055.98 in Q1 2024 from CNY 989,088,013.68 in Q1 2023[16] - Total liabilities decreased to CNY 53,549,858.65 in Q1 2024 from CNY 57,365,495.25 in Q1 2023[16] Cash Flow - Cash flow from operating activities was negative at -¥91,151.97, indicating cash outflow during the quarter[4] - Cash inflow from operating activities for Q1 2024 was $51,615,126.33, an increase from $45,530,434.36 in Q1 2023, representing a growth of approximately 4.8%[22] - Cash outflow from operating activities was $51,706,278.30, slightly up from $51,698,289.48 in the previous year, resulting in a net cash flow from operating activities of -$91,151.97 compared to -$6,167,855.12 in Q1 2023[22] - Cash inflow from investment activities totaled $80,916,131.80, down from $230,537,191.78 in Q1 2023, indicating a decline of approximately 64.9%[22] - Cash outflow from investment activities was $532,979,471.34, significantly higher than $400,923,239.88 in the same period last year, marking an increase of about 32.8%[22] - Net cash flow from investment activities was -$452,063,339.54, compared to -$170,386,048.10 in Q1 2023, reflecting a worsening of approximately 164.5%[23] - The net increase in cash and cash equivalents for Q1 2024 was -$452,807,863.34, compared to -$177,607,758.23 in Q1 2023, indicating a decline of about 154.7%[23] - The ending balance of cash and cash equivalents was $246,997,308.59, down from $339,808,107.16 at the end of Q1 2023, a decrease of approximately 27.1%[23] Shareholder Information - Total number of common shareholders at the end of the reporting period is 5,863[10] - The largest shareholder, Mai Weng, holds 19.48% of shares, totaling 19,996,200 shares[10] - The company has no significant changes in the top 10 shareholders or their participation in margin trading[11] Inventory and Investments - The company's inventory as of March 31, 2024, is ¥63,813,133.80, compared to ¥57,401,001.42 at the end of 2023, indicating an increase of approximately 11.5%[14] - Long-term equity investments decreased to ¥18,949,675.74 from ¥19,676,715.19, reflecting a decline of about 3.7%[14] - The company has ongoing construction projects with capitalized costs of ¥29,708,909.16 as of March 31, 2024, up from ¥7,514,523.49[14] - The goodwill remains stable at ¥9,214,929.84, unchanged from the previous reporting period[14] - The company reported an increase in accounts receivable to ¥50,479,655.39 from ¥47,863,159.04, representing a growth of approximately 5.3%[14] Expenses - Management expenses rose by 39.94%, primarily due to increased personnel costs and stock-based compensation[8] - The company reported a decrease in sales expenses to CNY 6,217,639.03 in Q1 2024 from CNY 5,868,309.91 in Q1 2023[18] - Payments to employees increased to $28,955,135.04 from $24,285,492.43, reflecting a rise of approximately 19.5%[22] - Tax payments decreased to $3,854,440.93 from $6,267,158.08, a reduction of about 38.5%[22]