北京海润天睿律师事务所 关于盛达会属资源股份有限公司 2024 年员工持股计划之 法律意见书 海润天睿律师事务所 HAI RUN LAW FIRM 中国 · 北京 朝阳区建外大街甲 14 号广播大厦 5、9、10、13、17 层 邮政编码:100022 电话: (010) 65219696 传真: (010) 88381869 二〇二四年八月 法律意见书 北京海润天睿律师事务所 关于盛达金属资源股份有限公司 2024 年员工持股计划之 法律意见书 致:盛达金属资源股份有限公司 北京海润天睿律师事务所(以下简称"本所")受盛达金属资源股份有限公司 (以下简称"盛达资源"或"公司")的委托,担任感达资源 2024年员工持股计 划之专项法律顾问。本所根据《中华人民共和国公司法》《中华人民共和国证券 法》《关于上市公司实施员工持股计划试点的指导意见》《深圳证券交易所上市公 司自律监管指引第1 号 -- 主板上市公司规范运作》《律师事务所从事证券法律 业务管理办法》《律师事务所证券法律业务执业规则(试行)》等有关法律、法规 和规范性文件的规定,按照律师行业公认的业务标准、道德规范和勤勉尽责精神, 出具本法律意见书。 4 ...

Financial Performance - Revenue for the reporting period was RMB 852.15 million, a 4.27% increase year-over-year[10] - Net profit attributable to shareholders of the listed company was RMB 82.49 million, up 34.90% compared to the same period last year[10] - Operating cash flow surged to RMB 226.87 million, a 299.19% increase year-over-year[10] - Basic earnings per share (EPS) rose to RMB 0.1201, a 35.55% increase from the previous year[10] - Total assets at the end of the reporting period were RMB 6.55 billion, a slight decrease of 0.06% compared to the end of the previous year[10] - Equity attributable to shareholders of the listed company increased by 1.32% to RMB 3.17 billion[10] - Revenue increased by 4.27% YoY to RMB 852.15 million, with net profit attributable to shareholders rising by 34.90% YoY to RMB 82.49 million[21] - Q2 revenue grew by 9.79% YoY to RMB 588.88 million, with net profit attributable to shareholders surging by 103.32% YoY to RMB 91.27 million[21] - Total revenue for the first half of 2024 reached 852.15 million yuan, a 4.3% increase compared to 817.25 million yuan in the same period of 2023[125] - Net profit for the first half of 2024 was 106.74 million yuan, up 27.7% from 83.58 million yuan in the first half of 2023[125] - Total assets as of the end of the first half of 2024 amounted to 4.34 billion yuan, a 4.8% increase from 4.14 billion yuan at the end of the first half of 2023[122][123] - Long-term equity investments increased by 4.9% to 2.77 billion yuan in the first half of 2024, compared to 2.64 billion yuan in the same period of 2023[122] - Other receivables rose by 10% to 1.12 billion yuan in the first half of 2024, up from 1.02 billion yuan in the first half of 2023[122] - Total liabilities increased by 12.7% to 965.52 million yuan in the first half of 2024, compared to 794.63 million yuan in the same period of 2023[123] - Operating profit for the first half of 2024 was 131.74 million yuan, a 31.5% increase from 100.15 million yuan in the first half of 2023[125] - Financial expenses surged by 46.3% to 40.46 million yuan in the first half of 2024, compared to 27.66 million yuan in the same period of 2023[125] - Investment income grew by 33.8% to 34.80 million yuan in the first half of 2024, up from 26.01 million yuan in the first half of 2023[125] - Total equity increased by 0.9% to 3.37 billion yuan in the first half of 2024, compared to 3.34 billion yuan in the same period of 2023[123] Non-Recurring Gains and Losses - Non-recurring gains and losses include government subsidies of 1,398,989.00 yuan and financial asset gains of 1,980,265.65 yuan[12] - The company's total non-recurring profit for the period is 4,847,401.19 yuan[13] Market and Industry Trends - China's GDP grew by 5.0% year-on-year in the first half of 2024, driving strong demand for non-ferrous metals[14] - Domestic photovoltaic installations reached 102.48GW in the first half of 2024, a year-on-year increase of 30.68%[15] - London silver spot prices rose by 22.39% in the first half of 2024, with an average price of 24.07 USD/oz, up 5.68% year-on-year[15] - COMEX gold prices increased by 12.8% in the first half of 2024, with an average price of 2,343.8 USD/oz, up 14.67% year-on-year[15] - Domestic lead metal production fell by 3.7% year-on-year to 388.9 million tons in the first half of 2024[15] - Domestic zinc metal production increased by 5.5% year-on-year to 355.4 million tons in the first half of 2024[15] - SMM1 electrolytic nickel prices rose by 5.80% in the first half of 2024, with an average price of 137,692.52 yuan/ton, down 28.61% year-on-year[16] - Silver, lead, and zinc spot prices increased by 28.41%, 11.41%, and 0.20% YoY respectively[21] - Silver production increased by 12.51% YoY, while lead and zinc production decreased by 6.92% and 23.14% YoY respectively[21] - Zinc metal sales decreased by 34.73% YoY, lead metal sales decreased by 25.90% YoY, and silver metal sales decreased by 15.35% YoY[21] Mining Operations and Subsidiaries - The company's main business is non-ferrous metal mining and beneficiation, with no cash dividends, stock dividends, or capital reserve transfers planned[1] - The company has 7 mining subsidiaries, including Yindu Mining, Jinshan Mining, Guangda Mining, Jindu Mining, Dongsheng Mining, Honglin Mining, and Deyun Mining, with a total annual mining and processing capacity of nearly 2 million tons[17][20] - Yindu Mining completed the resource reserve review and filing for the Bayan Daba (North Mining Area) silver polymetallic mine, marking a milestone in the company's exploration and reserve expansion efforts[17] - Jinshan Mining is undergoing technical upgrades, expected to be completed by the end of Q3 2024, and is actively exploring the western area of the Eren Tolgoi silver mine, covering 11.04 square kilometers[17] - Dongsheng Mining obtained a mining license for the Bayan Wula silver polymetallic mine with a production capacity of 250,000 tons/year, and construction is expected to start this year[17] - Honglin Mining's Caiyuanzi copper-gold mine project has received temporary land use approval and tailings reservoir construction approval, with construction currently underway[17] - Deyun Mining obtained a mining license for the Bayan Baolege silver polymetallic mine with a production capacity of 900,000 tons/year, and the company is advancing the project development[17] - The company's subsidiary, Jinye Environmental Protection, focuses on the resource utilization of solid and hazardous waste containing nickel, copper, and chromium, aiming to improve economic benefits through secondary nickel resource utilization[17] - The company's main products include silver ingots, gold ingots, lead concentrates containing silver, and zinc concentrates containing silver, with silver ingots and gold ingots being the primary products of Jinshan Mining[18] - The company's sales channels include direct sales to smelters, metal processing companies, and traders, with silver and gold ingots also traded on the Shanghai Futures Exchange and Shanghai Gold Exchange[19] - The company has a total silver resource reserve of nearly 10,000 tons, with Yindu Mining's Bayan Daba silver polymetallic mine being one of the highest-margin mines among domestic listed companies[20] - The company owns 7 mining subsidiaries with significant silver resources, with proven silver reserves close to 10,000 tons[22] - The company's subsidiary, Inner Mongolia Yindu Mining Co., Ltd., generated a net profit of 114.09 million yuan, contributing significantly to the company's overall profitability[49] - Inner Mongolia Guangda Mining Co., Ltd., another subsidiary, reported a net profit of 17.37 million yuan, further bolstering the company's financial performance[49] - The company's subsidiary, Chifeng Jindu Mining Co., Ltd., achieved a net profit of 17.02 million yuan, adding to the company's diversified revenue streams[50] - The company's subsidiary, Inner Mongolia Jinshan Mining Co., Ltd., experienced a net loss of 40.93 million yuan, highlighting potential risks in certain operational areas[50] - The company's subsidiaries primarily engage in the mining and processing of non-ferrous metals, contributing significantly to the company's revenue and profitability[49][50] - The company is exposed to industry cyclical risks due to its reliance on the non-ferrous metals market, and it plans to adjust production, sales, and hedging strategies to mitigate these risks[50] Environmental and Sustainability - Dust removal efficiency in the crushing and screening workshops of the concentrator exceeds 99%[63] - The concentrator's wastewater treatment capacity is 600m³/day[63] - The company has a general solid waste warehouse of approximately 2,600m² and a hazardous waste warehouse of 6,000m²[63] - Environmental governance and protection costs for Yindu Mining in the first half of 2024 amounted to 122,110.00 yuan[65] - Jinshan Mining's environmental governance and protection costs for the first half of 2024 were 494,225.14 yuan[65] - Guangda Mining's environmental governance and protection costs for the first half of 2024 were 231,606.09 yuan[65] - Jindu Mining's environmental governance and protection costs for the first half of 2024 were 21,466.22 yuan[65] - Jinye Environmental Protection's environmental governance and protection costs for the first half of 2024 were 3,632,547.53 yuan[65] - Yindu Mining's environmental protection tax payment for the first half of 2024 was 7,011.07 yuan[65] - Jinye Environmental Protection's environmental protection tax payment for the first half of 2024 was 55,290.09 yuan[65] Financial Assets and Investments - The company's financial assets decreased by 6,004,498.32 yuan, with a total of 367,861,447.61 yuan at the end of the period[36] - The company's restricted assets at the end of the reporting period amounted to 19,345,439.56 yuan, a decrease from 23,470,228.17 yuan at the beginning of the period[37] - The company's total fixed assets, intangible assets, and long-term equity investments amounted to 2,375,210,763.15 yuan, an increase from 1,888,253,446.34 yuan at the beginning of the period[38] - The company invested 110,000,000.00 yuan in Sichuan Honglin Mining Co., Ltd., acquiring a 42.91% stake[39] - After the capital increase, the company holds 53% of Sichuan Honglin Mining Co., Ltd., making it a subsidiary and consolidating it into the company's financial statements[40] - The company's investment in Jinmo Technology resulted in a loss of 5,313,298.32 yuan, with a final book value of 8,126,220.96 yuan[41] - The company's derivative investments for hedging purposes amounted to 891.37 yuan at the end of the period, accounting for 0.28% of the company's net assets[42] - The company's derivative investments in the Shanghai Futures Exchange resulted in a profit of 2.75 million yuan, with a final investment amount of 6.94 million yuan, accounting for 0.22% of the company's net assets at the end of the reporting period[45] - The company has implemented stringent risk control measures for derivative investments, including setting a maximum loss limit of 6 million yuan to mitigate market and liquidity risks[45] - The company's derivative investments are funded entirely by its own capital, ensuring no reliance on external financing for these activities[45] - The company has established comprehensive internal controls and risk management protocols for derivative investments, including strict approval processes and continuous risk monitoring[46] Guarantees and Share Repurchases - The company's total approved guarantee amount during the reporting period was 54,000 million RMB, with actual guarantees issued totaling 49,796.56 million RMB[94] - The company's total actual guarantee balance at the end of the reporting period was 163,335.35 million RMB, accounting for 51.57% of the company's net assets[94] - The company repurchased 5,381,500 shares, accounting for 0.78% of the total share capital, with a total repurchase amount of 50,297,133.34 RMB[98] - The company repurchased 5,381,500 shares, accounting for 0.78% of the total shares, with a total transaction value of RMB 50,297,133.34[105] - The company adjusted the upper limit of the repurchase price from RMB 15 per share to RMB 14.93 per share after the 2023 annual equity distribution[105] Strategic Agreements and Certifications - The company became a member of the Shanghai Gold Exchange during the reporting period[98] - The company signed a strategic cooperation framework agreement with the China Chemical Geology and Mine Bureau for cooperation in mineral exploration, mining rights investment, and environmental restoration[98] - The company received a total of 70 million RMB in returned deposits from Dong Ying and Bai Guanghui, and obtained a 30% equity pledge in Guizhou Dingshengxin[98] - The company's subsidiary, Yindu Mining, completed the integration of mining rights and peripheral exploration rights, achieving a phased result[100] - Yindu Mining received the "High-tech Enterprise Certificate" with a validity period of three years[100] - The company's subsidiary, De Yun Mining, obtained a mining license for the Bayanbaolege lead-zinc polymetallic mine with an annual production capacity of 900,000 tons and a mining area of 2.3206 square kilometers[101] - Jin Ye Environmental Technology, a subsidiary, was awarded the national "Green Factory" title[102] - Hong Lin Mining received various permits for the Caiyuanzi copper-gold mine, including the use of 0.7472 hectares of grassland and 14.7705 hectares of forest land[102] - Dong Sheng Mining received approval for the safety facility design of the Bayanwula silver polymetallic mine project with an annual production capacity of 250,000 tons[102] Revenue Breakdown - Revenue from renewable new energy metals surged by 65.06% to 125,608,869.67 yuan, accounting for 14.74% of total revenue[30] - Revenue from lead concentrate (including silver) increased by 8.76% to 283,777,403.07 yuan, representing 33.30% of total revenue[30] - Revenue from zinc concentrate (including silver) decreased by 15.48% to 144,466,949.07 yuan, accounting for 16.95% of total revenue[30] - Revenue from outside Inner Mongolia Autonomous Region grew by 9.22% to 707,029,629.11 yuan, representing 82.97% of total revenue[30] - Gross profit margin for non-ferrous metal mining increased by 5.98% to 61.12%, driven by a 1.69% revenue increase and an 11.87% cost reduction[31] - Gross profit margin for renewable new energy metals stood at 16.63%, with revenue and costs increasing by 65.06% and 56.36% respectively[32] Cash Flow and Investments - Operating cash flow surged by 299.19% YoY to RMB 226.87 million, driven by increased sales collections from mining operations[29] - Investment cash flow turned positive at RMB 70.13 million, a 175.12% YoY increase, mainly due to the recovery of equity acquisition deposits[29] - Net cash flow from financing activities decreased by 179.18% to -213,092,324.45 yuan, mainly due to increased repayment of borrowings and share repurchases[30] - Net increase in cash and cash equivalents rose by 35.66% to 83,914,176.69 yuan, driven by increased sales collections from mining operations[30] Financial Instruments and Risk Management - The company uses expected credit loss (ECL) as the basis for impairment accounting of financial assets measured at amortized cost, financial assets measured at fair value through other comprehensive income, and financial guarantee contracts[182] - For financial assets purchased or originated that have experienced credit impairment, the company recognizes loss provisions based on the cumulative changes in expected credit losses over the entire life of the asset[182] - The company assesses whether the credit risk of financial instruments has increased significantly since initial recognition and measures loss provisions accordingly, with three stages of credit risk assessment[182] - Financial instruments with low credit risk are assumed not to have experienced a significant increase in credit risk since initial recognition[183] - Evidence of credit impairment includes observable information such as significant financial difficulties of the issuer or debtor, breach of contract, or bankruptcy likelihood[184] - The company determines ECL based on both individual and portfolio assessments, considering past events, current conditions, and reasonable forecasts of future economic conditions[184] - For financial assets where full or partial recovery of contractual cash flows is no longer reasonably expected, the company directly writes down the carrying amount[185] - Financial assets and liabilities are presented separately in the balance sheet and are not offset unless specific conditions are met[186] - The company divides receivables into portfolios based on credit risk characteristics to calculate ECL when individual assessment is not feasible[187] - For commercial acceptance bills, the company calculates ECL using default risk exposure and lifetime expected credit loss rates[187]

盛达金属资源股份有限公司（以下简称"公司"）于 2024 年 8 月 31 日披露 《2024 年半年度报告》，为便于广大投资者进一步了解公司 2024 年半年度经营 情况，公司定于 2024 年 9 月 9 日（星期一）15:00-16:00 在"价值在线"（www.ir- online.cn）举办 2024 年半年度业绩说明会，本次业绩说明会将采取网络互动方式 举行。 公司董事长赵庆先生，董事、总经理刘金钟先生，董事、副总经理兼董事会 秘书王薇女士，财务总监孙延庆先生将出席本次业绩说明会（如遇特殊情况，参 会人员可能进行调整）。 为充分尊重投资者、提升交流的针对性，广泛听取投资者的意见和建议，投 资者可于 2024 年 9 月 9 日前通过网址 https://eseb.cn/1h5BzxvQ9uE 或使用微信 扫描下方小程序码进行会前提问，公司将通过本次业绩说明会，在信息披露允许 的范围内就投资者普遍关注的问题进行回答。 欢迎广大投资者积极参与本次业绩说明会。 特此公告。 证券代码：000603 证券简称：盛达资源 公告编号：2024-094 盛达金属资源股份有限公司 关于举办 2024 年半年度业绩说 ...

盛达金属资源股份有限公司 2024 年半年度非经营性资金占用及其他关联资金往来情况汇总表 法定代表人：赵庆 主管会计工作负责人：孙延庆 会计机构负责人：孙延庆 单位：万元 | | | 占用方与上市公司 | 上市公司核算的 | 2024 年期 | 2024 年半年度占 | 2024 年半年 | 2024 年半年 | 2024 年半年 | 占用形成 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 的关联关系 | 会计科目 | 初占用资 | 用累计发生金额 | 度占用资金的 | 度偿还累计 | 度末占用资金 | 原因 | 占用性质 | | | | | | 金余额 | （不含利息） | 利息（如有） | 发生金额 | 余额 | | | | 控股股东、实际控制 | | | | | | | | | | 非经营性占用 | | 人及其附属企业 | | | | | | | | | | | | 小计 | - | - | - | | | | | | | - | | 前控股股东、实际控 制人及 ...

证券代码：000603 证券简称：盛达资源 盛达金属资源股份有限公司投资者关系活动记录表 | --- | --- | |------------|------------------------------------------| | | □特定对象调研 □分析师会议 | | | □媒体采访 □业绩说明会 | | 投资者关系 | | | | □新闻发布会 □路演活动 | | 活动类别 | | | | √现场参观 | | | □其他 | | | | | | | | 活动参与人 | | | | | | 员 | | | | | | | 清）、华泰资管（刘子渊） | | 时间 | 2024 年 8 月 21 日 | | 地点 | | | 形式 | 现场参观 | | | | | | | | | | | 上市公司接 | | | | 银都矿业总经理助理、选矿厂厂长 | | 待人员姓名 | | | | | | | 东晟矿业副总经理、总工程师 | | | 盛达资源证券事务代表 | | | | | 交流内容及 | 所在地，并向投资者介绍东晟矿业基本情况： | | 具体问答记 | 东晟矿业于 2005 年 | | 录 | 业于 ...

证券代码：000603 证券简称：盛达资源 | --- | |------------| | | | | | 投资者关系 | | | | 活动类别 | | | | | | | | | | 活动参与人 | | | | 员 | | | | | | 时间 | | 地点 | | 形式 | | | | | | | | | | 上市公司接 | | | | 待人员姓名 | | | | | | | | | | 交流内容及 | | | | 具体问答记 | | | | 录 | 盛达金属资源股份有限公司投资者关系活动记录表 | --- | |-----------------------------------------------------------------| | 东晟矿业于 2005 年 1 月注册成立，盛达资源控股子公司银都矿 | | 业于 2017 年 7 月受让赤峰地勘公开挂牌转让的其持有的东晟矿业 | | 70%的股权，东晟矿业成为盛达资源二级控股子公司。东晟矿业下属 | | 巴彦乌拉银多金属矿位于内蒙古赤峰市克什克腾旗，采矿许可证证 | | 载开采矿种包括银矿、铅、锌、金、镓、砷、硫铁矿，生产规模 | | ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 盛达金属资源股份有限公司 关于子公司东晟矿业矿山建设进展的公告 一、基本情况 盛达金属资源股份有限公司（以下简称"公司"）二级控股子公司克什克腾 旗东晟矿业有限责任公司（以下简称"东晟矿业"）于近日收到克什克腾旗自然 资源局颁发的《建设用地规划许可证》（地字第 1504252024YG0024468 号）、《建 设工程规划许可证》（建字第 1504252024GG0110434 号），根据《中华人民共和 国土地管理法》《中华人民共和国城乡规划法》和国家有关规定，经审核，东晟 矿业巴彦乌拉银多金属矿 25 万吨/年采矿项目建设工程、建设用地符合国土空间 规划和用途管制要求。 二、对公司的影响及风险提示 公司通过控股子公司内蒙古银都矿业有限责任公司间接持有东晟矿业 70% 的股份，东晟矿业是公司的二级控股子公司。东晟矿业保有资源储量矿石量（探 明+控制+推断）267 万吨，银金属量 556.32 吨，平均品位 284.90 克/吨；铅金属 量 13,052 吨，平均品位 1.32%；锌金属量 46,002 吨，平均品 ...

证券代码：000603 证券简称：盛达资源 公告编号：2024-091 盛达金属资源股份有限公司 截至公告披露日，上述股东及其一致行动人所持质押股份情况如下： | | | | | | | 已质押股份情况 | | 未质押股份情况 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 股东 | 持股数量 | 持股 | 累计被质 | 占其所 | 占公司 | 已质押股 | 占已质 | 未质押股 | 占未质 | | 名称 | （股） | 比例 | 押股份数 | 持股份 | 总股本 | 份限售和 | | 份限售和 | | | | | | 量（股） | 比例 | 比例 | 冻结数量 | 押股份 | 冻结数量 | 押股份 | | | | | | | | | 比例 | | 比例 | | | | | | | | （股） | | （股） | | | 甘肃盛达 集团有限 | 202,140,210 | 29.30% | 190,155,000 | 94.07% | 27.56% | 190,155,000 | 100.00% | 0 | 0.00% | ...

证券代码：000603 证券简称：盛达资源 公告编号：2024-090 盛达金属资源股份有限公司 关于子公司银都矿业矿业权整合进展的公告 拜仁达坝矿区伴生银铅锌矿保有资源量（探明+控制+推断）：矿石量 284.0 万 吨，银金属量 87 吨，平均品位 54.65 克/吨；铅金属量 8,212 吨，平均品位 0.53%； 锌金属量 5,842 吨，平均品位 0.69%。 1 三、对公司的影响及风险提示 公司持有银都矿业 62.96%的股份，银都矿业是公司的控股子公司。本次《内 蒙古自治区克什克腾旗拜仁达坝矿区银多金属矿资源储量核实报告》通过评审备 案标志着银都矿业采矿权与外围探矿权整合工作取得了阶段性成果，公司将继续 积极推进银都矿业的矿业权整合，增加银都矿业的矿山可开采储量、延长矿山服 务年限，为企业长远发展提供资源保障。因勘查工程的有限性，资源勘探开发无 法做到准确预计，存在资源储量与实际可采储量存在差异的风险。本次备案预计 不会对公司当期经营业绩产生重大影响，敬请广大投资者注意投资风险。 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、基本情况 盛达金 ...