近日，新浪财经首届上市券商领军人物领导力TOP榜结果出炉，东北证券总经理何俊岩荣获成长发展券商 第12名。 "上市券商领军人物领导力TOP榜"由新浪财经发起，旨在表彰各大券商领军人物的卓越贡献与深远影响 力。该榜单盘点最近一个完整年度的券商领袖管理成就，以行业数据、同业评价、网络声量多维度综合评 价体系为基础，以创造经济与社会价值为核心标准，表彰杰出领袖，助力金融行业持续健康发展。 个人简介 何俊岩 生于1968年，硕士，高级会计师，中国注册会计师，中国注册资产评估师。 曾任东北证券有限责任公司计划财务部总经理、客户资产管理总部总经理；福建凤竹纺织科技股份有限公 司财务总监；东北证券有限责任公司财务总监；东北证券股份有限公司财务总监、副总裁、常务副总裁。 现任东北证券党委委员、副董事长、总裁，东证融达投资有限公司董事长，东方基金管理股份有限公司董 事。 TOP榜评比全景图 领导力评价方法 行业数据评价 40% 50% 机构同业评价 R 3 网络声量评价 10% 行业数据评价(权重50%) 公司规模 三方评级 经营状况 风险控制 员工回报 业务质量 营业收入增长率:0.46% 归母净利润增长率:30.70% 资 ...

东北证券股份有限公司 2025 年面向专业投资者公开发行次 级债券（第三期）在深圳证券交易所上市的公告 根据深圳证券交易所债券上市的有关规定，东北证券股份有限公司 2025 年 面向专业投资者公开次级债券（第三期）符合深圳证券交易所债券上市条件，将 于 2025 年 7 月 22 日起在深圳证券交易所上市，并面向专业投资者中的机构投资 者交易，交易方式包括匹配成交、点击成交、询价成交、竞买成交和协商成交。 债券相关要素如下： | 债券名称 | 东北证券股份有限公司 2025 | 年面向专业投资者公开发行次级 | | --- | --- | --- | | | 债券（第三期） | | | 债券简称 | 25 东北 C3 | | | 债券代码 | 524362 | | | 信用评级 | 主体评级 AAA，本期债券评级 | AA+ | | 评级机构 | 联合资信评估股份有限公司 | | | 发行总额（亿元） | 人民币 亿元 7.5 | | | 债券期限 | 3 年 | | | 票面年利率（％） | 2.15% | | | 利率形式 | 固定利率 | | | 付息频率 | 到期一次还本付息 | | | 发行日 | ...

Group 1 - The core viewpoint of the article highlights the solid competitive position of leading securities firms while several small and medium-sized firms have significantly improved their rankings due to breakthroughs in niche markets [1][2] - In the second quarter, 103 securities firms participated in the evaluation, with Shenwan Hongyuan ranking first with a score of 149.3, followed by Guotou Securities at 140.55, and Dongxing Securities at 134.6 [2][3] - The evaluation system includes professional quality scores and compliance quality deductions, with a base score of 100, leading to a total score for ranking [2] Group 2 - Professional quality scores reflect the "hard power" of securities firms, with Shenwan Hongyuan, Guotou Securities, and Dongxing Securities leading with scores of 49.3, 44.55, and 34.6 respectively [3] - The evaluation results indicate that leading firms dominate multiple categories, while many small and medium-sized firms show strong advantages in specific segments [3] - The North Exchange has become a key area for securities firms, with 268 listed companies and a total market value of 832.18 billion, representing a 54.51% increase from the end of last year [4] Group 3 - The North Exchange's market growth presents various business opportunities for securities firms, particularly in mergers and acquisitions [5][6] - The North Exchange is continuously optimizing its merger and acquisition regulations to support quality listed companies in achieving high-quality development [6] - Firms like Dongbei Securities and First Capital are focusing on developing their business strategies around the North Exchange, aiming to enhance their market competitiveness [4][6]

Group 1: Private Equity Performance - The top private equity firms as of mid-2025 include Nengjing Investment, Tongben Investment, Luyuan Private Equity, Chenyao Private Equity, and Youbo Capital, with Nengjing Investment achieving an average return of 114.65% across its products [1] - The average return for the top 100 private equity products reached 24.08% in the first half of 2025, with a total of 593 products under management [1] - Among the top-performing products, "Nengjing Value Selection No. 2" achieved a remarkable return of 281.59% [1] Group 2: Fund Manager Performance - A total of 513 private equity fund managers reported performance, with an average return of 10.56%, significantly outperforming the Shanghai and Shenzhen indices [2] - 73 fund managers achieved returns exceeding 20%, with the top 10 fund managers having a performance threshold of approximately 18.5% [2] - The leading fund managers include Lu Hang from Fusheng Asset, Yin Tao from Wobo Investment, and Wang Yiping from Evolutionary Asset [2] Group 3: Market Trends and Foreign Investment - As of the end of Q2 2025, foreign capital in A-shares reached a market value of 2.28 trillion yuan, an increase of approximately 54.8 billion yuan from the previous quarter [7] - Notable foreign investments include significant increases in holdings of Ningde Times and Heng Rui Pharmaceutical, while Jinpu Titanium Industry has become a new favorite among foreign investors [7] - Some stocks, such as Degute, have seen foreign investors and social security funds exit, indicating selective interest in the market [7] Group 4: Strategic Partnerships - M&G Investments has partnered with Guotai Junan Securities to enhance access for Chinese investors to global markets, focusing on information sharing and asset management [9] - The collaboration aims to develop joint brand fixed-income investment solutions targeting the Asian market, with plans to launch within months [9] - M&G anticipates that the Chinese asset management industry will reach a scale of 40.4 trillion USD by 2030, highlighting the growth potential in this sector [9] Group 5: Regulatory Issues - Two financial apps, "Cai Da Cai Ri Sheng" and "Yin Tai Zhang Yi Bao," were reported for violating personal information collection regulations [19] - The violations included failing to obtain user consent for sharing personal information and not providing clear privacy policy notifications [19] - The regulatory scrutiny reflects ongoing efforts to enforce personal information protection in the financial sector [19]

市场格局与业务发展 全国股转公司近期公布2025年第二季度做市商评价结果。此次评价涵盖所有在该季度开展做市业务的券商机构。根据评价标准，东北证券、开源证券、上海 证券三家券商表现突出，综合排名位居前5%，获得当季度全部交易经手费减免的优待政策。 评价体系与排名分布 做市商评价制度采用综合评分机制，评估维度包含做市规模、流动性提供状况及报价质量等核心指标。得分项总计100分，其中做市规模占40分，涵盖做市 股票数量与市值两项指标。流动性提供情况同样占40分，细分为成交金额、个股成交量占比和订单深度三个方面。报价质量占20分，主要考量最优报价时间 与买卖价差表现。 本次评价结果显示，12家做市商获得交易经手费减免资格。除前述三家获得全额减免的券商外，国元证券、天风证券、广发证券位列前5%至10%区间，享 受70%的经手费减免优惠。海通证券、中山证券、长江证券、联储证券、财达证券、申万宏源等六家券商排名处于前10%至20%范围，获得50%的经手费减 免待遇。 对比一季度评价结果，部分券商排名出现变化。广发证券实现位次提升，从一季度的前10%至20%跃升至前5%至10%梯队。申万宏源同样表现亮眼，从一季 度未入榜状态 ...

Group 1 - The market maker system is an important mechanism for injecting liquidity into the market, and the recent evaluation results for market makers in Q2 2025 show that Northeast Securities, Kaiyuan Securities, and Shanghai Securities ranked in the top 5%, receiving a waiver for all transaction handling fees for the quarter [1][2] - As of July 18, 63 brokerages have become market makers in the New Third Board, with Northeast Securities leading in the number of securities made market for, totaling 72, followed by Kaiyuan Securities with 66, and Shanghai Securities, Tianfeng Securities, and Changjiang Securities with 49, 43, and 42 respectively [1][2] Group 2 - The evaluation results indicate that several small and medium-sized brokerages are seizing opportunities in the New Third Board market, forming certain business advantages, while large brokerages like GF Securities and Shenwan Hongyuan have also shown improvement in their rankings [2] - The rapid development of market-making business has become an important growth point for brokerages, with many actively applying for various market-making qualifications [3] - Experts suggest that brokerages providing continuous two-sided quotes can meet investors' trading needs, enhance market pricing efficiency, and stabilize market fluctuations, contributing to a healthier market development [3]

证券代码：524377.SZ 证券简称：25东北D4 发行人将按上述票面利率于2025年7月21日（T日）-2025年7月22日（T+1日） 面向专业机构投资者网下发行本期债券。具体认购方法请参考2025年7月17日刊 登 在 深 圳 证 券 交 易 所 网 站 （ http://www.szse.cn ） 、 巨 潮 资 讯 网 （http://www.cninfo.com.cn）上的《东北证券股份有限公司2025年面向专业投资 者公开发行短期公司债券（第四期）发行公告》。 特此公告。 东北证券股份有限公司2025年面向专业投资者公开发行短期公 司债券（第四期）票面利率公告 发行人及其全体董事、监事、高级管理人员或履行同等职责的人员保证公告 内容真实、准确和完整，并对公告中的虚假记载、误导性陈述或者重大遗漏承担 责任。 东北证券股份有限公司（以下简称"发行人"）发行不超过人民币50亿元的 短期公司债券已获得中国证券监督管理委员会"证监许可〔2024〕1732号"注册。 东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第四 期）（以下简称"本期债券"）发行规模为不超过人民币10亿元（含10亿 ...

关于延长东北证券股份有限公司 2025 年面向专业投资者公 开发行短期公司债券（第四期）簿记建档时间的公告 东北证券股份有限公司（以下简称"发行人"）面向专业投资者公开发行面 值余额不超过 50 亿元的短期公司债券已获得中国证券监督管理委员会（证监许 可〔2024〕1732 号）注册同意。 东北证券股份有限公司 2025 年面向专业投资者公开发行短期公司债券（第 四期）（以下简称"本期债券"）发行规模为不超过人民币 10 亿元（含 10 亿元）。 2025 7 18 （本页无正文，为《关于延长东北证券股份有限公司 2025 年面向专业投资者公 发行人：东北证券股份有限公司 根据《东北证券股份有限公司 2025 年面向专业投资者公开发行短期公司债 券（第四期）发行公告》，发行人和主承销商原定于 2025 年 7 月 18 日（T-1 日） 15:00 至 18:00 以簿记建档的方式向网下专业机构投资者进行利率询价，并根据 簿记建档结果确定本期债券的最终票面利率。 根据簿记建档当日市场情况，经发行人和簿记管理人协商一致，现将簿记建 档结束时间由 2025 年 7 月 18 日 18:00 延长至 2025 年 ...

Core Insights - The National Equities Exchange and Quotations (NEEQ) has released the market maker evaluation results for Q2 2025, highlighting the performance of various securities firms in the market-making business [1][2] Group 1: Market Maker Evaluation Results - In Q2 2025, three firms, Northeast Securities, Kaiyuan Securities, and Shanghai Securities, ranked in the top 5% and received a 100% fee exemption [1][2] - Six firms, including Haitong Securities and Shenwan Hongyuan, ranked between the top 10% and 20%, receiving a 50% fee exemption [2] - Notable changes in rankings include Guangfa Securities moving from the top 10% to the top 5% and Shenwan Hongyuan entering the top 10% to 20% for the first time [2] Group 2: Industry Trends and Insights - The competition among market makers appears to be less intense, with rankings showing relative stability and some fluctuations due to short-term business variations [3] - Smaller securities firms are gaining an advantage in the NEEQ market-making space, as larger firms focus on other areas [3] - Companies like Guoyuan Securities and Guosen Securities are actively enhancing their market-making capabilities to provide liquidity for small and medium enterprises [3][4] Group 3: Evaluation Criteria and Importance - The evaluation criteria for market makers include trading scale, liquidity provision, and quote quality, with a total score of 100 points [6] - The NEEQ emphasizes the significance of the market maker system in improving market liquidity and facilitating price discovery [6] - Continuous assessment and optimization of the evaluation mechanism are planned to promote the healthy development of the market maker system [6]

证券代码：524362.SZ 证券简称：25东北C3 东北证券股份有限公司 2025年面向专业投资者公开发行次级债券（第三期） 发行结果公告 发行人及其全体董事、监事、高级管理人员或履行同等职责的人员保证公告 内容真实、准确和完整，并对公告中的虚假记载、误导性陈述或者重大遗漏承担 责任。 东北证券股份有限公司（以下简称"发行人"）公开发行不超过人民币80亿 元的次级公司债券已获得中国证券监督管理委员会证监许可〔2024〕1731号注册。 根据《东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期） 发行公告》，东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第 三期）（以下简称"本期债券"）发行规模为不超过人民币8亿元（含8亿元），发 行价格为每张100元，采取网下面向专业机构投资者询价配售的方式发行。 2、发行人的董事、监事、高级管理人员及持股比例超过5%的股东及其他关 联方未认购本期债券。 3、本期债券主承销商长城证券股份有限公司及其关联方未认购本期债券。 认购本期债券的投资者均符合《公司债券发行与交易管理办法》、《深圳证券 交易所公司债券上市规则（2023年修订）》、《深圳 ...