宁夏东方钽业股份有限公司 关于申请向特定对象发行股票的审核问询函回复（修订稿） 及募集说明书（二次修订稿）等申请文件更新的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 宁夏东方钽业股份有限公司（以下简称"公司"）于 2025 年 10 月 27 日收到深圳证券交易所出具的《关于宁夏东方钽业股份有限公 司申请向特定对象发行股票的审核问询函》（审核函〔2025〕120043 号），深圳证券交易所发行上市审核机构对公司向特定对象发行股 票的申请文件进行了审核，并就公司本次发行相关事项提出审核问 询问题。 证券代码：000962 证券简称：东方钽业 公告编号：2026-001 号 2026 年 1 月 7 日在巨潮资讯网（www.cninfo.com.cn）上披露的相关 公告文件。 公司本次向特定对象发行股票事项尚需通过深圳证券交易所审 核，并获得中国证券监督管理委员会作出同意注册的决定后方可实 施。本次发行事项最终能否通过深圳证券交易所审核、能否获得中 国证监会同意注册的批复及获得批复的时间均存在不确定性。公司 将严格按照相关法律法规的要求，根据该事项 ...

Group 1 - The stock of Dongfang Tantalum Industry increased by 5.02%, reaching a price of 34.96 CNY per share, with a trading volume of 617 million CNY and a turnover rate of 3.65%, resulting in a total market capitalization of 17.65 billion CNY [1] - Dongfang Tantalum Industry Co., Ltd. is located in Shizuishan City, Ningxia Hui Autonomous Region, established on April 30, 1999, and listed on January 20, 2000. The company's main business involves the research, production, and sales of tantalum, niobium, and beryllium metal and alloy products [1] - The revenue composition of the main business includes tantalum, niobium, and their alloy products at 98.36%, titanium and titanium alloy products at 1.30%, and other products at 0.34% and 0.01% [1] Group 2 - According to data, one fund under China Europe Fund holds a significant position in Dongfang Tantalum Industry, specifically the China Europe Cycle Select Mixed Fund A (019888), which held 55,900 shares, accounting for 3.74% of the fund's net value, ranking as the tenth largest holding [2] - The China Europe Cycle Select Mixed Fund A (019888) was established on November 14, 2023, with a latest scale of 26.57 million CNY. Year-to-date, it has achieved a return of 3.09%, ranking 1355 out of 8816 in its category; over the past year, it has returned 106.98%, ranking 142 out of 8081; and since inception, it has returned 110.46% [2]

Core Viewpoint - Dongfang Tantalum Industry has shown significant stock price growth and strong financial performance, indicating potential investment opportunities in the company [1][2]. Group 1: Stock Performance - On January 6, Dongfang Tantalum's stock rose by 2.07%, reaching 33.98 CNY per share, with a trading volume of 384 million CNY and a turnover rate of 2.30%, resulting in a total market capitalization of 17.155 billion CNY [1]. - The stock has increased by 2.78% year-to-date, with a 10.61% rise over the past five trading days, 23.34% over the past 20 days, and 35.59% over the past 60 days [1]. Group 2: Financial Performance - For the period from January to September 2025, Dongfang Tantalum achieved a revenue of 1.199 billion CNY, representing a year-on-year growth of 33.90%, and a net profit attributable to shareholders of 208 million CNY, also reflecting a growth of 33.43% [2]. - The company has distributed a total of 383 million CNY in dividends since its A-share listing, with 91.899 million CNY distributed over the past three years [3]. Group 3: Shareholder Information - As of December 19, the number of shareholders for Dongfang Tantalum was 57,100, a decrease of 2.66% from the previous period, with an average of 8,791 circulating shares per shareholder, an increase of 2.73% [2]. - As of September 30, 2025, Hong Kong Central Clearing Limited was the seventh-largest circulating shareholder, holding 3.6678 million shares, an increase of 410,600 shares from the previous period [3].

Core Viewpoint - Dongfang Tantalum Industry (000962) is focusing on its main business of tantalum and niobium, while actively working on exiting from non-core investments [1] Group 1 - The company has been continuously concentrating on its tantalum and niobium main business in recent years [1] - Dongfang Tantalum is advancing the process of exiting from certain non-core affiliated companies [1]

Core Viewpoint - The company emphasizes its long-standing expertise in tantalum and niobium materials and its commitment to ensuring a stable supply chain for its products, particularly in the context of its partnership with Blue Arrow Aerospace [1] Group 1: Company Background - The company has been engaged in the tantalum and niobium materials sector for sixty years, possessing a complete industrial chain for the smelting and processing of these materials [1] - The company has accumulated significant technical expertise over the years, which supports its operations and product development [1] Group 2: Market Strategy - The company is aware of the potential applications of tantalum and niobium new materials in emerging fields and is increasing its investment in research and market expansion [1] - The company plans to closely monitor industry trends and focus on its core responsibilities, leveraging its full industrial chain advantages to seize development opportunities [1] Group 3: Supply Chain Assurance - The company is accelerating the advancement of new technical transformation projects to ensure the safety of the tantalum and niobium materials supply chain [1]

Group 1 - The core viewpoint of the news is that Dongfang Tantalum Industry has shown significant stock price growth and positive financial performance in recent months, indicating a strong market position and investor interest [1][2]. - As of January 5, the stock price of Dongfang Tantalum Industry increased by 2.51%, reaching 33.89 CNY per share, with a total market capitalization of 17.11 billion CNY [1]. - The company has experienced a stock price increase of 13.16% over the past five trading days, 26.69% over the past 20 days, and 30.65% over the past 60 days [1]. Group 2 - For the period from January to September 2025, Dongfang Tantalum Industry achieved a revenue of 1.199 billion CNY, representing a year-on-year growth of 33.90%, and a net profit attributable to shareholders of 208 million CNY, also reflecting a growth of 33.43% [2]. - The company has distributed a total of 383 million CNY in dividends since its A-share listing, with 91.899 million CNY distributed in the last three years [3]. - As of September 30, 2025, the top ten circulating shareholders of Dongfang Tantalum Industry included Hong Kong Central Clearing Limited, which increased its holdings by 410,600 shares [3].

Core Viewpoint - Ningxia has made significant strides in nurturing specialized and innovative small and medium-sized enterprises (SMEs), with 29 national-level "little giant" enterprises and 579 specialized and innovative SMEs by 2025, reflecting a robust foundation for high-quality economic development [1][2]. Group 1: Industrial Development - By 2025, Ningxia's industrial sector has successfully cultivated 29 national-level specialized and innovative "little giant" enterprises and 579 specialized and innovative SMEs, indicating a solid step in nurturing quality SMEs [1]. - The region's approach involves a clear path of "policy guidance—gradual cultivation—innovation-driven—ecological empowerment," leading to the emergence of numerous enterprises that excel in niche markets and possess strong innovation capabilities [1][3]. Group 2: Policy Framework - The strategic plan for fostering specialized and innovative SMEs includes an implementation opinion set to be released in 2024, aiming to cultivate 100 innovative SMEs, 50 specialized and innovative SMEs, and 1-3 "little giant" enterprises annually by 2027 [2]. - A series of supportive measures have been introduced to assist enterprises in key areas such as R&D, finance, and transformation, creating a comprehensive support system for climbing the specialized and innovative ladder [3][4]. Group 3: Financial Support and Services - Since 2025, Ningxia has issued 1.1 billion yuan in fixed asset loan interest subsidies for 61 projects, secured 2.3 billion yuan in national bond funding for 23 projects, and provided tax reductions totaling 9.6 billion yuan for 335 enterprises [4]. - The online public service platform for enterprises has been continuously upgraded, facilitating the dissemination of 3,958 policy-related announcements and 959,000 policy information pieces to over 10,000 enterprises [4]. Group 4: Innovation and Technology - The region's innovation efforts have led to significant breakthroughs, such as the near-complete recovery of waste materials in the photovoltaic industry, enhancing material recovery rates from around 70% to nearly 100% [5][6]. - Ningxia's specialized and innovative enterprises have achieved an average R&D intensity exceeding 5%, contributing over 70% of the region's innovation outcomes [7]. Group 5: Collaborative Ecosystem - The establishment of a collaborative ecosystem has enabled specialized and innovative enterprises to effectively address critical challenges in their respective fields, fostering a network of innovation that integrates technology, industry, talent, and policy [6][7]. - The "chain master" model has been successfully implemented, allowing SMEs to integrate into supply chains of major enterprises, enhancing market stability and technological advancement [8][9]. Group 6: Industrial Clusters - Ningxia has developed seven distinctive industrial clusters, including new materials and fine chemicals, with the fine chemical industry cluster in Zhongwei successfully advancing to a national level [9]. - Within these clusters, enterprises benefit from shared resources and knowledge, reducing innovation costs and risks while enhancing overall competitiveness [9].

Core Viewpoint - The increasing institutional interest in Dongfang Tantalum Industry Co., Ltd. reflects a re-evaluation of the value of strategic rare metals, particularly tantalum and niobium, in high-tech applications and the company's strategic moves to secure its supply chain and expand production capacity [1][2][4] Company Overview - Dongfang Tantalum primarily engages in the research, production, sales, and import-export of rare metals such as tantalum and niobium, with products widely used in electronics, communications, aerospace, metallurgy, and other fields [1][2] Institutional Interest - The company has reported a total of 27 investor activity records this year, indicating a growing institutional focus on its operations and the strategic rare metals sector [1] - The frequency of institutional research is closely linked to industry prosperity, company strategy, and market expectations, highlighting the company's position as a leader in the tantalum and niobium industry [1] Supply Chain Developments - To address resource bottlenecks, Dongfang Tantalum has made significant upstream investments, including a binding equity acquisition of Brazil's Taboca Mining Company, which owns a multi-metal mine and related facilities [2] - The company has signed a procurement contract for approximately 3,000 tons of iron niobium tantalum alloy raw materials, valued at approximately 540 million yuan, ensuring a stable supply chain for tantalum and niobium ore [2] Production Capacity Expansion - Dongfang Tantalum plans to raise approximately 1.19 billion yuan for projects aimed at upgrading production capacity, including the construction of a digital factory for tantalum and niobium wet metallurgy and the renovation of existing production lines [3] - The urgency for expansion is driven by increasing domestic demand for high-value products in high-tech sectors, necessitating new projects to meet market needs [3] Industry Outlook - The demand for tantalum and niobium materials is expected to grow significantly, driven by the expansion of the new energy and semiconductor industries, as well as their irreplaceable roles in key applications [4] - There is a notable structural differentiation in industry growth, with high-end applications in semiconductors and aerospace showing faster demand growth compared to traditional sectors, leading to higher profit margins for high-purity tantalum and niobium products [4]

（记者 王晓波） 每经AI快讯，有投资者在投资者互动平台提问：东方钽业重要分/子公司包括宇发高温材料分公司。请 问这宇发高温材料分公司有哪些高科技产品？销量如何？有计划做大产能吗？ 东方钽业（000962.SZ）12月31日在投资者互动平台表示，公司设立的宇发高温材料分公司，主要产品 为高温涂层产品和高温金属材料等。 ...

Group 1 - The A-share market saw a significant rise in non-ferrous metal stocks, particularly copper, with Jiangxi Copper leading the gains at nearly 9% [1] - The London Metal Exchange (LME) copper price increased by 2.7% to $12,550 per ton, reaching a historical high of $12,960 [1] - The annual cumulative increase in copper prices is approximately 43%, potentially marking the largest annual gain since 2009 [1] Group 2 - Jiangxi Copper's market capitalization is 189.4 billion, with a year-to-date increase of 175.86% [2] - Silver Bond's stock rose by 6.58%, with a market cap of 12.8 billion and a year-to-date increase of 39.88% [2] - Yunnan Copper's stock increased by 4.94%, with a market cap of 40.9 billion and a year-to-date increase of 70.80% [2]