证券行业又一重要并购获得监管核准。近日，中国证监会官网发布关于同意国信证券股份有限公司发行股份购买资产注册、核准万和证券股份有限公司变 更主要股东及实际控制人的批复。 证监会的批复表示，万和证券应当切实做好与国信证券的风险隔离，严格规范关联交易，严防利益冲突和输送风险。国信证券应当会同万和证券按照报送 我会的初步整合方案确定的方向，在一年内制定并上报具体整合方案，明确时间表，妥善有序推进整合工作。本次发行股份购买资产注册批复自下发之日 起12个月内有效。 国信证券收购万和证券获得监管核准 回顾国信证券收购万和证券控制权的历程：2024年8月，国信证券宣布拟通过发行A股股份的方式购买万和证券53.0892%的股份。 中国证监会表示，核准国信证券成为万和证券主要股东，核准深圳市投资控股有限公司成为万和证券实际控制人。对国信证券通过换股方式依法取得万和 证券2,183,877,825股股份（占公司股份总数96.0792%）无异议。 根据国信证券官网，截至2024年12月末，公司总资产达5015.06亿元，净资产达1186.92亿元。2024年，公司实现营业收入201.67亿元，归属于母公司净利 润82.17亿元；经 ...

【导读】证监会核准国信证券成为万和证券主要股东，对国信证券通过换股方式依法取得万和证券96.0792%的股份无异议 中国基金报记者江右 证券行业又一重要并购获得监管核准。近日，中国证监会官网发布关于同意国信证券股份有限公司发行股份购买资产注册、核准万和证券股份有限公司变 更主要股东及实际控制人的批复。 国信证券收购万和证券获得监管核准 中国证监会表示，核准国信证券成为万和证券主要股东，核准深圳市投资控股有限公司成为万和证券实际控制人。对国信证券通过换股方式依法取得万和 证券2,183,877,825股股份（占公司股份总数96.0792%）无异议。 | 索 | bm56000001/2025-00010062 | ক 类 | 注册结果;结果公示 | | --- | --- | --- | --- | | 发布机构 | 证监会 | 发文日期 | 2025年08月21日 | | ਣ 称 | 关于同意国信证券股份有限公司发行股份购买资产注册、核准万和证券股份有限公司变更主要股东及实际控制人的批复 | | | | 文 号 | 证监许可〔2025〕1824号 | 主题词 | | 证监会的批复表示，万和证券应当切实做好与国 ...

国信证券收购万和证券获得监管核准 中国证监会表示，核准国信证券成为万和证券主要股东，核准深圳市投资控股有限公司成为 万和证券实际控制人。对国信证券通过换股方式依法取得万和证券 2,183,877,825 股股份 （占公司股份总数 96.0792% ）无异议。 【导读】证监会核准国信证券成为万和证券主要股东，对国信证券通过换股方式依法取得万 和证券 96.0792% 的股份无异议 中国基金报记者 江右 证券行业又一重要并购获得监管核准。近日，中国证监会官网发布关于同意国信证券股份有 限公司发行股份购买资产注册、核准万和证券股份有限公司变更主要股东及实际控制人的批 复。 证监会的批复表示，万和证券应当切实做好与国信证券的风险隔离，严格规范关联交易，严 防利益冲突和输送风险。国信证券应当会同万和证券按照报送我会的初步整合方案确定的方 向，在一年内制定并上报具体整合方案，明确时间表，妥善有序推进整合工作。本次发行股 份购买资产注册批复自下发之日起 12 个月内有效。 回顾国信证券收购万和证券控制权的历程： 2024 年 8 月，国信证券宣布拟通过发行 A 股股 份的方式购买万和证券 53.0892% 的股份。 202 ...

近日，证监会官网发布关于同意国信证券股份有限公司发行股份购买资产注册、核准万和证券股份有限公司变更主要股东 及实际控制人的批复。 证监会同意国信证券向深圳市资本运营集团有限公司发行3.48亿股股份，向深圳市鲲鹏股权投资有限公司发行1.57亿股股 份、向深业集团有限公司发行4963.58万股股份、向深圳市创新投资集团有限公司发行2252.28万股股份、向深圳远致富海十 号投资企业（有限合伙）发行2164.20万股股份、向成都交子金融控股集团有限公司发行2109.98万股股份、向海口市金融控 股集团有限公司发行948.31万股股份购买相关资产的注册申请。 此外，证监会核准国信证券成为万和证券股份有限公司（以下简称"万和证券"）主要股东，核准深圳市投资控股有限公司 成为万和证券实际控制人。对国信证券通过换股方式依法取得万和证券21.84亿股股份（占公司股份总数96.0792%）无异 议。 证监会表示，万和证券应当切实做好与国信证券的风险隔离，严格规范关联交易，严防利益冲突和输送风险。国信证券应 当会同万和证券按照报送证监会的初步整合方案确定的方向，在一年内制定并上报具体整合方案，明确时间表，妥善有序 推进整合工作。 ...

| 国信证券股份有限公司 | | | | | | --- | --- | --- | --- | --- | | 关于晶瑞电子材料股份有限公司 | | | | | | 保荐人名称：国信证券股份有限公司 | | | 被保荐公司简称：晶瑞电材 | | | 保荐代表人姓名：刘伟 | | 联系电话：021-60936933 | | | | 保荐代表人姓名：庞海涛 | | 联系电话：0755-81983068 | | | | 一、保荐工作概述 | | | | | | 项目 工作内容 | | | | | | （1）是否及时审阅公司信息披露文件 | | 是 | | | | （2）未及时审阅公司信息披露文件的次数 | | | 0次 | | | （1）是否督导公司建立健全规章制度（包括但不 | | | | | | 限于防止关联方占用公司资源的制度、募集资金 | | | | | | 是 | | | | | | 管理制度、内控制度、内部审计制度、关联交易 | | | | | | 制度） | | | | | | （2）公司是否有效执行相关规章制度 | | 是 | | | | （1）查询公司募集资金专户次数 | | 2次 | | | ...

Summary of Key Points Core Viewpoint - The company has completed certain fundraising projects and plans to permanently supplement its working capital with the remaining funds from the issuance of convertible bonds, in compliance with relevant regulations and to support its subsidiary's operations [1][4][6]. Fundraising Basic Situation - The company raised a total of RMB 523 million through the issuance of convertible bonds, with a net amount of RMB 514.7 million after deducting issuance costs [1][2]. - The funds were deposited in a designated account at a bank, and the situation was verified by an accounting firm [1]. Fund Utilization and Project Status - The company has established a management system for the use of raised funds, ensuring strict approval procedures for fund usage [2]. - The "High-end Photoresist R&D Project for Integrated Circuit Manufacturing" has been transferred to a wholly-owned subsidiary, with a total investment commitment of RMB 304.7 million, of which RMB 188.3 million has been utilized, leaving a surplus of RMB 124.8 million [3][4]. Reasons for Surplus Funds - The surplus funds resulted from effective cost control and management during the project execution, ensuring that the overall project goals and quality were met [4]. Plan for Surplus Funds - The company intends to use the surplus funds of RMB 124.8 million to permanently supplement working capital for its subsidiary, which will enhance operational efficiency and reduce funding costs [4][5]. Approval Procedures - The board of directors and the supervisory board have approved the proposal to conclude the fundraising projects and allocate the surplus funds, which will be submitted for shareholder approval [5][6]. Sponsor's Verification Opinion - The sponsor has verified that the company's actions comply with relevant regulations and do not harm the interests of the company or its shareholders [6][8].

Core Viewpoint - The company and its subsidiaries plan to engage in foreign exchange derivative trading to hedge against currency fluctuations, thereby enhancing financial stability and risk management capabilities [2][3][7] Group 1: Basic Information on Foreign Exchange Derivative Trading - The primary investment objective is to mitigate risks associated with currency fluctuations due to the company's import and export activities, predominantly involving USD, JPY, and HKD [2][3] - The maximum contract value held on any trading day is expected to not exceed 6.5 million USD (or equivalent foreign currency), with a maximum margin and premium limit of 650,000 USD (or equivalent) [2][3][6] - The trading will be conducted with reputable domestic and foreign banks that have the qualifications for foreign exchange derivative trading [3][4] Group 2: Risk Analysis and Control Measures - The company aims to avoid speculative trading and focuses on hedging, although risks such as market liquidity and operational errors still exist [4][5] - Risk control measures include strict adherence to internal procedures, approval authority, and regular reporting of risk exposure changes to management [5][6] - The company has established a management system for foreign exchange derivative trading and has taken necessary risk control measures [7] Group 3: Approval Procedures - The board of directors has approved the foreign exchange derivative trading proposal, allowing the use of self-owned funds for the transactions without requiring shareholder approval [6][7] - The supervisory board supports the initiative, recognizing its potential to enhance financial stability and risk management without harming shareholder interests [6][7]

国信证券股份有限公司 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"） 《关于同意深圳市 沃特新材料股份有限公司向特定对象发行股票注册的批复》（证监许可〔2023〕 总额为人民币 599,999,989.68 元，募集资金净额为人民币 587,852,395.60 元。上 述募集资金已全部到位，中喜会计师事务所（特殊普通合伙）于 2023 年 8 月 11 （中喜验资 2023Y00046 号）。公司对募集资金采取了专户 关于深圳市沃特新材料股份有限公司 使用部分闲置募集资金和自有资金进行现金管理的核查意见 国信证券股份有限公司（以下简称"国信证券"、"保荐人"）作为深圳市沃 特新材料股份有限公司（以下简称"沃特股份"、 "公司"）2022 年度向特定对象 发行股票的保荐人，根据《证券发行上市保荐业务管理办法》《深圳证券交易所 股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公 司规范运作》等有关规定，对公司使用部分闲置募集资金和自有资金进行现金管 理事项进行了审慎核查，具体核查情况如下： 日出具了《验资报告》 存储制度，开立了募集资金专项账户，募集资金全部存 ...

Core Viewpoint - The company plans to temporarily use part of its idle raised funds to supplement working capital, ensuring that this will not affect the progress of its investment projects [1][4]. Fundraising Overview - The total amount of funds raised is approximately RMB 599.99 million, with a net amount of RMB 587.85 million after deducting issuance costs [1]. - The company has established a special account for the raised funds, which are all stored in this account [1]. Previous Use of Idle Funds - The company previously used up to RMB 200 million of idle raised funds to temporarily supplement working capital, which was fully returned to the special account by August 15, 2024 [2][3]. - The actual amount temporarily used for working capital was RMB 200 million, and the return was completed within 12 months [3]. Current Plan for Idle Funds - The company intends to use no more than RMB 180 million of idle raised funds to temporarily supplement working capital, with a usage period starting from August 22, 2025, and ending no later than August 21, 2026 [4][5]. - The funds will be used for production and operations, and will be returned to the special account by the due date [4]. Company Commitments - The company commits that the use of idle funds will not affect the normal progress of investment projects and will only be used for operations related to its main business [4][5]. - The company will not engage in securities investments or provide financial assistance to external parties during the period of using idle funds [4]. Approval Process - The decision to use idle funds was approved in the company's board and supervisory meetings, complying with relevant regulations and legal procedures [5].

国信证券股份有限公司 关于东莞市凯格精机股份有限公司 使用闲置募集资金（含超募资金）进行现金管理的核查意见 国信证券股份有限公司（以下简称"国信证券"、"保荐人"）作为东莞市凯 格精机股份有限公司（以下简称"凯格精机"、"公司"）首次公开发行股票并在 创业板上市的保荐人，根据《上市公司募集资金监管规则》《深圳证券交易所创 业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板 上市公司规范运作》等相关规定，对凯格精机使用闲置募集资金（含超募资金） 进行现金管理的事项进行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会证监许可〔2022〕796 号文核准，并经深圳证券 交易所同意，公司向社会公众公开发行人民币普通股（A 股）1,900 万股，每股 面值为人民币 1.00 元，发行价为人民币 46.33 元/股，共计募集资金人民币 对公司首次公开发行股票的资金到位情况进行了审验，并出具了 XYZH/2022GZAA30194 号《验资报告》。公司对募集资金的存放和使用进行专户 管理，并与专户开设银行、保荐人签订了《募集资金三方监管协议》。 （一）投资目的 二、募集资金使用 ...