中南红文化集团股份有限公司 防范控股股东、实际控制人及其关联方资金占用制度 第一章 总 则 第一条 根据《公司法》《证券法》 《上市公司监管指引第8 号--上市公司资金往来、对外担保的监管要求》等有关法律、法 规及规范性文件的要求以及《公司章程》的有关规定，为防止控 股股东、实际控制人及关联方占用公司资金行为，进一步维护公 司全体股东和债权人的合法权益，建立起中南红文化集团股份有 限公司(以下简称"公司")防范控股股东、实际控制人及其关联 方占用公司资金的长效机制，杜绝控股股东、实际控制人及其关 联方资金占用行为的发生，特制定本制度。 第二条 公司董事、高级管理人员对维护公司资金安全负有 法定义务。公司大股东应严格依法行使出资人的权利，对公司和 公司股东负有诚信义务，不得通过资金占用等方式损害公司利益 和股东的合法权益。 第三条 本制度所称资金占用包括但不限于：经营性资金占 用和非经营性资金占用。经营性资金占用是指控股股东、实际控 制人及关联方通过采购、销售等生产经营环节的关联交易产生的 资金占用；非经营性资金占用是指控股股东、实际控制人及关联 方垫付工资、福利、保险、广告等费用和其他支出、代控股股东、 实际 ...

安徽芯动联科微系统股份有限公司 防范控股股东及关联方占用公司资金管理制度 第一章 总则 第一条 为了进一步加强和规范安徽芯动联科微系统股份有限公司（以下简称 "公司"）及其子公司的资金管理，防范和杜绝控股股东及其他关联方占用公司资金 行为的发生，保护公司、股东和其他利益相关人的合法权益，根据《中华人民共和国 公司法》《中华人民共和国证券法》及《安徽芯动联科微系统股份有限公司章程》等 有关规定，结合公司实际情况，制定本制度。 第二条 本制度适用于公司与公司控股股东、实际控制人及关联方之间的资金往 来管理。公司的控股股东、实际控制人及关联方与纳入公司合并会计报表范围的子公 司之间的资金往来亦适用本制度。 第三条 本制度所称资金占用包括但不限于：经营性资金占用和非经营性资金占 用。 经营性资金占用是指公司控股股东及其他关联方通过采购、销售等生产经营环节 的关联交易产生的资金占用。 非经营性资金占用是指公司代控股股东及其他关联方垫付工资、福利、保险、广 告等费用和其他支出、代公司控股股东及其他关联方偿还债务而支付资金，有偿或无 偿、直接或间接拆借给公司控股股东及其他关联方资金，为公司控股股东及其他关联 方承担担保责任 ...

Core Viewpoint - The company has established a management system to prevent the controlling shareholder and related parties from occupying company funds, ensuring the protection of the company's and shareholders' legitimate rights and interests [1][2]. Summary by Sections General Principles - The system aims to strengthen and standardize the company's fund management and prevent fund occupation by controlling shareholders and related parties [1]. - The system applies to fund transactions between the company and its controlling shareholders or actual controllers and related parties, including subsidiaries within the consolidated financial statements [1]. Definition of Fund Occupation - Fund occupation includes both operational and non-operational fund occupation [2]. - Operational fund occupation arises from related transactions in production and operation, while non-operational fund occupation involves payments for wages, benefits, and other expenses on behalf of the controlling shareholder or related parties [2]. Principles for Preventing Fund Occupation - The company must strictly prevent fund occupation during operational transactions with controlling shareholders and related parties [3]. - The company is prohibited from providing funds to controlling shareholders and related parties through various means, including prepayments and cost-sharing [3][4]. Measures and Specific Regulations - Company directors and senior management are legally responsible for maintaining the safety of company funds and assets [3]. - The finance department is responsible for daily implementation of measures to prevent fund occupation, while the audit department supervises and audits related transactions [4]. Accountability and Penalties - Controlling shareholders and actual controllers who violate the system and cause losses must bear compensation responsibilities [5]. - The board of directors may impose penalties on responsible individuals and propose the dismissal of those with significant responsibilities [5]. Additional Provisions - Any matters not covered by the system will adhere to relevant laws and regulations [6]. - The system will be implemented after approval by the board of directors, which is responsible for its interpretation [6].

铁流股份有限公司 防范控股股东及关联方资金占用管理制度 第一章 总则 承兑汇票，以及在没有商品和劳务对价情况下或者明显有悖商业逻辑情况下以采 购款、资产转让款、预付款等方式提供资金； 第一条 为进一步规范铁流股份有限公司（以下简称"公司"）与控股股东、 实际控制人及其他关联方的资金往来，保护投资者合法权益，根据《中华人民共 和国公司法》《上市公司监管指引第 8 号——上市公司资金往来、对外担保的 监管要求》《上海证券交易所股票上市规则》《铁流股份有限公司公司章程》（以 下简称"公司章程"）等相关规范性文件的规定，制订本制度。 第二条 公司应严格防范控股股东、实际控制人及其他关联方的资金占用， 依法履行关联交易的审议程序和信息披露义务。 第三条 控股股东、实际控制人及其他关联方不得以任何方式侵占公司利益。 第二章 防范资金占用及责任追究 第四条 控股股东、实际控制人及其他关联方与公司发生的经营性资金往来 中，不得占用公司资金。 第五条 公司不得以下列方式将资金直接或者间接地提供给控股股东、实际 控制人及其他关联方使用： （一）为控股股东、实际控制人及其他关联方垫支工资、福利、保险、广告 等费用、承担成本和其他支 ...

Core Viewpoint - The company has established a long-term mechanism to prevent the controlling shareholder and other related parties from occupying its funds, in compliance with relevant laws and regulations [2][3]. Group 1: General Principles - The company aims to prevent the controlling shareholder and related parties from occupying its funds and resources through various means [3]. - The company is prohibited from providing funds to the controlling shareholder and related parties through methods such as loans, guarantees, or prepayments without a legitimate business background [3][4]. - Any related transactions with the controlling shareholder must adhere to strict decision-making processes as outlined in relevant stock exchange rules [3][5]. Group 2: Responsibilities and Measures - The company has designated the chairman as the primary responsible person for preventing fund occupation and overseeing the recovery of occupied funds [4][6]. - A leadership group has been established to supervise the prevention of fund occupation, consisting of key management personnel [5][6]. - The board of directors and the audit committee are responsible for monitoring compliance with internal controls and ensuring the normal operation of business activities [5][6]. Group 3: Accountability and Penalties - The company will impose administrative and economic penalties on directors and senior management who assist or condone the occupation of company assets by the controlling shareholder [6][7]. - In cases of non-compliance leading to investor losses, the company will pursue legal accountability against responsible individuals [7].

Core Viewpoint - The company has established a management approach to prevent the controlling shareholder and related parties from occupying its funds, aiming to create a long-term mechanism to eliminate such behaviors [1][2]. Group 1: General Principles - The management approach applies to the financial interactions between the company and its controlling shareholder, actual controller, and other related parties, including subsidiaries [1][2]. - The terms "controlling shareholder," "actual controller," and "related parties" are defined based on ownership percentages and the ability to influence company decisions [2][3]. Group 2: Prevention of Fund Occupation - Fund occupation includes both operational and non-operational fund occupation, with specific examples provided for each type [2][3]. - The company must strictly limit the occupation of funds in operational transactions and cannot provide funds or resources to the controlling shareholder or related parties through various means [3][4]. Group 3: Responsibilities and Measures - The board of directors is responsible for managing the prevention of fund occupation, with the chairman being the primary responsible person [4][5]. - The finance department is tasked with implementing measures to prevent fund occupation and must regularly report on the situation to management [5][6]. Group 4: Accountability and Penalties - Controlling shareholders and related parties that violate the management approach and cause losses to the company will bear compensation responsibilities [6][7]. - Directors and senior management who approve unauthorized fund occupations will face serious violations and potential penalties, including dismissal [6][7]. Group 5: Additional Provisions - The management approach will take effect upon approval by the board of directors and will replace the previous management approach [9].

美盈森集团股份有限公司 防范控股股东及关联方资金占用管理制度 第一章 总则 第一条 为建立防止控股股东及关联方占用资金的长效机制，杜绝控股股东及关 联方资金占用行为的发生，根据《中华人民共和国公司法》《上市公司监管指 引第8号——上市公司资金往来、对外担保的监管要求》《深圳证券交易所上市 公司自律监管指引第7号——交易与关联交易》及《公司章程》等相关法律法规 的规定，制定本制度。 第二条 公司董事和高级管理人员对维护公司资金安全负有法定义务。 第三条 被控股股东或者控股股东关联方占用资金是指：公司为前述主体垫支工 资、福利、保险、广告等期间费用、承担成本和其他支出，代其偿还债务，有 偿或者无偿地拆借公司的资金（含委托贷款）给其使用，委托其进行投资活 动，为其开具没有真实交易背景的商业承兑汇票，在没有商品和劳务对价情况 下或者明显有悖商业逻辑情况下以采购款、资产转让款、预付款等方式向其提 供资金，或者证券监管机构认定的其他非经营性占用行为。 （六）要求公司在没有商品和劳务对价情况或者明显有悖商业逻辑情况下以采购 款、资产转让款、预付款等方式向其提供资金； （七）中国证监会及深交所认定的其他情形。 控股股东、实际 ...

苏州宝丽迪材料科技股份有限公司 第一章 总则 （以下简称"《公 第一条 为了进一步加强和规范苏州宝丽迪材料科技股份有限公司（以下简 称"公司"）的资金管理，防止和杜绝控股股东及关联方占用公司资金行为的发 生，建立健全防范控股股东及其关联方占用公司资金的长效机制，保护公司、股 东和其他利益相关人的合法权益，根据《中华人民共和国公司法》 司法》"）、《中华人民共和国证券法》等法律法规及《苏州宝丽迪材料科技股 份有限公司章程》（以下简称"《公司章程》"）的规定，并结合公司实际情况， 制定本制度。 第二条 本制度适用于公司控股股东、实际控制人及关联方与公司间的资金 管理。公司控股股东、实际控制人及关联方与纳入公司合并会计报表范围的子公 司之间的资金往来适用本制度。 第三条 本制度所称资金占用包括但不限于：经营性资金占用和非经营性资 金占用。 经营性资金占用是指控股股东及关联方通过采购、销售等生产经营环节的关 联交易产生的资金占用； 非经营性资金占用是指控股股东及关联方垫付工资、福利、保险、广告等费 用和其他支出、代控股股东及关联方偿还债务而支付资金，有偿或无偿直接或间 接拆 借给控股股东及关联方资金，为控股股东及关联 ...

Core Viewpoint - The document outlines the measures and regulations established by Guangzhou HuanTou Yongxing Group Co., Ltd. to prevent the misuse of funds by controlling shareholders, actual controllers, and related parties, ensuring compliance with relevant laws and regulations [2][3][4]. Group 1: General Principles - The purpose of the system is to standardize economic behaviors between the company and its controlling shareholders, actual controllers, and related parties, preventing fund occupation [2]. - The system applies to the company and its subsidiaries included in the consolidated financial statements regarding fund transactions with controlling shareholders, actual controllers, and related parties [2]. Group 2: Definition of Fund Occupation - Fund occupation includes both operational and non-operational fund occupation, with operational occupation arising from related transactions and non-operational occupation involving various payments and loans to controlling shareholders and related parties [2][3]. Group 3: Regulation of Fund Transactions - The company must prevent any direct or indirect occupation of funds, assets, and resources by controlling shareholders and related parties [3]. - All related transactions must adhere to principles of equality, voluntariness, equivalence, and compensation, with written agreements required [3][4]. Group 4: Prohibited Fund Provision Methods - The company is prohibited from providing funds to controlling shareholders and related parties through various means, including covering expenses, lending funds, or providing guarantees without real transaction backgrounds [4][5]. Group 5: Measures to Prevent Fund Occupation - The company must strengthen the regulation of related guarantees and ensure compliance with relevant regulations [4]. - Directors and senior management are required to diligently perform their duties to safeguard company assets and report any irregularities [5]. Group 6: Accountability and Penalties - The board must take effective measures against controlling shareholders and related parties that infringe on company assets or shareholder interests [5][6]. - Violations of the regulations by directors or senior management may result in warnings, dismissal, or even criminal liability depending on the severity of the actions [6]. Group 7: Miscellaneous - The system will be executed in accordance with national laws and regulations, and any conflicts with existing laws will defer to those laws [7]. - The board is responsible for the formulation, modification, and interpretation of this system, which takes effect upon approval by the shareholders' meeting [7].

Core Viewpoint - The company has established a set of regulations to prevent the controlling shareholders, actual controllers, and related parties from occupying company funds, ensuring the safety of the company's financial resources [1][2]. Group 1: Definitions and Scope - The term "fund occupation" includes both operational and non-operational fund occupation, with operational occupation arising from related transactions and non-operational occupation involving payments for wages, benefits, and other expenses on behalf of the controlling shareholders [2]. - The regulations apply to the company and its subsidiaries included in the consolidated financial statements [1]. Group 2: Principles for Prevention - The company prohibits any fund occupation by controlling shareholders and related parties during operational transactions [6]. - Specific methods of fund provision to controlling shareholders and related parties are strictly forbidden, including covering expenses, lending funds, and issuing commercial acceptance bills without real transaction backgrounds [7]. Group 3: Responsibilities and Measures - The company emphasizes the need for a long-term mechanism to prevent non-operational fund occupation by controlling shareholders [10]. - The board of directors and the general manager are responsible for approving related transactions and ensuring compliance with established regulations [14]. Group 4: Accountability and Penalties - Violations of these regulations by controlling shareholders or related parties will result in compensation responsibilities and potential legal consequences for responsible individuals [20][22]. - The company will impose administrative and economic penalties on responsible parties if non-operational fund occupation negatively impacts the company [23][24]. Group 5: Implementation and Amendments - The regulations will be effective upon approval by the company's shareholders and will be subject to amendments by the board of directors [27].