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石大胜华:收到山东证监局行政监管措施决定书
news flash· 2025-06-27 09:04
石大胜华(603026)公告,公司于2025年6月27日收到山东证监局出具的《关于对石大胜华新材料集团 股份有限公司采取责令整改措施并对郭天明、吕俊奇采取出具警示函措施的决定》。经查,公司在内幕 信息知情人登记管理方面存在未及时修订完善内幕信息知情人登记管理制度、未按规定填写内幕信息知 情人档案并制作重大事项进程备忘录等问题。公司董事长郭天明、董事会秘书吕俊奇未履行勤勉尽责义 务,对公司行为负有主要责任。山东证监局决定对公司采取责令改正的行政监管措施,对郭天明、吕俊 奇采取出具警示函的行政监管措施,并记入证券期货市场诚信档案数据库。公司将严格按照要求对存在 问题认真整改,报送书面整改报告,并加强证券法律法规学习,提高合规意识和风险意识。 ...
Google to spend $500M to revamp compliance structure after shareholders seek ‘culture change'
New York Post· 2025-06-02 16:23
Core Points - Google has agreed to spend $500 million over 10 years to overhaul its compliance structure as part of a settlement for shareholder litigation alleging antitrust violations [1][4] - The settlement requires approval from US District Judge Rita Lin in San Francisco [1] - The changes include establishing a standalone board committee for risk and compliance, which was previously managed by the audit and compliance committee of Alphabet's board [3][4] Compliance Overhaul - Alphabet will create a senior vice president-level committee to address regulatory and compliance issues, reporting directly to CEO Sundar Pichai [4] - A compliance committee will be formed consisting of Google product team managers and internal compliance experts [4] - The reforms are described as a comprehensive overhaul of Alphabet's compliance function, aiming for a deeply rooted culture change [5] Legal Context - Shareholders, led by two Michigan pension funds, accused Google executives of breaching fiduciary duties by exposing the company to antitrust liabilities in various business areas [4][6] - The settlement is noted as one of the largest by a company to fund regulatory compliance committees [5][9] - Shareholders' lawyers plan to seek up to $80 million for legal fees and expenses in addition to the $500 million settlement [8] Ongoing Legal Issues - The settlement was disclosed on the same day a hearing was held regarding Google's violation of federal antitrust law to maintain its dominance in search [7] - The Justice Department has proposed significant measures, including requiring Google to sell its Chrome browser and share search data with rivals [7]