智能化监管
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强监管严执法优机制 提升资本市场保护投资者权益质效
Shang Hai Zheng Quan Bao· 2025-10-30 18:28
◎记者 汤立斌 资本市场的活力源于投资者信心,而信心的基石是完善的监管执法体系。中国证监会党委日前传达贯彻 党的二十届四中全会精神时强调,突出打大打恶打重点,依法从严打击各类证券期货违法违规活动,加 快推进数字化、智能化监管,加强资本市场法治建设,不断提升监管效能和投资者权益保护质效。 业内人士认为,覆盖广、力度大、精准度提升是当前资本市场从严执法的特点。下一步,应继续坚持执 法"严而有度、严而有效",将执法重心放在惩治严重扰乱资本市场秩序、严重损害投资者利益的违法行 为上,并对主动改正违法行为、积极赔付投资者、消除影响的违法主体,依法从轻、减轻处罚。 投资者保护是强监管、严执法的最终落脚点。过去五年,资本市场完善股份减持、量化交易、融券等相 关监管规则,推动出台先行赔付、当事人承诺、欺诈发行责令回购等系列制度,明确申报即担责、中介 机构执业质量评价等硬性监管要求,持续健全事前事中事后有序衔接的投保体系。 清华大学法学院商法研究中心主任汤欣在接受上海证券报记者采访时表示,从行情走向、稳定市场、平 抑异动等角度考量,维护投资者合法权益都需要长期坚持。"目前A股市场中,包含财务造假在内的虚 假陈述、内幕交易和操纵 ...
五个“着力”明确资本市场高质量发展施工图
Chang Jiang Shang Bao· 2025-10-27 08:26
长江商报奔腾新闻记者 李璟 中国证监会日前召开的党委(扩大)会议提出,进一步深化投融资综合改革,持续增强我国资本市 场的包容性、适应性和吸引力、竞争力,更好服务"十五五"发展目标和金融强国建设。 会议强调,证监会系统要牢牢把握"六个坚持",坚守监管的政治性、人民性,紧扣防风险、强监 管、促高质量发展的工作主线,进一步深化投融资综合改革,持续增强我国资本市场的包容性、适应性 和吸引力、竞争力,更好服务"十五五"发展目标和金融强国建设。 会议部署了下一步资本市场改革的五个"着力"点。 着力增强资本市场的韧性和抗风险能力。培育和发展高质量的上市公司群体,完善"长钱长投"的市 场生态,加强长效化稳市机制建设,持续夯实市场稳定的内在基础。 着力提高资本市场制度的包容性、适应性。深化科创板、创业板改革,充分发挥新三板、私募股权 和创业投资等多层次股权市场培育功能,强化债券和期货市场功能发挥。 着力提升监管执法的有效性和震慑力。突出打大打恶打重点,依法从严打击各类证券期货违法违规 活动,加快推进数字化、智能化监管,加强资本市场法治建设,不断提升监管效能和投资者权益保护质 效。 着力推动资本市场开放迈向更深层次、更高水平。统 ...
筑牢根基 激活动能 守牢底线 “十五五”资本市场高质量发展擘画新图景
Zhong Guo Zheng Quan Bao· 2025-10-26 22:42
中国证监会党委日前传达贯彻党的二十届四中全会精神时强调,着力增强资本市场的韧性和抗风险能 力,着力提高资本市场制度的包容性、适应性,着力提升监管执法的有效性和震慑力,着力推动资本市 场开放迈向更深层次、更高水平…… 一系列举措精准回应了当前市场稳定诉求,更与"十五五"发展目标及金融强国建设蓝图高度契合。展望 未来,业内人士认为,相关部门将以"稳"为基,通过培育优质上市公司、完善"长钱长投"生态夯实市场 内在稳定性;以"进"为要,通过深化多层次市场改革、强化科创与实体服务能力激活发展动能; 以"严"为尺,通过法治化监管、科技赋能执法守牢安全底线,全方位推动资本市场高质量发展。 夯实"稳"的根基 加强长效化稳市机制建设 提高制度包容性、适应性 市场人士认为,资本市场的核心价值在于服务实体经济,实现这一目标,应以更高的包容性、适应性, 为不同类型、不同阶段的企业提供精准融资支持。 证监会提出,培育和发展高质量的上市公司群体,完善"长钱长投"的市场生态,加强长效化稳市机制建 设,持续夯实市场稳定的内在基础。 市场人士预期,"十五五"时期,以推动资本市场高质量发展为目标,相关部门将持续提升上市公司质 量,营造中长期资金 ...
中山大学纪检监察机构强化对附属医院监督 持续提升问题发现和预警能力
Zhong Yang Ji Wei Guo Jia Jian Wei Wang Zhan· 2025-10-19 00:45
Core Insights - The implementation of an online price review system at Sun Yat-sen University Third Affiliated Hospital aims to prevent non-compliant medical practices and reduce corruption risks through proactive monitoring [1][2] - The focus on digital and intelligent supervision systems across affiliated hospitals enhances the ability to identify and address issues in medical practices, particularly in drug prescription and usage [2][4] Group 1: Digital Supervision Implementation - The hospital's management information system now includes a price online review module that intercepts non-compliant medical orders, promoting a shift from passive reporting to active detection of irregularities [1] - The integration of various data systems, such as outpatient electronic prescription and inpatient electronic medical order systems, allows for cross-analysis of data, improving the precision of problem detection [2][3] Group 2: Risk Management and Prevention - The focus on "preventive treatment" in supervision aims to address potential issues before they escalate, with targeted development of monitoring modules for high-risk areas [2][4] - The establishment of an AI-based monitoring system at Sun Yat-sen Memorial Hospital enables early warning for abnormal data related to drug usage and medical income, enhancing the hospital's ability to respond to irregularities [2][3] Group 3: Enhancing Governance and Compliance - The use of big data supervision not only identifies corruption risks but also promotes governance by addressing systemic issues through the issuance of disciplinary recommendations [4] - Continuous efforts to strengthen data-driven supervision are aimed at improving the overall ethical standards and operational practices within the healthcare sector [4]
从“人防”到“智控 ” 石油化工工程质量监督总站应用智能见证取样监管平台破解行业管理难题
Zhong Guo Zhi Liang Xin Wen Wang· 2025-07-24 09:02
Core Viewpoint - The implementation of the intelligent sampling supervision platform by the Petroleum and Chemical Engineering Quality Supervision Station marks a significant advancement in quality control for major projects at Sinopec, transitioning from traditional human oversight to intelligent control [1][2]. Group 1: Technological Advancements - The intelligent sampling supervision platform utilizes a "one chip, one code" system to create a digital closed-loop from sampling to laboratory testing, addressing issues like sample swapping and data tampering [2]. - Concrete samples are embedded with smart chips that provide unique physical identifiers, ensuring authenticity and preventing replication [2]. - The platform records GPS location, timestamps, and operator information in real-time, eliminating the possibility of proxy signing and inspection [2]. Group 2: Impact on Quality Control - The successful application of the platform signifies three major breakthroughs: revolution in source anti-counterfeiting, transparency and controllability in processes, and zero data tampering [2]. - The platform is described as an "electronic ID system" for quality inspection in engineering, integrating chip recognition, IoT, and big data technologies [2]. - The platform has already been applied in other Sinopec projects, such as the Maoming Petrochemical refinery upgrade and ethylene quality improvement [2].
青岛市住建局全面升级招投标监管三项机制深化围标串标治理
Qi Lu Wan Bao Wang· 2025-05-20 14:06
Core Viewpoint - Qingdao City Housing and Urban-Rural Development Bureau has implemented upgraded electronic supervision mechanisms to combat illegal bidding practices, enhancing the regulatory framework for construction and municipal engineering projects [1][2][3] Group 1: Upgraded Electronic Supervision Mechanisms - The first mechanism involves binding the computer's "three codes" (MAC code, hard disk serial number, CPU serial number) with the bidder's unified social credit code, establishing a real-name system for bidding computers [1] - The second mechanism enhances the existing MAC code collection and verification process by integrating a multi-dimensional comparison system for real-name information during the bidding and qualification pre-review phases [1][2] - The third mechanism focuses on the traceability of bid price documents, automatically collecting and analyzing identity information and computer usage data during the bid preparation process, with alerts for any anomalies [2] Group 2: Goals and Future Directions - The upgraded mechanisms aim to create a clear traceability system for bidding equipment and a comprehensive regulatory framework that transitions from passive detection to proactive search [2] - The bureau plans to further leverage technology such as big data and artificial intelligence to enhance the smart regulatory system, ensuring a fair and transparent bidding environment [3] - The ultimate goal is to establish a new mechanism for combating illegal activities through a comprehensive approach that includes monitoring, tracing, warning, and handling violations [3]