Workflow
证监会发布
icon
Search documents
【第2号公告】《证券期货业信息系统密码技术应用指引》《证券期货业信息系统分类与代码》
证监会发布· 2026-01-09 12:29
Group 1 - The China Securities Regulatory Commission (CSRC) has announced the implementation of recommended standards for the financial industry, specifically the "Guidelines for the Application of Cryptographic Technology in Securities and Futures Information Systems" and "Classification and Codes for Securities and Futures Information Systems" [2][3][4] - These guidelines and classifications are effective immediately upon publication, indicating a regulatory push towards enhancing security and standardization in the securities and futures sectors [3][4]
【第23号公告】《证券期货违法行为“吹哨人”奖励工作规定》
证监会发布· 2026-01-09 12:09
现公布《证券期货违法行为"吹哨人"奖励工作规定》,自公布之日起施行。 中国证监会 财政部 2025年12月30日 【第23号公告】《证券期货违法行为"吹哨人"奖励工作规定》 全文可点击 "阅读 原文" 。 中国证券监督管理委员会 财政部公告 〔2025〕23号 ...
证监会对天普股份股票交易异常波动公告涉嫌重大遗漏立案调查
证监会发布· 2026-01-09 12:01
近期,宁波市天普橡胶科技股份有限公司(简称天普股份)股票价格异常波动, 市场高度关注。近日,我会已对天普股份股票交易异常波动公告涉嫌重大遗漏立案调 查。下一步,我会将在全面调查的基础上依法处理,切实维护市场健康稳定发展。 ...
期货行业深入学习贯彻党的二十届四中全会精神,在新征程上展现新担当新作为
证监会发布· 2026-01-09 11:12
Group 1 - The article emphasizes the importance of the 20th Central Committee's Fourth Plenary Session in guiding the futures industry towards high-quality development and political responsibility [2][4][5] - The futures industry is committed to integrating the spirit of the Plenary Session into its operations, enhancing political awareness, and ensuring the implementation of the Party's decisions [3][5] - The association is actively promoting various initiatives to strengthen the political leadership within the industry, including the establishment of a long-term mechanism for party-building and business development integration [4][5] Group 2 - The article highlights the principle of "people first," emphasizing the need for the futures industry to focus on improving the quality of life for the people as a key goal during the 14th Five-Year Plan period [6][7] - The industry is encouraged to incorporate social responsibility into its development strategy, particularly through initiatives like the "insurance + futures" model to support rural revitalization [7][8] - The association plans to further guide the industry in practicing the political and people-oriented nature of financial work, particularly in rural development and community support [7][8] Group 3 - The article stresses the importance of serving the real economy as a fundamental purpose of the futures industry, aligning with national strategies for economic development [8][9] - The association is focused on providing tailored risk management solutions for enterprises, with significant trade volumes reported, including a total of 485.149 billion yuan in trade for small and medium-sized enterprises [8][9] - The industry is expected to actively participate in green finance and support the development of green derivatives markets as part of its commitment to high-quality economic growth [9] Group 4 - The article discusses the cultivation of a distinctive financial culture within the futures industry, guided by Xi Jinping's thoughts and traditional Chinese culture [10][11] - The association is implementing measures to promote a culture of compliance, integrity, professionalism, and responsibility, which are essential for the industry's long-term development [10][11] - The futures industry is encouraged to integrate cultural development into its strategic planning and operational management, ensuring alignment with its core values and governance [11]
基层宣讲强引领 一线交流促实干——上交所党委走基层赴一线学习宣传全会精神
证监会发布· 2026-01-09 11:10
基层宣讲强引领 一线交流促实干 ——上交所党委走基层赴一线学习宣传全会精神 (上海证券交易所党委) 根据中国证监会党委学习宣传贯彻党的二十届四中全会精神统一部署,上海证券 交易所(以下简称上交所)党委坚决扛起政治责任,坚持以上率下、知行合一,扎实 开展全会精神学习宣讲,认真抓好全会部署贯彻落实,进一步增进共识、增强信心、 增添干劲,以深化资本市场改革实践行动推动全会精神在上交所落地见效。 一、求真务实精部署,强化党委政治引领 上交所党委坚持把学习宣传全会精神作为一项重大政治任务,把准方向导向,做 好组织动员,全力推动全会精神直抵基层、深入人心、见行见效。精心组织部署,上 交所党委认真落实证监会党委学习宣传贯彻全会精神统筹部署,准确把握"十五五"时 期资本市场工作的主要目标和面临的形势任务,结合工作实际,及时研究制定学习宣 传贯彻全会精神实施方案,细化17条具体举措,明确部门责任分工,狠抓任务贯彻落 实。设立"十五五"规划工作领导小组,加强对规划研究与编制工作的统筹谋划、指导 部署。坚持示范引领,上交所党委书记先后在党委会"第一议题"、 理论学习中心组 学 习会及基层党组织,带头学习宣讲四中全会精神,及时传达学 ...
中共中央政治局常务委员会召开会议 中共中央总书记习近平主持会议
证监会发布· 2026-01-08 11:43
会议强调,今年是中国共产党成立105周年,是"十五五"开局之年。全国人大常委会、国务 院、全国政协、最高人民法院、最高人民检察院党组要以习近平新时代中国特色社会主义思想为 指导,深入贯彻党的二十大和二十届历次全会精神,认真落实四中全会部署,坚持党中央集中统 一领导,深刻领悟"两个确立"的决定性意义,增强"四个意识"、坚定"四个自信"、做到"两个维 护",始终在思想上政治上行动上同以习近平同志为核心的党中央保持高度一致,不折不扣把党 中央各项决策部署落到实处。要锚定"十五五"时期经济社会发展的重大战略任务,统一意志、形 成合力,共同推进各领域工作,努力实现良好开局。树立和践行正确政绩观,坚持为人民出政 绩、以实干出政绩。加强党组自身建设,认真履行全面从严治党主体责任,切实增强自我革命的 自觉性坚定性。 会议强调,新的一年里,中央书记处要深入贯彻党的二十大和二十届历次全会精神,认真落 实四中全会部署,围绕中央政治局、中央政治局常委会部署要求,立足职责抓好指导开展党内集 中教育、完善党内法规制度建设、群团组织建设和改革、持续整治形式主义为基层减负等重点任 务落实,高质量完成党中央交办的各项任务。 新华社北京1月8日 ...
中国证监会召开资本市场财务造假综合惩防体系跨部门工作推进座谈会
证监会发布· 2026-01-05 12:36
点击上方蓝字 添加关注 中国i正劳监督管理委员会 CHINA SECURITIES REGULATORY COMMISSION and the state of 1 Sep 95 (2) 只 清 th 型 会议通报了综合惩防工作进展。2024年7月5日国务院办公厅转发中国证监会等部门《关于进一步做好资本市场财务造假综合 惩防工作的意见》(以下简称《综合惩防意见》)以来,各部门深入学习认真贯彻落实习近平总书记重要指示批示精神,加强法 治供给、加大对财务造假查处力度、合力惩治第三方配合造假、压实中介机构"看门人"责任,行政执法、刑事惩戒、民事追偿、 诚信约束有效衔接的全方位立体追责体系不断深化,常态化长效化惩防机制进一步健全。 2024年以来,证监会累计查办财务造假案件159起,做出行政处罚111起,罚没金额81亿元。会同相关部门坚持惩首恶和打帮 凶并重,对43起案件大股东和实控人严肃追究责任,对配合造假的第三方坚决以行政违法共犯方式严惩。持续强化立体化追责, 向公安机关移送涉嫌财务造假犯罪线索112件,支持金通灵、美尚生态、锦州港等案件受损投资者提起特别代表人诉讼。强化对中 介机构的责任追究。18家严重造假公司 ...
李强在广东调研时强调 厚植创新发展优势 勇立改革开放潮头 只争朝夕做好“十五五”开局之年工作
证监会发布· 2026-01-05 12:05
Group 1 - The core message emphasizes the importance of high-quality development and innovation as key drivers for future economic growth, particularly in the context of the Guangdong-Hong Kong-Macao Greater Bay Area [2][3] - The focus on technological innovation is highlighted, with a call for enhanced support for enterprises in terms of policies, funding, and talent to foster breakthroughs in emerging fields and core technologies [2][3] - The need for a robust industrial ecosystem is stressed, advocating for the cultivation of application scenarios and effective business models to accelerate the iteration and upgrade of new technologies such as robotics and drones [2][3] Group 2 - The development of transportation infrastructure, such as the Zhuhai-Middle Channel, is crucial for promoting connectivity and collaborative development within the Greater Bay Area [3] - The rising consumer demand driven by economic growth and improved living standards necessitates research into new consumption patterns and the acceleration of high-quality product development [3][4] - The importance of expanding high-level opening-up and integrating hard and soft connectivity in infrastructure and regulatory standards is emphasized to enhance trade and logistics, particularly in cross-border e-commerce [3][4]
李强主持召开国务院常务会议 听取国家水网建设情况汇报等
证监会发布· 2025-12-31 13:53
Core Viewpoint - The State Council meeting led by Premier Li Qiang emphasized the importance of national water network construction, cross-border trade facilitation, and the revision of key regulations in water supply and drug management to enhance economic growth and public welfare [2][3][4]. National Water Network Construction - The national water network is being progressively improved, with significant advancements in key water transport channels and storage points, which are crucial for optimizing water resource allocation and enhancing flood prevention capabilities [3]. - The construction of the national water network is seen as a strategic measure to ensure national water security and has multiple benefits, including transportation, ecological protection, and tourism [3]. - The government aims to innovate financing mechanisms to attract investments from state-owned enterprises and private capital, ensuring the successful implementation of water network projects [3]. Cross-Border Trade Facilitation - Cross-border trade facilitation is identified as a key component for creating a top-tier business environment, focusing on efficient logistics and multi-modal transport coordination [4]. - The meeting highlighted the need to promote green trade and the development of new business models such as cross-border e-commerce, while optimizing the regulation of special goods [4]. - Enhancements in smart regulatory services and the construction of smart customs and ports are prioritized to ensure efficient and secure trade processes [4]. Water Supply Management - Water supply is recognized as a vital public service, necessitating a coordinated approach to urban and rural water supply development [4]. - The focus is on establishing a comprehensive regulatory system from water sources to end-users, ensuring water quality and safety through updated infrastructure and maintenance [4]. - Water supply units are urged to adhere strictly to regulations and improve operational standards to enhance service quality and emergency management capabilities [4]. Drug Management Regulation - The meeting underscored the importance of timely revisions to drug management laws to ensure public safety and promote a healthy pharmaceutical industry [4]. - There is a push to improve drug research and registration systems, accelerating the approval of breakthrough therapies to stimulate industry innovation [4]. - A strong regulatory framework is to be maintained to oversee the entire drug supply chain, with strict actions against illegal activities in the pharmaceutical sector [4].
证监会有关部门负责人答记者问
证监会发布· 2025-12-31 12:03
Core Viewpoint - The recent court rulings on securities fraud cases, such as the Jin Tong Ling and Jinzhou Port cases, highlight the effectiveness of the special representative litigation system in protecting investors' rights and maintaining market order [2][3]. Group 1: Special Representative Litigation - The Jin Tong Ling case marks another significant ruling under the special representative litigation procedure, following the Kangmei Pharmaceutical and Zeda Yisheng cases, demonstrating the system's role in collective low-cost protection of investors' rights [2]. - The special representative litigation system serves as an important legal mechanism for deterring potential violations in the securities market through coordinated governance between regulatory and judicial bodies [2]. Group 2: Investor Protection Initiatives - The Jinzhou Port case involved serious securities violations that disrupted market order, leading to administrative penalties by the China Securities Regulatory Commission (CSRC) and the acceptance of investor lawsuits under the special representative litigation procedure [2]. - The CSRC supports the China Securities Investor Service Center in fulfilling its role in representing investors in civil litigation, thereby enhancing the protection of investors' rights and promoting a healthy market environment [3]. Group 3: Advance Compensation Mechanism - The establishment of a special fund for advance compensation by Wenkong Securities for the Guangdao Digital case is a part of the diversified resolution mechanism for securities disputes as stipulated by the Securities Law [4]. - The China Securities Investor Protection Fund plays a crucial role in managing the fund and facilitating the advance compensation process, which aims to resolve market disputes efficiently and protect investors' rights [4].