中金公司 2023 年第一次临时股东大会会议资料 中国国际金融股份有限公司 2023 年第一次临时股东大会 会议资料 2023 年 11 月 中金公司 2023 年第一次临时股东大会会议资料 中国国际金融股份有限公司 2023 年第一次临时股东大会会议议程 一、 宣布会议开始 二、 审议议案 普通决议案： 议题一：关于选举陈亮先生为执行董事的议案 三、 介绍出席情况及会议表决办法 四、 填写、收集现场表决票，进行股东发言、提问环节 五、 宣读现场表决结果和法律意见书 六、 休会，汇总现场及网络投票结果（最终投票结果以公司公告为准） 中金公司 2023 年第一次临时股东大会会议资料 中国国际金融股份有限公司 2023 年第一次临时股东大会会议须知 为维护全体股东的合法权益，确保中国国际金融股份有限公司（以下简称"公 司"）2023 年第一次临时股东大会（以下简称"本次会议"）的正常秩序和议事效率， 根据《中华人民共和国公司法》《上市公司股东大会规则》《中国国际金融股份有限 公司章程》《中国国际金融股份有限公司股东大会议事规则》等规定，特制定本须 知。 一、为保证本次会议的严肃性和正常秩序，公司有权拒绝除股东及股 ...

证券代码：601995 证券简称：中金公司 公告编号：临 2023-035 中国国际金融股份有限公司 关于召开 2023 年第一次临时股东大会的通知 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 股东大会的基本情况 (一) 股东大会类型和届次：2023 年第一次临时股东大会（以下简称"股 东大会"或"本次股东大会"） (二) 股东大会召集人：中国国际金融股份有限公司（以下简称"公司"） 董事会 (三) 投票方式：现场投票和网络投票相结合的方式 1 股东大会召开日期：2023年11月10日 股东大会采用的网络投票系统：上海证券交易所股东大会网络投票系统 (四) 现场会议召开的时间和地点 召开时间：2023 年 11 月 10 日 14 点 30 分 召开地点：北京市朝阳区针织路 23 号国寿金融中心 30 层 3004、3005 会议 室 (五) 网络投票的系统、起止日期和投票时间 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 11 月 10 日至 ...

中国国际金融股份有限公司（以下简称"公司"）于 2022 年 10 月 24 日召 开 2022 年第一次临时股东大会、2022 年第一次 A 股类别股东会议及 2022 年第 一次 H 股类别股东会议，审议通过了《关于公司 2022 年度配股方案的议案》等 拟向原股东配售股份（以下简称"本次配股"）相关议案，本次配股的决议自股 东大会和类别股东会议审议通过之日起 12 个月内有效。 截至本公告披露日，本次配股方案到期自动失效，该事项不会对公司的正常 经营活动造成重大影响，不会损害公司及股东特别是中小股东的利益。公司将根 据经营发展需要及资金需求状况，统筹安排融资计划。如公司拟再次启动再融资 计划，将根据相关规定重新履行公司治理程序及信息披露义务。 证券代码：601995 证券简称：中金公司 公告编号：临 2023-034 中国国际金融股份有限公司 关于 2022 年度配股方案到期情况说明的公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 董 事 会 2023 年 10 月 23 日 1 特此公告。 中国 ...

证券代码：601995 证券简称：中金公司 公告编号：临 2023-033 中国国际金融股份有限公司 第二届董事会第三十五次会议决议公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 中国国际金融股份有限公司（以下简称"公司"或"中金公司"）于 2023 年 10 月 21 日以书面方式发出第二届董事会第三十五次会议（以下简称"本次会议"） 通知，并于 2023 年 10 月 22 日完成书面投票并形成会议决议。全体董事同意豁 免本次会议的通知期限。本次会议的召集、召开及表决程序符合有关法律法规和 《中国国际金融股份有限公司章程》（以下简称"《公司章程》"）的规定。现将本 次会议决议情况公告如下。 二、董事会会议审议情况 （一）《关于选举陈亮为执行董事、董事长、法定代表人及相关董事会专门 委员会成员的议案》 表决结果：10 票赞成、0 票反对、0 票弃权。选举陈亮先生为执行董事事项 尚需提交股东大会审议。 表决结果：10 票赞成、0 票反对、0 票弃权。 由于年龄原因，黄朝晖先生提出 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容 而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 China International Capital Corporation Limited 中國國際金融股份有限公司 董事會秘書 孫男 中國，北京 2023年10月17日 於本公告日期，本公司執行董事為黃朝暉先生；非執行董事為沈如軍先生、張薇女士、 孔令岩先生、譚麗霞女士及段文務先生；以及獨立非執行董事為吳港平先生、 陸正飛先生、彼得 • 諾蘭先生及周禹先生。 03908 董事會會議通告 中國國際金融股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈將於2023年10月30日 召開董事會會議，藉以（其中包括）審議和批准刊發本公司及其附屬公司截至2023年9月30 日止九個月的業績公告。 承董事會命 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年9月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中國國際金融股份有限公司 呈交日期: 2023年10月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03908 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香 ...

中国国际金融股份有限公司 中国国际金融股份有限公司（以下简称"公司""本公司"或"中金公司"） 于 2023 年 9 月 13 日以书面方式发出第二届董事会第三十四次会议（以下简称"本 次会议"）通知，并于 2023 年 9 月 20 日完成书面投票并形成会议决议。本次会 议的召集、召开及表决程序符合有关法律法规和《中国国际金融股份有限公司章 程》（以下简称"《公司章程》"）的规定。 本次会议审议通过了《关于高级管理人员变动的议案》。黄劲峰先生现任公 司首席财务官及管理委员会成员。因个人原因，黄劲峰先生提出辞去前述职务。 为保证公司良好的治理结构，董事会同意黄劲峰先生不再担任公司首席财务官及 管理委员会成员职务，并同意聘任管理委员会成员吴波先生担任公司首席财务官。 前述变动自董事会审议批准之日起生效。吴波先生的简历请见本公告附件。 证券代码：601995 证券简称：中金公司 公告编号：临 2023-032 第二届董事会第三十四次会议决议公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 表决结果：10 票赞 ...

Financial Performance - The company reported a significant increase in total assets under management (AUM), reaching RMB 1 trillion, representing a 15% year-over-year growth[9]. - The net profit for the first half of 2023 was RMB 2.5 billion, reflecting a 20% increase compared to the same period last year[9]. - Total revenue and other income for the six months ended June 30, 2023, was RMB 18,606.7 million, representing a 5.4% increase from RMB 17,651.0 million in the same period of 2022[20]. - Total expenses for the same period were RMB 14,478.8 million, an increase of 10.1% compared to RMB 13,148.6 million in 2022[21]. - Profit before tax decreased by 8.6% to RMB 4,129.9 million from RMB 4,518.4 million year-on-year[21]. - Net profit attributable to shareholders of the parent company was RMB 3,560.6 million, down 7.3% from RMB 3,841.6 million in the previous year[21]. - Basic earnings per share for the six months ended June 30, 2023, was RMB 0.670, a decrease of 9.8% from RMB 0.743 in the same period of 2022[22]. - The weighted average return on net assets decreased by 0.8 percentage points to 3.8% from 4.6% year-on-year[22]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 25% market share by 2025[9]. - Future guidance indicates a projected revenue growth of 10% for the next fiscal year, driven by increased client acquisition and retention strategies[9]. - The company aims to enhance its service capabilities to support the national development strategy and improve internal management levels[39]. - The company is focusing on the development of emerging businesses such as asset management, private equity, and wealth management to adapt to market changes[41]. - The company aims to enhance project reserves and market share in the second half of 2023, focusing on national strategies such as technological self-reliance and green development[55]. Risk Management - The company faces various risks including strategic, operational, market, credit, liquidity, and compliance risks, which are managed through a comprehensive risk management framework[13]. - The company has implemented a comprehensive risk control approach, actively identifying, assessing, and managing risks to ensure stable operations[145]. - The company has established standardized risk management measures for the same business and client, enhancing internal monitoring and management[145]. - The company actively manages currency risk through daily monitoring and adjustments of foreign exchange positions, utilizing foreign exchange derivatives for hedging[154]. - The company has implemented strict risk control measures for financing and securities lending, focusing on customer credit assessment and collateral management[158]. Technology and Innovation - The company is investing RMB 300 million in technology development to enhance its digital platform capabilities[9]. - The company views information technology as a core component of its competitiveness, with advanced self-developed capabilities and a robust IT management structure[46]. - Recent investments in information technology have been increased, focusing on talent development and exploring new technologies in investment banking[47]. - The company is actively collaborating with leading technology firms in China to leverage data and technology for new product and business development[47]. Corporate Governance and Compliance - The company emphasizes risk management as a value-creating process, aiming to effectively allocate risk capital and maximize enterprise value[138]. - The company has a compliance team responsible for reviewing business compliance and providing risk control measures from the early stages of new business development[171]. - The company strictly adhered to the Corporate Governance Code and met all requirements during the reporting period[187]. - The company has established an anti-money laundering risk management framework, including regular risk assessments and monitoring of suspicious transactions[174]. Environmental, Social, and Governance (ESG) Initiatives - The management emphasized a commitment to sustainable practices, aiming for a 50% reduction in carbon footprint by 2030[9]. - The company has established multiple green-related funds to support the development of the green economy[189]. - The company assisted in issuing 42 green and ESG bonds in the first half of 2023, with a total scale exceeding RMB 280 billion[189]. - In the first half of 2023, the company invested RMB 26.67 million to support poverty alleviation and rural revitalization efforts[191]. Client Engagement and Service - User engagement metrics showed a 30% increase in active clients, totaling 1.5 million users[9]. - The wealth management business's product retention amount exceeded RMB 360 billion, with the buyer advisory assets steadily increasing to RMB 82 billion[86]. - The company is actively expanding its client base, including corporate, insurance, and overseas clients, to deepen service offerings in social security and pension business[75]. - The company aims to enhance digital transformation and customer experience, focusing on a comprehensive advisory service throughout the client lifecycle[87].

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中國國際金融股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03908 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | 本月底法定/註冊股本總額： RMB 4,827,256,868 備註 ...

Financial Performance - The company reported a total revenue of RMB 10.0 billion for the first half of 2023, representing a year-on-year increase of 15%[6]. - The net profit attributable to shareholders was RMB 2.5 billion, reflecting a growth of 12% year-on-year[6]. - The company's operating revenue for the first half of 2023 was RMB 12,420,861,894, representing a 2.38% increase compared to RMB 12,131,585,605 in the same period of 2022[19]. - The net profit attributable to shareholders of the parent company for the first half of 2023 was RMB 3,560,643,863, a decrease of 7.31% from RMB 3,841,640,437 in the first half of 2022[19]. - The basic earnings per share for the first half of 2023 were RMB 0.670, down 9.82% from RMB 0.743 in the same period of 2022[20]. - The weighted average return on equity for the first half of 2023 was 3.80%, a decrease of 0.79 percentage points from 4.59% in the first half of 2022[20]. - The company achieved operating revenue of RMB 12.42 billion in the first half of 2023, an increase of 2.38% year-on-year, while net profit attributable to shareholders decreased by 7.31% to RMB 3.56 billion[81]. Assets and Liabilities - The assets under management (AUM) reached RMB 500 billion, up 20% compared to the same period last year[6]. - Total assets as of June 30, 2023, were RMB 650,364,557,347, a slight increase of 0.25% from RMB 648,764,039,436 at the end of 2022[19]. - The total liabilities as of June 30, 2023, were RMB 547,696,324,919, a decrease of 0.29% from RMB 549,289,343,613 at the end of 2022[19]. - The total equity attributable to shareholders of the parent company increased by 3.20% to RMB 102,360,627,411 as of June 30, 2023, from RMB 99,188,107,183 at the end of 2022[19]. - The net cash flow from operating activities for the first half of 2023 was negative RMB 4,635,575,163, compared to positive RMB 23,964,842,509 in the same period of 2022[19]. Market Strategy and Expansion - The company plans to expand its market presence in Southeast Asia, targeting a 25% increase in regional revenue by 2025[6]. - New product launches are expected to contribute an additional RMB 1 billion in revenue by the end of 2023[6]. - The company aims to improve operational efficiency, targeting a 5% reduction in costs by the end of 2023[6]. - The company plans to enhance project reserves and market share while focusing on national strategies such as technological self-reliance and green development in the second half of 2023[49]. - The company aims to strengthen its international business and expand its overseas client base, leveraging its cross-border platform advantages[53]. Investment and Research - The company has invested RMB 300 million in research and development for new technologies in the financial sector[6]. - The research team has been recognized as the top analyst team in Greater China for eleven consecutive years, enhancing the company's reputation[38]. - The company is enhancing its investment research capabilities and product performance to ensure sustainable long-term growth in asset management[66]. - The company is focusing on product innovation in areas such as public REITs, carbon trading, and green finance, while also expanding its cross-border derivative business[63]. Risk Management - The company employs a comprehensive risk management system to ensure effective oversight and control across all business operations[41]. - The company maintained a robust risk management framework, ensuring that various risks, including market, credit, and operational risks, did not significantly impact its performance during the reporting period[113]. - The company has established a strict risk control system for capital business, including credit assessment and collateral management, with no significant loss events reported during the reporting period[124]. - The company closely monitors credit risk in bond investments, focusing on high credit rating products, with a total credit holding of RMB 144,588.1 million as of June 30, 2023[122]. Corporate Governance and Compliance - The company has maintained strict compliance with corporate governance codes and has confirmed adherence from all directors and supervisors[150]. - The company has implemented measures to manage and prevent compliance risks, including the establishment of a professional compliance team and regular compliance training for employees[134]. - The company has a robust internal accountability mechanism for employees violating laws and internal regulations, ensuring accountability for non-compliance[134]. Social Responsibility and Sustainability - The company invested RMB 26.67 million to support poverty alleviation and rural revitalization efforts in the first half of 2023[154]. - The company established a RMB 1.5 billion investment fund for rural revitalization in collaboration with local governments in Northeast China[154]. - The company has actively developed green bonds and funds to support the "dual carbon" goals[152]. - The company achieved a voluntary emission reduction of 360.03 tons through prefabricated construction in the first half of 2023[153]. Debt and Financing - The company is focusing on enhancing its financial instruments and expanding its debt financing capabilities[178]. - The company's interest-bearing debt decreased from RMB 160.184 billion at the beginning of the reporting period to RMB 154.452 billion at the end, a decline of 3.58%[190]. - The total interest-bearing debt of the group also fell from RMB 290.939 billion to RMB 273.289 billion, representing a decrease of 6.07%[192]. - The company is actively managing its debt portfolio to mitigate refinancing risks and optimize interest expenses[195].