证券代码：600999 证券简称： 招商证券 编号：2023－060 | 债券代码 | 债券简称 债券代码 | 债券简称 | | --- | --- | --- | | 122374.SH | 14 招商债 240130.SH | 23 招 S15 | | 175638.SH | 21 招证 G2 240293.SH | 23 招 S17 | | 175715.SH | 21 招证 G3 240295.SH | 23 招 S18 | | 188387.SH | 21 招证 G5 175516.SH | 20 招证 C2 | | 188482.SH | 21 招证 G7 175705.SH | 21 招证 C1 | | 188567.SH | 21 招证 G9 175813.SH | 21 招证 C2 | | 188568.SH | 21 招证 10 188003.SH | 21 招证 C3 | | 185286.SH | 22 招证 G1 188307.SH | 21 招证 C6 | | 185393.SH | 22 招证 G2 188997.SH | 21 招证 C7 | | 137653.SH | 22 ...

（於中華人民共和國註冊成立的股份有限公司） （股份代號：6099） 董事名單與其角色和職能 獨立非執行董事 向華先生 肖厚發先生 熊偉先生 胡鴻高先生 豐金華先生 –1– 本公司董事會下設五個委員會。下表提供委員會委員的資料： | | 委員會 | 戰略與 | | | | | | --- | --- | --- | --- | --- | --- | --- | | | | 可持續發展 | 風險管理 | 審計 | 提名 | 薪酬與考核 | | 董事 | | 委員會 | 委員會 | 委員會 | 委員會 | 委員會 | | 霍達先生 | | C | | | M | | | 吳宗敏先生 | | M | M | | | | | 張健先生 | | | C | | | M | | 鄧偉棟先生 | | M | | | | | | 劉威武先生 | | | M | M | | | | 李曉霏先生 | | | M | | M | M | | 黃堅先生 | | | | M | | | | 丁璐莎女士 | | M | M | | | | | 向華先生 | | M | M | | | C | | 肖厚發先生 | | | | C | M ...

证券代码：600999 证券简称： 招商证券 编号： 2023－059 招商证券股份有限公司 关于公司非执行董事辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 招商证券股份有限公司（以下简称公司或本公司）董事会收到公司非执行董事刘冲 先生递交的书面辞职报告。刘冲先生因个人原因申请辞去公司第七届董事会非执行董事 及董事会战略与可持续发展委员会委员、董事会风险管理委员会委员职务。刘冲先生的 辞任自 2023 年 11 月 20 日起生效。 刘冲先生已确认与公司和董事会无意见分歧，亦无与其辞任有关或其认为有必要引 起公司股东和债权人注意的情况需要进行说明。刘冲先生的辞任不会影响董事会及本公 司的运作。 特此公告。 招商证券股份有限公司 2023 年 11 月 21 日 ...

Group 1: Event Details - The event will be held online on November 15, 2023, from 15:30 to 17:00 [2] - Investors can participate via the "Panorama Roadshow" website, WeChat official account, or the Panorama Roadshow APP [2] - Questions from investors should be submitted by November 13, 2023, at 17:00 [2] Group 2: Company Commitment - The board of directors guarantees the announcement's content is free from false statements, misleading information, or significant omissions [2] - The company takes individual and joint responsibility for the accuracy and completeness of the announcement [2] Group 3: Interaction Focus - Company executives will communicate with investors regarding company performance, governance, development strategy, and sustainable development [2] - The event aims to enhance interaction and communication with investors [2]

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 招商證券股份有限公司（「本公司」） 呈交日期: 2023年11月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 600999 | 說明 | A股 (上海證券交易所) | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 7,422,005,272 | RMB | | 1 RMB | | 7,422,005,272 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 7,422,005,272 | RMB | | 1 RMB | | 7,422,005,272 | | 2. 股份分類 ...

证券代码：600999 证券简称： 招商证券 编号： 2023－057 招商证券股份有限公司 关于公司监事会主席退休离任的公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 招商证券股份有限公司（以下简称公司）监事会主席周语菡女士因到龄退休，辞去 公司第七届监事会股东代表监事、监事会主席职务。根据《公司章程》的规定，周语菡 女士的辞任自 2023 年 11 月 2 日起生效。 周语菡女士已确认与公司董事会、监事会并无不同意见，亦无任何有关辞任的事宜 需提请本公司股东及债权人注意。 周语菡女士的辞任不会影响监事会及本公司的正常运作。 公司监事会谨向周语菡女士在任职期间勤勉尽职的工作及其对公司所做出的重要 贡献表示衷心感谢！ 特此公告。 招商证券股份有限公司监事会 2023 年 11 月 2 日 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥4,077,173,576.62, a decrease of 12.83% compared to ¥4,677,387,367.34 in the same period last year[3]. - Net profit attributable to shareholders for Q3 2023 was ¥1,674,545,826.34, down 15.88% from ¥1,992,322,784.42 year-on-year[3]. - The basic earnings per share for Q3 2023 was ¥0.18, a decline of 14.29% from ¥0.21 in the same period last year[3]. - Total operating revenue for the first three quarters of 2023 was CNY 14,871,134,663.02, a decrease of 2.8% compared to CNY 15,297,970,234.15 in the same period of 2022[13]. - Net profit for the first three quarters was CNY 6,405,341,672.98, an increase from CNY 6,290,851,833.66, representing a growth of approximately 1.8%[13]. - Net profit for the first three quarters of 2023 was CNY 5.43 billion, slightly down from CNY 5.52 billion in 2022, representing a decrease of 1.6%[19]. - The company reported a total comprehensive income of CNY 6,542,890,182.68 for the first three quarters, slightly down from CNY 6,627,859,014.46 in the previous year[14]. - The total comprehensive income for the first three quarters of 2023 was CNY 5.45 billion, slightly up from CNY 5.35 billion in the same period of 2022[20]. Cash Flow - The net cash flow from operating activities was -¥6,368,534,851.84, a significant decrease of 50.48% compared to ¥12,607,113,197.62 in the previous year[6]. - The net cash flow from operating activities for the first three quarters of 2023 is CNY 12,607,113,197.62, a decrease of 50.5% compared to CNY 25,459,566,604.70 in the same period of 2022[15]. - Total cash inflow from operating activities is CNY 59,669,357,903.18, down from CNY 67,377,594,505.20 in the previous year, reflecting a decline of approximately 11.3%[15]. - The company reported a net cash outflow from financing activities of CNY 19,745,569,269.83, compared to a net outflow of CNY 12,692,733,553.86 in the same period last year[16]. - The company reported a net cash outflow from financing activities of CNY 15.93 billion, compared to a net outflow of CNY 10.12 billion in the previous year[22]. - The company experienced a decrease in the net cash inflow from investment activities, resulting in a net cash outflow of CNY 262.75 million compared to a net outflow of CNY 10.22 billion in the previous year[21]. Assets and Liabilities - Total assets at the end of Q3 2023 were ¥611,677,013,360.77, reflecting a 2.02% increase from the previous year-end[3]. - Total assets as of September 30, 2023, amounted to RMB 624.02 billion, an increase from RMB 611.68 billion at the end of 2022, reflecting a growth of approximately 2.2%[11]. - The total liabilities increased to RMB 624.02 billion, compared to RMB 611.68 billion, indicating a growth of approximately 2.0%[11]. - Total liabilities as of September 30, 2023, amounted to CNY 504,382,686,951.69, compared to CNY 496,419,930,018.64 at the end of 2022, reflecting an increase of about 1.9%[12]. - The total liabilities increased to CNY 441,448,720,956.11 from CNY 434,357,311,998.84 at the end of 2022, indicating a rise of approximately 1.5%[18]. Equity - The company's total equity attributable to shareholders increased by 3.80% to ¥115,174,595,691.50 compared to the previous year-end[3]. - Total equity attributable to shareholders reached CNY 119,552,667,771.55, up from CNY 115,174,595,691.50, indicating a growth of approximately 3.3%[12]. - The company’s total equity as of September 30, 2023, is CNY 107,932,528,944.76, up from CNY 104,640,292,341.91 at the end of 2022[18]. Investment and Income - The company's interest income for the year-to-date was ¥1,306,752,510.62, an increase of 45.22% compared to ¥899,834,766.91 in the previous year[6]. - Net interest income increased to CNY 1,306,752,510.62, up from CNY 899,834,766.91, reflecting a significant growth in interest income[13]. - Investment income decreased to CNY 4,748,151,453.42 from CNY 6,141,815,699.58, indicating a decline of approximately 22.7% year-over-year[13]. - The company’s interest and commission income from operating activities decreased to CNY 14,726,361,723.45 from CNY 15,913,397,868.79 in the previous year[15]. - The company’s investment activities generated a net cash outflow of CNY 69,088,073.78, compared to a net outflow of CNY 8,631,960,978.78 in the same period last year[15]. - The total amount of financial investments in trading assets rose to RMB 271.54 billion, compared to RMB 241.78 billion, marking an increase of around 12.3%[11]. - The company reported a significant increase in derivative financial assets, which rose to RMB 5.12 billion from RMB 3.66 billion, reflecting a growth of about 39.6%[11]. - The company’s equity investments increased to RMB 11.36 billion from RMB 10.75 billion, showing a growth of about 5.7%[11]. - Investment income rose to CNY 4.67 billion, a substantial increase of 72% from CNY 2.72 billion in the previous year[19]. Cash and Cash Equivalents - Cash and cash equivalents decreased to RMB 97.48 billion from RMB 113.38 billion, representing a decline of about 14.0%[11]. - The company's cash and cash equivalents decreased to CNY 128,471,193,759.12 from CNY 116,847,596,671.57 year-over-year[16]. - Cash and cash equivalents at the end of the period totaled CNY 86.64 billion, compared to CNY 85.96 billion at the end of the same period last year[22]. - The company’s net increase in cash and cash equivalents for the first three quarters of 2023 is a decrease of CNY 6,813,588,963.11 compared to an increase of CNY 5,109,651,742.53 in the same period of 2022[16].

重要内容提示： （网址：https://roadshow.sseinfo.com/） 招商证券股份有限公司（以下简称公司）于 2023 年 10 月 27 日发布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 年第三季度经 营成果、财务状况，公司计划于 2023 年 11 月 06 日(星期一)上午 11:00-12:00 举行 2023 年第三季度业绩说明会，就投资者关心的问题进行交流。 证券代码：600999 证券简称： 招商证券 编号： 2023－055 招商证券股份有限公司 关于召开2023年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 （一） 会议召开时间：2023 年 11 月 06 日上午 11:00-12:00 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年第三季度的经 营业绩的具体情况与投资者进行互动交流和沟通，在信息披露允许的范围内就投 资者普遍关注的问题进行回答。 1 会议召开时间：2023 年 11 月 0 ...

关于董事会、监事会延期换届的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 招商证券股份有限公司（以下简称公司）第七届董事会及监事会的任期将于 2023 年 10 月 30 日届满。鉴于公司董事会和监事会的换届工作尚在筹备中，为 保证公司董事会及监事会工作的连续性，公司第七届董事会和监事会延期换届， 董事会各专门委员会、董事会秘书的任期相应顺延。 证券代码：600999 证券简称： 招商证券 编号： 2023－056 招商证券股份有限公司 公司董事会、监事会延期换届不会影响公司的正常运营。公司将根据相关工 作开展情况，积极推进董事会及监事会换届工作，并及时履行相应的信息披露义 务。 特此公告。 招商证券股份有限公司董事会 2023 年 10 月 26 日 在换届选举工作完成前，公司第七届董事会、监事会全体成员，董事会各专 门委员会委员、董事会秘书将依照法律、行政法规和《招商证券股份有限公司章 程》的有关规定，继续履行相应的职责和义务。 ...

Financial Performance - The company's operating revenue for Q3 2023 was approximately RMB 4.08 billion, a decrease of 12.83% compared to RMB 4.68 billion in the same period last year[4]. - Net profit attributable to shareholders for Q3 2023 was approximately RMB 1.67 billion, down 15.88% from RMB 1.99 billion year-on-year[4]. - Basic earnings per share for Q3 2023 were RMB 0.18, a decrease of 14.29% compared to RMB 0.21 in the same period last year[4]. - The company reported a decrease in net profit after deducting non-recurring gains and losses, which was approximately RMB 1.67 billion, down 17.99% from RMB 2.04 billion in the same period last year[4]. - Total operating revenue for the first three quarters of 2023 was RMB 14.87 billion, a decrease of 2.8% compared to RMB 15.30 billion in the same period of 2022[15]. - Net profit attributable to shareholders of the parent company increased to ¥6,401,520,883.21 in 2023, compared to ¥6,282,358,404.29 in 2022, reflecting a growth of about 1.90%[17]. - Total comprehensive income for the first three quarters of 2023 was ¥6,542,890,182.68, down from ¥6,627,859,014.46 in 2022, representing a decrease of approximately 1.28%[17]. Cash Flow - The net cash flow from operating activities for Q3 2023 was negative RMB 6.37 billion, a significant decline compared to negative RMB 32.86 billion in the same period last year[4]. - The net cash flow from operating activities for the current reporting period is -6,368,534,851.84 RMB, an improvement from -32,855,972,737.86 RMB in the same period last year, indicating a significant increase in cash inflow from repurchase business[8]. - Cash flow from operating activities for the first three quarters of 2023 was ¥12,607,113,197.62, significantly lower than ¥25,459,566,604.70 in 2022, indicating a decline of approximately 50.5%[18]. - The net cash flow for the first three quarters showed a decrease of 19.2%, with a net decrease of ¥4,015,332,753.44 compared to -¥4,972,713,105.42 in 2022[26]. Assets and Liabilities - Total assets as of the end of Q3 2023 amounted to approximately RMB 624.02 billion, reflecting a 2.02% increase from RMB 611.66 billion at the end of the previous year[5]. - Total liabilities amounted to RMB 504.38 billion, up 1.9% from RMB 496.42 billion at the end of 2022[13]. - The company reported a significant increase in derivative financial assets, which rose to RMB 5.12 billion, up 39.7% from RMB 3.66 billion year-over-year[12]. - The company's total equity increased to RMB 107,932,528,944.76 as of September 30, 2023, compared to RMB 104,640,292,341.91 at the end of 2022[22]. Income and Expenses - Net interest income for the year-to-date is 1,306,752,510.62 RMB, a 45.22% increase from 899,834,766.91 RMB in the same period last year, attributed to a decrease in interest expenses on bonds payable[9]. - Net commission and fee income decreased to RMB 6.13 billion, down 16.0% from RMB 7.30 billion in the previous year[15]. - Investment income for the first three quarters was RMB 4.75 billion, a decline of 22.7% compared to RMB 6.14 billion in 2022[15]. - The company reported a decrease in total operating expenses to RMB 5,705,655,003.63 from RMB 6,101,059,921.82, indicating improved cost management[24]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 156,635, with the top ten shareholders holding a combined 89.65% of the shares[10]. - The largest shareholder, China Merchants Financial Holdings Co., Ltd., holds 2,047,900,517 shares, accounting for 23.55% of the total shares[10]. Other Comprehensive Income - Other comprehensive income after tax increased significantly by 239.20% to 194,792,980.00 RMB from 57,427,391.15 RMB, attributed to changes in foreign currency translation differences[8]. - Other comprehensive income after tax attributable to the parent company was ¥137,548,509.70 in 2023, down from ¥337,007,180.80 in 2022, indicating a decrease of approximately 59.3%[16].