保荐人（主承销商）：招商证券股份有限公司 特别提示 发行人和保荐人（主承销商）协商确定本次发行股份数量为 3,333.36 万股， 发行价格为人民币 31.68 元/股，全部为新股发行，无老股转让。 广东德冠薄膜新材料股份有限公司 首次公开发行股票并在主板上市 发行结果公告 广东德冠薄膜新材料股份有限公司（以下简称"德冠新材"或"发行人"） 首次公开发行人民币普通股（A 股）（以下简称"本次发行"） 并在主板上市的申 请已经深圳证券交易所（以下简称"深交所"）上市审核委员会审议通过，并已 经中国证券监督管理委员会同意注册（证监许可〔2023〕1717 号）。发行人的股 票简称为"德冠新材"，股票代码为"001378"。本次发行的保荐人（主承销商） 为招商证券股份有限公司（以下简称"招商证券"或"保荐人（主承销商）"）。 本次发行采用向参与战略配售的投资者定向配售（以下简称"战略配售"）、 网下向符合条件的投资者询价配售（以下简称"网下发行"）与网上向持有深圳 市场非限售 A 股股份和非限售存托凭证市值的社会公众投资者定价发行（以下 简称"网上发行"）相结合的方式进行。 本次发行参与战略配售的投资者为发行人的高 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容 而產生或因依賴該等內容而引致的任何損失承擔任何責任。 承董事會命 招商證券股份有限公司 霍達 董事長 中國深圳 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6099） 董事會會議召開日期 招商證券股份有限公司（「本公司」）之董事會（「董事會」）謹此宣佈，董事會會議將於 2023年10月26日（星期四）舉行，藉以（其中包括）考慮及批准本公司及其附屬公司截至 2023年9月30日止九個月的未經審計第三季度業績及其發佈。 於本公告日期，本公司執行董事為霍達先生及吳宗敏先生；本公司非執行董事為張健先 生、鄧偉棟先生、劉威武先生、李曉霏先生、黃堅先生、劉沖先生及丁璐莎女士；以及 本公司獨立非執行董事為向華先生、肖厚發先生、熊偉先生、胡鴻高先生及豐金華先 生。 2023年10月12日 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年9月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 招商證券股份有限公司（「本公司」） 呈交日期: 2023年10月6日 第 1 頁 共 7 頁 v 1.0.2 FF301 | 2. 股份分類 | 普通股 | 股份類別 H | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06099 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,274,521,534 | RMB | | 1 RMB | | 1,274,521,534 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,274,521,534 | RMB | | 1 RMB | | 1,274,521,534 | 本月底法定/註冊股本總 ...

证券代码：600999 证券简称： 招商证券 编号：2023－054 招商证券股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 近日，招商证券股份有限公司（简称公司）收到中国证券监督管理委员会《关 于同意招商证券股份有限公司向专业投资者公开发行次级公司债券注册的批复》 （证监许可〔2023〕2143 号），批复内容如下： 一、同意公司向专业投资者公开发行面值总额不超过 200 亿元次级公司债券 的注册申请。 二、本次发行次级公司债券应严格按照报送上海证券交易所的募集说明书进 行。 三、本批复自同意注册之日起 24 个月内有效，公司在注册有效期内可以分 期发行次级公司债券。 四、自同意注册之日起至本次次级公司债券发行结束前，公司如发生重大事 项，应及时报告并按有关规定处理。 公司将按照有关法律法规、上述批复的要求及公司股东大会的授权，办理本 次次级公司债券发行的相关事宜，并及时履行信息披露义务。 特此公告。 关于向专业投资者公开发行次级公司债券 获得中国证券监督管理委员会注册批复的公告 招商证券股份有限公司董事 ...

Financial Performance - The company reported a mid-year financial performance for 2023, with a focus on the accuracy and completeness of the financial statements, which were reviewed by Deloitte[2]. - The financial report is prepared in accordance with international financial reporting standards and has not been audited[2]. - Total revenue for the first half of 2023 was RMB 15,653,551, a decrease of 1.41% compared to RMB 15,876,906 in the same period of 2022[33]. - In the first half of 2023, the company achieved total revenue of RMB 15.654 billion, a year-on-year decrease of 1.41%, while net profit attributable to shareholders increased by 10.14% to RMB 4.727 billion[45]. - The company reported a net profit of $200 million for the first half of 2023, representing a 10% increase compared to the same period last year[24]. - The net profit attributable to shareholders for the first half of 2023 was RMB 4,726,975, an increase of 10.14% from RMB 4,291,728 in the same period of 2022[33]. - The total comprehensive income for the period after tax was RMB 415,201, a significant increase of 395.81% compared to RMB 83,743 in the first half of 2022[33]. - The company's equity attributable to shareholders was RMB 118.16 billion, an increase of RMB 2.98 billion compared to the end of 2022[88]. Risk Management - The company faces various risks including regulatory changes in the securities industry, credit risk from counterparties, and market risks due to adverse market conditions[4]. - The company emphasizes the importance of risk management across its organizational structure, systems, and information technology[4]. - The company has established a comprehensive risk management framework consisting of five levels, including strategic arrangements by the board, supervision by the supervisory board, and risk management decision-making by senior management and the risk management committee[109]. - The risk management system includes various types of risks such as market risk, credit risk, operational risk, liquidity risk, reputation risk, and anti-money laundering risk, clearly defining the boundaries and general principles for each type of risk[113]. - The company has implemented a quantitative risk management indicator system that guides resource allocation towards high-risk-return businesses, enhancing overall risk management and corporate value[114]. - The company has established a three-line defense model for risk management, involving self-control by departments, professional risk management by relevant functions, and post-event supervision by audit and oversight departments[112]. - The company has set clear risk appetite and tolerance indicators, which are monitored and reported monthly, ensuring alignment with economic capital budgeting and business authorization[114]. Business Expansion and Strategy - The company has expanded its business qualifications to include oil futures market-making and nickel futures market-making, indicating diversification in trading activities[13]. - The company is actively involved in the development of new financial products, including options and futures, to meet market demands[15]. - Future outlook includes continued investment in technology and market expansion to drive growth and enhance competitive positioning[12]. - The company plans to expand its market presence by entering three new provinces in China by the end of 2023[24]. - The company has completed a strategic acquisition of a fintech startup, enhancing its digital service offerings and customer engagement capabilities[24]. - The company is investing in new technology development, with a budget allocation of approximately $50 million for R&D in 2023[24]. Client Engagement and Market Position - The company reported significant user growth, with a 20% increase in active clients year-over-year, reaching 1.2 million active clients as of June 2023[19]. - The number of active trading clients exceeded 17 million, representing a year-on-year growth of 9.97%, and the scale of entrusted client assets reached RMB 3.80 trillion, up 3.83% from the end of 2022[48]. - The company's market share in stock fund trading volume rose to 5.24%, marking a historical high, with total trading volume in the Shanghai and Shenzhen stock exchanges reaching RMB 13.06 trillion, a year-on-year increase of 2.03%[50]. - The "e-Zhao Investment" service signed approximately 50,000 clients with a cumulative signed scale of RMB 16.165 billion, reflecting a growth of 67.17% compared to the end of 2022[49]. Financial Health and Capital Structure - The registered capital remains at CNY 8,696,526,806.00, unchanged from the previous year[10]. - Net capital increased to CNY 75,473,432,495.36, up from CNY 70,444,812,948.68, representing a growth of approximately 7.3%[10]. - Total assets as of June 30, 2023, amounted to RMB 627,554,072, reflecting a 2.60% increase from RMB 611,677,015 at the end of 2022[34]. - Total liabilities increased by 2.60% to RMB 509,313,193 as of June 30, 2023, compared to RMB 496,419,932 at the end of 2022[34]. - The company's asset-liability ratio, excluding accounts payable to brokerage clients, was 76.98%, a decrease of 0.21 percentage points from the end of 2022[88]. Governance and Compliance - The company has established a robust corporate governance structure that complies with relevant laws and regulations, ensuring independent operation[171]. - The company emphasizes the importance of compliance with the Hong Kong Listing Rules to protect shareholder interests[168]. - The company has made significant changes in its board composition, with several directors taking on new roles in other companies[155]. - The company has received a total of 6,366 lawsuits from investors due to alleged false statements, with a total compensation liability of RMB 89.37 million for 6,337 investors as per the Shanghai Financial Court[190]. - The company is required to bear joint compensation responsibility of up to 25% for losses amounting to RMB 22.8 million related to two demonstration cases[190]. Social Responsibility and Environmental Impact - The company has implemented a green operation philosophy, promoting paperless office practices and energy-saving measures, resulting in significant reductions in energy consumption[177]. - The company has achieved a cumulative reduction of 2.664 million tons of carbon dioxide emissions from its renewable energy projects since their operation[176]. - The company donated RMB 357,405 to support education projects in remote areas, enhancing the quality of education for local children[184]. - The company purchased agricultural products worth RMB 1,705,800 to support rural revitalization efforts[186]. - The company has actively promoted green development concepts and conducted various activities to raise awareness about environmental protection and energy conservation[175].

证券代码：600999 证券简称：招商证券 公告编号：2023-053 招商证券股份有限公司 关于招商证券国际有限公司 为其全资子公司提供担保的公告 被担保人名称： CMS International Gemstone Limited，为公司的子公司 本次担保金额：不超过 10 亿元人民币 招商证券国际有限公司及其子公司相互提供担保余额：56.89 亿元人民币 本次担保是否有反担保：无 对外担保逾期：无 特别风险提示：被担保人是特殊目的公司（SPV）,自成立以来未开展除债券发行外 的其他业务活动，无其他投资活动，2022 年末被担保人资产负债率为 100%，请投 资者充分关注担保风险。 （二）本担保事项履行的内部决策程序 2023 年 3 月 24 日，公司第七届董事会第二十八次会议审议并通过了《关于招商证券国 际有限公司及其全资子公司 2023 年度担保授权方案的议案》。2023 年 6 月 30 日，公司 2022 年年度股东大会审议通过了以上议案。具体内容详见公司于 2023 年 3 月 25 日、7 月 1 日在 上海证券交易所网站（http://www.sse.com.cn）发布的相关公告。 二、被 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 招商證券股份有限公司（「本公司」） 呈交日期: 2023年9月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 600999 | 說明 | | A股 (上海證券交易所) | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 7,422,005,272 | RMB | | 1 RMB | | 7,422,005,272 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 7,422,005,272 | RMB | | 1 RMB | | 7,422,005,272 | | 2. 股份分類 | ...

特此公告。 招商证券股份有限公司董事会 2023 年 9 月 1 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 招商证券股份有限公司（以下简称"本公司"）于 2022 年 9 月 2 日成功发 行了招商证券股份有限公司 2022 年度第八期短期融资券（以下简称"本期短期 融资券"），本期短期融资券发行规模为人民币 40 亿元，票面利率为 2.00%， 期限为 364 天，兑付日期为 2023 年 9 月 1 日（具体内容详见本公司于 2022 年 9 月 6 日登载于上海证券交易所网站（http://www.sse.com.cn）的相关公告）。 2023 年 9 月 1 日，本公司按期兑付了本期短期融资券本息共计人民币 4,079,780,821.92 元。 证券代码：600999 证券简称： 招商证券 编号： 2023－052 招商证券股份有限公司 2022 年度第八期短期融资券 兑付完成的公告 ...

Financial Performance - The registered capital of China Merchants Securities Co., Ltd. remains at RMB 8,696,526,806.00, unchanged from the previous year[13]. - The net capital increased to RMB 75,473,432,495.36 from RMB 70,444,812,948.68, reflecting a growth of approximately 4.4%[13]. - The company reported a significant increase in revenue, achieving a total of 10 billion CNY for the first half of 2023, representing a year-on-year growth of 15%[26]. - The company's operating revenue for the first half of 2023 was CNY 10,793,961,086.40, representing a year-on-year increase of 1.63% compared to CNY 10,620,582,866.81 in the same period last year[29]. - The net profit attributable to shareholders of the parent company reached CNY 4,726,975,056.87, marking a 10.14% increase from CNY 4,291,728,669.40 in the previous year[29]. - The net profit after deducting non-recurring gains and losses was CNY 4,701,273,483.44, up 10.81% from CNY 4,242,743,134.29 in the same period last year[30]. - The basic earnings per share for the first half of 2023 was CNY 0.51, a 10.87% increase compared to CNY 0.46 in the same period last year[32]. - The weighted average return on equity increased to 4.33%, up 0.34 percentage points from 3.99% in the previous year[32]. Risk Management - The company faces various risks, including regulatory changes and market volatility, which could impact its business strategies and performance[5]. - The report emphasizes the importance of risk management across organizational structures and operational processes to mitigate potential impacts[6]. - The company has developed a comprehensive risk management system that includes market, credit, operational, liquidity, and other risks[111]. - The company has implemented a clear risk preference and tolerance indicator system to guide resource allocation towards high-risk-return businesses[115]. - The company has established a performance assessment mechanism linked to risk management effectiveness, ensuring that all employees adhere to risk management principles[117]. - The company has established a multi-layered credit risk limit system to manage credit risk exposure, including limits on business scale and single client financing[127]. Market Position and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by 2025[26]. - A strategic acquisition of a fintech startup was completed, expected to enhance technological capabilities and customer service[26]. - The company aims to enhance its competitive edge through a comprehensive service platform and robust risk management systems, positioning itself for future growth opportunities[42]. - The company plans to enhance digital capabilities and expand wealth management services in the second half of 2023[75]. - The investment banking business will focus on IPOs, refinancing, bonds, and mergers and acquisitions following the implementation of the comprehensive registration system[75]. Corporate Governance and Management Changes - During the reporting period, a total of 7 directors and senior management personnel left the company, accounting for 25% of the total number at the beginning of the period[148]. - The company experienced significant changes in its board composition, with multiple elections and resignations throughout the year, including the resignation of non-executive directors and supervisors[148]. - The company continues to focus on maintaining compliance with regulatory requirements during this transition period[150]. - The company has appointed new personnel in key positions, including Liu Jie as Vice President (Financial Responsible Person) and Secretary of the Board[149]. Environmental and Social Responsibility - The company has cumulatively reduced carbon emissions by 2.664 million tons through its renewable energy projects since their operation[166]. - The company promotes green development and has engaged in various activities to raise awareness about environmental protection and energy conservation[166]. - The company donated 357,405 yuan to support education projects in remote areas, enhancing local children's quality education[173]. - A donation of 450,000 yuan was made to support financial talent training in Ganzhou City, improving financial knowledge among local government officials and business leaders[174]. Financial Instruments and Investments - The company has a diversified financing structure, utilizing various channels including domestic and international offerings, perpetual subordinated bonds, corporate bonds, and bank loans[106]. - The company actively manages foreign currency investment exposure through hedging tools, maintaining a low overall exchange rate risk[125]. - The company’s total credit risk exposure for domestic and foreign bonds as of June 30, 2023, was RMB 23,706,167,000, compared to RMB 20,984,812,000 at the end of 2022, indicating an increase of approximately 13.0%[133]. Employee Engagement and Training - The total number of employees in the parent company is 11,305, with a combined total of 12,258 employees including major subsidiaries[152]. - The company implemented a training plan in the first half of 2023, achieving a total of 250,000 training hours and 250,000 participants[154]. - The employee stock ownership plan aims to attract and retain talent while aligning the interests of employees and shareholders[158].

Financial Performance - The company reported unaudited interim results for the six months ending June 30, 2023[1]. - Total revenue for the first half of 2023 was RMB 15,653,551 thousand, a decrease of 1.41% compared to RMB 15,876,906 thousand in the same period of 2022[34]. - Net profit attributable to shareholders for the first half of 2023 was RMB 4,726,975 thousand, representing a 10.14% increase from RMB 4,291,728 thousand in the same period of 2022[34]. - The total comprehensive income for the period after tax was RMB 415,201 thousand, a significant increase of 395.81% compared to RMB 83,743 thousand in the same period of 2022[34]. - Basic earnings per share for the first half of 2023 increased to RMB 0.51, a 10.87% rise compared to the adjusted RMB 0.46 in the same period of 2022[37]. - The weighted average return on equity rose to 4.33%, an increase of 0.34 percentage points from 3.99% in the previous year[37]. - The liquidity coverage ratio decreased to 155.46% from 210.95% in the previous year, indicating a tighter liquidity position[41]. - The company reported a significant increase in user engagement metrics, although specific figures were not disclosed in the summary[10]. Risk Management - The company faces various risks including regulatory changes in the securities industry, credit risk, market risk, operational risk, liquidity risk, and reputational risk[5]. - The company emphasizes the importance of risk management across its organizational structure, systems, and culture[5]. - The company is committed to following legal and regulatory changes to mitigate compliance risks[5]. - The company has established a comprehensive risk management framework consisting of five levels, including strategic arrangements by the board, oversight by the supervisory board, risk management decisions by senior management, and direct management by various departments and subsidiaries[111]. - The risk management system includes comprehensive risk, market risk, credit risk, operational risk, liquidity risk, reputation risk, and anti-money laundering risk, clearly defining the boundaries and general principles for each type of risk[115]. - The company has implemented a quantitative risk management indicator system that guides resource allocation towards high-risk-return businesses, enhancing risk management levels and corporate value[116]. - The company has established three lines of defense for risk management, including self-control by departments, professional risk management by relevant departments, and post-event supervision by the audit department[114]. Business Qualifications and Expansion - The company holds various business qualifications, including the market-making qualification for listed securities obtained in October 2022[13]. - The company has expanded its business qualifications to include credit risk mitigation tools and cross-border business, enhancing its service offerings[14]. - The company aims to enhance its market expansion strategies through the acquisition of new business qualifications and partnerships[14]. - The company has been actively involved in the development of new financial products, including options and futures trading capabilities[14]. - The company is focused on expanding its wealth management and investment banking services, aiming to enhance its market position and service offerings[42]. Compliance and Governance - The financial report has been reviewed by Deloitte, ensuring its accuracy and completeness[3]. - The board of directors has confirmed the authenticity and completeness of the interim report[3]. - The company is committed to maintaining compliance with regulatory standards set by the China Securities Regulatory Commission[10]. - The company has established an independent financial accounting department, maintaining a separate accounting system and financial management practices, with no shared bank accounts with the controlling shareholder[172]. - The company has received a total of 6,366 investor lawsuits related to compensation claims, with ongoing proceedings in both Shanghai and Wuhan courts[191]. Employee and Management - The total number of employees in the parent company is 11,305, while the main subsidiaries have 953 employees, totaling 12,258 employees[162]. - The company has implemented a mobile learning platform to optimize resources and functionalities for employee training[164]. - The employee stock ownership plan holds a total of 27,931,893 shares, representing 0.32% of the company's total shares, with 995 participating employees[167]. - The company launched 230 new online courses to support flexible learning needs for employees[164]. - The remuneration policy is based on benchmarking against peer companies and the completion of key operational indicators[163]. Market Position and Shareholder Engagement - The company is a member of multiple exchanges, including the Shanghai Stock Exchange and Shenzhen Stock Exchange, which supports its market presence[12]. - The company has actively engaged in investor relations activities, with over 200 interactions with investors during the reporting period[196]. - The company ranks 6th among listed securities firms in terms of total market capitalization for A+H shares as of June 30, 2023[196]. - The company has not purchased, sold, or redeemed any of its own securities during the reporting period[197]. Environmental and Social Responsibility - The company has implemented a green operation philosophy, promoting paperless offices and energy-saving measures, resulting in significant energy savings[178]. - The company has actively promoted ecological protection and pollution prevention, engaging in various initiatives to raise awareness about environmental responsibility[176]. - The company donated RMB 357,405 to support education projects in remote areas, enhancing local children's quality education[185]. - The company purchased agricultural products worth RMB 1,705,800 to support rural revitalization efforts[187]. Financial Assets and Investments - As of June 30, 2023, the company's financial assets reached RMB 333.425 billion, an increase of 8.07% compared to the end of 2022[79]. - The company invested RMB 555 million in five enterprises during the first half of 2023, with exit proceeds amounting to RMB 422 million[74]. - The total amount of guarantees provided by the company, including those to subsidiaries, is 55.58 million RMB, which accounts for 4.70% of the company's net assets[195]. - The company has provided a net capital guarantee commitment of up to 500 million RMB to招商資管, with a remaining balance of approximately 2019 million RMB as of the reporting period[195].