证券代码：601688 证券简称：华泰证券 公告编号：临 2026-012 | | 被担保人名称 | | | 华泰国际财务有限公司 | | --- | --- | --- | --- | --- | | | 本次担保金额 | | | 亿美元 4.21 | | 担保对象 | 实际为其提供的担保余额 | | | 27.80 亿美元 | | | 是否在前期预计额度内 | 是 | □否 | □不适用 | | | 本次担保是否有反担保 | □是 | 否 | □不适用 | 累计担保情况 | 对外担保逾期的累计金额（人民币亿元） | | - | | --- | --- | --- | | 截至本公告日上市公司及其控股子公司对外担保总额（人民币亿 | | 534.11 | | 元） | | | | 对外担保总额占上市公司最近一期经审计净资产的比例（%） | | 27.87 | | 特别风险提示 | □对外担保总额超过最近一期经审计净资产 100% | | | □担保金额超过上市公司最近一期经审计净资产 | 50% | | | □对合并报表外单位担保金额达到或超过最近一期经审计净资 | | | | 产 | 30%的情况下 ...

Core Viewpoint - Huatai Securities is set to issue short-term corporate bonds with a total face value of up to RMB 40 billion, approved by the China Securities Regulatory Commission for professional investors [1] Group 1: Bond Issuance Details - The bonds will have a maturity of 11 months and an interest rate inquiry range of 1.2% to 2.2% [1] - The final interest rate for the bonds has been determined at 1.67% after consultation between the issuer and the lead underwriter based on the results of the inquiry from professional institutional investors [1]

Group 1 - The core point of the article is that Huatai Securities has announced the issuance of short-term corporate bonds aimed at professional investors, with a maturity of 11 months and a coupon rate of 1.67% [1] Group 2 - The bonds are part of the first phase of the issuance plan for 2026 [1] - The final coupon rate was determined based on the results of inquiries from professional institutional investors and discussions between the issuer and the lead underwriter [1]

Core Viewpoint - Huatai Securities has announced the issuance of short-term corporate bonds aimed at professional investors, with a maturity of 11 months and a coupon rate of 1.67% [1] Group 1 - The company is issuing short-term corporate bonds (first phase) with a total maturity of 11 months [1] - The final coupon rate for this bond issuance has been set at 1.67% after discussions between the issuer and the lead underwriter [1]

Core Viewpoint - Huatai Securities is set to issue short-term corporate bonds with a total face value of up to RMB 40 billion, approved by the China Securities Regulatory Commission for professional investors [1] Group 1: Bond Issuance Details - The short-term corporate bonds will have a maturity of 11 months and an interest rate inquiry range of 1.2% to 2.2% [1] - The final interest rate for the bonds has been determined at 1.67% after consultation between the issuer and the lead underwriter based on the results of the inquiry from professional institutional investors [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示概不對因本公告全部或任何部分內容而產生或因倚賴 該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司， 中文公司名稱為華泰證券股份有限公司，在香港以HTSC名義開展業務） （股份代號：6886） 海外監管公告 本公告乃根據上市規則第13.10B條規則作出。 茲載列本公司在上海證券交易所網站刊登之《華泰證券股份有限公司2026年面向 專業投資者公開發行短期公司債券（第一期）票面利率公告》，僅供參閱。 釋義 於本公告，除文義另有所指外，下列詞彙具有以下涵義。 「本公司」 指 於中華人民共和國以華泰證券股份有限公司的公司名 稱註冊成立的股份有限公司，於2007年12月7日由前身 華泰證券有限責任公司改制而成，在香港以「HTSC」 名義開展業務，根據公司條例第16部以中文獲准名稱 「華泰六八八六股份有限公司」及英文公司名稱「Huatai Securities Co., Ltd.」註冊為註冊非香港公司，其H股於 2015年6月1日在香港聯合交易所有限公司主板上市（股 票代碼 ...

Core Viewpoint - Huatai Securities launched the "AI Zhangle 1.0" trading app, the first AI-native trading app in the securities industry, after 100 days of iteration, featuring three core task areas: Early Listening, Special Reminders, and Task Board [1][3] Group 1: Product Features - The traditional brokerage apps often have multi-level menus and tab structures, leading to high discovery costs and long response paths for investors. The AI Zhangle 1.0 version integrates frequently used functions into three core tools [3] - "Early Listening" organizes information and interprets directions, "Special Reminders" focuses on key market signals, and "Task Assistant" efficiently completes execution actions, aiming to shift from a "user finding functions" model to an "intention-driven" model [3] Group 2: Technological Advantages - AI Zhangle is not merely a simple call to a large model interface but is built on a collaborative system of a main agent coordinating multiple "expert agents." This allows for tailored responses based on user intent, such as stock selection needs [3] - The app aims to be a useful, user-friendly, and reliable AI investment assistant, focusing on enhancing decision-making efficiency and trading services [3] Group 3: Data and Compliance - In the investment field, while general large models are knowledgeable, they struggle with discerning true information from false, particularly in understanding the underlying logic of news and its market impact [5] - Huatai Securities emphasizes the importance of "high-quality data" and "industry know-how" in developing investment AI, leveraging its comprehensive data across the financial business lifecycle [5] - The AI Zhangle app incorporates extensive internal research reports and proprietary knowledge bases through post-training of large models, enabling it to understand investment logic and handle specialized queries [5] - The financial industry has strict security and compliance requirements, and Huatai Securities has implemented multiple firewalls in AI Zhangle, including sensitive word interception and real-time content auditing, ensuring authoritative and secure data sources [5]

该中票计划在2025年9月10日进行了更新，而该中票计划的更新已经 于2025年9月11日在香港联交所完成了上市。自2025年9月10日之后的12个 月期间内，票据将以债务发行方式仅向专业投资者（定义见香港联交所证 券上市规则第37章）发行。详情请见公司在上海证券交易所网站上披露的 相关公告（公告编号：临2025-050）。 证券代码：601688 证券简称：华泰证券 公告编号：临2026-011 华泰证券股份有限公司 关于全资附属公司的境外中期票据计划 增加额度更新上市的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2023年7月31日，华泰证券股份有限公司（以下简称"公司"）全资附 属公司Pioneer Reward Limited 作为发行主体设立了本金总额为30亿美元 （等值）的境外中期票据计划（以下简称"该中票计划"），该中票计划在 香港联合交易所有限公司（以下简称"香港联交所" ）的上市有效期为12个 月，详情请见公司在上海证券交易所网站上披露的相关公告（公告编号： 临2023-065）。 近日，公司已向香 ...

Group 1 - The Hong Kong IPO market has been thriving since January 2026, with 12 companies successfully listed and raising nearly 35 billion HKD as of January 27, 2026 [1] - UBS and Deloitte China predict that the total financing scale of Hong Kong IPOs in 2026 is expected to exceed 300 billion HKD, indicating a strong recovery in the market [4] - The competitive landscape of the Hong Kong investment banking sector is transforming, with both Chinese and international investment banks actively participating, making it a key driver for growth in intermediary institutions [1][2] Group 2 - In 2025, the top ten equity underwriting positions were evenly split between Chinese and international institutions, with Chinese firms holding six positions after mergers [2] - As of January 27, 2026, Chinese institutions occupy seven of the top ten positions in equity underwriting, commanding over 70% of the market share [2] - The demand for Chinese companies to go global is strong, and Chinese brokers are becoming dominant players in the Hong Kong IPO market [2] Group 3 - Morgan Stanley has emerged as the leading equity financing underwriter in the Asia-Pacific region for 2025, significantly benefiting from the resurgence of Hong Kong equity financing [3] - UBS's involvement in major IPOs, including CATL and Heng Rui Medicine, highlights its strong position in the Hong Kong market [4] - The anticipated number of new listings in Hong Kong for 2026 is projected to reach between 150 and 200 companies, with a significant number of large-scale projects expected in the first quarter [4] Group 4 - Hu Zhizhe, President of UBS China, emphasizes Hong Kong's role as a "bridgehead" for connecting Chinese enterprises with global capital, facilitating a two-way flow of investment [4] - Hu also notes that UBS is capturing new opportunities by assisting Chinese companies in accessing international capital markets while helping global capital engage with China's growth story [4] - Recent announcements from Chinese securities firms, such as Huatai Securities and GF Securities, indicate a trend of increasing capital investment to support overseas business development [5][6]

Core Viewpoint - The article discusses the launch of the AI-powered trading app "AI Zhangle" by Huatai Securities, emphasizing its innovative features designed to enhance investment decision-making and reduce information asymmetry for retail investors [2][8]. Group 1: AI Zhangle Features - AI Zhangle integrates user-friendly functionalities into three core tools: "Early Listening" for market insights, "Special Reminder" for key market signals, and "Task Assistant" for executing trades efficiently [3][5]. - The app eliminates traditional multi-level menus, allowing users to focus on essential information and decision-making processes through a task-driven model [2][3]. - "Early Listening" provides personalized market interpretations and filters out irrelevant information, while "Special Reminder" alerts users to significant stock movements [3][4]. Group 2: Technology and Data Utilization - The app employs a complex "multi-agent" architecture, where a main agent coordinates various expert agents to provide tailored responses based on user queries [5][6]. - AI Zhangle utilizes a "Post-training" approach, leveraging historical data and proprietary knowledge to analyze market events and their implications for specific stocks [6][8]. - The app emphasizes the importance of high-quality data and clear logic in investment decisions, addressing user concerns about AI decision-making transparency [6][8]. Group 3: Market Position and Strategy - Huatai Securities aims to bridge the gap between retail and institutional investors by providing advanced financial services through AI Zhangle, making professional-grade tools accessible to a broader audience [8][9]. - The app is positioned as a distinct product focused on investment decision-making, differentiating itself from other AI investment tools in the market [9][10]. - The company is committed to ensuring security and compliance within the app, implementing multiple safeguards to protect user data and maintain trust [9].