国泰海通证券股份有限公司 董事会薪酬考核与提名委员会工作规则 （以下简称《公司章程》）的规定，结合公 司实际情况，制定本规则。 第二条 委员会是董事会下设的专门委员会，对董事会负责，向董事会报 告工作。 第二章 人员构成与组织机构 第三条 委员会由三名以上董事组成，委员会成员应当具有与委员会职责 相适应的专业知识和工作经验，其中独立董事应占多数；委员会需委任至少一名 不同性别的董事；委员会委员由董事长提名，报董事会批准。 第一章 总则 第一条 为保障国泰海通证券股份有限公司（以下简称公司）董事会薪酬 考核与提名委员会（以下简称委员会）依法独立、规范、有效地行使职权，完善 公司治理结构，确保本委员会的工作效率和科学议事，根据《中华人民共和国公 司法》 《中华人民共和国证券法》 《证券公司监督管理条例》 《上市公司治理准则》 《证券公司治理准则》《香港联合交易所有限公司证券上市规则》等有关法律、 法规、部门规章、规范性文件以及公司股票上市地上市规则（以下合称相关规则） 和《国泰海通证券股份有限公司章程》 第四条 委员会设主任委员一名，由独立董事委员担任。主任委员由董事 长提名，报董事会批准。 第五条 委员的任期与 ...

国泰海通证券股份有限公司 董事会风险控制委员会工作规则 第一章 总 则 第一条 国泰海通证券股份有限公司（以下简称公司）为保障董事会风险 控制委员会（以下简称风险控制委员会或委员会）依法行使职权，完善公司治理 结构，有效控制各种风险，根据《中华人民共和国公司法》《中华人民共和国证 券法》 《证券公司监督管理条例》 《上市公司治理准则》 《证券公司治理准则》 《香 港联合交易所有限公司证券上市规则》等有关法律、法规、部门规章、规范性文 件以及公司股票上市地上市规则（以下合称相关规则）和《国泰海通证券股份有 限公司章程》 （以下简称《公司章程》）的规定，结合公司实际情况，制定本规则。 第二条 风险控制委员会是董事会下设的专门委员会，对董事会负责，向 董事会报告工作。 第二章 人员与组织机构 第三条 风险控制委员会由三名以上董事组成，委员会成员应当具有与委 员会职责相适应的专业知识和工作经验。 风险控制委员会设主任委员一名，主任委员及其他委员人选均由董事长提 名，报董事会批准。 第四条 委员的任期与该名董事的任期一致。期间如有委员不再担任公司 董事职务，则自动失去委员资格；委员会成员未达到规定最低人数时，董事会应 ...

国泰海通证券股份有限公司（以下简称"独立财务顾问"）作为嘉必优生物 技术（武汉）股份有限公司（以下简称"公司"、"上市公司"或"嘉必优"）发 行股份及支付现金购买资产并募集配套资金暨关联交易（以下简称"本次交易"） 的独立财务顾问，根据《上海证券交易所上市公司自律监管指引第 6 号——重大 资产重组》等相关法律法规的规定，就上市公司终止本次交易事项进行审慎核查 并发表如下意见： 国泰海通证券股份有限公司 关于嘉必优生物技术（武汉）股份有限公司 终止发行股份及支付现金购买资产并募集配套资金暨关联交易 事项并撤回申请文件的核查意见 一、本次重大资产重组的基本情况 上市公司拟以发行股份及支付现金的方式向王树伟、董栋、肖云平、王修评、 靳超、史贤俊、上海帆易生物科技合伙企业（有限合伙）、宁波梅山保税港区睿 欧投资管理合伙企业（有限合伙）、宁波梅山保税港区欧润企业管理合伙企业（有 限合伙）、上海国药二期股权投资基金合伙企业（有限合伙）、南通东证瑞象创业 投资中心（有限合伙）、苏州鼎石汇泽生物产业投资基金合伙企业（有限合伙）、 上海圣祁投资管理合伙企业（有限合伙）共 13 名交易对方购买上海欧易生物医 学科技有限公司 6 ...

Core Viewpoint - Guangzhou Guanggang Gas Energy Co., Ltd. has successfully completed its initial public offering (IPO) with a total fundraising amount of RMB 1.326 billion, and the shares were listed on the Shanghai Stock Exchange on August 15, 2023 [1]. Summary by Sections IPO Details - The company issued shares at a price of RMB 9.87 each, with a par value of RMB 1 [1]. - The total amount raised from the IPO is RMB 1.326 billion [1]. Continuous Supervision - The continuous supervision period by the sponsor, Guotai Junan Securities Co., Ltd., is from August 15, 2023, to December 31, 2026 [1]. - The sponsor will conduct regular communication, site inspections, and due diligence during this period to ensure compliance with regulations [2][3]. Financial Performance - For the first half of 2025, the company reported a revenue of RMB 111,444.19 million, a year-on-year increase of 14.56% [12]. - The net profit attributable to shareholders decreased by 13.44% compared to the previous year [16]. - The net cash flow from operating activities increased by 84.34%, attributed to improved accounts receivable management [16]. Risk Factors - The company faces core competitiveness risks due to increasing competition in the electronic semiconductor industry [12]. - Operational risks include potential disruptions in helium gas imports due to geopolitical factors [12]. - Financial risks are highlighted by a significant accounts receivable balance, which could lead to bad debts if market conditions worsen [12]. Core Competencies - The company has developed a comprehensive core technology system, including advanced gas production and storage technologies [16][20]. - Innovations in gas application technologies have positioned the company to meet the high purity demands of the semiconductor industry [20][26]. Research and Development - The company invested RMB 5,344.29 million in R&D during the reporting period, with a focus on enhancing its technological capabilities [28]. - A total of 12 patents were applied for, with 6 granted during the reporting period [28]. Fund Utilization - As of June 30, 2025, the company maintained a balance of RMB 1.327 billion in its fundraising account, ensuring compliance with regulatory requirements for fund usage [29].

根据公司长期发展战略规划，行业技术发展变化及相关人员工作侧重和岗位 变化等因素，公司原核心技术人员张宝、赵义不再被认定为核心技术人员。 （一）原核心技术人员的具体情况 张宝，1971 年 10 月出生，中国国籍，无境外永久居留权，中南大学冶金物 理化学博士、化学工程与技术博士后。1997 年 5 月至 2007 年 9 月，历任中南大 学助教、讲师；2007 年 9 月至 2012 年 9 月，任中南大学冶金科学与工程学院副 研究员；2010 年 12 月至 2011 年 12 月，任韩国 KIGAM 研究院访问学者；2009 年 7 月至 2018 年 5 月，历任中南大学校团委书记、冶金与环境学院党委书记； 月至 2024 年 4 月，任帕瓦供应链管理有限公司执行董事、总经理；2018 年 7 月 至今，任公司董事，2018 年 7 月至 2025 年 5 月，任公司总经理；2022 年 10 月 至 2025 年 5 月，任公司董事长；2022 年 11 月至今，任帕瓦（兰溪）新能源科技 有限公司董事；截至本核查意见出具日，张宝直接持有公司股份 16,560,000 股， 通过富诚海富通帕瓦股份员工参与 ...

Summary of Key Points Core Viewpoint - The company has decided to change the implementation entities and locations for its fundraising projects to better align with its strategic development and industry trends, ensuring the effective use of raised funds without altering their intended purpose [1][6]. Group 1: Fundraising Overview - The company successfully completed its initial public offering (IPO) by issuing 48,632,745 shares, raising a total of RMB 932.78 million, with a net amount of RMB 831.82 million after deducting issuance costs of RMB 100.96 million [1]. - The raised funds have been verified by Tianjian Accounting Firm and are fully deposited in a dedicated account, managed under a tripartite supervision agreement [1]. Group 2: Investment Project Details - The company plans to invest the net proceeds in various projects, with a total investment of RMB 959.83 million, of which RMB 831.82 million will be allocated from the raised funds [2][3]. - The main project involves expanding the production capacity of brushless motors, with an annual output target of 3 million sets [3]. Group 3: Changes in Implementation Entities and Locations - The company has added its wholly-owned subsidiaries, Taixing Xingdesheng Motor Co., Ltd. and Taixing Xingdesheng Electric Co., Ltd., as new implementation entities for the "brushed motor technology upgrade project" [4]. - The new implementation locations are set in Taixing City, specifically at Coral Town and Huangqiao Industrial Park, replacing the previous site in Suzhou [3][4]. Group 4: Compliance and Governance - The company will adhere to relevant regulations regarding the use of raised funds, ensuring legal and effective management while fulfilling disclosure obligations [5]. - The board of directors and the supervisory board have approved the changes, confirming that they align with the company's operational needs and do not harm shareholder interests [5][6].

Summary of Key Points Core Viewpoint - The company has made adjustments to the implementation subjects and locations for certain projects funded by convertible bonds, ensuring that the investment direction and total amount remain unchanged while enhancing the efficiency of fund utilization [1][5][8]. Group 1: Fundraising and Project Overview - The company issued 3.84 million convertible bonds at a face value of RMB 100 each, raising a total of RMB 384 million, with actual funds received amounting to RMB 379.65 million after deducting fees [1]. - The funds are managed in a dedicated account to ensure compliance with regulations and protect investor interests [2]. Group 2: Fund Utilization Status - As of June 30, 2025, the company has made significant investments in various projects, including the completion of the "Chongqing Yanpu Automotive Parts Co., Ltd. New Energy Vehicle Seat Frame and Battery Pack Shell Production Line Project" [3][4]. - The project "Jingmen Yanpu Automotive Parts Co., Ltd. Great Wall Motor Seat Frame Project" has also reached a usable state [4]. Group 3: Adjustments to Implementation Subjects and Locations - The company has added a new implementation subject, Jin Hua Yanpu Automotive Parts Co., Ltd., and a new location in Jinhua City for the "Great Wall Motor Seat Frame Project" while maintaining the original investment direction and total amount [5][6]. - The adjustments were made based on current project conditions, customer needs, and market development [5][6]. Group 4: Approval and Oversight Procedures - The adjustments were approved by the company's audit committee and board of directors, confirming that they do not alter the investment direction or harm shareholder interests [7][8]. - The company will establish a dedicated account for the raised funds and sign a regulatory agreement with the sponsoring institution and the bank [6][8].

）首 次公开发行股票并在上交所主板上市以及 2016 年度非公开发行股票的保荐人， 根据《证券发行上市保荐业务管理办法》 国泰海通证券股份有限公司 关于三江购物俱乐部股份有限公司 使用部分暂时闲置募集资金进行现金管理的核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐人"）作为三 江购物俱乐部股份有限公司（以下简称"三江购物"、"公司"或"发行人" 《上市公司募集资金监管规则》 《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》《上海证券交易所股票上 《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关 市规则》 法律法规和规范性文件的要求，就公司使用暂时闲置募集资金进行现金管理的事 项进行了审慎核查，并发表如下核查意见: 一、募集资金基本情况 经中国证券监督管理委员会《关于核准三江购物俱乐部股份有限公司非公开 发行股票的批复》 （证监许可〔2018〕1286 号）核准，公司向特定对象非公开发 行人民币普通股（A 股）136,919,600 股，每股发行价格为人民币 10.71 元，募集 资金总额为人民币 146,640.89 万元，扣除各项发行费用后实际募集资金净额 ...

Core Viewpoint - The report outlines the ongoing supervision of Sanwei Xinan Technology Co., Ltd. by Guotai Haitong Securities Co., Ltd. as the sponsor, highlighting the company's financial performance, risks, and competitive advantages in the commercial password industry [1][2]. Continuous Supervision Work - Guotai Haitong Securities is responsible for the continuous supervision of Sanwei Xinan post-listing, with no significant issues reported [2]. Major Risk Factors - **Technological Upgrade Risk**: The company faces risks related to the rapid evolution of cryptographic technologies, including quantum computing, which could impact its competitive edge if it fails to keep pace with industry developments [3]. - **Core Technology Leakage Risk**: Despite confidentiality agreements with key personnel, there remains a risk of core technology leakage due to potential mismanagement or collaboration with suppliers and clients [4]. - **Intensified Market Competition Risk**: The commercial password industry in China has over 1,200 companies, leading to increased competition as the market grows due to government support [5]. - **Market Space Squeeze Risk**: Some downstream partners may expand into the upstream password board card market, potentially reducing the company's market share [6]. - **Seasonal Business Fluctuation Risk**: The company's revenue and profit are unevenly distributed throughout the year, with a significant portion occurring in the second half, particularly in Q4 [7]. Major Financial Indicators - In the first half of 2025, the company's revenue was CNY 195 million, a year-on-year increase of 15.19%, attributed to the consolidation of Jiangnan Tianan and growth in the energy and transportation sectors [9]. - The total profit and net profit attributable to shareholders saw significant declines, with decreases of 555.34% and 314.35% respectively, primarily due to increased R&D investments and project delays [10]. - R&D expenses accounted for 40.34% of revenue, up from 31.27% the previous year, reflecting the company's commitment to innovation [11]. Core Competitiveness - **Leading Technology and Personnel Advantage**: The company has developed several industry-leading products and holds numerous patents, with a strong R&D team comprising 43.15% of its workforce [12]. - **Comprehensive Product System**: The company has established a complete product system for commercial password technology, including self-developed chips and various product lines [13]. - **Quality Customer Base**: The company has built a strong reputation across multiple sectors, including government and finance, ensuring robust market presence [14]. - **First-Mover Advantage in New Fields**: The company is a pioneer in applying password technology in emerging fields like cloud computing and blockchain, actively participating in standard-setting [15][16]. R&D Expenditure and Progress - R&D expenses increased by 48.61% year-on-year, driven by talent acquisition and the acquisition of Jiangnan Tianan [18]. - The company applied for 60 intellectual property rights in the first half of 2025, including 16 invention patents, demonstrating its ongoing commitment to innovation [18]. Use of Raised Funds - As of June 30, 2025, the company has complied with regulations regarding the use of raised funds, with no violations reported [19][20].

人民财讯8月28日电，国泰海通证券认为硫化物固态电解质凭借更优秀的综合性能有望成为全固态电池 的主流选择，其中硫化锂是硫化物固态电解质的核心原材料，潜在的市场空间广阔，吸引了众多企业布 局。硫化锂主流制备路线可分为三大类，固相法、液相法、气相法。随着固态电池市场需求逐渐兴起， 前瞻布局硫化锂的企业有望受益。 ...