这周有哪些大事要闻？ 发布了哪些重要政策、通知？ 一起来快速回顾一下吧！ 领导关心 1.为上海发展贡献宝贵力量！龚正会见来沪参加上海市市长国际企业家咨询会议的企业家代表 10月10日，由人民银行上海总部和市委金融办共同主办的上海金融"五篇大文章"工作推进会在沪召开。 上海市委常委、常务副市长吴伟出席会议并讲话，市政府副秘书长顾军出席会议。上海金融"五篇大文 章"工作专班成员单位、相关金融市场基础设施及在沪主要金融机构负责同志参加会议。 会议强调，做好上海金融"五篇大文章"，要顺应上海经济社会高质量发展的战略需要、阶段特征和结构 特点，深化金融供给侧结构性改革，与上海"五个中心"建设实现同题共答、同频共振、同向发力。要紧 扣高水平科技自立自强目标和上海科技创新策源功能定位，充分发挥科创金融改革试验区、科技保险创 新引领区等重要平台作用，更好推动上海国际科创中心与国际金融中心建设双向赋能、相互促进。要聚 焦绿色化、数字化发展，发挥上海国际绿色金融枢纽作用，实施好推进全球金融科技中心建设行动方 案，更好助力上海现代化产业体系建设。要坚持金融为民，不断创新普惠金融产品和服务模式，着力完 善养老金融体系，更好助力上海人 ...

数据背后，是目标明确、过程清晰的工作模式。前期工作中，人民银行上海总部等16个部门在央行 等国家金融管理部门的指导和市委、市政府领导下，组建了上海金融"五篇大文章"工作专班，围绕目标 拆解形成92项工作任务、275项具体工作项目，采用目标清单、任务清单、项目清单、责任清单"四张清 单"推进机制，确保各项工作落地见效。 会议强调，做好上海金融"五篇大文章"，要顺应上海经济社会高质量发展的战略需要、阶段特征和 结构特点，深化金融供给侧结构性改革，与上海"五个中心"建设实现同题共答、同频共振、同向发力。 要紧扣高水平科技自立自强目标和上海科技创新策源功能定位，充分发挥科创金融改革试验区、科技保 险创新引领区等重要平台作用，更好推动上海国际科创中心与国际金融中心建设双向赋能、相互促进。 要聚焦绿色化、数字化发展，发挥上海国际绿色金融枢纽作用，实施好推进全球金融科技中心建设行动 方案，更好助力上海现代化产业体系建设。要坚持金融为民，不断创新普惠金融产品和服务模式，着力 完善养老金融体系，更好助力上海人民城市建设。 上海市委常委、常务副市长吴伟出席会议并讲话。 记者 张杨 见习记者 吴恺沄 昨天，在人民银行上海总部召开的 ...

21世纪经济报道记者 吴霜 会上，人民银行信贷市场司介绍了国家有关金融"五篇大文章"的顶层设计、政策框架和背景考虑。人民 银行上海总部、市科委、市经济信息化委、上海证券交易所、上海环境能源交易所等单位分别介绍了信 贷市场综合业务管理系统上海功能模块、"沪科积分"金融产品服务包、"专精特新贷"产品手册、"中证 上海环交所绿色转型指数"、"上海碳市场综合价格指数"等有关产品和服务。 前期，在人民银行等国家金融管理部门的指导下，在市委、市政府领导下，人民银行上海总部等16个部 门组建了上海金融"五篇大文章"工作专班，形成92项工作任务、275项具体工作项目，以目标清单、任 务清单、项目清单、责任清单"四张清单"的方式，认真抓好工作推进落实，取得明显成效。 会议强调，做好上海金融"五篇大文章"，要顺应上海经济社会高质量发展的战略需要、阶段特征和结构 特点，深化金融供给侧结构性改革，与上海"五个中心"建设实现同题共答、同频共振、同向发力。要紧 扣高水平科技自立自强目标和上海科技创新策源功能定位，充分发挥科创金融改革试验区、科技保险创 新引领区等重要平台作用，更好推动上海国际科创中心与国际金融中心建设双向赋能、相互促进。 ...

来源：上海证券报·中国证券网 会议指出，前期，在人民银行等国家金融管理部门的指导下，在上海市委、市政府领导下，人民银行上 海总部等16个部门组建了上海金融"五篇大文章"工作专班，形成92项工作任务、275项具体工作项目， 以目标清单、任务清单、项目清单、责任清单"四张清单"的方式，认真抓好工作推进落实，取得明显成 效。截至2025年8月末，上海市"五篇大文章"贷款余额达4.8万亿元，同比增长13.7%，比各项贷款增速 高6.6个百分点。 会议强调，做好上海金融"五篇大文章"，要顺应上海经济社会高质量发展的战略需要、阶段特征和结构 特点，深化金融供给侧结构性改革，与上海"五个中心"建设实现同题共答、同频共振、同向发力。要紧 扣高水平科技自立自强目标和上海科技创新策源功能定位，充分发挥科创金融改革试验区、科技保险创 新引领区等重要平台作用，更好推动上海国际科创中心与国际金融中心建设双向赋能、相互促进。要聚 焦绿色化、数字化发展，发挥上海国际绿色金融枢纽作用，实施好推进全球金融科技中心建设行动方 案，更好助力上海现代化产业体系建设。要坚持金融为民，不断创新普惠金融产品和服务模式，着力完 善养老金融体系，更好助力上海 ...

新华财经上海10月10日电 据中国人民银行上海总部消息，10月10日，上海金融"五篇大文章"工作推进 会在人民银行上海总部召开。上海市委常委、常务副市长吴伟出席会议并讲话，市政府副秘书长顾军、 人民银行信贷市场司司长彭立峰出席会议，人民银行上海总部主任兼上海市分行行长金鹏辉主持会议。 上海金融"五篇大文章"工作专班成员单位、相关金融市场基础设施及在沪主要金融机构负责同志参加会 议。 （文章来源：新华财经） 会议指出，前期，在人民银行等国家金融管理部门的指导下，在市委、市政府领导下，人民银行上海总 部等16个部门组建了上海金融"五篇大文章"工作专班，形成92项工作任务、275项具体工作项目，以目 标清单、任务清单、项目清单、责任清单"四张清单"的方式，认真抓好工作推进落实，取得明显成效。 截至2025年8月末，上海市"五篇大文章"贷款余额达4.8万亿元，同比增长13.7%，比各项贷款增速高6.6 个百分点。 会议强调，做好上海金融"五篇大文章"，要顺应上海经济社会高质量发展的战略需要、阶段特征和结构 特点，深化金融供给侧结构性改革，与上海"五个中心"建设实现同题共答、同频共振、同向发力。要紧 扣高水平科技自立自 ...

9月29日，银行间交易商协会发布了修订完善后的《关于非金融企业债务融资工具一般主承销商2025年度主承销业务执业情况市场评价实施方案的通知》 （下称《通知》）。 本次修订完善，重点强化了主承销商对科技金融、普惠金融等领域的资源投入，赋能科技创新与民营经济。明确了主承销商核心功能与执业框架，深化主承 销商全业务链服务能力，促进市场转型发展。 据悉，交易商协会将于2026年初启动2025年度日常评价工作。根据主承销商机构类型和业务范围，按照全国展业银行（含外资银行）、地方展业银行、证券 公司分类评价。 持续优化特色主承销商评价机制 为深入贯彻落实中央金融工作会议精神，深化金融供给侧结构性改革，持续提升主承销商综合执业能力，推动银行间市场高质量发展，银行间市场交易商协 会经充分征求市场成员意见，对主承销商日常评价标准进行了优化完善。 本次完善日常评价机制的总体思路包括多个方面。首先是，落实党中央、国务院关于促进科技企业、民营企业高质量发展的重大决策部署，加强对科技创新 债券、民营企业债券的支持力度，引导金融资源对重点领域的服务与支持。 其次是，进一步完善主承销商的能力建设框架，构建"发行定价—市场化销售 — 存续期 ...

Core Viewpoint - The revised implementation plan for the evaluation of main underwriters of non-financial corporate debt financing tools aims to enhance the support for technology finance and inclusive finance, thereby empowering technological innovation and the private economy [2][4]. Group 1: Evaluation Mechanism - The evaluation mechanism for main underwriters has been optimized to align with the central government's directives on promoting high-quality development of technology and private enterprises, increasing support for technology innovation bonds and private enterprise bonds [4]. - The evaluation framework includes a comprehensive service capability model that integrates issuance pricing, market-oriented sales, ongoing management, underwriting market-making, risk sharing, and research innovation [4]. - The evaluation results will categorize underwriters into qualified and unqualified groups, with qualified underwriters further divided into four tiers: A, B, C, and D, based on their performance [7]. Group 2: Classification and Standards - National banks (including foreign banks) will have their top 30% classified as A tier, while the bottom 10% will be C tier; local banks will have their top 20% as A tier and bottom 20% as C tier; securities companies will follow a similar classification [7]. - Unqualified classifications include failure to submit required evaluation materials, significant self-regulatory penalties for violations, and other serious negative impacts as determined by the association [7][8]. Group 3: Future Directions - The association plans to continue enhancing the market-oriented evaluation mechanism for underwriting institutions, promoting high-quality development in the interbank bond market [8]. - There will be a focus on showcasing six types of specialized underwriters in areas such as inclusive finance, technology innovation, green bonds, structured products, panda bonds, and derivatives [8].

Group 1 - The core viewpoint of the announcement is to enhance the comprehensive practice capabilities of lead underwriters and promote high-quality development in the interbank bond market through optimized evaluation standards [1][3] - The overall approach includes reinforcing support for technology finance and inclusive finance, aligning with national policy directives, and guiding financial resources towards key sectors [1][2] - The evaluation mechanism will focus on the performance of lead underwriters in supporting technology innovation bonds and private enterprise bonds, thereby enhancing the service and support of financial resources [1][2] Group 2 - The framework for capacity building of lead underwriters will be improved, establishing a six-in-one practice capability framework that includes issuance pricing, market-oriented sales, ongoing management, underwriting market-making linkage, risk sharing, and research innovation [1][2] - There will be a continuous optimization of the evaluation mechanism for specialized lead underwriters, showcasing institutions that excel in inclusive, technology-driven, green bonds, structured products, panda bonds, and derivatives [2] - Guidance on compliance and self-regulation will be strengthened, with increased warning measures for self-discipline violations to maintain a healthy market ecosystem [3]

Group 1 - The financial industry in China is experiencing significant growth and achievements, reflecting a robust development trajectory over the decades [1] - The upcoming 2025 Insurance and Trust Industry High-Quality Development Conference will focus on the theme "Long Money, Long Investment, Long Green," emphasizing the importance of these sectors in supporting the real economy and enhancing social welfare [2][4] - The Chinese government is implementing structural reforms in the financial supply side, introducing policies to improve service quality, risk management, and innovation within financial institutions [2] Group 2 - The insurance and trust industries are presented with new development opportunities and challenges, necessitating a strategic alignment with policy directions and an enhancement of core competitiveness [2] - Financial technology is highlighted as a key enabler for innovation in service models, aimed at meeting diverse customer needs [2] - Strengthening risk management is identified as a critical issue for ensuring financial security within the industry [2] Group 3 - The Golden Bull Awards, organized by China Securities Journal, are recognized as one of the most credible and influential awards in China's capital market, promoting healthy development in the asset management industry [3]

Core Viewpoint - The China public fund industry is undergoing a historic transformation driven by the "New Era, New Fund, New Value" theme, marking a significant shift towards high-quality development and a "value revolution" in the sector [2][9]. Group 1: Operational Perspective - The CSRC's action plan targets the "profit-making" model of the public fund industry, emphasizing a shift to a performance-based management fee structure that ties fund company profits to investor returns [3]. - The traditional commission-based sales model is under pressure, prompting sales institutions to pivot towards value-added services like investment advisory and asset allocation [3]. - The adoption of technology and data analytics is expected to reduce costs and drive competition, leading to a "data and AI-driven" phase in the industry [3]. Group 2: Functional Perspective - The regulatory framework is being restructured to focus on long-term performance, with a significant increase in the weight of three-year returns in assessments, discouraging short-term speculation [4]. - Enhanced performance benchmarks will enforce stricter adherence to investment styles, pushing active equity funds to compete directly with index-enhanced products [4]. - New metrics for assessing investor returns will shift the focus from marketing to client experience, fostering a culture of "responsible investing" [4]. Group 3: Development Perspective - The industry is seeing an expansion of equity funds, with rapid registration processes for ETFs and optimized approval for fixed-income products, creating a positive feedback loop for innovation and capital inflow [5]. - The introduction of derivative tools will allow public funds to engage in more sophisticated strategies, potentially leading to a "hedge fund-like" product offering [6]. - The integration of research platforms and AI technology is expected to shift the focus from individual star managers to systematic investment capabilities [6]. Group 4: Investor Perspective - A new compensation structure will hold fund managers accountable for underperformance, fostering a shared interest between investors and fund managers [7]. - Enhanced transparency measures will provide investors with clearer insights into fund performance, shifting decision-making from rankings to actual investor experiences [7]. - The rise of investment advisory services will transform investors from mere purchasers to active asset allocators, incentivizing long-term holding behaviors [7]. Group 5: Industry Restructuring Perspective - The industry is expected to experience structural differentiation, with larger firms leveraging scale while smaller firms seek niche opportunities, leading to a dual structure of "systemically important firms" and "boutique institutions" [8]. - Mergers and acquisitions are likely to become commonplace as firms lacking core competencies face consolidation, with a shift in valuation logic from "license premium" to "research capability premium" [8]. - The easing of regulations around derivatives and cross-border investments will expose local firms to global asset management giants, making international capabilities a key growth driver [8]. Conclusion - The ongoing reforms in the public fund industry represent a deepening of structural changes in financial supply, with long-term implications for sustainability and investor trust [9].