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关于新增国泰君安证券股份有限公司等多家销售机构为摩根双债增利债券型证券投资基金D类份额代销机构的公告
Group 1 - Morgan Fund Management (China) Co., Ltd. has signed fund sales agency agreements with multiple institutions including Guotai Junan Securities, Haitong Securities, E-Hua Buy Fund Sales, and Lead Fund Sales to distribute the Morgan Dual Bond Enhanced Income Bond Fund Class D (Fund Code: 023813) [1] - Investors can conduct subscription, redemption, and regular investment through the aforementioned agencies, with specific procedures and timings determined by the agencies [1] - The announcement includes contact details for each agency for further inquiries [1] Group 2 - Morgan Fund Management (China) Co., Ltd. has added Hengtai Securities as a sales agency for the Morgan Dual Bond Enhanced Income Bond Fund (Class A Code: 000377; Class C Code: 000378; Class D Code: 023813) [3] - Investors can also perform subscription, redemption, and regular investment through Hengtai Securities, with specific procedures governed by Hengtai Securities [3][4] Group 3 - Starting from March 31, 2025, Morgan Fund Management (China) Co., Ltd. will lower the management and custody fees for certain funds and amend related legal documents [5] - The adjustments are made in accordance with relevant laws and fund contracts, and the changes will not adversely affect the interests of fund shareholders [5][6] - Updated fund contracts, custody agreements, and prospectuses will be published on the company's website and the China Securities Regulatory Commission's fund disclosure website [6]
复旦张江: 海通证券股份有限公司关于上海复旦张江生物医药股份有限公司2024年度募集资金存放与使用情况的核查意见
Zheng Quan Zhi Xing· 2025-03-27 14:39
Core Viewpoint - The report outlines the fundraising and usage status of Shanghai Fudan Zhangjiang Bio-Pharmaceutical Co., Ltd. for the year 2024, confirming compliance with regulatory requirements and detailing the management of raised funds [1][6][7]. Fundraising Overview - The company raised a total of RMB 1,074 million through the issuance of 12 million shares at RMB 8.95 per share, with net proceeds amounting to RMB 974.32 million after deducting issuance costs of RMB 99.68 million [1][3]. - As of December 31, 2024, the total amount used from the raised funds was RMB 486.36 million, with an additional RMB 346.45 million from over-raised funds permanently supplementing working capital [1][3]. Fund Usage and Management - The company utilized RMB 15.24 million of the raised funds during the reporting period and had a remaining balance of RMB 193.10 million in the dedicated account as of December 31, 2024 [1][3]. - A three-party supervision agreement was signed with banks to ensure proper management of the raised funds, and the company has adhered to its internal management procedures [1][4]. Cash Management - The company approved the use of up to RMB 250 million of temporarily idle raised funds for cash management, focusing on safe and liquid investment products [4][8]. - The company engaged in structured deposits and achieved returns from these investments, with no remaining balance in investment products as of the end of the reporting period [5][8]. Compliance and Audit - The report confirms that the company has complied with all relevant regulations regarding the management and usage of raised funds, with no violations reported [6][7]. - The auditing firm PwC provided a verification report affirming that the fundraising and usage report accurately reflects the company's financial activities [6][7].
中集车辆: 海通证券股份有限公司关于中集车辆(集团)股份有限公司对A股部分募集资金投资项目终止并调整投资计划及部分募集资金投资项目延期的核查意见
Zheng Quan Zhi Xing· 2025-03-25 13:44
《关于 A 股部分募集资金投资项目终止并调整投资计划的议案》尚需提交 公司股东会审议。现将有关情况公告如下: 一、A 股首次公开发行股票募集资金的基本情况 经中国证券监督管理委员会《关于同意中集车辆(集团)股份有限公司首次 公开发行股票注册的批复》 (证监许可〔2021〕1719 号)同意注册,公司首次公 开发行人民币普通股(A 股)股票 25,260.00 万股,每股面值人民币 1.00 元,每 股发行价格为人民币 6.96 元,募集资金总额为人民币 175,809.60 万元,扣除不 含税发行费用人民币 17,431.92 万元,实际募集资金净额为人民币 158,377.68 万 元。普华永道中天会计师事务所(特殊普通合伙)对公司 A 股首次公开发行股票 的资金到位情况进行了审验,并于 2021 年 7 月 5 日出具了普华永道中天验字 (2021)第 0668 号验资报告。公司已对募集资金采取专户存储管理。 中集车辆: 海通证券股份有限公司关于中集车辆 (集团)股份有限公司对A股部分募集资金投资项 目终止并调整投资计划及部分募集资金投资项目延 期的核查意见 海通证券股份有限公司 关于中集车辆(集团)股份 ...
中集车辆: 海通证券股份有限公司关于中集车辆(集团)股份有限公司对于中集集团财务有限公司2024年度风险持续评估报告的核查意见
Zheng Quan Zhi Xing· 2025-03-25 13:44
中集车辆: 海通证券股份有限公司关于中集车辆 (集团)股份有限公司对于中集集团财务有限公司 2024年度风险持续评估报告的核查意见 海通证券股份有限公司 关于中集车辆(集团)股份有限公司 对于中集集团财务有限公司 2024 年度风险持续评估报告的核查 根据《深圳证券交易所上市公司自律监管指引第7号——交易与关联交易》 的规定,结合中集集团财务有限公司(以下简称"中集财务公司")提供的《金融 许可证》及《营业执照》等有关证件资料,中集车辆(集团)股份有限公司审阅 了中集财务公司包括资产负债表、利润表、现金流量表等在内的财务报告、经营 资质、内控制度建设、经营及风险状况,据此,对公司及合并报表范围内的相关 子公司与中集财务公司开展存贷款及其他金融业务的风险进行了持续评估。 一、中集财务公司基本情况 中集财务公司成立于2010年2月9日,是经国家金融监督管理总局批准成立的 非银行金融机构,注册资本为人民币13.26亿元,现有股东单位1家,其中:中国 国际海运集装箱(集团)股份有限公司(以下简称"中集集团")持股比例为100%。 金融许可证机构代码:L0108H244030001 法定代表人:张力 意见 海通证券股份 ...
密封科技: 海通证券股份有限公司关于烟台石川密封科技股份有限公司2024年度跟踪报告
Zheng Quan Zhi Xing· 2025-03-24 09:12
Group 1 - The report indicates that Yantai Shichuan Sealing Technology Co., Ltd. has experienced a slowdown in capacity expansion due to significant fluctuations in the commercial vehicle industry, impacting project progress [1][2] - The completion dates for the "Sealing Gasket Technology Upgrade and Expansion Project" and the "Thick Coating Metal Glue Board Technology Upgrade and Expansion Project" have been postponed to December 31, 2025, and December 31, 2026, respectively [2] - The "Thermal Protection Cover Technology Upgrade and Expansion Project" has been terminated, and the remaining raised funds will be retained in a dedicated account for cash management while new investment projects are being considered [2][3] Group 2 - The company has effectively established and executed relevant regulations and internal controls, including those to prevent related party transactions and manage raised funds [1] - The company has conducted one on-site inspection, and the report was submitted in accordance with regulations, with no significant issues identified [1] - The company and its shareholders have fulfilled their commitments, with no unfulfilled commitments reported [2]
券业合并大势所趋!专访"国君+海通"境外财务顾问:未来或有更多类似案例
券商中国· 2025-03-23 23:22
近日,国泰君安吸收合并海通证券彻底落下帷幕,合并后公司采用新名称,即"国泰海通证券"。 二是,瑞银协助公司与监管机构、H股股东进行了大量的沟通工作,讲好合并后公司新的投资故事。两家公司在股 东表决的时候,在相关各个股东大会和类别股东会上都得到了99%以上记录性的高票通过的成果。 三是,瑞银作为证券同业,关于合并交易以及合并之后的整合事项,跟国泰君安、海通证券等分享见解。 在行业内,国泰君安证券和海通证券的合并重组,是新"国九条"实施以来头部券商合并重组的首单,也是目前中国 资本市场史上规模最大的A+H双边市场吸收合并、上市券商A+H最大的整合案例。 瑞银在此次合并案例中担任国泰君安的境外独家财务顾问,成为唯一一家参与了至今为止全部两单"A+H"股上市公 司之间换股吸收合并的投行,这背后有哪些挑战和关键难点,瑞银又是如何看待中国证券业合并浪潮趋势的? 对此,证券时报·券商中国记者记者专访了瑞银全球投资银行部亚洲区副主席朱正芹,以及项目团队成员瑞银证券全 球投资银行部执行董事陈功。 ▲瑞银全球投资银行部亚洲区副主席 朱正芹 券商中国记者:本次交易中瑞银作为国泰君安的境外独家财务顾问,能否简要介绍一下瑞银在整个换股 ...
国泰君安成为主要股东,这两家基金股权变更迎新进展
公告显示,经证监会核准,国泰君安吸收合并海通证券,自本次吸收合并交割日(即2025年3月14日) 起,合并后的国泰君安承继及承接海通证券的全部资产、负债、业务、人员、合同、资质及其他一切权 利与义务,海通证券所持富国基金、海富通基金的股权亦归属于合并后的国泰君安,即合并后的国泰君 安成为富国基金、海富通基金的主要股东,上海国际集团有限公司成为海富通基金的实际控制人。 此次股权变更是国泰君安吸收合并海通证券的后续安排之一。2025年1月17日,中国证监会便核准了国 泰君安以新增59.86亿股股份吸收合并海通证券的方案,同时批准其募集不超过100亿元的配套资金。合 并交割日最终定于2025年3月14日,海通证券随后依法解散,其原有资产、负债、业务及人员均由国泰 君安全面承接。 具体而言,海通证券原持有富国基金27.775%股权(对应认缴出资1.4443亿元),以及海富通基金51% 股权(对应认缴出资1.53亿元),现均由国泰君安承继。截至2024年12月末,富国基金、海富通基金的 公募管理规模分别为10648.87亿元、1721.63亿元。 此外,合并前的国泰君安控股一家公募基金,Wind数据显示,国泰君安持有华 ...
海通证券每日报告精选-2025-03-18
Haitong Securities· 2025-03-18 02:11
Investment Rating - The report gives an "Outperform the Market" rating for both Blue Moon Group and CATL, indicating expected performance above the market average [6][27][31]. Core Insights - The jewelry sector is transitioning from channel-driven to brand-driven, with a focus on product structure upgrades leading to improved gross margins [8][9]. - The pet consumption market is expanding, driven by an increase in pet ownership and a demand for higher quality products [21]. - CATL is expected to maintain strong performance with a projected net profit growth from 645 billion to 932 billion CNY over the next three years [31]. Summary by Sections Jewelry Sector - The jewelry industry is seeing a shift towards brand-driven strategies, enhancing product offerings and improving profitability [8][9]. - The report highlights that the retail sales of gold and silver jewelry have shown a year-on-year increase of 5.4% in early 2025, indicating a recovery in demand [10]. - Companies like Chow Tai Fook and Zhou Dasheng are focusing on high-quality expansion and product structure improvements to capture market share [11][12]. Pet Consumption - The pet food sector is recommended due to the growing consumer interest and spending on pet-related products, with leading companies expected to outperform the market [21]. - The report notes a significant increase in online sales and engagement in the pet product category, with a 71% year-on-year growth in pet-related live commerce [21]. Blue Moon Group - The company is projected to recover from losses in 2024, with expected net profits turning positive by 2025, supported by a strong brand presence in the cleaning products market [27]. - The report anticipates a revenue growth of 16% in 2024, driven by increased sales across all product categories [25]. CATL - CATL is projected to maintain its leadership in the global battery market, with a significant increase in production capacity and a strong pipeline of new products [31]. - The company is expected to achieve a net profit of 645 billion CNY in 2025, with a favorable valuation range of 337.12 to 366.43 CNY per share [31].
海通证券的基金托管服务将由国泰君安继续履行
据国泰君安证券、海通证券此前公告,因国泰君安吸收合并海通证券,自2025年3月14日起,合并后国 泰君安将承继及承接海通证券的全部资产、负债、业务、人员、合同、资质及其他一切权利与义务。 人民财讯3月18日电,近期,各公募基金公司陆续发布旗下基金的基金托管人职责履行安排公告,原托 管在海通证券的基金后续托管服务将由国泰君安继续履行。 ...
兴业基金管理有限公司 关于国泰君安证券股份有限公司换股吸收合并 海通证券股份有限公司相关业务的提示性公告
Core Viewpoint - The merger between Guotai Junan Securities Co., Ltd. and Haitong Securities Co., Ltd. will result in Guotai Junan inheriting all assets, liabilities, businesses, personnel, contracts, qualifications, and other rights and obligations of Haitong Securities from the effective date of the merger [1] Group 1 - Haitong Securities' legal rights and obligations from documents signed before the merger will be inherited by Guotai Junan [1] - Guotai Junan will complete the registration of its name change and will conduct business and management activities under the new name [1] - Guotai Junan will continue to provide custody and operational outsourcing services previously offered by Haitong Securities [1] Group 2 - All asset management products previously managed by Haitong Securities, including public funds and private asset management plans, will have their custodian changed to Guotai Junan from the effective date of the merger [1] - Guotai Junan will inherit all rights and obligations as the custodian for these products, ensuring seamless custody services [1] - Guotai Junan will also continue to provide professional and efficient fund services as the fund service institution under relevant agreements [1]